96-17639. Office of the Assistant Secretary for Public and Indian Housing; Public and Indian Housing Drug Elimination Program Notice of Funding AvailabilityFY 1996; Amendment and reopening of application period  

  • [Federal Register Volume 61, Number 133 (Wednesday, July 10, 1996)]
    [Notices]
    [Pages 36472-36492]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-17639]
    
    
    
    [[Page 36471]]
    
    
    _______________________________________________________________________
    
    Part VII
    
    
    
    
    
    Department of Housing and Urban Development
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Public and Indian Housing Drug Elimination Program Funding 
    Availability, Fiscal Year 1996; Amendment and Reopening of Application 
    Period; Notice
    
    Federal Register / Vol. 61, No. 133 / Wednesday, July 10, 1996 / 
    Notices
    
    [[Page 36472]]
    
    
    
    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    [Docket No. FR-4003-N-02]
    
    
    Office of the Assistant Secretary for Public and Indian Housing; 
    Public and Indian Housing Drug Elimination Program Notice of Funding 
    Availability--FY 1996; Amendment and reopening of application period
    
    AGENCY: Office of the Assistant Secretary for Public and Indian 
    Housing, HUD.
    
    ACTION: Notice of Funding Availability (NOFA) for Fiscal Year (FY) 
    1996; Amendment and Reopening of Application Period.
    
    -----------------------------------------------------------------------
    
    SUMMARY: On April 8, 1996 (61 FR 15674), HUD published a notice 
    announcing the availability of fiscal year (FY) 1996 funding for its 
    Public and Indian Housing Drug Elimination Program. This notice, 
    published in today's Federal Register makes two amendments to the April 
    8, 1996 NOFA, and reopens the application period for a period of 30 
    days. This notice amends the April 8, 1996 NOFA to provide for the 
    final FY 1996 funding amount. This notice also amends the FY 1996 NOFA 
    to revise the grant award limit for the largest category of housing 
    authorities (50,000 units or more). For the convenience of the reader, 
    the entire NOFA is being republished.
    
        Note: All eligible housing authorities are invited to submit 
    applications under this NOFA.
    
        Housing authorities whose applications were submitted by the 
    application deadline (June 14, 1996) under the April 8, 1996 NOFA are 
    not required to resubmit applications under this amended NOFA. However, 
    a housing authority whose application was timely filed under the April 
    8, 1996 NOFA, may submit an amended application or a replacement 
    application during the 30-day application period. If submitting an 
    amended or replacement application, the housing authority must clearly 
    identify that its previous application filed under the April 8, 1996 
    NOFA is being amended or replaced in its entirety by the new 
    submission.
        Housing authorities whose applications were not filed by the June 
    14, 1996 deadline under the April 8, 1996 NOFA are considered timely 
    filed under this NOFA, and need not reapply under this NOFA.
        Housing authorities whose applications were timely filed under the 
    April 8, 1996 but rejected will be notified of the rejection and may 
    reapply under this NOFA published in today's Federal Register.
        Again, all eligible housing authorities are eligible to apply under 
    this NOFA.
        This amended NOFA provides for HUD's final FY 1996 funding amount 
    ($259,000,487) under the Public and Indian Housing Drug Elimination 
    Program (PHDEP) for use in eliminating drug-related crime and other 
    criminal activities associated with drug-related problems. Funded 
    programs must be part of a comprehensive plan for addressing the 
    problem of drug-related crime and other criminal activities associated 
    with drug-related problems.
        In the body of this document is information concerning the purpose 
    of the NOFA, applicant eligibility, available amounts, selection 
    criteria, financial requirements, management, and application 
    processing, including how to apply, how selections will be made, and 
    how applicants will be notified of results. HEREAFTER, the term housing 
    authority (HA) shall include public housing agencies (PHAs) and Indian 
    housing authorities (IHAs).
    
    DATES: Applications must be received at the local HUD Field Office on 
    or before August 9, 1996 AT 3:00 PM, LOCAL TIME. THIS APPLICATION 
    DEADLINE IS FIRM AS TO DATE AND HOUR. In the interest of fairness to 
    all competing applicants, the Department will treat as ineligible for 
    consideration any application that is received after the deadline. 
    Applicants should take this practice into account and make early 
    submission of their materials to avoid any risk of loss of eligibility 
    brought about by any unanticipated or delivery-related problems. A FAX 
    is not acceptable.
    
    ADDRESSES: (a) APPLICATION KIT: An application kit may be obtained, 
    and assistance provided, from the local HUD Field Office with 
    delegated public housing responsibilities over an applying public 
    housing authority, or from the Area Offices of Native American 
    Programs (AONAP) having jurisdiction over an Indian housing 
    authority making an application, or by calling HUD's Drug 
    Information and Strategy Clearinghouse, telephone (800) 578-3472. 
    The application kit contains information on all exhibits and 
    certifications required under this NOFA.
    
        (b) APPLICATION SUBMISSION: An applicant may submit only one 
    application per housing authority under each Notice of Funding 
    Availability (NOFA). Joint applications ARE NOT PERMITTED under this 
    program with the following EXCEPTION: HAs under a single administration 
    (such as HAs managing another HA under contract or HAs sharing a common 
    executive director) may submit a single application, even though each 
    HA has its own operating budget. Applications (original and two 
    identical copies of the original application) must be received by the 
    deadline at the local HUD Field Office with responsibilities over the 
    applying public housing authorities, Attention: Director, Office of 
    Public Housing or, in the case of Indian housing authorities, at the 
    local HUD AONAP (with jurisdiction over the applying Indian housing 
    authorities, as appropriate) Attention: Administrator, AONAP. A 
    complete listing of these offices is provided in Appendix ``A'' of this 
    NOFA. It is not sufficient for an application to bear a postage date 
    within the submission time period. Applications submitted by facsimile 
    are not acceptable. APPLICATIONS RECEIVED AFTER THE DEADLINE DATE OF 
    AUGUST 9, 1996, AT 3:00 PM, LOCAL TIME, WILL NOT BE CONSIDERED.
    
    FOR FURTHER INFORMATION CONTACT: For questions concerning the Public 
    Housing Drug Elimination Program (PHDEP) contact: the local HUD Field 
    Office, Director, Office of Public Housing (Appendix ``A'' of this 
    NOFA), HUD's Drug Information and Strategy Clearinghouse, telephone 
    (800) 578-3472 or Malcolm E. (Mike) Main, Crime Prevention and Security 
    Division, Office of Community Relations and Involvement, Office of 
    Public and Indian Housing, Room 4112, telephone (202) 708-1197, ext. 
    4232.
        For questions concerning Native Americans programs contact: the 
    local HUD Field Office Administrator, AONAP (Appendix ``A'' of this 
    NOFA), HUD's Drug Information and Strategy Clearinghouse, telephone 
    (800) 578-3472 or Tracy Outlaw, Office of Native American Programs, 
    Room B-133, telephone (202) 755-0088.
        For questions concerning the Assisted Housing Drug Elimination 
    Program (AHDEP) contact: Michael E. Diggs, Office of Multifamily 
    Housing Programs, Office of Housing, Room 6130, telephone (202) 708-
    0614, ext. 2514.
        The address for the above Headquarters persons is: Department of 
    Housing and Urban Development, 451 Seventh Street, SW., Washington, DC 
    20410. Hearing-or-speech impaired persons may call (800) 877-8339. 
    (Federal Information Relay Service TTY.) Except for the ``800'' number, 
    these telephone numbers are not toll-free.
    
    [[Page 36473]]
    
    SUPPLEMENTARY INFORMATION:
    
    Paperwork Reduction Act Statement
    
        The information collection requirements contained in this Notice 
    have been submitted to the Office of Management and Budget for review 
    under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). An 
    agency may not conduct or sponsor, and a person is not required to 
    respond to, a collection of information unless the collection displays 
    a valid control number. The OMB control number, when assigned, will be 
    announced by separate notice in the Federal Register.
    
    Changes to the April 8, 1996 NOFA
    
        Final Funding Amount. On April 8, 1996 (61 FR 15674), HUD published 
    a NOFA announcing the approximate FY 1996 funding for the Public and 
    Indian Housing Drug Elimination Program (PHDEP). At the time of 
    publication of the April 8, 1996 NOFA, Congress had not yet enacted a 
    FY 1996 appropriation for HUD. Accordingly, the April 8, 1996 NOFA set 
    forth HUD's estimate of the FY 1996 funding that the Congress would 
    make available. HUD published the NOFA in order to give potential 
    applicants adequate time to prepare applications.
        On April 26, 1996, the President signed the Omnibus Consolidated 
    Rescissions and Appropriations Act of 1996 (Pub. L. 104-134) (``FY 1996 
    Appropriations Act''). The amount available (to remain available until 
    expended) for funding under the FY 1996 PHDEP NOFA is $259,000,487. The 
    FY 1996 Appropriations Act appropriated $290 million for the Drug 
    Elimination Program. Of the total $290 million appropriated, $1.5 
    million will fund drug information clearinghouse services; $10 million 
    will fund drug elimination technical assistance, contracts and other 
    assistance training, program assessments, and execution for or on 
    behalf of public housing agencies and resident organizations (including 
    the cost of necessary travel for participants in such training); $2.5 
    million shall be used in connection with efforts to combat violent 
    crime in public and assisted housing under the Operation Safe Home 
    Program administered by the Inspector General of HUD; and $17,343,750 
    is for funding the Assisted Housing Drug Elimination Program.
        No FY 1996 Funding for the Youth Sports Program. As stated in a 
    notice published by HUD on June 12, 1996 (61 FR 29884), HUD is not 
    funding the Youth Sports Program for FY 1996. However, following an 
    appeal from the Lexington-Fayette Urban County Housing Authority for 
    reconsideration of its FY 1994 Youth Sports Program NOFA score, HUD has 
    determined that this application qualified for funding. Because all FY 
    1994 and FY 1995 funds have already been awarded, HUD has decided to 
    correct this error by awarding the Lexington-Fayette Urban County 
    Housing Authority $125,000 of FY 1996 funds. In addition, $469,237 of 
    carryover/recovery program funds will be made available under the April 
    8, 1996 NOFA. Accordingly, the total FY 1996 funding available under 
    the April 1996 PHDEP NOFA is $259,000,487.
        Revision to the Maximum Grant Award Amount for the Largest Category 
    of HAs. This NOFA revises the grant amount cap for the largest category 
    of HAs (50,000 units or more). The cap is increased from $25,000,000 to 
    $35,000,000 as a matter of allocational equity. This change will permit 
    an HA with a high number of units to compete for an amount that more 
    fairly represents its share of public housing unit responsibility.
        The entire NOFA, as amended by the changes discussed above, is set 
    forth below.
    
    I. Purpose and Substantive Description
    
    (a) Authority
    
        These grants are authorized under Chapter 2, Subtitle C, Title V of 
    the Anti-Drug Abuse Act of 1988 (42 U.S.C. 11901 et seq.), as amended 
    by section 581 of the National Affordable Housing Act of 1990 (NAHA), 
    approved November 28, 1990, Pub. L. 101-625, and section 161 of the 
    Housing and Community Development Act of 1992 (HCDA 1992) (Pub. L. 102-
    550, approved October 28, 1992), and the Omnibus Consolidated 
    Rescissions and Appropriations Act of 1996 (Pub. L. 104-134, approved 
    April 26, 1996).
    
    (b) Allocation Amounts
    
        (1) Federal Fiscal Year 1996 Funding. The amount available, to 
    remain available until expended, for funding under this NOFA in FY 1996 
    is $259,000,487.
        (2) Maximum Grant Award Amounts. HUD is distributing grant funds 
    under this NOFA on a national competition basis. Maximum grant award 
    amounts are computed on a sliding scale, using an overall maximum cap, 
    depending upon the number of public housing agency (PHA) or Indian 
    housing authority (IHA) units. The unit count includes rental, Turnkey 
    III Homeownership, Mutual Help Homeownership and Section 23 leased 
    housing bond-financed projects. Units in the Turnkey III Homeownership, 
    Mutual Help Homeownership and Section 23 bond-financed programs are 
    counted IF they have not been conveyed. Eligible projects must be 
    covered by an annual contributions contract (ACC) or annual operating 
    agreement (AOA) during the period of the grant award.
        (i) Public housing agencies.
        (A) PHA-Owned Rental Housing Program. In accordance with Notice 94-
    66 (PHA), Low Rent Public Housing Program--Streamlined Operating Budget 
    and Financial Reporting Procedures, PHAs with fiscal years beginning 
    January 1, 1995 and after, ARE NOT REQUIRED to submit an Operating 
    Budget (Form HUD-52564) IF they have been determined, by HUD, to be 
    High or Standard performers under Public Housing Management Assessment 
    Program (PHMAP) and HAVE NOT FAILED the PHMAP financial indicators. 
    Those requesting subsidy must, however, submit Form HUD-52723, 
    Calculation of Performance Funding System (PFS) Operating Subsidy and 
    units are in the header (which is the top of the form).
        (B) PHAs (rental program) that are NOT REQUIRED to submit a budget 
    under the PHMAP criteria in Section I.(b)(2)(ii)(A), above, of this 
    NOFA AND are not requesting operating subsidy ARE NOT REQUIRED to 
    submit Form HUD-52723. Unit counts MUST be confirmed with the local 
    Field Office prior to submission of the PHDEP application.
        (C) For PHA-Owned Turnkey III Homeownership Program and Section 23 
    Leased Housing Programs, PHAs ARE REQUIRED to submit Form HUD-52564, in 
    accordance with Notice PIH 94-66 (PHA), and units in the header (which 
    is the top of the form).
        (D) For purposes of this NOFA, PHAs ARE REQUIRED to validate their 
    unit counts with the local Field Office as of April 1, 1996. Units 
    identified after this date will not be accepted.
        (ii) Indian housing authorities.
        (A) As of January 1, 1995 Indian housing authorities ARE NOT 
    REQUIRED to submit Form HUD-52564, UNLESS a corrective action order has 
    been issued in accordance with Notice PIH 94-72 (IHA) extended by 
    Notice PIH 95-65.
        (B) For purposes of this NOFA, Indian housing authorities ARE 
    REQUIRED to validate their unit counts with the local AONAP, prior to 
    submission of the PHDEP application, to ensure the unit count matches 
    the data in the Management Information Retrieval System (MIRS) for 
    units in management as of April 1, 1996. Units identified after this 
    date will not be accepted.
    
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        (iii) The amount computed in this way MUST be compared with the 
    dollar amount requested in the PHA/IHA application to make certain the 
    amount requested does not exceed the maximum grant award. BASED UPON 
    THE REQUIREMENTS OF SECTIONS I.(B)(2)(i) THROUGH (iii) OF THIS NOFA, 
    APPLICANTS THAT REQUEST FUNDING THAT EXCEEDS THE ESTIMATED MAXIMUM 
    GRANT AWARD AMOUNT PERMITTED WILL BE REJECTED AND WILL NOT BE ELIGIBLE 
    FOR ANY FUNDING.
        Amendments to the PHDEP made by the Housing and Community 
    Development Act of 1992 (Pub. L. 102-550, approved October 28, 1992), 
    permit grants, under certain conditions as given in Section (c)(9) of 
    this NOFA, below, to be used to eliminate drug-related crime and other 
    criminal activities associated with drug-related crime in housing owned 
    by PHAs that is not housing assisted under the United States Housing 
    Act of 1937 and is not otherwise federally assisted. Where an 
    application is submitted for this category of housing, the amount of 
    eligible funding will be determined on the same per-unit basis as for 
    federally assisted housing units, above.
        The maximum grant awards are estimated to be as follows, although, 
    as discussed below, in Section I.(b)(4) of this NOFA (Reduction of 
    Requested Grant Amounts and Special Conditions), the Department may 
    adjust the amount of any grant award. These estimates of the maximum 
    grant awards are based on the amount of funds available in FY 1995. The 
    maximum grant awards may be further adjusted based on the enacted 1996 
    appropriation.
        (i) For housing authorities with 1-499 units: The maximum grant 
    award is either a maximum grant award cap of $500.00 per unit, or a 
    TOTAL MINIMUM grant award of $50,000, WHICHEVER IS GREATER;
        (ii) For housing authorities with 500-1,249 units: The maximum 
    grant award is either a maximum grant award cap of $300.00 per unit, or 
    a TOTAL MINIMUM grant award of $250,000, WHICHEVER IS GREATER;
        (iii) For housing authorities with 1,250-49,999 units: The maximum 
    grant award is either a maximum grant award cap of $250.00 per unit, or 
    a TOTAL MINIMUM grant award of $375,000 WHICHEVER IS GREATER;
        (iv) For housing authorities with 50,000 or more units: The maximum 
    grant award is a maximum cap of $200.00 per unit OR A TOTAL MAXIMUM 
    GRANT AWARD OF $35 MILLION.
        An applicant shall not apply for more funding than is permitted in 
    accordance with the estimated maximum grant award amount as described 
    above. Any application requesting funding that exceeds the estimated 
    maximum grant award amount permitted will be rejected and will not be 
    eligible for any funding UNLESS A COMPUTATIONAL ERROR WAS INVOLVED IN 
    THE FUNDING REQUEST. Section IV of this NOFA provides guidance 
    regarding application curable and noncurable deficiencies.
        Such a computational error will be considered a curable deficiency 
    in the application. Section III.(d) (Checklist of Application 
    Requirements) of this NOFA requires applicants to compute the maximum 
    grant award amount for which they are eligible. In accordance with 
    Sections I.(b)(2)(i) through (iii) of this NOFA, applicants are 
    required to confirm the unit count with the local HUD Field Office and/
    or AONAP prior to submission of the application. The amount computed in 
    this way must be compared with the dollar amount requested in the 
    application to make certain the amount requested does not exceed the 
    maximum grant award.
        (3) Reallocation. All awards will be made to fund fully an 
    application, except as provided in Section I.(b)(4) of this NOFA 
    (Reduction of Requested Grant Amounts and Special Conditions) below.
        (4) Reduction of Requested Grant Amounts and Special Conditions. 
    HUD may approve an application for an amount lower than the amount 
    requested, withhold funds after approval, and/or the grantee will be 
    required to comply with special conditions added to the grant 
    agreement, in accordance with 24 CFR 85.12 (PHAs), and 24 CFR 950.135 
    (IHAs) as applicable, and the requirements of this NOFA, or where:
        (i) HUD determines the amount requested for one or more eligible 
    activities is unreasonable or unnecessary;
        (ii) The application does not otherwise meet applicable cost 
    limitations established for the program;
        (iii) The applicant has requested an ineligible activity;
        (iv) Insufficient amounts remain in that funding round to fund the 
    full amount requested in the application and HUD determines that 
    partial funding is a viable option;
        (v) The applicant fails to implement the program in its plan and/or 
    fails to submit required reports;
        (vi) The applicant has demonstrated an inability to manage HUD 
    grants, particularly PHDEP grants; or
        (vii) For any other reason where good cause exists.
    
    (c) Eligibility
    
        Funding under this NOFA is available only for HAs. Although section 
    161 of the Housing and Community Development Act of 1992 (Pub. L. 102-
    550, approved October 28, 1992) makes public housing resident 
    management corporations (RMCs) eligible for PHDEP funding, the FY 1996 
    Appropriations Act limited the funds appropriated ``for grants to 
    public and Indian housing agencies.'' Because RMCs, unlike IHAs, 
    constitute a separate entity from PHAs under the authorizing statute, 
    no funds are appropriated for RMCs. However, RMCs may continue to 
    receive funding from housing authority grantees, as sub-grantees, to 
    develop security and drug abuse prevention programs involving site 
    residents as they have in the past. The Department has determined that 
    the term ``in or around'' means within, or adjacent to, the physical 
    boundaries of a public or Indian housing development. This effect of 
    this definition is appropriate to make certain that program funds and 
    program activities are targeted to benefit, as directly as possible, 
    public and Indian housing developments, the intended beneficiaries of 
    the program under the authorizing statute. An application for funding 
    under this program may be for one or more of the eligible activities. 
    The following is a listing of eligible activities under this program 
    and guidance as to their parameters:
        (1) Employment of Security Guard Personnel. Employment of security 
    personnel IS PERMITTED under this section. Employment of contracted 
    security personnel is divided into two categories: contracted security 
    personnel services and equipment for and employment of HA police 
    departments.
        (i) CONTRACTED SECURITY GUARD PERSONNEL SERVICES. Contracting for 
    or direct HA employment of security personnel services in HAs/
    development(s) IS PERMITTED under this program. Contracting for 
    security personnel services is defined as a competitive process in 
    which individual companies and/or individuals participate.
        (A) Contracted security personnel funded by this program must 
    perform services not usually performed by local law enforcement 
    agencies on a routine basis, such as, patrolling inside buildings, 
    providing personnel services at building entrances to check for proper 
    identification or patrolling and checking car parking lots for 
    appropriate parking decals.
    
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        (B) Contracted security personnel funded by this program must meet 
    and demonstrate compliance with all relevant Federal, Tribal, State or 
    local government insurance, licensing, certification, training, 
    bonding, or other similar requirements relating to security services.
        (C) The HA, the cooperating local law enforcement agency, and the 
    provider (contractor) of the security personnel services are required 
    to enter into and execute a security personnel service contract that 
    includes (but is not limited to) the following:
        (1) The activities to be performed by security personnel employed 
    by the contractor; the scope of authority, written policies, 
    procedures, and practices that will govern security personnel 
    performance (i.e., a Policy Manual as described in Section I.(c)) of 
    this NOFA; and how the security personnel contractor shall coordinate 
    activities with the local law enforcement agency;
        (2) The types of activities that the approved security personnel 
    contractor(s) are expressly prohibited from undertaking.
        (D) Expenditures for activities under this section will not be 
    incurred by the HA (grantee) and/or funds released by the local HUD 
    Field Office until the HA has executed a contract for security 
    personnel services.
        (E) Security personnel services funded under this program shall be 
    guided by a contract for services that includes a policy manual (see 
    below) that regulates, directs, controls, and monitors the conduct and 
    activities of its personnel. The HA shall ensure all contracted 
    security personnel are trained at a minimum in the areas described in 
    this section.
        (1) An up-to-date policy manual, which contains the security 
    personnel contractor's policies, procedures, and general orders that 
    regulate conduct and describe in detail how jobs are to be performed, 
    must exist before a contract for services can be executed.
        (2) Areas that MUST BE COVERED IN THE CONTRACTOR'S SECURITY 
    PERSONNEL MANUAL INCLUDE BUT ARE NOT LIMITED TO: use of force, resident 
    contacts, enforcement of HA rules, response criteria to calls, 
    pursuits, arrest procedures, reporting of crimes and workload, feedback 
    procedures to victims, citizens' complaint procedures, internal affairs 
    investigations, towing of vehicles, authorized weapons and other 
    equipment, radio procedures internally and with local police, training 
    requirements, patrol procedures, scheduling of meetings with residents, 
    reports to be completed, record keeping and position descriptions on 
    all personnel, post assignments, monitoring and self evaluation 
    program.
        (F) The security personnel contractor shall complete a daily 
    activity form/incident complaint report for the HA. The contractor 
    shall use a HA approved activity form for the collection, analysis and 
    reporting of these activities by personnel funded under this section. 
    Computers, software, and associated equipment ARE PERMITTED as eligible 
    items in support of crime workload data collection activities to 
    support the HA's crime prevention and security mission.
        (ii) EQUIPMENT FOR AND EMPLOYMENT OF PERSONNEL FOR HOUSING 
    AUTHORITY POLICE DEPARTMENTS. Funding for equipment and employment of 
    HA police department personnel IS PERMITTED by HAs that already have 
    their own public housing authority police department. The below listed 
    eleven (11) HAs have public housing police departments:
    
    Baltimore Housing Authority and Community Development, Baltimore, MD
    Boston Housing Authority, Boston, MA
    Buffalo Housing Authority, Buffalo, NY
    Chicago Housing Authority, Chicago, IL
    Cuyahoga Metropolitan Housing Authority, Cleveland, OH
    Housing Authority of the City of Los Angeles, Los Angeles, CA
    Housing Authority of the City of Oakland, Oakland, CA
    Philadelphia Housing Authority, Philadelphia, PA
    Housing Authority of the City of Pittsburgh, Pittsburgh, PA
    Waterbury Housing Authority, Waterbury, CT
    Virgin Islands Housing Authority, Virgin Islands
    
        (A) On September 22, 1995, the Department issued Notice PIH 95-58 
    (Guidelines for Creating, Implementing and Managing Public Housing 
    Authority Police Departments in Public Housing Authorities). This 
    Notice identifies the prerequisites for creating public housing police 
    departments and provides guidance regarding technical assistance to HAs 
    to assist in making decisions regarding public housing security, 
    analysis of security needs and performance measures.
        (B) HAs that have established their own public housing authority 
    police departments, but are not included on this list, may file a 
    request to be recognized as a HA police department by contacting 
    Malcolm E. (Mike) Main of the Crime Prevention and Security Division 
    (CPSD), Office of Community Relations and Involvement (OCRI), Public 
    and Indian Housing, Department of Housing and Urban Development, Room 
    4112, 451 Seventh Street, S.W., Washington, D.C. 20410, telephone (202) 
    708-1197, ext 4232. THIS REQUEST MUST BE APPROVED PRIOR TO THE 
    SUBMISSION OF THE FY 1996 PHDEP APPLICATION. Hearing-or-speech impaired 
    persons may call (800) 877-8339. (Federal Information Relay Service 
    TTY.) Except for the ``800'' number, this telephone number is not toll-
    free.
        (C) An applicant seeking funding for this activity must describe 
    the current level of local law enforcement agency baseline services 
    being provided to the HA/development(s) proposed for assistance. The 
    baseline services are defined as ordinary and routine services provided 
    to the residents as a part of the overall city and county-wide 
    deployment of police resources, to respond to crime and other public 
    safety incidents, including 911 communications, processing calls for 
    service, routine patrol, police officer response to calls for service 
    and investigative follow-up of criminal activity.
        (D) Public housing authority police departments funded by this 
    program must meet, and demonstrate compliance with, all relevant 
    Federal, State, Tribal or local government insurance, licensing, 
    certification, training, bonding, or other similar law enforcement 
    requirements.
        (E) Before approval of the grant agreement (Form HUD-1044), and 
    funding by HUD, the applicant and the cooperating local law enforcement 
    agency are required to enter into and execute a law enforcement service 
    agreement, in addition to the HA's cooperation agreement, between the 
    HA and the local law enforcement agency, that describes the following:
        (1) The activities to be performed by the public housing authority 
    police department, their scope of authority, established policies, 
    procedures, and practices that will govern their performance (i.e., a 
    public housing police department policy manual as described in Section 
    I.(c) of this NOFA), and how they will coordinate their activities with 
    the Federal, State, Tribal, and local law enforcement agencies;
        (2) The types of activities that the public housing authority 
    police departments are expressly prohibited from undertaking.
        (F) Public housing authority police departments funded under this 
    program shall be guided by an up-to-date policy manual (see paragraph 
    (1) below) that regulates, directs, and controls the conduct and 
    activities of its personnel.
    
    [[Page 36476]]
    
    All HA police officers must be trained at a minimum in the areas 
    described in paragraph (2), below.
        (1) An up-to-date public housing police department policy manual, 
    which contains the policies, procedures, and general orders that 
    regulate conduct and describe in detail how jobs are to be performed 
    must exist prior to execution of the grant agreement. Applicants must 
    submit a plan and timetable for the implementation of training for 
    staff.
        (2) Areas that MUST BE COVERED IN THE PUBLIC HOUSING POLICE 
    DEPARTMENT MANUAL INCLUDE BUT ARE NOT LIMITED TO: use of force, 
    resident contacts, enforcement of HA rules, response criteria to calls, 
    pursuits, arrest procedures, prisoner transport procedures, reporting 
    of crimes and workload, feedback procedures to victims, citizens 
    complaint procedures, internal affairs investigations, towing of 
    vehicles, authorized weapons and other equipment, radio procedures 
    internally and with local police, training requirements, patrol 
    procedures, scheduling of meetings with residents, reports to be 
    completed, record keeping, evidence and drug seizures, position 
    descriptions on every class of personnel, post and assignments, and 
    integration of HA police and security personnel with local police as 
    part of the HA's comprehensive security and safety strategy.
        (G) Public housing authority police departments shall collect 
    information on drug-related crime and other criminal activities as 
    defined by the Uniform Crime Reporting (UCR) system (any Part I or Part 
    II crimes that occur). For purposes of this section, HA police 
    departments shall establish, implement and maintain a system of records 
    management that ensures confidentially of criminal records and 
    information. A HA approved daily activity/incident complaint form must 
    be used for the collection, analysis, workload, response to service 
    calls, reporting of activities/crime by officers within the HA/
    development(s) funded under this section. Computers, software, and 
    associated equipment ARE PERMITTED AS ELIGIBLE ITEMS in support of the 
    HA crime and workload data collection activities to support the overall 
    HA's comprehensive crime prevention, security and safety mission.
        (H) Applicants for funding of HA public housing authority police 
    department officers must have car-to-car (or other vehicles) and 
    portable-to-portable radio communications links between public housing 
    authority police officers and local law enforcement officers to assure 
    a coordinated and safe response to crimes or calls for services. The 
    use of scanners (radio monitors) is not sufficient to meet the 
    requirements of this section. Applicants that do not have such links 
    must submit a plan and timetable for the implementation of such 
    communications links.
        (I) Public housing authority police departments funded under this 
    program that are not employing a community policing concept must submit 
    a plan and timetable for the implementation of community policing. An 
    HA funded under the FY 1994/1995 PHDEP for public housing police 
    departments should demonstrate in its plan what progress has been made 
    in implementing its community policing program. The Department will 
    monitor results of the HA's plan and timetable.
        (1) Community policing has a variety of definitions; however, for 
    the purposes of this program, it is defined as follows: Community 
    policing is a method of providing law enforcement services that 
    stresses a partnership among residents, police, schools, churches, 
    government services, the private sector, and other local, State, 
    Tribal, and Federal law enforcement agencies to prevent crime by 
    addressing the conditions and problems that lead to crime and the fear 
    of crime.
        (2) This method of policing involves a philosophy of proactive 
    measures, such as foot patrols, bicycle patrols and citizen contacts. 
    This concept empowers police officers at the beat and zone level and 
    residents in neighborhoods in an effort to: reduce crime and fear of 
    crime; assure the maintenance of order; provide referrals of residents, 
    victims, and the homeless to social services and government agencies; 
    assure feedback of police actions to victims of crime; and promote a 
    law enforcement value system on the needs and rights of residents.
        (J) HA police departments funded under this program that are not 
    nationally or State accredited must submit a plan and timetable for 
    such accreditation. HAs may use either their State accreditation 
    program, if one exists, or the Commission on Accreditation for Law 
    Enforcement Agencies (CALEA) for this purpose.
        (1) The law enforcement community developed a body of standards in 
    1981 against which law enforcement agencies could be evaluated. While 
    some States have their own law enforcement accreditation program, the 
    nationwide accreditation program is managed by the CALEA, which is 
    located in Fairfax, VA. The purpose of accreditation is to reduce 
    liability exposure of agencies and personnel, and to assure that law 
    enforcement agencies meet a uniform body of standards.
        (2) The accreditation concept emphasizes a voluntary, self-
    motivated approach by which organizations seek to achieve and maintain 
    objectively verified high quality operations through periodic 
    evaluations conducted by an independent, non-governmental body that has 
    established standards for its ``clientele''. In simple terms, ``to 
    accredit'' means to recognize or vouch for an agency as conforming to a 
    body of standards related to a specific discipline--in this instance, 
    law enforcement.
        (3) The process for CALEA consists of formal application, mutual 
    aid contract, an in-depth self-assessment, an on-site assessment by 
    Commission-selected practitioner assessors from outside the State of 
    the requesting agency, and final Commission review and decision. Self-
    assessment enables an agency to establish proofs of compliance with 
    standards specific to the agency to review its organization, 
    management, operations, and administrative activities to determine if 
    it believes it meets the requirements. Certain standards are mandatory 
    based on health, life, safety, and importance to the community and the 
    agency.
        (4) Use of grant funds for public housing police department 
    accreditation activities IS PERMITTED. HAs under Section I.(c)(1)(ii) 
    of this NOFA (public housing police departments) ARE PERMITTED to hire 
    a public housing police department accreditation specialist to manage 
    the accreditation program. HA police departments must submit a plan and 
    timetable in order to be funded for this activity. Any public housing 
    police department funded under the FY 1994/1995 PHDEP should 
    demonstrate in its plan what progress has been made in implementing its 
    accreditation program. The Department will monitor outcomes of the HA's 
    plan and timetable.
        (5) FUNDING IS PERMITTED. HAs that have been identified by HUD in 
    Section I.(c)(1)(ii), above, of this NOFA as having authorized public 
    housing police departments ARE PERMITTED to use PHDEP funds to purchase 
    or lease any law enforcement clothing or equipment, such as, vehicles, 
    uniforms, ammunition, firearms/weapons, police vehicles; including 
    cars, vans, buses, and protective vests, or any other supportive 
    equipment, etc. that supports the HA's crime prevention and security 
    mission. HAs NOT IDENTIFIED by HUD in Section I.(c)(1)(ii), above, of 
    this NOFA as having an authorized public housing police department ARE 
    NOT PERMITTED to use PHDEP funds to
    
    [[Page 36477]]
    
    directly purchase such clothing or equipment for use by local police 
    departments.
        (K) Expenditures for activities under this section will not be 
    incurred by the HA (grantee) and/or funds released by the local HUD 
    Field Office until the grantee has met all the above requirements.
        (L) In order to assist HAs to develop and administer relevant, 
    fair, and productive law enforcement service contracts with local 
    police departments for the delivery of effective security services to 
    the HA/residents, a sample contract for law enforcement services is 
    provided with the application kit. A sample contract may be obtained by 
    calling HUD's Drug Information and Strategy Clearinghouse, telephone: 
    1-800-578-3472.
        (2) REIMBURSEMENT OF LOCAL LAW ENFORCEMENT AGENCIES FOR ADDITIONAL 
    SECURITY AND PROTECTIVE SERVICES.
        (i) For HAs THAT DO NOT HAVE an authorized public housing police 
    department as defined in Section I.(c)(1)(ii) of this NOFA, additional 
    security and protective services ARE PERMITTED under this program but 
    must be over and above the local police department's current level of 
    baseline services. Local police department baseline services are 
    defined as ordinary and routine services provided to residents as a 
    part of the overall, city and county-wide deployment of police 
    resources, to respond to crime and other public safety incidents, 
    including 911 communications, processing calls for service, routine 
    patrol, police officer response to calls for service and investigative 
    follow-up of criminal activity.
        (ii) An applicant seeking funding for this activity must first 
    define the current local police department's level of baseline services 
    to the HA/residents (which should be the same city/county-wide) to 
    include the number of officers and equipment and the actual percent of 
    their time assigned to the HA/development(s) proposed for funding and 
    then demonstrate in its plan to what extent the funded activity will 
    represent an increase over and above these baseline services.
        (iii) Reimbursement of local law enforcement agencies for 
    additional protective services for communications and security 
    equipment to improve collection, analysis, and use of information about 
    drug-related crime and other criminal activities associated with drug-
    related problems in HAs/development(s), such as surveillance equipment 
    (e.g., Closed Circuit Television (CCTV), software, cameras, monitors, 
    components and supporting equipment), computers accessing national, 
    Tribal, State or local government security networks and databases, 
    facsimile machines, telephone equipment, bicycles, and motor scooters 
    is permitted IF USED EXCLUSIVELY for the HA/development's crime 
    prevention and comprehensive security efforts, AND in connection with 
    the establishment of a law enforcement substation/presence on the 
    funded premises or scattered site developments of the HA. The 
    reimbursement shall be provided in accordance with a contractual 
    agreement between the grantee and the local law enforcement agency.
        (iv) The local law enforcement agency shall collect police officer 
    activity (not just hours of work) information for the HA. The agency 
    must use a HA approved activity form for the collection, analysis and 
    reporting of activities by officers funded under this section. 
    Reimbursement of local law enforcement agencies for additional 
    protective services for computers, software, and associated equipment 
    ARE PERMITTED AS ELIGIBLE ITEMS in support of HA crime and workload 
    data collection activities to support its comprehensive crime 
    prevention, security and safety mission.
        (v) FUNDING THAT IS NOT PERMITTED. HAs not identified by HUD in 
    Section I.(c)(1)(ii) of this NOFA as having an authorized public 
    housing police department ARE NOT PERMITTED to use PHDEP funds to 
    directly purchase or lease any military or law enforcement clothing or 
    equipment, such as vehicles, uniforms, ammunition, firearms/weapons, 
    military or police vehicles; including cars, vans, buses, protective 
    vests, and any other supportive equipment, etc.
        (vi) Expenditures for activities under this section will not be 
    incurred by the HA (grantee) and/or funds released by the local HUD 
    Field Office until the grantee and the local law enforcement agency 
    execute a contract for the additional law enforcement services.
        (vii) In order to assist HAs to develop and administer relevant, 
    fair, and productive protective services or law enforcement contracts 
    with local police departments for the delivery of effective services to 
    HAs and residents, a sample contract for law enforcement services is 
    provided with the application kit. A sample contract may be obtained by 
    calling HUD's Drug Information and Strategy Clearinghouse, telephone 
    (800) 578-3472.
        (viii) The Department ENCOURAGES local community collaborations, 
    between HAs and local police departments, regarding elimination of 
    drug-related crime and other criminal activities associated with drug-
    related problems to improve safety and security for residents in HAs. 
    This strategy should include implementation of community policing 
    programs. For additional background on community policing, see the 
    discussion at Section I.(c) of this NOFA.
        (ix) The Department ENCOURAGES HAs to work closely with local 
    police departments to permit the admission to public housing of police 
    officers and other security personnel, whose visible presence may serve 
    as a deterrent to drug-related crime and other criminal activities 
    associated with drug-related problems. Section 519 of the Cranston-
    Gonzalez National Affordable Housing Act (42 U.S.C. 1437a-1) permits 
    HAs to allow police officers and other security personnel not otherwise 
    eligible for occupancy to reside in public or Indian housing dwelling 
    units under a plan that will increase security for residents while 
    minimizing both the reduction of available dwelling units and loss of 
    HA income. HUD's final rule implementing section 519 was published on 
    August 2, 1994 (59 FR 39402). For assistance regarding this program 
    contact the local HUD Field Office or AONAP.
        (3) Physical Improvements to Enhance Security.
        (i) Physical improvements that are specifically designed to enhance 
    security ARE PERMITTED under this program. These improvements may 
    include (but are not limited to) the installation of barriers, lighting 
    systems, fences, surveillance equipment (e.g., Closed Circuit 
    Television (CCTV), speed bumps, software, fax, cameras, monitors, 
    components and supporting equipment etc.) bolts, locks; the landscaping 
    or reconfiguration of common areas so as to discourage drug-related 
    crime and other criminal activities associated with drug-related 
    problems in the HA and development(s) proposed for funding.
        (ii) An activity that is funded under any other HUD program, such 
    as the modernization program at 24 CFR part 968, shall not also be 
    funded by this program.
        (iii) FUNDING IS NOT PERMITTED for physical improvements that 
    involve the demolition of any units in a development.
        (iv) FUNDING IS NOT PERMITTED for any physical improvements that 
    would result in the displacement of persons.
        (v) FUNDING IS NOT PERMITTED for the acquisition of real property.
        (vi) All physical improvements must also be accessible to persons 
    with
    
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    disabilities. For example, some types of locks, buzzer systems, doors, 
    etc., are not accessible to persons with limited strength, mobility, or 
    to persons who are hearing impaired. All physical improvements must 
    meet the accessibility requirements of 24 CFR part 8.
        (4) Employment of Investigators.
        (i) Employment of and equipment for one or more individuals IS 
    PERMITTED under this program to:
        (A) Investigate drug-related crime and other criminal activities 
    associated with drug-related problems ``in or around'' the real 
    property comprising any HA/development(s); and
        (B) Provide evidence relating to any such crime in any 
    administrative or judicial proceedings.
        (ii) HAs that employ investigators funded by this program must meet 
    and demonstrate compliance with all relevant Federal, Tribal, State or 
    local government insurance, licensing, certification, training, 
    bonding, or other similar law enforcement requirements.
        (iii) The HA (Grantee), and cooperating local law enforcement 
    agency are required to enter into and execute a written agreement that 
    describes the following:
        (A) The nature of the activities to be performed by the HA 
    investigators, their scope of authority, reports to be completed, 
    established policies, procedures, and practices that will govern their 
    performance (i.e., a Policy Manual as described in Section I.(c)(1)(ii) 
    of this NOFA) and how HA investigators will coordinate their activities 
    with the local, State, Tribal, and Federal law enforcement agencies; 
    and
        (B) The types of activities that the HA investigators are expressly 
    prohibited from undertaking.
        (iv) Under this section, reimbursable costs associated with the 
    investigation of drug-related crime and other criminal activities 
    associated with drug-related problems (e.g., travel directly related to 
    the investigator's activities, or costs associated with the 
    investigator's testimony at judicial or administrative proceedings) may 
    only be those incurred by the investigator.
        (v) HA investigators funded under this program shall be guided by a 
    policy manual that regulates, directs, and controls their conduct and 
    activities. All HA investigators must be trained at a minimum in the 
    areas described below in paragraph (B) of this section.
        (A) An up-to-date policy manual, which contains the policies, 
    procedures, and general orders that regulate conduct and describe in 
    detail must exist prior to execution of this agreement.
        (B) Areas that MUST BE COVERED IN THE MANUAL INCLUDE BUT ARE NOT 
    LIMITED TO: use of force, resident contacts, enforcement of HA rules, 
    response criteria to calls, pursuits, arrest procedures, reporting of 
    crimes and workload, feedback procedures to victims, citizens complaint 
    procedures, internal affairs investigations, towing of vehicles, 
    authorized weapons and other equipment, radio procedures internally and 
    with local police, training requirements, patrol procedures, scheduling 
    of meetings with residents, daily activity reports to be completed, 
    record keeping and position descriptions on every class of personnel, 
    post and assignments.
        (vi) HA investigator(s) shall report on drug-related crime and 
    other criminal activities associated with drug-related problems in the 
    HA/developments. HAs shall establish, implement and maintain a system 
    of records management that ensures confidentiality of criminal records 
    and information. HA approved activity forms must be used for the 
    collection, analysis and reporting of activities by HA investigators 
    funded under this section. Computers, software, and associated 
    equipment ARE ELIGIBLE ITEMS in support of HA crime and workload data 
    collection activity and its crime prevention and security mission.
        (vii) FUNDING IS PERMITTED for HAs to use PHDEP funds for 
    investigator activities to purchase or lease any law enforcement 
    clothing or equipment, such as vehicles, uniforms, ammunition, 
    firearms/weapons, or vehicles; including cars, vans, buses, protective 
    vests, and any other supportive equipment, etc., to support the mission 
    of the HA's investigator activities.
        (viii) Expenditures for activities under this section will not be 
    incurred by the HA (grantee) and/or funds released by the local HUD 
    Field Office until the grantee has met all the above requirements.
        (5) Voluntary Tenant Patrols. Active voluntary tenant patrols 
    activities to include purchase of uniforms, equipment and related 
    training ARE PERMITTED under this section. For the purposes of this 
    section, the elimination of drug-related crime and other criminal 
    activities associated with drug-related problems within the HA/
    developments requires the active involvement and commitment of 
    residents and their organizations.
        (i) The provision of training and equipment (including all season 
    uniforms and equipment) for use by active voluntary tenant patrols 
    acting in cooperation with officials of local law enforcement agencies 
    IS PERMITTED under this program. Members must be volunteers and must be 
    tenants/residents of the HA/development(s). Voluntary tenant patrols 
    established under this program are expected to patrol in the HA/
    development(s) proposed for assistance, and to report illegal 
    activities to appropriate HA staff, and local, State, Tribal, and 
    Federal law enforcement agencies, as appropriate. HAs are required to 
    obtain liability insurance to protect themselves and the members of the 
    voluntary tenant patrol against potential liability for the activities 
    of the patrol under this program. The cost of this insurance is an 
    eligible program expense.
        (ii) The HA (Grantee) and cooperating local law enforcement agency, 
    and the members of the voluntary tenant patrol are required, prior to 
    expending any grant funds, to enter into and execute a written HA/local 
    police department agreement that describes the following:
        (A) The nature of the activities to be performed by the voluntary 
    tenant patrol, the patrol's scope of authority, assignment, the 
    established policies, procedures, and practices that will govern the 
    voluntary tenant patrol's performance and how the patrol will 
    coordinate its activities with the local law enforcement agency;
        (B) The types of activities that a voluntary tenant patrol is 
    expressly prohibited from undertaking including, but not limited to, 
    the carrying or use of firearms or other weapons, nightstick, clubs, 
    handcuffs, or mace in the course of their duties under this program;
        (C) The initial and follow-up voluntary tenant patrol training the 
    members receive from the local law enforcement agency (training by the 
    local law enforcement agency is required before putting the voluntary 
    tenant patrol into effect); and
        (D) Voluntary tenant patrol members must be advised that they may 
    be subject to individual or collective liability for any actions 
    undertaken outside the scope of their authority and that such acts are 
    not covered under a HA's liability insurance.
        (iii) Uniforms, communication and related equipment eligible for 
    funding under this program shall be reasonable, necessary, justified 
    and related to the operation of the voluntary tenant patrol and that is 
    otherwise permissible under local, State, Tribal, or Federal law.
        (iv) Under this program, bicycles, motor scooters, all season 
    uniforms and associated equipment (voluntary tenant patrol uniforms and 
    equipment must be identified with specific HA/development 
    identification/markings) to be used, exclusively, by the members of
    
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    the HA/development(s) voluntary tenant patrol ARE ELIGIBLE ITEMS.
        (v) PHDEP grant funds may not be used for any type of financial 
    compensation, such as any full-time wages or salaries for voluntary 
    tenant patrol participants. Funding for HA personnel or resident(s) to 
    be hired to coordinate this activity IS PERMITTED.
        (6) Programs (Drug Prevention, Intervention and Drug Treatment) to 
    Reduce the Use of Illegal Drugs. Programs that eliminate the use and 
    distribution of illegal drugs ``in or around'' the premises of the HA/
    development(s), including drug abuse prevention, intervention, referral 
    and treatment programs, ARE PERMITTED under this program. For purposes 
    of this section, the goals of this program are best served by focusing 
    resources directly upon HA resident/families. The program should 
    facilitate drug prevention, intervention and treatment efforts, to 
    include outreach to community resources and youth activities, and 
    facilitate bringing these resources onto the premises, or providing 
    resident referrals to treatment programs or transportation to out-
    patient treatment programs away from the premises. FUNDING IS PERMITTED 
    for reasonable, necessary and justified purchasing or leasing of 
    vehicles (whichever can be documented as the most cost effective) for 
    grant administration, resident youth, adult education and training 
    activities directly related to ``programs to reduce the use of illegal 
    drugs'' under this section. Alcohol-related activities/programs ARE NOT 
    ELIGIBLE for funding under this program. FUNDING IS PERMITTED for 
    reasonable, necessary and justified program costs, such as meals, 
    beverages and transportation, incurred only for training and education 
    activities directly related to ``drug prevention programs to reduce/
    eliminate the use of illegal drugs.'' Activities that should be 
    included in these programs are:
        (i) DRUG CRIME PREVENTION. Drug crime prevention programs that will 
    be considered for funding under this part must provide a comprehensive 
    drug prevention approach for the HA/residents that will address the 
    individual resident and his or her relationship to family, peers, and 
    the community. Prevention programs must include activities designed to 
    identify and change the factors present in HAs that lead to drug-
    related crime and other criminal activities associated with drug-
    related problems, and thereby lower the risk of drug usage. Many 
    components of a comprehensive approach, such as refusal and restraint 
    skills training programs or drug-related family counseling, may already 
    be available in the community of the applicant's housing developments, 
    and the applicant must act to bring those available program components 
    onto the premises.
        (A) DRUG EDUCATION OPPORTUNITIES. The causes and effects of illegal 
    drug usage must be discussed in a formal setting to provide both young 
    people and adults the working knowledge and skills they need to make 
    informed decisions to confront the potential and immediate dangers of 
    illegal drugs. Grantees may contract (in accordance with 24 CFR 85.36) 
    with professionals to provide appropriate training or workshops. The 
    professionals contracted to provide these services shall be required to 
    base their services upon the needs assessment and program plan of the 
    grantee. These educational opportunities may be a part of resident 
    meetings, youth activities, or other gatherings of public and Indian 
    housing residents.
        (B) FAMILY AND OTHER SUPPORT SERVICES. For purposes of this 
    section, the term ``supportive services'' means new or significantly 
    expanded services to provide HA families with access to educational and 
    employment opportunities such as, child care; employment training; 
    literacy training; computer skills training; remedial education; drug 
    abuse counseling; assistance in the attainment of certification of high 
    school equivalency; and other appropriate services. In addition, drug 
    and other prevention programs must demonstrate that they will provide 
    directly or otherwise make available services designed to distribute 
    drug education information, to foster effective parenting skills, and 
    to provide referrals for treatment and other available support services 
    in the development or the community for HA families.
        (C) YOUTH SERVICES. Drug and other crime prevention programs must 
    demonstrate that they have included groups composed of young people as 
    a part of their prevention programs. These groups must be coordinated 
    by adults with the active participation of youth to organize youth 
    leadership, sports, recreational, cultural and other activities 
    involving HA youth. The dissemination of drug education information, 
    the development of peer leadership skills and other drug prevention 
    activities must be a component of youth services.
        (D) ECONOMIC AND EDUCATIONAL OPPORTUNITIES FOR RESIDENTS AND YOUTH. 
    Prevention programs must demonstrate a capacity to provide HA/
    development(s) residents the opportunities for interaction with or 
    referral to established higher education or vocational institutions 
    with the goal of developing or building on the residents' skills to 
    pursue educational, vocational and economic goals. The program must 
    also demonstrate the ability to provide HA residents the opportunity to 
    interact with private sector businesses in their immediate community 
    for the same desired goals.
        (ii) INTERVENTION. The aim of intervention is to identify HA 
    resident drug users and assist them in modifying their behavior and in 
    obtaining early treatment, if necessary. The applicant must establish a 
    program with the goal of preventing drug-related crime and other 
    criminal activities associated with drug-related problems once 
    detected.
        (iii) DRUG TREATMENT.
        (A) Treatment funded under this program shall be ``in or around'' 
    the premises of the HA/development(s) proposed for funding. The 
    Department has determined that the term ``in or around'' means within, 
    or adjacent to, the physical boundaries of a public or Indian housing 
    development. The intent of this definition is to make certain that 
    program funds and program activities are targeted to benefit, as 
    directly as possible, public and Indian housing developments, the 
    intended beneficiaries of the program under the authorizing statute. 
    The goals of this program are best served by focusing its resources 
    directly upon HAs/development(s).
        (B) Funds awarded under this program shall be targeted towards the 
    development and implementation of drug referral treatment services and 
    long range aftercare, or the improvement of, or expansion of such 
    program services for HA residents.
        (C) Each proposed drug program must address but is not limited to 
    the following goals:
        (1) Increase resident accessibility to drug treatment services;
        (2) Decrease drug-related crime and other criminal activity 
    associated with drug-related problems ``in or around'' the HA/
    development(s) by reducing illicit drug use among residents; and
        (3) Provide services designed for youth and/or maternal drug 
    abusers, e.g., prenatal and postpartum care, specialized counseling in 
    women's issues, parenting classes, or other drug supportive services.
        (D) Approaches that have proven effective with similar populations 
    will be considered for funding. Programs should meet the following 
    criteria:
    
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        (1) Applicants may provide the service of formal referral 
    arrangements to other treatment programs where the resident is able to 
    obtain treatment costs from sources other than this program.
        (2) Provide family and collateral counseling.
        (3) Provide linkages to educational and vocational counseling.
        (4) Provide coordination of services from/to appropriate Tribal or 
    local drug agencies, HIV-related service agencies, and mental health 
    and public health programs.
        (E) Applicants must demonstrate a working partnership with the 
    Single State Agency or current Tribal or State license provider or 
    authority with drug/prevention program coordination responsibilities to 
    coordinate, develop and implement the drug treatment proposal.
        (F) The Single State Agency or authority with drug/prevention 
    program coordination responsibilities must certify that the drug/
    prevention treatment proposal is consistent with the State treatment 
    plan; and that the treatment service meets all local and State 
    licensing requirements.
        (G) FUNDING IS NOT PERMITTED for treatment of residents at any in-
    patient medical treatment program and facility.
        (H) FUNDING IS NOT PERMITTED for detoxification procedures, short 
    term or long term, designed to reduce or eliminate the presence of 
    toxic substances in the body tissues of a patient.
        (I) FUNDING IS NOT PERMITTED for maintenance drug programs. 
    Maintenance drugs are medications that are prescribed regularly for a 
    short/long period of supportive therapy (e.g. methadone maintenance), 
    rather than for immediate control of a disorder.
        (7) Resident Management Corporations (RMCs), Resident Councils 
    (RCs), and Resident Organizations (ROs). Funding under this program IS 
    PERMITTED for HAs to contract with RMCs and incorporated RCs and ROs to 
    develop security and drug abuse prevention programs involving site 
    residents. Such programs may include (but are not limited to) voluntary 
    tenant patrol activities, drug education, drug intervention, youth 
    programs, referral, and outreach efforts. For the purposes of this 
    section, the elimination of drug-related crime and other criminal 
    activities associated with drug-related problems within HAs/
    developments requires the active involvement and commitment of public 
    housing residents and their organizations. To enhance the ability of 
    HAs to combat drug-related crime and other criminal activity associated 
    with drug-related problems within their developments, Resident Councils 
    (RCs), Resident Management Corporations (RMCs), and Resident 
    Organizations (ROs) will be permitted to undertake management functions 
    specified in this part, notwithstanding the otherwise applicable 
    requirements of 24 CFR parts 950 and 964. In order to implement the 
    activity, the HA must enter into a sub-contract with the RMC/RC/RO 
    setting forth the amount of funds, applicable terms, conditions, 
    financial controls, payment mechanism, schedule, and special 
    conditions, including sanctions for violation of the agreement. 
    Expenditures for activities under this section will not be incurred by 
    the HA (grantee) and/or funds released by the local HUD Field Office 
    until the grantee has met all the above requirements.
        (8) Program Performance. HUD will evaluate an applicant's 
    performance under any previous Drug Elimination Program grants. Subject 
    to evaluation and review are the applicant's financial and program 
    performance; reporting and special condition compliance; accomplishment 
    of stated goals and objectives under the previous grant; and program 
    adjustments made in response to previous ineffective performance. If 
    the evaluation discloses a pattern under past grants of ineffective 
    performance with no corrective measures attempted, it will result in a 
    deduction of points from the current application. Since this is a 
    competitive program, HUD does not guarantee continued funding of any 
    previously funded Drug Elimination Program grant.
        (9) PHA-Owned Housing. Funding may be used for the activities 
    described in Sections I.(c)(1) through (7) (eligible activities) of 
    this NOFA, to eliminate drug-related crime and other criminal 
    activities associated with drug-related problems in housing owned by 
    public housing agencies that is not public housing that is assisted 
    under the United States Housing Act of 1937 and is not otherwise 
    federally assisted (for example, housing that receives tenant subsidies 
    under Section 8 is federally assisted and would not qualify, but 
    housing that receives only State, Tribal or local assistance would 
    qualify), but only if they meet all of the following:
        (i) The housing is located in a high intensity drug trafficking 
    area designated pursuant to section 1005 of the Anti-Drug Abuse Act of 
    1988; and
        (ii) The PHA owning the housing demonstrates, on the basis of 
    information submitted in accordance with the requirements of Sections 
    I.(d)(1), below, of this NOFA, that drug-related crime and other 
    criminal activities associated with drug-related problems at the 
    housing has a detrimental affect on or about the housing.
        The High Intensity Drug Trafficking Areas (HIDTA) are areas 
    identified as having the most critical drug trafficking problems that 
    adversely impact the rest of the country. These areas are designed as 
    HIDTA by the Director, Office of National Drug Control Policy pursuant 
    to the Anti-Drug Abuse Act of 1988. As of February 1996 the following 
    areas were confirmed by the Office of National Drug Control Policy 
    Office, as designated high intensity drug trafficking areas:
    
    --Washington, DC--Baltimore, MD which includes: Washington, DC, 
    Alexandria, Arlington County (Cty), Fairfax Cty, Montgomery Cty, Prince 
    George's Cty, Charles Cty, Anne Arundel Cty, Howard Cty, Baltimore Cty, 
    and Baltimore, MD.
    --New York City (and a surrounding area that includes Nassau Cty, 
    Suffolk County, and Westchester Cty, New York, and all municipalities 
    therein; and Union Cty, Hudson Cty, and Essex Cty, New Jersey, and all 
    municipalities therein).
    --Los Angeles (and a surrounding area that includes Los Angeles Cty, 
    Orange Cty, Riverside Cty, and San Bernadino Cty, and all 
    municipalities therein).
    --Miami (and a surrounding area that includes Broward Cty, Dade County, 
    and Monroe Cty, and all municipalities therein).
    --Houston (and a surrounding area that includes Harris Cty, Galveston 
    Cty, and all municipalities therein).
    --The Southwest Border (and adjacent areas that include San Diego and 
    Imperial Cty, California, and all municipalities therein; Yuma Cty, 
    Maricopa Cty, Pinal Cty, Pima Cty, Santa Cruz Cty, and Cochise Cty, 
    Arizona, and all municipalities therein; Hidalgo Cty, Grant County, 
    Luna County, Dona Ana Cty, Eddy Cty, Lea Cty, and Otero Cty, New 
    Mexico, and all municipalities therein; El Paso Cty, Hudspeth Cty, 
    Culberson Cty, Jeff Davis Cty, Presidio County, Brewster Cty, Pecos 
    Cty, Terrell Cty, Crockett Cty, Val Verde Cty, Kinney Cty, Maverick 
    Cty, Zavala Cty, Dimmit Cty, La Salle Cty, Webb County, Zapata County, 
    Jim Hogg County, Starr County, Hildago Cty, Willacy Cty, and Cameron 
    Cty, Texas, and all municipalities therein).
    --U. S. Virgin Islands and Puerto Rico.
    
        For further information on high intensity drug trafficking areas 
    contact Rich Yamamoto, at the Office of
    
    [[Page 36481]]
    
    National Drug Control Policy (ONDCP), Executive Office of the 
    President, Washington, DC 20500. He may be reached on (202) 395-6755.
        (10) Ineligible Activities. PHDEP funding IS NOT PERMITTED for any 
    of the activities listed below, UNLESS OTHERWISE SPECIFIED IN THIS 
    NOFA.
        (i) FUNDING IS NOT PERMITTED under this NOFA for costs incurred 
    before the effective date of the grant agreement (Form HUD-1044), 
    including, but not limited to, consultant fees related to the 
    development of an application or the actual writing of the application.
        (ii) FUNDING IS NOT PERMITTED under this NOFA for the purchase of 
    controlled substances for any purpose. Controlled substance shall have 
    the meaning provided in section 102 of the Controlled Substance Act (21 
    U.S.C. 802).
        (iii) FUNDING IS NOT PERMITTED under this NOFA for compensating 
    informants, including confidential informants.
        (iv) FUNDING IS NOT PERMITTED under this NOFA for the direct 
    purchase of any law enforcement or military clothing or equipment, 
    including cars, vans, buses, and motorcycles etc. Exceptions are set 
    forth in Section I.(c) of this NOFA.
        (v) FUNDING IS NOT PERMITTED under this NOFA for any wages or 
    salaries for voluntary tenant patrol participants. HAs ARE PERMITTED to 
    fund HA/resident coordinators to be hired for this activity.
        (vi) FUNDING IS NOT PERMITTED under this NOFA for the costs of 
    leasing, acquiring, or constructing any facility space in a building or 
    unit.
        (vii) FUNDING IS NOT PERMITTED under this NOFA for organized fund 
    raising, advertising, financial campaigns, endowment drives, 
    solicitation of gifts and bequests, rallies, marches, community 
    celebrations and similar expenses.
        (viii) FUNDING IS NOT PERMITTED under this NOFA for the costs of 
    entertainment, amusements, or social activities and for the expenses of 
    items such as meals, beverages, lodgings, rentals, transportation, and 
    gratuities related to these ineligible activities. However, under 
    Section I.(c)(6) of this NOFA, funding IS PERMITTED for reasonable, 
    necessary and justified program costs, such as meals, beverages and 
    transportation, incurred only for training, and education activities 
    directly related to ``drug prevention programs.''
        (ix) FUNDING IS NOT PERMITTED under this NOFA for the costs (court 
    costs, attorneys fees, etc.) related to screening or evicting residents 
    for drug-related crime and other criminal activities associated with 
    drug-related problems. However, HA investigators funded under this 
    program may participate in judicial and administrative proceedings as 
    provided in Section I.(c)(4) (Employment of Investigators) of this 
    NOFA.
        (x) Although participation in activities with Federal drug 
    interdiction or drug enforcement agencies is encouraged, the transfer 
    of PHDEP grant funds to any Federal agency IS NOT PERMITTED under this 
    NOFA.
        (xi) Alcohol-related activities and programs ARE NOT ELIGIBLE for 
    funding under this program. Controlled substance shall have the meaning 
    provided in Section 102 of the Controlled Substance Act (21 U.S.C. 
    802). Since this definition of controlled substance does not include 
    alcohol, alcohol-related activities are not eligible.
        (xii) FUNDING IS NOT PERMITTED under this NOFA for establishing 
    councils, resident associations, resident organizations, and resident 
    corporations since HUD funds these activities under a separate NOFA.
        (xiii) Indirect costs as defined in OMB Circular A-87 ARE NOT 
    PERMITTED under this program. Only direct costs are permitted.
        (xiv) FUNDING IS NOT PERMITTED under this NOFA for any cash awards.
        (xv) Grant funds under this NOFA SHALL NOT BE USED to supplant 
    existing positions or programs.
    
    (d) Selection Criteria
    
        HUD will review each application that it determines meets the 
    requirements of this NOFA and evaluate it by assigning points in 
    accordance with the selection criteria. An application for funding 
    under this program may be for one or more eligible activities.
        An applicant may submit only one application under each Notice of 
    Funding Availability (NOFA). Joint applications ARE NOT PERMITTED under 
    this program with the following EXCEPTION: HAs under a single 
    administration (such as HAs managing another HA under contract or HAs 
    sharing a common executive director) may submit a single application, 
    even through each HA has its own operating budget.
        The number of points that an application receives will depend on 
    the extent to which the application is responsive to the information 
    requested in the selection criteria. An application must receive a 
    score of at least 70 points out of the maximum of 100 points that may 
    be awarded under this competition to be eligible for funding.
        After applications have been scored, Headquarters will rank the 
    applications on a national basis. Awards will be made in ranked order 
    until all funds are expended. HUD will select the highest ranking 
    applications that can be fully funded. Applications with tie scores 
    will be selected in accordance with the procedures in Section I.(e) 
    (Ranking Factors). The terms ``housing'' and ``development(s)'' as used 
    in the application selection criteria and submission requirements may 
    include, as appropriate, housing described in Section I.(c)(9) (PHA-
    Owned Housing), above, of this NOFA. Each application submitted for a 
    grant under this NOFA will be evaluated on the basis of the following 
    selection criteria:
        (1) First Criterion: The Extent of The Drug-Related Crime 
    Associated With Drug-Related Crime Problems in the Applicant's 
    Development or Developments Proposed for Assistance. (MAXIMUM POINTS: 
    40) To permit HUD to make an evaluation on the basis of this criterion, 
    an application must include a description of the extent and nature of 
    drug-related crime and other criminal activities associated with drug-
    related problems, ``in or around'' the HA/development(s) proposed for 
    funding. An applicant must explain, in the application, in what way a 
    problem claimed to be associated with drug-related crime and other 
    criminal activities associated with drug-related problems is a result 
    of drug-related crime and those other criminal activities. The 
    description should provide the following information:
        (i) OBJECTIVE DATA. The best available objective data on the 
    nature, source, and frequency of the problem of drug-related crime and 
    other criminal activities associated with drug-related problems. This 
    data may include (but not necessarily be limited to):
        (A) The nature and frequency of drug-related crime and other 
    criminal activities associated with drug-related problems as reflected 
    by crime statistics and other data from Federal, State, Tribal, or 
    local law enforcement agencies.
        (B) Information from records on the types and sources of drug-
    related crime and other criminal activities associated with drug-
    related problems in the HA/development(s) proposed for assistance.
        (C) Descriptive data as to the types of offenders committing drug-
    related crime and other criminal activities associated with drug-
    related problems in the applicant's HA/development(s) (e.g., age, 
    residence, etc.).
    
    [[Page 36482]]
    
        (D) The number of lease terminations or evictions for drug-related 
    crime or arrests and other criminal activities associated with drug-
    related problems.
        (E) The number of emergency room admissions for drug use or that 
    result from drug-related crime and other criminal activities associated 
    with drug-related problems. Such information may be obtained from 
    police departments and/or fire departments, emergency medical services 
    agencies and hospitals.
        (F) The number of police calls for service from HAs (not just drug-
    related crime) such as resident initiated calls, officer-initiated 
    calls, domestic violence calls, drug distribution complaints, found 
    drug paraphernalia, gang activity, graffiti that reflects drugs or 
    gang-related activity, vandalism, drug arrests, and abandoned vehicles.
        (G) The number of residents placed in treatment for drug-related 
    substance abuse, the number of residents that successfully completed 
    treatment, and number of residents that successfully completed short or 
    long range after-care treatment for substance abuse.
        (H) Where appropriate, the statistics should be reported both in 
    real numbers and as an annual percentage of the residents in each 
    development (e.g., 20 arrests in a two-year for distribution of heroin 
    in a development with 100 residents reflects a 20% occurrence rate). 
    The data should cover the most recent two-year period. If the data from 
    the most recent two-year period is not used, an explanation must be 
    provided. To the extent feasible, the data provided should be compared 
    with data from a prior two year period to show whether the current data 
    reflects a percentage increase or decrease in drug-related crime and 
    other criminal activities associated with drug-related problems during 
    that prior period of time within HAs.
        (I) A reduction in drug-related crime and other criminal activities 
    associated with drug-related problems in the HA/development(s) where 
    previous PHDEP grants have been in effect will not be considered a 
    disadvantage to the applicant.
        (J) If funding is being sought for housing owned by public housing 
    agencies that is not public housing assisted under the United States 
    Housing Act of 1937 and is not otherwise federally assisted, the 
    application must demonstrate that the housing is located in a high 
    intensity drug trafficking area designated pursuant to section 1005 of 
    the Anti-Drug Abuse Act of 1988, and the application must demonstrate 
    that drug-related activity and other criminal activities associated 
    with drug-related problems at the housing has a detrimental affect on 
    or about the real property comprising the public or other federally 
    assisted low-income housing. For the purposes of this NOFA ``in or 
    around'' means: on the premises or immediately adjacent to the premises 
    of the real property comprising the public or other Federally-assisted 
    housing.
        (ii) OTHER DATA on the extent of drug-related crime and other 
    criminal activities associated with drug-related problems. To the 
    extent that objective data as described above may not be available, or 
    to complement that data, the assessment may use data from other sources 
    that have a direct bearing on drug-related crime and other criminal 
    activities associated with drug-related problems in the developments 
    proposed for assistance under this program. However, if other relevant 
    information is to be used in place of, rather than to complement, 
    objective data, the application must indicate the reasons why objective 
    data could not be obtained and what efforts were made to obtain it. 
    Examples of these data include (but are not necessarily limited to):
        (A) Resident and staff surveys on drug-related crime and other 
    criminal activities associated with drug-related problems or on-site 
    reviews to determine drug activity; and local government or scholarly 
    studies or other research in the past year that analyze drug activity 
    in the targeted developments.
        (B) Vandalism cost, to include elevator vandalism (where 
    appropriate) and other vandalism attributable to drug-related crime and 
    other criminal activities associated with drug-related problems.
        (C) Information from schools, health service providers, residents 
    and Federal, State, and Tribal officials, and the opinions and 
    observations of individuals having direct knowledge of drug-related 
    crime and other criminal activities associated with drug-related 
    problems concerning the nature and frequency of these problems in the 
    developments proposed for assistance. (These individuals may include 
    Federal, State, Tribal, and local government law enforcement officials, 
    resident or community leaders, school officials, community medical 
    officials, drug treatment or counseling professionals, or other social 
    service providers.)
        (D) The school dropout rate and level of absenteeism for youth that 
    the applicant can relate to drug-related crime and other criminal 
    activities associated with drug-related problems. If crime or other 
    statistics are not available at the development or precinct level the 
    applicant may use other reliable, objective data.
        (iii) In awarding points, HUD will evaluate the extent to which the 
    applicant has provided the above data that reflects drug-related crime 
    and other criminal activities associated with drug-related problems, 
    both in terms of the frequency and nature of the drug-related crime and 
    other criminal activities associated with drug-related problems in the 
    HA/development(s) proposed for funding as reflected by information 
    submitted under paragraphs (1)(i) (objective data), and (ii) (other 
    data) of this section; and the extent to which such data reflects an 
    increase in drug-related crime and other criminal activities associated 
    with drug-related problems over a period of two year(s) in the HA/
    development(s) proposed for assistance. (MAXIMUM POINTS UNDER 
    PARAGRAPHS (i) AND (ii) OF THIS SECTION: 15)
        (iv) In awarding points, HUD will evaluate the extent to which the 
    applicant has analyzed the data compiled under paragraphs (1) (i) and 
    (ii) of this section, and has clearly articulated its needs, 
    performance measurements, and strategies for reducing drug-related 
    crime and other criminal activities associated with drug-related 
    problems in the HA/development(s) proposed for assistance. (MAXIMUM 
    POINTS: 5)
        (v) In awarding points, HUD will evaluate and assign points 
    according to the extent and availability of standardized data on the 
    following specific Part I crime activities as defined by the Uniform 
    Crime Reporting (UCR) system: (1) Criminal homicide, (2) forcible rape, 
    (3) robbery, and (4) aggravated assault. This data must cover both the 
    frequency and nature of the crime in the HA/development(s) proposed for 
    assistance. The community data will be taken from current Uniform Crime 
    Reports (UCRs) of the U.S. Department of Justice (FBI crime data) and 
    will be at the HA/city/county level, when available. The crime data and 
    the point values will be computed by HUD. (MAXIMUM TOTAL POINTS: 10)
        (vi) In awarding points, HUD will evaluate and assign points 
    according to the extent and availability of standardized data on the 
    Part II crime activity of drug abuse violations [State, Tribal and 
    local offenses relating to the unlawful possession, sale, use, growing, 
    and manufacturing of narcotic drugs], as defined by the Uniform Crime 
    Reporting (UCR) system. This data must cover both the frequency and 
    nature of the crime in the HA/development(s) proposed for assistance. 
    The community data will be taken from current Uniform
    
    [[Page 36483]]
    
    Crime Reports (UCRs) of the U.S. Department of Justice (FBI crime data) 
    and will be at the HA/city/county level, when available. The crime data 
    and the point values will be computed by HUD. (MAXIMUM POINTS: 10)
        (2) Second Criterion: The Quality of the Plan To Address the Crime 
    Problem in the Public or Indian Housing Developments Proposed for 
    Assistance, Including the Extent to Which the Plan Includes Initiatives 
    that Can Be Sustained Over a Period of Several Years. (MAXIMUM POINTS: 
    35) In assessing this criterion, HUD will consider the following 
    factors:
        (i) To permit HUD to make an evaluation on the basis of this 
    criterion, an application must include the applicant's plan for 
    addressing drug-related crime and other criminal activities associated 
    with drug-related problems. This means a narrative description of the 
    applicant's activities for addressing (solutions/prevention) drug-
    related crime and other criminal activities associated with drug-
    related problems in each of the developments proposed for assistance 
    under this part must be included in the application. The activities 
    eligible for funding under this program are listed in Section I.(c) of 
    this NOFA, above, although the applicant's plan must include all of the 
    activities that will be undertaken to address the problem, whether or 
    not they are funded under this program. If the same activities are 
    proposed for all of the developments that will be covered by the plan, 
    the activities do not need to be described separately for each 
    development. Where different activities are proposed for different 
    developments, these activities and the developments where they will 
    take place must be separately described.
        The description of the plan in the application must include (but 
    not necessarily be limited to) the following information:
        (A) A narrative describing each activity proposed for PHDEP funding 
    in the applicant's plan, any additional relevant activities being 
    undertaken by the applicant (e.g., a drug treatment program for 
    residents funded by an agency other than HUD), and how all of these 
    activities interrelate. The applicant should specifically address 
    whether it plans to implement a comprehensive strategy relating to 
    illegal drug activities, drug-related crime and other criminal 
    activities associated with drug-related problems. The strategy must 
    include (as applicable) management practices, enforcement/law 
    enforcement techniques (such as community policing), and a combination 
    of drug abuse prevention, intervention, referral, and treatment 
    programs. In addition, the applicant must indicate how its proposed 
    activities will complement, and be coordinated with, current 
    activities.
        (B) If grant amounts are to be used for contracting for/or 
    employment of security guard personnel services in HAs/development(s), 
    the application must describe how the requirements of Section 
    I.(c)(1)(i) (Employment of Security Personnel) of this NOFA will be 
    met.
        (C) If grant amounts are to be used for HA police department 
    equipment and personnel, the application must describe how the 
    requirements of Section I.(c)(1)(ii) (Housing Authority Police 
    Departments) of this NOFA will be met.
        (D) If grant amounts are to be used for reimbursement of local law 
    enforcement agencies for additional security and protective services, 
    the application must describe how the requirements of Section I.(c)(2) 
    (Reimbursement of Local Law Enforcement Agencies) of this NOFA will be 
    met.
        (E) If grant amounts are to be used for physical improvements in 
    HA/developments proposed for funding under Section I.(c)(3) (Physical 
    Improvements) of this NOFA, the application must describe how these 
    improvements will be coordinated with the applicant's modernization 
    program, if any, under 24 CFR part 950, subpart I, or 24 CFR part 968.
        (F) If grant amounts are to be used for employment of 
    investigators, the application must describe how the requirements of 
    Section I.(c)(4) (Employment of Investigators) of the NOFA will be met.
        (G) If grant amounts are to be used for voluntary tenant patrols, 
    the application must describe how the requirements of Section I.(c)(5) 
    (Voluntary Tenant Patrol) of this NOFA will be met.
        (H) If grant amounts are to be used for a ``Program to reduce 
    illegal drugs'' i.e.; prevention, intervention or treatment programs to 
    eliminate the use of illegal drugs ``in or around'' the premises of the 
    HA/development(s) as provided in Section I.(c)(6) of this NOFA, the 
    application must discuss the nature of the program, how the program 
    represents a prevention or intervention strategy, and how the program 
    will further the HA's strategy to eliminate drug-related crime and 
    other criminal activities associated with drug-related problems in the 
    HA/development(s) proposed for assistance in the plan, a description of 
    how funding decisions were reached (specifically how costs were 
    determined for each element of each activity in the same format as 
    shown in the application kit) and financial and other resources 
    (including funding under this program, and from other resources) that 
    may reasonably be expected to be available to carry out each activity.
        (I) Implementation timetable that includes tasks, deadlines, budget 
    cost, expected outcomes, desired results, and persons responsible for 
    implementing (beginning, achieving identified milestones, and 
    completing) each activity in the plan.
        (J) The resources that the applicant may reasonably expect to be 
    available at the end of the grant term to continue the plan, and how 
    they will be allocated to plan activities that can be sustained over a 
    period of years.
        (K) A discussion of how the applicant's plan will serve to provide 
    training and employment or business opportunities for lower income 
    persons and businesses located in, or substantially owned by persons 
    residing within the area of the section 3 covered project (as defined 
    in 24 CFR part 135) in accordance with 24 CFR 761.40 and 24 CFR part 5, 
    subpart A. HAs are encouraged to hire qualified residents in all 
    positions.
        (L) Program evaluation. The plan must specifically demonstrate how 
    the activities funded under this program will be evaluated by the 
    applicant, so that the program's progress can be measured. Performance 
    measurements must be developed to demonstrate the relationship between 
    the extent of the crime detailed in Selection Criterion 1, Section 
    I(d)(1) of this NOFA, and the comprehensive crime reduction/elimination 
    described in the implementation of the plan. The evaluation shall also 
    be used to modify activities to make them more successful or to 
    identify unsuccessful strategies. The evaluation must identify the 
    types of information the applicant will use to measure the plan's 
    success (e.g. tracking changes in identified crime statistics); and 
    indicate the method the applicant will use to gather and analyze this 
    information.
        (ii) In assessing this criterion, HUD will consider the quality and 
    thoroughness of an applicant's plan in terms of the information 
    requested in Section I.(d)(2)(i), ``Quality of the plan,'' of this 
    NOFA, including the extent to which:
        (A) The applicant's plan clearly describes the activities that are 
    being proposed by the applicant, including those activities to be 
    funded under this program and those to be funded from other sources, 
    and indicates how these proposed activities provide for a
    
    [[Page 36484]]
    
    comprehensive approach to reduce/eliminate drug-related crime and other 
    criminal activities associated with drug-related problems (as described 
    under selection criterion 1, Section I.(d)(1), ``The extent of the 
    drug-related crime associated with drug-related crime problems'' of 
    this NOFA, above) in the HA/development(s) proposed for funding. 
    (MAXIMUM POINTS: 10)
        (B) The applicant's plan provides a budget narrative with 
    supporting documentation (specifically how costs were determined for 
    each element of each activity in the same format as shown in the 
    application kit) for each activity and describes the financial and 
    other resources (under this program and other sources) that may 
    reasonably be expected to be available to carry out each activity. 
    (MAXIMUM POINTS: 5)
        (C) The applicant's plan is realistic in terms of time, personnel, 
    and other resources, considering the applicant's timetable for 
    beginning and completing each component of the plan and the amount of 
    funding requested under this program and other identified resources 
    available to the applicant. (MAXIMUM POINTS: 2)
        (D) As described in the plan, other entities (e.g., Tribal, local 
    and State governments and community organizations) are involved in 
    planning and carrying out the applicant's plan. (MAXIMUM POINTS: 2)
        (E) The plan includes activities that can be sustained over a 
    period of years and identifies resources that the applicant may 
    reasonably expect to be available for the continuation of the 
    activities at the end of the grant term. (MAXIMUM POINTS: 2)
        (F) The applicant's plan will serve to provide training and 
    employment or business opportunities for lower income persons and 
    businesses located in, or substantially owned by persons residing 
    within the area of the section 3 covered project (as defined in 24 CFR 
    part 135) in accordance with 24 CFR 761.40 and 24 CFR part 5, subpart 
    A. (MAXIMUM POINTS: 2)
        (G) The applicant's plan contains a clear description of its 
    process to collect, maintain and analyze specific drug-related crime 
    and other criminal activities associated with drug-related problems and 
    workload as defined by the Uniform Crime Reporting (UCR) system in 
    specific Part I/II crimes as detailed in selection criterion 1, 
    Sections I.(d)(1)(v) and (vi) of this NOFA, as well as other police 
    workload data to include all calls for service on the HA/development(s) 
    proposed for funding. (MAXIMUM POINTS: 5)
        (H) The applicant's plan includes an evaluation process with 
    specific performance measurements that demonstrate results relative to 
    crime workload detailed in Selection Criterion 1, Section I.(d)(1) of 
    this NOFA, in the HA/development(s) proposed for funding. (MAXIMUM 
    POINTS: 7)
        (3) Third Criterion: The Capability of the Applicant to Carry Out 
    the Plan. (MAXIMUM POINTS: 15) In assessing this criterion, HUD will 
    consider the following factors:
        (i) The extent of the applicant's successful and effective 
    administrative capability to manage its HA, as measured by its 
    performance with respect to operative HUD requirements under the ACC or 
    ACA and the Public Housing Management Assessment Program at 24 CFR part 
    901. In evaluating administrative capability under this factor, HUD 
    will also consider, and the application must include in the form of a 
    narrative discussion, the following information:
        (A) Whether there are any unresolved findings from prior HUD 
    reports (e.g., performance or finance), reviews or audits undertaken by 
    HUD, the Office of the Inspector General, the General Accounting 
    Office, or independent public accountants;
        (B) Whether the applicant is operating under court order. (MAXIMUM 
    POINTS UNDER PARAGRAPH (3)(I) (A) AND (B) OF THIS SECTION: 2)
        (ii) The application must demonstrate, as authorized by applicable 
    local, State, Tribal, and Federal law, the extent to which the 
    applicant has formed a collaboration with the local, State, Tribal, and 
    Federal law enforcement officials and courts to gain access regarding 
    the criminal conviction records of applicants for, or tenants of, HAs 
    regarding applicant screening, lease enforcement, and eviction. The 
    application must demonstrate the extent to which the applicant has 
    implemented effective screening procedures to determine an individual's 
    suitability for public housing (consistent with the requirements of 42 
    U.S.C. 3604(f), 24 CFR 100.202, 29 U.S.C. 794 and 24 CFR 8.4 which deal 
    with individuals with disabilities); implemented a plan to reduce 
    vacancies; implemented eviction and lease enforcement procedures in 
    accordance with 24 CFR part 966, subpart B, 25 CFR 950.340 and Section 
    503 of NAHA; or undertaken other management actions to eliminate drug-
    related crime and other criminal activities associated with drug-
    related problems in its developments. (MAXIMUM POINTS: 2)
        (iii) The application must identify the applicant's participation 
    in HUD grant programs (such as CGP, CIAP, youth sports, child care, 
    resident management, PHDEP, HOPE VI, Tenant Opportunities Program 
    (TOP), Family Investment Centers (FIC) grants, etc.) within the 
    preceding three years, and discuss the degree of the applicant's 
    success in implementing and managing these grant programs. (MAXIMUM 
    POINTS: 4)
        (iv) The local HUD Field Office/AONAP shall evaluate the extent of 
    the applicant's success or failure in implementing and managing an 
    effective program under previous PHDEP grants and/or other grants 
    (preceding three years). This evaluation will be based upon (but not 
    limited to) HUD's Line of Credit Control System (LOCCS) reports, PHDEP 
    and/or other HUD program performance and financial reports, audits, and 
    HUD reviews. (MAXIMUM POINTS: 7)
        (4) Fourth Criterion: The Extent to Which Tenants, the Local 
    Government and the Local Community Support and Participate in the 
    Design and Implementation of the Activities Proposed to be Funded under 
    the Application. (MAXIMUM POINTS: 10) In assessing this criterion, HUD 
    will consider the following factors:
        (i) The application must include a discussion of the extent to 
    which community representatives and Tribal, local, State and Federal 
    government officials are actively involved in the design and 
    implementation of the applicant's plan, as evidenced by descriptions of 
    planning meetings held with community representatives and local 
    government officials, letters of commitment to provide funding, staff, 
    or in-kind resources, or written comments on the applicant's planned 
    activities. (MAXIMUM POINTS: 3)
        (ii) The application must discuss the extent to which the relevant 
    governmental jurisdiction has met its law enforcement obligations under 
    the Cooperation Agreement with the applicant (as required by the 
    grantee's Annual Contributions Contract with HUD). The application must 
    also include a certification by the Chief Executive Officer (CEO) of a 
    State or a unit of general local government in which the developments 
    proposed for assistance are located that the locality is meeting its 
    obligations under the Cooperation Agreement with the HA, particularly 
    with regard to the current level of baseline law enforcement services. 
    If the jurisdiction is not meeting its obligations under the 
    Cooperation Agreement, the CEO should identify any special 
    circumstances relating to its failure to do so. Whether or not a 
    locality is meeting its obligations under the Cooperation Agreement 
    with the applicant, the applicant must describe the current
    
    [[Page 36485]]
    
    level of baseline law enforcement services being provided to the HA/
    development(s) proposed for assistance. (MAXIMUM POINTS: 3)
        (iii) The extent to which HA/development residents, and an RMC, RC 
    or RO, where they exist, are involved in the planning and development 
    of the grant application and plan strategy, and support and participate 
    in the design and implementation of the activities proposed to be 
    funded under the application. The application must include a summary of 
    written resident and resident organization meetings, with supporting 
    documentation that addresses (but is not limited to) subject matter, 
    names of residents on committees, copies of resident surveys and 
    evaluations etc., as required by 24 CFR 761.25, and the applicant's 
    response to and action on these comments. If there are no resident or 
    resident organization comments, the applicant must provide an 
    explanation of the steps taken to encourage participation, even though 
    they were not successful. (MAXIMUM POINTS: 2)
        (iv) The extent to which the applicant is already undertaking, or 
    has undertaken, participation in local, State, Tribal or Federal anti-
    drug related crime efforts, such as Operation Weed and Seed, and 
    Operation Safe Home, and/or has successfully coordinated its law 
    enforcement activities with local, State, Tribal or Federal law 
    enforcement agencies. (MAXIMUM POINTS: 2)
    
    (e) Ranking Factors
    
        (1) Each application for a grant award that is submitted in a 
    timely manner to the local HUD Field Office with delegated public 
    housing responsibilities or, in the case of IHAs, to the appropriate 
    AONAP, that otherwise meets the requirements of this NOFA, will be 
    evaluated in accordance with the selection criteria specified above.
        (2) An application must receive a score of AT LEAST 70 POINTS OUT 
    OF THE MAXIMUM OF 100 POINTS that may be awarded under this competition 
    to be eligible for funding.
        (3) After applications have been scored, Headquarters will rank the 
    applications on a national basis.
        (4) In the event that two eligible applications receive the same 
    score, and both cannot be funded because of insufficient funds, the 
    application with the highest score in SELECTION CRITERION 3 ``THE 
    CAPABILITY OF THE APPLICANT TO CARRY OUT THE PLAN'' will be selected. 
    If Selection Criterion 3 is scored identically for both applications, 
    the scores in Selection Criteria 1, 2, and 4 will be compared in this 
    order, one at a time, until one application scores higher in one of the 
    factors and is selected. If the applications score identically in all 
    factors, the application that requests less funding will be selected.
        (5) All awards will be made to fund fully an application, except as 
    provided in Section I.(b)(4) of this NOFA (Reduction of Requested Grant 
    Amounts and Special Conditions).
    
    (f) General Grant Requirements
    
        (1) Each grantee is responsible for ensuring that grant funds are 
    administered in accordance with the requirements of 24 CFR part 761, 
    any specific Notices of Funding Availability (NOFAs) issued for these 
    programs, 24 CFR part 85 (as applicable), applicable laws and 
    regulations, applicable OMB circulars, HUD fiscal and audit controls, 
    grant agreements, grant special conditions, the grantee's approved 
    budget (SF-424A), and supporting budget narrative, plan, and activity 
    timetable.
        (2) Applicability of OMB Circulars and HUD fiscal and audit 
    controls. The policies, guidelines, and requirements of this NOFA, 24 
    CFR part 761, 24 CFR part 85, 24 CFR part 84, and OMB Circular A-87 
    apply to the acceptance and use of assistance by grantees under this 
    program; and OMB Circular Nos. A-110 and A-122 apply to the acceptance 
    and use of assistance by private nonprofit organizations (including 
    RMCs, RCs and ROs). In addition, grantees and sub-grantees must comply 
    with fiscal and audit controls and reporting requirements prescribed by 
    HUD, including the system and audit requirements under the Single Audit 
    Act, OMB Circular No. A-128 and HUD's implementing regulations at 24 
    CFR part 44; and OMB Circular No. A-133.
        (3) Cost Principles. Specific guidance in this NOFA, 24 CFR part 
    761, 24 CFR part 85, 24 CFR part 84, OMB Circular A-87, other 
    applicable OMB cost principles, HUD program regulations, Notices, HUD 
    Handbooks, and the terms of grant/special conditions and subgrant 
    agreements will be followed in determining the reasonableness and 
    allocability of costs. All costs must be reasonable, necessary and 
    justified with cost analysis. PHDEP Funds must be disbursed by the 
    grantee within SEVEN CALENDAR DAYS AFTER RECEIPT OF DRAWDOWN. Grant 
    funds must be used only for Drug Elimination Program purposes. Direct 
    costs are those that can be identified specifically with a particular 
    activity or function in this NOFA and cost objectives in OMB Circular 
    A-87. Indirect cost ARE NOT PERMITTED in this program. Administrative 
    requirements for the Public Housing Drug Elimination Program grants 
    will be in accordance with 24 CFR part 85. Acquisition of property or 
    services shall be in accordance with 24 CFR 85.36. All equipment 
    acquisitions will remain the property of the grantee in accordance with 
    24 CFR 85.32. ONAP procurement standards are in 24 CFR part 950.
        (4) Grant Staff Personnel.
        (i) All persons or entities compensated by the grantee for services 
    provided under a PHDEP grant must meet all applicable personnel or 
    procurement requirements and shall be required as a condition of 
    employment to meet all relevant State, local and Tribal government, 
    insurance, training, licensing, or other similar standards and 
    requirements.
        (ii) Compensation for personnel relative to grant administrative 
    support (including supervisory personnel, such as a grant 
    administrator(s), public housing police department accreditation 
    specialist under Section I.(c)(1)(ii) of this NOFA, drug/sports/
    voluntary tenant patrol program coordinators, and support staff (such 
    as counselors and clerical staff) hired for grant activities IS 
    PERMITTED and may include wages, salaries, and fringe benefits.
        (iii) All grant personnel must be necessary, reasonable and 
    justified. Job descriptions must be provided, in the application, for 
    all grant personnel. Excessive staffing IS NOT PERMITTED.
        (iv) HA staff responsible for management/coordination of PHDEP 
    programs shall be compensated with grant funds only for work performed 
    directly for PHDEP grant-related activities and shall document the time 
    and activity involved in accordance with 24 CFR 85.20.
        (5) Grant Agreement. After an application has been approved, HUD 
    and the applicant shall enter into a grant agreement (Form HUD-1044) 
    setting forth the amount of the grant and its applicable terms, 
    conditions, financial controls, payment mechanism, schedule, and 
    special conditions, including sanctions for violation of the agreement. 
    The grant agreement will be effective upon execution of Form HUD-1044 
    by the Director, Office of Public Housing or Administrator, AONAP.
        (6) Term of Grant Agreement. Terms of the grant agreement may not 
    exceed 24 months, unless an extension (Form HUD-1044) is approved by 
    the local HUD Field Office or AONAP. Any funds not expended at the end 
    of the grant term shall be remitted to HUD. Once the award is executed, 
    HUD Field Offices or AONAP, using Form HUD-1044, may
    
    [[Page 36486]]
    
    approve a PHDEP grant extension for any project up to and including a 
    maximum period of 6 months beyond the original grant agreement. 
    Grantees desiring an extension beyond 6 months must make a request 
    through the local HUD Field Office or AONAP to the Assistant Secretary 
    for Public and Indian Housing (ATTN: Office of Community Relations and 
    Involvement, Crime Prevention and Security Division) for a waiver of 24 
    CFR part 761. Any funds not expended at the end of the grant term, 
    unless an extension has been approved, shall be remitted to HUD.
        (7) Grant extension. Local HUD Field Offices or AONAP may grant an 
    extension of the grant term in response to a written request for an 
    extension stating the need for the extension and indicating the 
    additional time required. Local HUD Field Offices or AONAP will not 
    consider requests for retroactive extension of program periods. HUD 
    will permit only one extension. Local HUD Field Offices or AONAP will 
    only consider extensions if the grantee meets the extension criteria of 
    paragraph (b)(3) of this section at the time the grantee submits for 
    approval the request for the extension. The maximum extension allowable 
    for any PHDEP grant period is 6 months.
        (i) Receipt. The request must be received by the local HUD Field 
    Office or AONAP prior to the termination of the grant, and requires 
    approval by the local HUD Office or AONAP with jurisdiction over the 
    grantee.
        (ii) Extension criteria. The following criteria must be met by the 
    grantee when submitting a request to extend the expenditure deadline 
    for a program or set of programs.
        (iii) Performance and Financial Status Reports. There must be on 
    file with the local HUD Field Office or AONAP current and acceptable 
    Performance and Financial Status Reports, SF-269As.
        (iv) Grant agreement special conditions. The grantee must have 
    satisfied all grant agreement special conditions except those 
    conditions that the grantee must fulfill in the remaining period of the 
    grant. This also includes the performance and resolution of audit 
    findings in a timely manner.
        (v) Justification. The grantee must submit a narrative 
    justification with the program extension request. The justification 
    must provide complete details, including the circumstances that require 
    the proposed extension, and an explanation of the impact of denying the 
    request.
        (vi) HUD action. The local HUD Field Office or AONAP will attempt 
    to take action on any proposed extension request within 15 days after 
    receipt of the request.
        (8) Duplication of funds. To prevent duplicate funding of any 
    activity, the grantee must establish controls to assure that an 
    activity or program that is funded by other HUD programs, or programs 
    of other Federal agencies, shall not also be funded by the Drug 
    Elimination Program. The grantee must establish an auditable system to 
    provide adequate accountability for funds that it has been awarded. The 
    grantee is responsible for ensuring that there is no duplication of 
    funds.
        (9) Insurance. Each grantee shall obtain adequate insurance 
    coverage to protect itself against any potential liability arising out 
    of the eligible activities under this part. In particular, applicants 
    shall assess their potential liability arising out of the employment or 
    contracting of security personnel, law enforcement personnel, 
    investigators, and drug treatment providers, and the establishment of 
    voluntary tenant patrols; evaluate the qualifications and training of 
    the individuals or firms undertaking these functions; and consider any 
    limitations on liability under Tribal, State, or local law. Grantees 
    shall obtain liability insurance to protect the members of the 
    voluntary tenant patrol against potential liability as a result of the 
    patrol's activities under Sec. 761.15(b)(5). Voluntary tenant patrol 
    liability insurance costs are eligible program expenses. Subgrantees 
    shall obtain their own liability insurance.
        (10) Failure to implement program(s). If the grant plan, approved 
    budget, and timetable, as described in the approved application, are 
    not operational within 90 days of the grant agreement date, the grantee 
    must report by letter to the local HUD Field Office or the local AONAP 
    the steps being taken to initiate the plan and timetable, the reason 
    for the delay, and the expected starting date. Any timetable revisions 
    that resulted from the delay must be included. The local HUD Field 
    Office or AONAP will determine if the delay is acceptable, approve/
    disapprove the revised plan and timetable, and take any additional 
    appropriate action.
        (11) Sanctions. (1) HUD may impose sanctions if the grantee:
        (i) Is not complying with the requirements of this part or of other 
    applicable Federal law;
        (ii) Fails to make satisfactory progress toward its drug 
    elimination goals, as specified in its plan and as reflected in its 
    performance and financial status reports;
        (iii) Does not establish procedures that will minimize the time 
    elapsing between drawdowns and disbursements;
        (iv) Does not adhere to grant agreement requirements or special 
    conditions;
        (v) Proposes substantial plan changes to the extent that, if 
    originally submitted, the applications would not have been selected for 
    funding;
        (vi) Engages in the improper award or administration of grant 
    subcontracts;
        (vii) Does not submit reports; or
        (viii) Files a false certification.
        (12) HUD may impose the following sanctions:
        (i) Temporarily withhold cash payments pending correction of the 
    deficiency by the grantee or subgrantee;
        (ii) Disallow all or part of the cost of the activity or action not 
    in compliance;
        (iii) Wholly or partly suspend or terminate the current award for 
    the grantee's or subgrantee's program;
        (iv) Require that some or all of the grant amounts be remitted to 
    HUD;
        (v) Condition a future grant and elect not to provide future grant 
    funds to the grantee until appropriate actions are taken to ensure 
    compliance;
        (vi) Withhold further awards for the program; or
        (vii) Take other remedies that may be legally available.
    
    (g) Periodic Reports
    
        In accordance with 24 CFR part 85, grantees are responsible for 
    managing the day-to-day operations of grant and subgrant supported 
    activities. Grantees must monitor grant and subgrant supported 
    activities to assure compliance with applicable Federal requirements 
    and that performance goals are being achieved. Grantee monitoring must 
    cover each program, function or activity of the grant or sub-grant.
        (1) Semiannual grant performance status reporting requirements. 
    Grantees are required to provide the local HUD Field Office or AONAP 
    with a semiannual performance report that evaluates the grantee's 
    overall performance against its plan. This report shall include in 
    summary form (but is not limited to) the following: any change or lack 
    of change in crime statistics or other indicators drawn from the 
    applicant's plan assessment (such as vandalism, etc.) and an 
    explanation of any difference; successful completion of any of the 
    strategy components identified in the applicant's plan; a discussion of 
    any problems encountered in implementing the plan and how they were 
    addressed; an evaluation of whether the rate of progress meets 
    expectations; a discussion of the grantee's efforts in encouraging 
    resident
    
    [[Page 36487]]
    
    participation; a description of any other programs that may have been 
    initiated, expanded or deleted as a result of the plan, with an 
    identification of the resources and the number of people involved in 
    the programs and their relation to the plan.
        (2) Semiannual grant financial status reporting requirements. The 
    grantee shall submit a semiannual financial status report to the local 
    HUD Field Office or AONAP. The grantee shall use the SF-269A to report 
    the status of funds for nonconstruction programs. The grantee shall use 
    SF-269A, Block 12, ``Remarks,'' to report on the status of programs, 
    functions, or activities within the program.
        (3) Semiannual grant performance and financial status reporting 
    period and due dates. The semiannual performance and financial status 
    report shall cover the periods ending June 30 and December 31, and must 
    be submitted to the local HUD Field Office or AONAP by July 30 and 
    January 31 of each year.
        (4) Final grant performance status report. Grantees are required to 
    provide the local HUD Field Office or AONAP with a final cumulative 
    performance report that evaluates the grantee's overall performance 
    against its plan. This report shall include in summary form (but is not 
    limited to) the following:
        (i) Any change or lack of change in crime statistics or other 
    indicators drawn from the applicant's plan assessment (such as 
    vandalism, etc.) and an explanation of any difference;
        (ii) Successful completion of any of the strategy components 
    identified in the applicant's plan;
        (iii) A discussion of any problems encountered in implementing the 
    plan and how they were addressed;
        (iv) An evaluation of whether the rate of progress meets 
    expectations;
        (v) A discussion of the grantee's efforts in encouraging resident 
    participation; and
        (vi) A description of any other programs that may have been 
    initiated, expanded or deleted as a result of the plan, with an 
    identification of the resources and the number of people involved in 
    the programs and their relation to the plan.
        (5) Final financial status report (SF-269A). The final report will 
    be a cumulative summary of expenditures to date and must indicate the 
    exact balance of unexpended funds. The grantee shall remit all Drug 
    Elimination Program funds, including any unexpended funds, owed to HUD 
    within 90 days after the termination of the grant agreement.
        (6) Final grant performance status report and financial status 
    report (SF-269A) reporting period. The final performance and financial 
    status report shall cover the period from the date of the grant 
    agreement, to include any extensions, to the termination date of the 
    grant agreement. The report is due to the local HUD Field Office or 
    AONAP within 90 days after the termination of the grant agreement.
        (7) Report submission. The grantee shall submit all required 
    reports to the local HUD Field Office or AONAP as required.
    
    II. Application Process
    
        (a) APPLICATION KIT: An application kit may be obtained, and 
    assistance provided, from the local HUD Field Office with delegated 
    public housing responsibilities over an applying public housing agency, 
    or from the AONAP having jurisdiction over the Indian housing authority 
    making an application, or by calling HUD's Community Relations and 
    Involvement Clearinghouse, telephone (800) 578-3472. The application 
    kit contains information on all exhibits and certifications required 
    under this NOFA.
        (b) APPLICATION SUBMISSION: Applications are due on or before 
    August 9, 1996, AT 3:00 PM, LOCAL TIME. Applications (original and two 
    identical copies of the original application) must be received by the 
    deadline at the local HUD Field Office or AONAP with responsibilities 
    over the applying public housing authorities. This application deadline 
    is firm as to date and hour. In the interest of fairness to all 
    competing applicants, the Department will treat as ineligible for 
    consideration any application that is received after the deadline. 
    Applicants should take this practice into account and make early 
    submission of their materials to avoid any risk of loss of eligibility 
    brought about by unanticipated delays or other delivery-related 
    problems.
        Applications (original and two identical copies of the original 
    application) must be physically received by the deadline at the local 
    HUD Field Office with delegated public housing responsibilities. 
    Attention: Director, Office of Public Housing, or, in the case of IHAs, 
    to the local HUD AONAP. Attention: Administrator, AONAP, as 
    appropriate. It is not sufficient for an application to bear a postage 
    date within the submission time period. Applications submitted by 
    facsimile are not acceptable. APPLICATIONS RECEIVED AFTER AUGUST 9, 
    1996, AT 3:00 PM, LOCAL TIME, WILL NOT BE CONSIDERED.
    
    III. Checklist of Application Submission Requirements
    
        To qualify for a grant under this program, the application 
    submitted to HUD shall include, in addition to those requirements 
    listed under Section I.(d) (Selection Criteria) of this NOFA, including 
    the plan to address the problem of drug-related crime and other 
    criminal activities associated with drug-related problems in the 
    developments proposed for funding, at least the following items:
        (a) Applicant Grant Data Form. The applicant must complete the form 
    for HUD's application database entry. The form, with example, is 
    provided in the application kit.
        (b) Application for Federal Assistance, Standard Form SF-424. The 
    SF-424 is the face sheet for the application. The applicant must 
    complete and sign the form. The form, with example, is provided in the 
    application kit.
        (c) Standard Form SF-424A Budget Information (non-construction 
    programs), with attached budget narrative(s) with supporting 
    justification and documentation (specifically showing how costs were 
    determined for each element of each activity in the same format as 
    shown in the application kit). The SF-424A, with attached budget 
    narrative, must be completed and the applicant must describe each major 
    activity proposed for funding, e.g., employment of security personnel 
    (contracted security personnel services and housing authority police 
    departments), reimbursement of local law enforcement services, physical 
    improvements, employment of investigators, voluntary tenant (resident) 
    patrols, programs to reduce the use of drugs i.e. drug prevention, 
    intervention, and treatment programs. The form, with example, is 
    provided in the application kit.
        (d) Applicants must verify their unit count with the local HUD 
    Field Office/AONAP prior to submitting the application. In accordance 
    with Sections I.(b)(2)(i) through (iii) of this NOFA, applicants must 
    compute the maximum grant award amount for which they are eligible 
    (eligible dollar amount per unit  x  (times) number of units and 
    compare it with the dollar amount requested in the application to make 
    certain the amount requested does not exceed the permitted maximum 
    grant award.
        (e) Standard Form SF-424B, Assurances, (non-construction programs) 
    for pre-award assurances. The applicant must complete and sign the
    
    [[Page 36488]]
    
    form. The form and example are provided in the application kit.
        (f) Certifications. Applications must include the following 
    certifications (certifications are provided in the application kit):
        (1) A certification that the applicant will maintain a drug-free 
    workplace in accordance with the requirements of the Drug-Free 
    Workplace Act of 1988, 24 CFR part 24, subpart F. (Applicants may 
    submit a copy of their most recent drug-free workplace certification, 
    which must be dated within the past year.)
        (2) A certification and disclosure in accordance with the 
    requirements of section 319 of the Department of the Interior and 
    Related Agencies Appropriations Act for Fiscal Year 1990 (31 U.S.C. 
    1352) and the implementing regulations at 24 CFR part 87. These 
    authorities generally prohibit recipients and subrecipients of Federal 
    contracts, grants, cooperative agreements and loans from using 
    appropriated funds for lobbying the Executive or Legislative Branches 
    of the Federal Government in connection with a specific contract, 
    grant, or loan. INDIAN HOUSING AUTHORITIES ESTABLISHED BY AN INDIAN 
    TRIBE AS A RESULT OF THE EXERCISE OF THEIR SOVEREIGN POWER ARE EXCLUDED 
    FROM COVERAGE, BUT INDIAN HAs ESTABLISHED UNDER STATE LAW ARE NOT 
    EXCLUDED FROM COVERAGE.
        (3) If applying for drug treatment program funding, a certification 
    by the applicant that the applicant has notified and consulted with the 
    relevant local Tribal commission, Single State Agency or other local 
    authority with drug program coordination responsibilities concerning 
    its application; and that the proposed drug prevention/treatment 
    program has been reviewed by the relevant local Tribal commission, 
    Single State Agency or other local authority and is consistent with the 
    Tribal or State treatment plan.
        (4) A certification (provided in the application kit) by the Chief 
    Executive Officer (CEO) of a State, Tribe, or a unit of general local 
    government in which the developments proposed for assistance are 
    located that:
        (i) Grant funds provided under this program will not substitute for 
    activities currently being undertaken on behalf of the applicant by the 
    jurisdiction to address drug-related crime and other criminal 
    activities associated with drug-related problems;
        (ii) Any reimbursement of local law enforcement agencies for 
    additional security and protective services to be provided under 
    Section I.(c)(2) of this NOFA meets the requirements of that section.
        (5) A certification, (An example is provided in the application 
    kit), from the chief of the local law enforcement agency:
        (i) If the application is for employment of security services, that 
    the law enforcement agency has entered into, or will enter into, an 
    agreement with the applicant and the provider of the security services 
    in accordance with the requirements of Section I.(c)(1) (Employment of 
    security personnel) of this NOFA;
        (ii) If the application is for employment of investigators, that 
    the law enforcement agency has entered into, or will enter into, an 
    agreement with the applicant and the investigators, in accordance with 
    the requirements of Section I.(c)(4) (Employment of investigators) of 
    this NOFA;
        (iii) If the application is for voluntary tenant (resident) patrol 
    funding, that the law enforcement agency has entered into, or will 
    enter into, an agreement with the applicant and the voluntary tenant 
    patrol, in accordance with the requirements of Section I.(c)(5) 
    (voluntary tenant (resident) patrol) of this NOFA.
        (6) A certification (An example is provided in the application kit) 
    by the RMC, RC or RO, or other involved resident group where an RMC, RC 
    or RO does not exist, that the residents participated in the 
    preparation of the grant application with the applicant, and that the 
    applicant's description of the activities and program evaluation that 
    the resident group will implement under the program is accurate and 
    complete.
        (g) HUD Form 2880, Applicant Disclosures. The form, with example, 
    is provided in the application kit.
    
    IV. Corrections to Deficient Applications
    
        (a) HUD will notify an applicant, in writing, of any curable 
    technical deficiencies in the application. The applicant must submit 
    corrections in accordance with the information specified in HUD's 
    letter within 14 calendar days from the date of HUD's letter notifying 
    the applicant of any such deficiency.
        (b) Curable technical deficiencies relate to items that:
        (i) Are not necessary for HUD review under selection criteria/
    ranking factors; and
        (ii) Would not improve the quality of the applicant's program 
    proposal.
        (c) An example of a curable technical deficiency would be the 
    failure of an applicant to submit a required assurance, budget 
    narrative, certification, applicant data form, summaries of written 
    resident comments, incomplete forms such as the SF-424 or lack of 
    required signatures, appendixes and documentation referenced in the 
    application or a computational error based on the use of an incorrect 
    number(s) such as incorrect unit counts. These items are discussed in 
    the application kit and samples, as appropriate, are provided.
        (d) An example of a non-curable defect or deficiency would be a 
    missing SF-424A (Budget Information).
    
    V. Other Matters
    
        (a) NONDISCRIMINATION AND EQUAL OPPORTUNITY. The following 
    nondiscrimination and equal opportunity requirements apply:
        (1) The requirements of Title VIII of the Civil Rights Act of 1968, 
    42 U.S.C. 3600-20 (Fair Housing Act) and implementing regulations 
    issued at subchapter A of title 24 of the Code of Federal Regulations, 
    as amended by 54 FR 3232 (published January 23, 1989); Executive Order 
    11063 (Equal Opportunity in Housing) and implementing regulations at 24 
    CFR part 107; and title VI of the Civil Rights Act of 1964 (42 U.S.C. 
    2000d-2000d-4) (Nondiscrimination in Federally Assisted Programs) and 
    implementing regulations issued at 24 CFR part l;
        (2) The Indian Civil Rights Act (ICRA) (Title II of the Civil 
    Rights Act of 1968, 25 U.S.C. 1301-1303) provides, among other things, 
    that ``no Indian tribe in exercising powers of self-government shall * 
    * * deny to any person within its jurisdiction the equal protection of 
    its laws or deprive any person of liberty or property without due 
    process of law.'' The Indian Civil Rights Act applies to any Tribe, 
    band, or other group of Indians subject to the jurisdiction of the 
    United States in the exercise of recognized powers of self-government. 
    The ICRA is applicable in all cases where an IHA has been established 
    by exercise of Tribal powers of self-government.
        (3) The prohibitions against discrimination on the basis of age 
    under the Age Discrimination Act of 1975 (42 U.S.C. 6101-07) and 
    implementing regulations at 24 CFR part 146, and the prohibitions 
    against discrimination against handicapped individuals under section 
    504 of the Rehabilitation Act of 1973 (29 U.S.C. 794) and implementing 
    regulations at 24 CFR part 8;
        (4) The requirements of Executive Order 11246 (Equal Employment 
    Opportunity) and the regulations issued under the Order at 41 CFR 
    Chapter 60;
    
    [[Page 36489]]
    
        (5) The requirements of Executive Orders 11625, 12432, and 12138. 
    Consistent with HUD's responsibilities under these Orders, recipients 
    must make efforts to encourage the use of minority and women's business 
    enterprises in connection with funded activities.
        (b) ENVIRONMENTAL IMPACT. Grants under this program are 
    categorically excluded from review under the National Environmental 
    Policy Act of 1969 (NEPA) in accordance with 24 CFR 50.20(p). However, 
    prior to an award of grant funds, HUD will perform an environmental 
    review to the extent required by HUD's environmental regulations at 24 
    CFR part 50, including the applicable related authorities at 24 CFR 
    50.4.
        (c) FEDERALISM IMPACT. The General Counsel, as the Designated 
    Official under section 6(a) of Executive Order 12612, Federalism, has 
    determined that the policies contained in this NOFA will not have 
    substantial direct effects on States or their political subdivisions, 
    or the relationship between the Federal government and the States, or 
    on the distribution of power and responsibilities among the various 
    levels of government and, therefore, the provisions of this NOFA do not 
    have ``Federalism implications'' within the meaning of the Order. The 
    NOFA implements a program that encourages housing authorities to 
    develop a plan for addressing the problem of drug-related crime and 
    other criminal activities associated with drug-related problems, and 
    makes available grants to housing authorities to help them carry out 
    their plans. As such, the program would help housing authorities combat 
    serious drug-related crime problems in their developments, thereby 
    strengthening their role as instrumentalities of the States. In 
    addition, further review under the Order is unnecessary, since the NOFA 
    generally tracks the statute and involves little implementing 
    discretion.
        (d) FAMILY IMPACT. The General Counsel, as the Designated Official 
    for Executive Order 12606, The Family, has determined that the 
    provisions of this NOFA have the potential for a positive, although 
    indirect, impact on family formation, maintenance and general well-
    being within the meaning of the Order. This NOFA would implement a 
    program that would encourage HAs to develop a plan for addressing the 
    problem of drug-related crime and other criminal activities associated 
    with drug-related problems, and to make available grants to help 
    housing authorities to carry out this plan. As such, the program is 
    intended to improve the quality of life of public and Indian housing 
    development residents, including families, by reducing the incidence of 
    drug-related crime.
        (e) SECTION 102 HUD REFORM ACT--DOCUMENTATION AND PUBLIC ACCESS 
    REQUIREMENTS; APPLICANT/RECIPIENT DISCLOSURES.
        DOCUMENTATION AND PUBLIC ACCESS. HUD will ensure that documentation 
    and other information regarding each application submitted pursuant to 
    this NOFA are sufficient to indicate the basis upon which assistance 
    was provided or denied. This material, including any letters of 
    support, will be made available for public inspection for a five-year 
    period beginning not less than 30 days after the award of the 
    assistance. Material will be made available in accordance with the 
    Freedom of Information Act (5 U.S.C. 552) and HUD's implementing 
    regulations at 24 CFR part 15. In addition, HUD will include the 
    recipients of assistance pursuant to this NOFA in its quarterly Federal 
    Register notice of all recipients of HUD assistance awarded on a 
    competitive basis. (See 24 CFR 12.14(a) and 24 CFR 12.16(b), and the 
    notice published in the Federal Register on January 16, 1992 (57 FR 
    1942), for further information on these requirements.)
        DISCLOSURES. HUD will make available to the public for five years 
    all applicant disclosure reports (HUD Form 2880) submitted in 
    connection with this NOFA. Update reports (also Form 2880) will be made 
    available along with the applicant disclosure reports, but in no case 
    for a period less than three years. All reports--both applicant 
    disclosures and updates--will be made available in accordance with the 
    Freedom of Information Act (5 U.S.C. 552) and HUD's implementing 
    regulations at 24 CFR part 15. (See 24 CFR subpart C, and the notice 
    published in the Federal Register on January 16, 1992 (57 FR 1942), for 
    further information on these disclosure requirements.)
        (f) SECTION 103 HUD REFORM ACT. HUD's regulation implementing 
    section 103 of the Department of Housing and Urban Development Reform 
    Act of 1989 was published May 13, 1991 (56 FR 22088) and became 
    effective on June 12, 1991. That regulation, codified as 24 CFR part 4, 
    applies to the funding competition announced today. The requirements of 
    the rule continue to apply until the announcement of the selection of 
    successful applicants.
        HUD employees involved in the review of applications and in the 
    making of funding decisions are limited by part 4 from providing 
    advance information to any person (other than an authorized employee of 
    HUD) concerning funding decisions, or from otherwise giving any 
    applicant an unfair competitive advantage. Persons who apply for 
    assistance in this competition should confine their inquiries to the 
    subject areas permitted under 24 CFR part 4.
        Applicants or employees who have ethics related questions should 
    contact the HUD Office of Ethics (202) 708-3815. (This is not a toll-
    free number.) For HUD employees who have specific program questions, 
    such as whether particular subject matter can be discussed with persons 
    outside HUD, the employee should contact the appropriate Field Office 
    Counsel or Headquarters Counsel for the program to which the question 
    pertains.
        (g) SECTION 112 HUD REFORM ACT. Section 13 of the Department of 
    Housing and Urban Development Act contains two provisions dealing with 
    efforts to influence HUD's decisions with respect to financial 
    assistance. The first imposes disclosure requirements on those who are 
    typically involved in these efforts--those who pay others to influence 
    the award of assistance or the taking of a management action by the 
    Department and those who are paid to provide the influence. The second 
    restricts the payment of fees to those who are paid to influence the 
    award of HUD assistance, if the fees are tied to the number of housing 
    units received or are based on the amount of assistance received, or if 
    they are contingent upon the receipt of assistance.
        Section 13 was implemented by final rule published in the Federal 
    Register on May 17, 1991 (56 FR 22912). If readers are involved in any 
    efforts to influence the Department in these ways, they are urged to 
    read the final rule, particularly the examples contained in appendix A 
    of the rule.
        (h) PROHIBITION AGAINST LOBBYING ACTIVITIES. The use of funds 
    awarded under this NOFA is subject to the disclosure requirements and 
    prohibitions of section 319 of the Department of Interior and Related 
    Agencies Appropriations Act for Fiscal Year 1990 (31 U.S.C. 1352) (The 
    ``Byrd Amendment'') and the implementing regulations at 24 CFR part 87. 
    These authorities prohibit recipients of federal contracts, grants, or 
    loans from using appropriated funds for lobbying the Executive or 
    Legislative branches of the federal government in connection with a 
    specific contract, grant, or loan. The prohibition also covers the 
    awarding of contracts, grants, cooperative agreements, or loans unless 
    the
    
    [[Page 36490]]
    
    recipient has made an acceptable certification regarding lobbying.
        Under 24 CFR part 87, applicants, recipients, and subrecipients of 
    assistance exceeding $100,000 must certify that no federal funds have 
    been or will be spent on lobbying activities in connection with the 
    assistance. Indian Housing Authorities established by an Indian Tribe 
    as a result of the exercise of their sovereign power are excluded from 
    coverage, but has established under State law are not excluded from 
    coverage.
    
        Authority: Sec. 5127, Public Housing Drug Elimination Act of 
    1988 (42 U.S.C. 11901 et seq.); sec. 7(d), Department of Housing and 
    Urban Development Act (42 U.S.C. 3535(d)).
    
        Dated: July 3, 1996.
    Kevin E. Marchman,
    Acting Assistant Secretary for Public and Indian Housing.
    
    Appendix A: Local HUD Office Addresses and Phone Numbers
    
    HUD--New England: Connecticut, Maine, Massachusetts, New Hampshire, 
    Rhode Island, Vermont
    
    Massachusetts State Office
    
    Office of Public Housing, DHUD--Massachusetts State Office, Thomas 
    P. O'Neill, Jr. Federal Building, 10 Causeway Street, Room 553, 
    Boston, MA 02222-1092, (617) 565-5196, TTY Number: (617) 565-5453, 
    Office hours: 8:30am-5:00pm local time
    
    Connecticut State Office
    
    Office of Public Housing, DHUD--Connecticut State Office, 330 Main 
    Street, Hartford, Connecticut 06106-1860, (860) 240-4522, TTY 
    Number: (203) 240-4665, Office hours: 8:00am-4:30pm local time
    
    New Hampshire State Office
    
    Office of Public Housing,
    DHUD--New Hampshire State Office, Norris Cotton Federal Building, 
    275 Chestnut Street, Manchester, New Hampshire 03101-2487, (603) 
    666-7681, TTY Number: (603) 666-7518, Office hours: 8:00am-4:30pm 
    local time
    
    Rhode Island State Office
    
    Office of Public Housing, DHUD--Rhode Island State Office, 10 
    Weybosset Street, Sixth Floor, Providence, Rhode Island 02903-2808, 
    (401) 528-5351, TTY Number: (401) 528-5364, Office hours: 8:00am-
    4:30pm local time
    
    HUD--New York, New Jersey
    
    New York State Office
    
    Office of Public Housing, DHUD--New York State Office, 26 Federal 
    Plaza, Suite 3237, New York, New York 10278-0068, (212) 264-6500, 
    TTY Number: (212) 264-0927, Office hours: 8:30am-5:00pm local time
    
    Buffalo State Office
    
    Office of Public Housing, DHUD--Buffalo State Office, Lafayette 
    Court, 5th Floor, 465 Main Street, Buffalo, New York 14203-1780, 
    (551) 846-5755, TTY Number: (716) 551-5787, Office hours: 8:00am-
    4:30pm local time
    
    New Jersey State Office
    
    Office of Public Housing, DHUD--New Jersey State Office, One Newark 
    Center--12th Floor, Newark, New Jersey 07102-5260, (201) 622-7900, 
    TTY Number: (201) 645-6649, Office hours: 8:30am-5:00pm local time
    
    HUD--Midatlantic: Pennsylvania, District of Columbia, Maryland, 
    Delaware, Virginia, West Virginia
    
    Pennsylvania State Office
    
    Office of Public Housing, DHUD--Pennsylvania State Office, The 
    Wanamaker Building, 100 Penn Square East, Philadelphia, Pennsylvania 
    19107-3390, (215) 597-2560, TTY Number: (215) 597-5564, Office 
    hours: 8:00am-4:30pm local time
    
    District of Columbia Office (Washington, D.C.)
    
    Office of Public Housing, DHUD--District of Columbia Office, 820 
    First Street N.E., Washington, D.C. 20002-4502, (202) 275-9200, TTY 
    Number: (202) 275-0967, Office hours: 8:00am-4:30pm local time
    
    Maryland State Office
    
    Office of Public Housing, DHUD--Maryland State Office, City Crescent 
    Building, 10 South Howard Street, 5th Floor, Baltimore, Maryland 
    21201-2505, (401) 962-2520, TTY Number: (410) 962-0106, Office 
    hours: 8:00am--4:30pm local time
    
    Pittsburgh Area Office
    
    Office of Public Housing, DHUD--Pittsburgh Area Office, 339 Sixth 
    Avenue, Sixth floor, Pittsburgh, Pennsylvania 15222-2515, (412) 644-
    6428, TTY Number: (412) 644-5747, Office hours: 8:00am--4:30pm local 
    time
    
    Virginia State Office
    
    Office of Public Housing, DHUD--Virginia State Office, The 3600 
    Centre, 3600 West Broad Street, P.O. Box 90331, Richmond, Virginia 
    23230-0331, (804) 278-4507, TTY Number: (804) 278-4501, Office 
    hours: 8:00am-4:30pm local time
    
    West Virginia State Office
    
    Office of Public Housing, DHUD--West Virginia State Office, 405 
    Capitol Street, Suite 708, Charleston, West Virginia 25301-1795, 
    (304) 347-7000, TTY Number: (304) 347-5332, Office hours: 8:00am-
    4:30pm local time
    
    HUD--Southeast: Alabama, Florida, Georgia, Kentucky, Mississippi, North 
    Carolina, South Carolina, Tennessee, Caribbean, Virgin Islands
    
    Georgia State Office
    
    Office of Public Housing, DHUD--Georgia State Office, Richard B. 
    Russell Federal Building, 75 Spring Street, S.W., Atlanta, Georgia 
    30303-3388, (404) 331-5136, TTY Number: (404) 730-2654, Office 
    hours: 8:00am-4:30pm local time
    
    Alabama State Office
    
    Office of Public Housing, DHUD--Alabama State Office, 600 Beacon 
    Parkway West, Suite 300, Birmingham, Alabama 35209-3144, (205) 290-
    7601, TTY Number: (205) 290-7624, Office hours: 8:00am-4:30pm local 
    time
    
    Kentucky State Office
    
    Office of Public Housing, DHUD--Kentucky State Office, 601 West 
    Broadway, P.O. Box 1044, Louisville, Kentucky 40201-1044, (502) 582-
    6161, TTY Number: (502) 582-5139
    
    Mississippi State Office
    
    Office of Public Housing, DHUD--Mississippi State Office, Doctor 
    A.H. McCoy Federal Building, 100 West Capitol Street, Room 910, 
    Jackson, Mississippi 39269-1096, (601) 975-4746, TTY Number: (601) 
    975-4717, Office hours: 8:00am-4:45pm local time
    
    North Carolina State Office
    
    Office of Public Housing, DHUD--North Carolina State Office, 2306 
    West Meadowview Road, Greensboro, North Carolina 27407-3707, (919) 
    547-4000, TTY Number: 919-547-4055, Office hours: 8:00am-4:45pm 
    local time
    
    Caribbean Office
    
    Office of Public Housing,DHUD--Caribbean Office, New San Office 
    Building, 159 Carlos East Chardon Avenue, Room 305, San Juan, Puerto 
    Rico 00918-1804, (809) 766-6121, TTY Number: Number not available, 
    Office hours: 8:00am-4:30pm local time
    
    South Carolina State Office
    
    Office of Public Housing, DHUD--South Carolina State Office, Strom 
    Thurmond Federal Building, 1835 Assembly Street, Columbia, South 
    Carolina 29201-2480, (803) 765-5831, TTY Number: Number not 
    available, Office hours: 8:00am-4:45pm local time
    
    Tennessee State Office
    
    Office of Public Housing, DHUD--Tennessee State Office, John J. 
    Duncan Federal Building, 710 Locust Street, S.W., Third Floor, 
    Knoxville, Tennessee 37902-2526, (423) 545-4389, TTY Number: (615) 
    545-4379, Office hours: 7:30am-4:15pm local time
    
    Nashville, Tennessee Area Office
    
    Office of Public Housing, DHUD--Tennessee Area Office, 251 
    Cumberland Bend Drive, Suite 200, Nashville, Tennessee 37228-1803, 
    (615) 736-5213, TTY Number: (615) 736-2886, Office hours: 7:45am-
    4:15pm local time
    
    Florida Area Office
    
    Office of Public Housing, DHUD--Florida Area Office, Southern Bell 
    Towers, 301 West Bay Street, Suite 2200, Jacksonville, Florida 
    32202-5121, (904) 232-2626, TTY Number: (904) 232-2357, Office 
    hours: 7:45am-4:30pm local time
    
    [[Page 36491]]
    
    HUD--Midwest: Illinois, Indiana, Michigan, Minnesota, Ohio, Wisconsin
    
    Illinois State Office
    
    Office of Public Housing, DHUD--Illinois State Office, Ralph H. 
    Metcalfe Federal Building, 77 West Jackson Boulevard, Chicago, IL 
    60604-3507, (312) 353-5680, TTY Number: (312) 353-7143, Office 
    hours: 8:15am-4:45pm local time
    
    Michigan State Office
    
    Office of Public Housing, DHUD--Michigan State Office, Patrick V. 
    McNamara Federal Building, 477 Michigan Avenue, Detroit, Michigan 
    48226-2592, (313) 226-6880, TTY Number: (313) 226-7812, Office 
    hours: 8:00am-4:30pm local time
    
    Indiana State Office
    
    Office of Public Housing, DHUD--Indiana State Office, 151 North 
    Delaware Street, Suite 1200, Indianapolis, Indiana 46204-2526, (317) 
    226-6303, TTY Number: (317)226-7081, Office hours: 8:00am-4:45pm 
    local time
    
    Grand Rapids, Michigan Area Office
    
    Office of Public Housing, DHUD--Grand Rapids Area Office, Trade 
    Center Building, 50 Louis, N.W., Grand Rapids, Michigan 49503-2648, 
    (616) 456-2127, TTY Number: Number not available, Office hours: 
    8:00am-4:45pm local time
    
    Minnesota State Office
    
    Office of Public Housing, DHUD--Minnesota State Office, Bridge Place 
    Building, 220 South Second Street, Minneapolis, Minnesota 55401-2195 
    (612) 370-3000, TTY Number: (612) 370-3186, Office hours: 8:00am-
    4:30pm local time
    
    Cincinnati, Ohio Area Office
    
    Office of Public Housing, DHUD--Cincinnati Area Office, 525 Vine 
    Street, Suite 700, Cincinnati, Ohio 45202-3188, (513) 684-2884, TTY 
    Number: (513) 684-6180, Office hours: 8:00am-4:45pm local time
    
    Cleveland, Ohio Area Office
    
    Office of Public Housing, DHUD--Cleveland Area Office, Renaissance 
    Building, 1350 Euclid Avenue, 500, Cleveland, Ohio 44115-1815, (216) 
    522-4065, TTY Number: Number not available, Office hours: 8:00am-
    4:40pm local time
    
    Ohio State Office
    
    Office of Public Housing, DHUD--Ohio State Office, 200 North High 
    Street, Columbus, Ohio 43215-2499, (614) 469-5737, TTY Number: 
    Number not available, Office hours: 8:30am-4:45pm local time
    
    Wisconsin State Office
    
    Office of Public Housing, DHUD--Wisconsin State Office, Henry S. 
    Reuss Federal Plaza, 310 West Wisconsin Avenue, Suite 1380, 
    Milwaukee, Wisconsin 53203-2289, (414) 291-3214, TTY Number: Number 
    not available, Office hours: 8:00am-4:30pm local time
    
    HUD--Southwest: Arkansas, Louisiana, New Mexico, Oklahoma, Texas
    
    Texas State Office
    
    Office of Public Housing, DHUD--Texas State Office, 1600 
    Throckmorton Street, Room 304, P.O. Box 2905, Fort Worth, Texas 
    76113-2905, (817) 885-5934, TTY Number: (817) 885-5447, Office 
    hours: 8:00am-4:30pm local time
    
    Houston, Texas Area Office
    
    Office of Public Housing, DHUD--Houston Area Office, Norfolk Tower, 
    2211 Norfolk, Suite 200, Houston, Texas 77098-4096, (713) 834-3235, 
    TTY Number: Number not available, Office hours: 7:45am-4:30pm local 
    time
    
    San Antonio, Texas Area Office
    
    Office of Public Housing, DHUD--San Antonio Area Office, Washington 
    Square, 800 Dolorosa Street, San Antonio, Texas 78207-4563, (512) 
    229-6783, TTY Number: (512) 229-6783, Office hours: 8:00am-4:30pm 
    local time
    
    Arkansas State Office
    
    Office of Public Housing, DHUD--Arkansas State Office, TCBY Tower, 
    425 West Capitol Avenue, Room 900, Little Rock, Arkansas 72201-3488, 
    (501) 324-5935, TTY Number: (501) 324-5931, Office hours: 8:00am-
    4:30pm local time
    
    Louisiana State Office
    
    Office of Public Housing, DHUD--Louisiana State Office, 501 Magazine 
    Street, Ninth Floor, New Orleans, Louisiana 70130, (504) 589-7251, 
    TTY Number: Number not available, Office hours: 8:00am-4:30pm local 
    time
    
    Oklahoma State Office
    
    Office of Public Housing, DHUD--Oklahoma State Office, 500 West Main 
    Street, Oklahoma City, Oklahoma 73102, (504) 589-7233, TTY Number: 
    None, Office hours: 8:00am-4:30pm local time
    
    New Mexico State Office
    
    Office of Public Housing, DHUD--New Mexico State Office, 625 Truman 
    Street N.E., Albuquerque, NM 87110-6472, (505) 262-6463, TTY Number: 
    (505) 262-6463, Office hours: 7:45am-4:30pm local time
    
    Great Plains: Iowa, Kansas, Missouri, Nebraska
    
    Kansas/Missouri State Office
    
    Office of Public Housing, DHUD--Kansas/Missouri State Office, 
    Gateway Tower II, 400 State Avenue, Kansas City, Kansas 66101-2406, 
    (913) 551-5488, TTY Number: (913) 551-5815, Office hours: 8:00am-
    4:30pm local time
    
    Nebraska State Office
    
    Office of Public Housing, DHUD--Nebraska State Office, Executive 
    Tower Centre, 10909 Mill Valley Road, Omaha, Nebraska 68154-3955, 
    (402) 492-3100, TTY Number: (402) 492-3183, Office hours: 8:00am-
    4:30pm local time
    
    St. Louis, Missouri Area Office
    
    Office of Public Housing, DHUD--St. Louis Area Office, Robert A. 
    Young Federal Building, 1222 Spruce Street, St. Louis, Missouri 
    63103-2836, (314) 539-6503, TTY Number: (314) 539-6331, Office 
    hours: 8:00am-4:30pm local time
    
    Iowa State Office
    
    Office of Public Housing, DHUD--Iowa State Office, Federal Building, 
    210 Walnut Street, Des Moines, Iowa 50309-2155, (515) 284-4512, TTY 
    Number: (515) 284-4728, Office hours: 8:00am-4:30pm local time
    
    HUD--Rocky Mountains: Colorado, Montana, North Dakota, South Dakota, 
    Utah, Wyoming
    
    Colorado State Office
    
    Office of Public Housing, DHUD--Colorado State Office, First 
    Interstate Tower North, 633 17th Street, Denver, CO 80202-3607, 
    (303) 672-5376, TTY Number: (303) 672-5248, Office hours: 8:00am-
    4:30pm local time
    
    HUD--Pacific/Hawaii: Arizona, California, Hawaii, Nevada, Guam, 
    American Samoa
    
    California State Office
    
    Office of Public Housing, DHUD--California State Office, Philip 
    Burton Federal Building/Courthouse, 450 Golden Gate Avenue, P.O. Box 
    36003, San Francisco, California 94102-3448, (415) 436-6532, TTY 
    Number: (415) 436-6594, Office hours: 8:15am-4:45pm local time
    
    Los Angeles, California Area Office
    
    Office of Public Housing, DHUD--Los Angeles Area Office, 1615 West 
    Olympic Boulevard, Los Angeles, California 90015-3801, (213) 251-
    7122, TTY Number: (213) 251-7038, Office hours: 8:00am-4:30pm local 
    time
    
    Sacramento, California Area Office
    
    Office of Public Housing, DHUD--Sacramento Area Office, 777 12th 
    Avenue, Suite 200, P.O. Box 1978, Sacramento, California 95814-1997, 
    (916) 498-5270, TTY Number: (916) 498-5220, Office hours: 8:00am-
    4:30pm local time
    
    Arizona State Office
    
    Office of Public Housing, DHUD--Arizona State Office, Two Arizona 
    Center, 400 North 5th Street, Suite 1600, Phoenix, Arizona 85004-
    2361, (602) 261-4434, TTY Number: (602) 379-4461, Office hours: 
    8:00am-4:30pm local time
    
    HUD--Northwest/Alaska: Alaska, Idaho, Oregon, Washington
    
    Washington State Office
    
    Office of Public Housing, DHUD--Washington State Office, Seattle 
    Federal Office Building, 909 First Avenue, Suite 200, Seattle, WA 
    98104-1000, (206) 220-5292, TTY Number: (206) 220-5185, Office 
    hours: 8:00am-4:30pm local time
    
    Oregon State Office
    
    Office of Public Housing, DHUD--Oregon State Office, 520 Southwest 
    Sixth Avenue,
    
    [[Page 36492]]
    
    Portland, Oregon 97203-1596, (503) 326-2561, TTY Number: (503) 326-
    3656, Office hours: 8:00am-4:30pm local time
    
    DHUD AREA OFFICES OF NATIVE AMERICAN PROGRAMS
    
    Eastern/Woodlands--Tribes and IHAs: East of the Mississippi River, 
    Including All of Minnesota and Iowa
    
    Eastern/Woodlands HUD Area Office of Native American Programs
    
    Eastern/Woodlands Office of Native American Programs, Ralph H. 
    Metcalfe Federal Building, 77 West Jackson Boulevard, Room 2400, 
    Chicago, IL 60604, (312) 353-1282 or (800) 735-3239, TTY Number: 
    (312) 886-3741 or (800) 927-9275, Office hours: 8:15am-4:45pm local 
    time
    
    Southern Plains--Tribes and IHAs: Louisiana, Missouri, Kansas, 
    Oklahoma, and Texas, except for Isleta Del Sur in Texas
    
    DHUD Area Office of Native American Programs
    
    Southern Plains Office of Native American Programs, 500 West Main 
    Street, Oklahoma City, Oklahoma 73102, (405) 553-7428, TTY Number: 
    (405) 231-4891 or (405) 231-4181, Office hours: 8:00am-4:30pm local 
    time
    
    Northern Plains--Tribes and IHAS: Colorado, Montana, Nebraska, North 
    Dakota, South Dakota, and Wyoming
    
    DHUD Area Office of Native American Programs
    
    Northern Plains Office of Native American Programs, First Interstate 
    Tower North, 633 17th Street, 14th Floor, Denver, CO 80202-3607, 
    (303) 672-5462, TTY Number: (303) 844-6158, Office hours: 8:00am-
    4:30pm local time
    
    Southwest--Tribes and IHAS: Arizona, California, New Mexico, Nevada, 
    and Isleta Del Sur in Texas
    
    DHUD Area Office of Native American Programs
    
    Southwest Office of Native American Programs, Two Arizona Center, 
    400 North 5th Street, Suite 1650, Phoenix, Arizona 85004-2361, (602) 
    379-4156, TTY Number: (602) 379-4461, Office hours: 8:15am-4:45pm 
    local time
        or
    Albuquerque Office of Native American Programs, Albuquerque Plaza, 
    201 3rd Street, NW, Suite 1830, Albuquerque, New Mexico 87102-3368, 
    (505) 766-1372, TTY Number: None available, Office hours: 7:45am-
    4:30pm local time
        or
    Northern California Office of Native American Programs, 450 Golden 
    Gate Avenue, 8th Floor, Box 36003, San Francisco, CA 94102-3448, 
    (415) 436-8121, TTY Number: (415) 556-8357
    
    Northwest--Tribes and IHAs: Idaho, Oregon, and Washington
    
    DHUD Area Office of Native American Programs
    
    Northwest Office of Native American Programs, Seattle Federal Office 
    Building, 909 First Avenue, Suite 300, Seattle, WA 98104-1000, (206) 
    220-5270, TTY Number: (206) 220-5185, Office hours: 8:00am-4:30pm 
    local time
    
    Alaska--Tribes and IHAs: Alaska
    
    DHUD Area Office of Native American Programs
    
    Alaska Office of Native American Programs, University Plaza 
    Building, 949 East 36th Avenue, Suite 401, Anchorage, Alaska 99508-
    4399, (907) 271-4633, TTY Number: (907) 271-4328
    
    [FR Doc. 96-17639 Filed 7-9-96; 8:45 am]
    BILLING CODE 4210-33-P