2022-14683. Electronic Submission of Applications for Orders Under the Advisers Act and the Investment Company Act, Confidential Treatment Requests for Filings on Form 13F, and Form ADV-NR; Amendments to Form 13F  

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    AGENCY:

    Securities and Exchange Commission.

    ACTION:

    Final rule; correction.

    SUMMARY:

    This document makes a technical correction to an amendment concerning the electronic submission of applications for orders under the Investment Company Act, as adopted in Release No. 34-95148 (June 23, 2022) (“Adopting Release”), which was published in the Federal Register on June 30, 2022.

    DATES:

    Effective August 29, 2022.

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    FOR FURTHER INFORMATION CONTACT:

    Zeena Abdul-Rahman, Branch Chief; Sara Cortes, Senior Special Counsel; or Brian McLaughlin Johnson, Assistant Director, at (202) 551-6792, Investment Company Regulation Office, Division of Investment Management; or Alexis Palascak, Senior Counsel at (202) 551-6787 or IArules@sec.gov, Investment Adviser Regulation Office, Division of Investment Management, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-8549.

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    SUPPLEMENTARY INFORMATION:

    We are making a technical amendment to correct § 270.0-2. Specifically, this document amends Instruction 12.b. published in the Adopting Release to correct a sentence reference.

    In document FR doc. 2022-13936, which was published in the Federal Register on June 30, 2022, at 87 FR 38943, the following correction is made:

    [Corrected]
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    1. On page 38976, in the second column, Instruction 12.b. for § 270.0-2 is corrected to read as follows: “Removing the sixth sentence in paragraph (b).”

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    Dated: July 6, 2022.

    J. Matthew DeLesDernier,

    Assistant Secretary.

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    [FR Doc. 2022-14683 Filed 7-8-22; 8:45 am]

    BILLING CODE 8011-01-P

Document Information

Effective Date:
8/29/2022
Published:
07/11/2022
Department:
Securities and Exchange Commission
Entry Type:
Rule
Action:
Final rule; correction.
Document Number:
2022-14683
Dates:
Effective August 29, 2022.
Pages:
41060-41060 (1 pages)
Docket Numbers:
Release Nos. 34-95148A, IA-6056A, IC-34635A, File No. S7-15-21
RINs:
3235-AM97: Electronic Submission of Applications for Orders Under the Advisers Act, Confidential Treatment Requests for Filings on Form 13F, and ADV-NR
RIN Links:
https://www.federalregister.gov/regulations/3235-AM97/electronic-submission-of-applications-for-orders-under-the-advisers-act-confidential-treatment-reque
PDF File:
2022-14683.pdf