2023-12106. Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940

June 1, 2023.

Notice is given that the Securities and Exchange Commission (the “ Commission ”) intends to issue an order, pursuant to section 203(h) of the Investment Advisers Act of 1940 (the “ Act ”), cancelling the registrations of the investment advisers whose names appear in the attached Appendix, hereinafter referred to as the “ registrants.”

Section 203(h) of the Act provides, in pertinent part, that if the Commission finds that any person registered under section 203, or who has pending an application for registration filed under that section, is no longer in existence, is not engaged in business as an investment adviser, or is prohibited from registering as an investment adviser under section 203A, the Commission shall by order cancel the registration of such person.

Each registrant listed in the attached Appendix either (a) has not filed a Form ADV amendment with the Commission as required by rule 204–1 under the Act ^[1] and appears to be no longer engaged in business as an investment adviser or (b) has indicated on Form ADV that it is no longer eligible to remain registered with the Commission as an investment adviser but has not filed Form ADV–W to withdraw its registration. Accordingly, the Commission believes that reasonable grounds exist for a finding that these registrants are no longer in existence, are not engaged in business as investment advisers, or are prohibited from registering as investment advisers under section 203A, and that their registrations should be cancelled pursuant to section 203(h) of the Act.

Notice is also given that any interested person may, by June 26, 2023, at 5:30 p.m., submit to the Commission in writing a request for a hearing on the cancellation of the registration of any registrant listed in the attached Appendix, accompanied by a statement as to the nature of such person's interest, the reason for such person's request, and the issues, if any, of fact or law proposed to be controverted, and the writer may request to be notified if the Commission should order a hearing thereon. Any such communication should be emailed to the Commission's Secretary at [e-mail].

At any time after June 26, 2023, the Commission may issue an order or orders cancelling the registrations of any or all of the registrants listed in the attached Appendix, upon the basis of the information stated above, unless an order or orders for a hearing on the cancellation shall be issued upon request or upon the Commission's own motion. Persons who requested a hearing, or who requested to be advised as to whether a hearing is ordered, will receive any notices and orders issued in this matter, including the date of the hearing (if ordered) and any postponements thereof. Any registrant whose registration is cancelled under delegated authority may appeal that decision directly to the Commission in accordance with rules 430 and 431 of the Commission's rules of practice (17 CFR 201.430 and 431).

ADDRESSES:

The Commission: [e-mail].

FOR FURTHER INFORMATION CONTACT:

Priscilla Dao, Senior Counsel, or Scott Jameson, Senior Counsel, at 202–551–6825; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE, Washington, DC 20549–8549.

For the Commission, by the Division of Investment Management, pursuant to delegated authority.^[2]

Sherry R. Haywood,

Assistant Secretary.

Appendix

SEC No.	Full legal name
801–72074	BAY MUTUAL FINANCIAL LLC.
801–75390	PROPHECY ASSET MANAGEMENT LP.
801–71058	FUSION ANALYTICS INVESTMENT PARTNERS LLC.
801–72514	PLATINUM MANAGEMENT (NY) LLC.
801–67384	ASSET MANAGEMENT ADVISORY GROUP LLC.
801–66695	COASTAL PARTNERS LTD.
801–70770	AZZARA THOMAS PETER.
801–116672	BRYAN ADVISORY SERVICES, LLC.
801–74069	ACCIPITER CAPITAL MANAGEMENT, LLC.
801–80422	MILLER, JOHN, STENNING.
801–101538	KENT COSTELLO.
801–107076	DVDENDO, INC.
801–112509	INVICTUS CAPITAL INVESTORS.
801–108994	CAPITECT, INC.
801–112008	ALPHAMALL LLC.
801–111893	BARREL PARK INVESTMENTS, LLC.
801–114014	INVESTIFAI LLC.
801–114489	SAVYON ASSET MANAGEMENT ADVISORY, LLC.
801–117990	ALTERNATIVE ASSET MANAGEMENT, LLC.
801–117752	VITA INTELLECTUS INSTITUTIONAL, INC.
801–118705	CARTA FINANCIERA SA.
801–118711	DAYUAN INFORMATION TECH LIMITED.
801–119791	AN IDEAL LIFE FINANCIAL PLANNING, LLC.
801–120471	CLOUT CAPITAL ADVISORS LLC.
801–121726	UNION ACQUISITION GROUP, LLC.
801–122357	JORDAN CHAPLIN.
801–126261	ALL BLUE LABS MANAGEMENT, LLC.
801–126071	PF ADVISORS, LLC.

Footnotes

1.  Rule 204–1 under the Act requires any adviser that is required to complete Form ADV to amend the form at least annually and to submit the amendments electronically through the Investment Adviser Registration Depository.

2.  17 CFR 200.30–5(e)(2).