94-16818. Regulation of Advanced Nuclear Power Plants; Statement of Policy  

  • [Federal Register Volume 59, Number 132 (Tuesday, July 12, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-16818]
    
    
    Federal Register / Vol. 59, No. 132 / Tuesday, July 12, 1994 /
    
    [[Page Unknown]]
    
    [Federal Register: July 12, 1994]
    
    
                                                       VOL. 59, NO. 132
    
                                                 Tuesday, July 12, 1994
    
    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Part 50
    
     
    
    Regulation of Advanced Nuclear Power Plants; Statement of Policy
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Final Policy Statement.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) intends to improve the 
    licensing environment for advanced nuclear power reactors to minimize 
    complexity and uncertainty in the regulatory process. This statement 
    gives the Commission's policy regarding the review of, and desired 
    characteristics associated with, advanced reactors. This policy 
    statement is a revision of the final policy statement titled 
    ``Regulation of Advanced Nuclear Power Plants, Statement of Policy'' 
    that was published on July 8, 1986. The purpose of this revision is to 
    update the Commission's policy statement on advanced reactors to 
    reference the Commission's metrication policy.
    
    EFFECTIVE DATE: July 12, 1994.
    
    FOR FURTHER INFORMATION CONTACT: Stephen P. Sands, U.S. Nuclear 
    Regulatory Commission, Washington, DC 20555, Telephone: 301-504-3154.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On July 8, 1986 (51 FR 24643), the Commission published its final 
    policy statement on advanced reactors in the Federal Register. The 
    Commission's primary objectives in issuing the advanced reactor policy 
    statement were threefold:
         First, to maintain the earliest possible interaction of 
    applicants, vendors, and government agencies, with the NRC;
         Second, to provide all interested parties, including the 
    public, with the Commission's views concerning the desired 
    characteristics of advanced reactor designs; and
         Third, to express the Commission's intent to issue timely 
    comment on the implications of such designs for safety and the 
    regulatory process.
        On August 10, 1988, Congress passed the Omnibus Trade and 
    Competitiveness Act [the Act], (19 U.S.C. 2901 et seq.), which amended 
    the Metric Conversion Act of 1975, (15 U.S.C. 205a et seq.). Section 
    5164 of the Act (15 U.S.C. 205a) designates the metric system as the 
    preferred system of weights and measures for U.S. trade and commerce.
        In an effort to effect an orderly change to the metric system, the 
    Act requires that all Federal agencies convert to the metric system of 
    measurement in their procurement, grants, and other business-related 
    activities by the end of fiscal year 1992, ``except to the extent that 
    such use is impractical or is likely to cause significant 
    inefficiencies or loss of markets to U.S. firms, such as when foreign 
    competitors are producing competing products in non-metric units,'' 
    Section 5614(b)(2).
        In response to the Act, the NRC published its metrication policy 
    statement for comment in the Federal Register on February 10, 1992 (57 
    FR 4891). The purpose of the metrication policy statement was to inform 
    NRC licensees and the public how the Commission intended to meet its 
    obligations under the Act. Comments on the draft statement were 
    submitted by 12 responders, including 5 power reactor licensees, 3 
    standards organizations, a reactor vendor, a materials licensee, the 
    Nuclear Management and Resources Council, and a joint letter submitted 
    by three individuals. All commenters supported the Commission's 
    position and the final policy statement was published on October 7, 
    1992 (57 FR 46202).
        The Commission supports and encourages the use of the metric system 
    of measurement by NRC licensees and applicants. However, Commission 
    experience to date in design certification reviews is that it is 
    impracticable and uneconomical to convert a design to the metric system 
    late in the design process and that applicants should consider 
    metrication early in the design process. Therefore, the Commission is 
    revising the advanced reactor policy statement to incorporate its 
    policy on metrication to encourage licensees and license applicants to 
    employ the metric system of measurement wherever and whenever its use 
    is not potentially detrimental to the public health and safety or is 
    not economically impracticable.
    
    Commission Policy
    
        Consistent with its legislative mandate, the Commission's policy 
    with respect to regulating nuclear power reactors is to ensure adequate 
    protection of the public health and safety and the environment. 
    Regarding advanced reactors, the Commission expects, as a minimum, at 
    least the same degree of protection of the public and the environment 
    that is required for current-generation light water reactors. 
    Furthermore, the Commission expects that advanced reactors will provide 
    enhanced margins of safety and/or utilize simplified, inherent, 
    passive, or other innovative means to accomplish their safety 
    functions. The Commission also expects that advanced reactor designs 
    will comply with the Commission's safety goal policy statement and the 
    policy statement on conversion to the metric system.
        Among the attributes that could assist in establishing the 
    acceptability or licensability of a proposed advanced reactor design, 
    and that therefore should be considered in advanced designs, are:
         Highly reliable and less complex shutdown and decay heat 
    removal systems. The use of inherent or passive means to accomplish 
    this objective is encouraged (negative temperature coefficient, natural 
    circulation, etc.).
         Longer time constants and sufficient instrumentation to 
    allow for more diagnosis and management before reaching safety systems 
    challenge and/or exposure of vital equipment to adverse conditions.
         Simplified safety systems that, where possible, reduce 
    required operator actions, equipment subjected to severe environmental 
    conditions, and components needed for maintaining safe shutdown 
    conditions. Such simplified systems should facilitate operator 
    comprehension, reliable system function, and more straightforward 
    engineering analysis.
         Designs that minimize the potential for severe accidents 
    and their consequences by providing sufficient inherent safety, 
    reliability, redundancy, diversity, and independence in safety systems.
         Designs that provide reliable equipment in the balance of 
    plant (BOP) (or safety-system independence from BOP) to reduce the 
    number of challenges to safety systems.
         Designs that provide easily maintainable equipment and 
    components.
         Designs that reduce potential radiation exposures to plant 
    personnel.
         Designs that incorporate defense-in-depth philosophy by 
    maintaining multiple barriers against radiation release, and by 
    reducing the potential for and consequences of severe accidents.
         Design features that can be proven by citation of existing 
    technology or that can be satisfactorily established by commitment to a 
    suitable technology development program.
        If specific advanced reactor designs with some or all of the above 
    foregoing attributes are brought to the NRC for comment and/or 
    evaluation, the Commission can develop preliminary design safety 
    evaluation and licensing criteria for their safety-related aspects. 
    Combination of some or all of the above attributes may help obtain 
    early licensing approval with minimum regulatory burden. Designs with 
    some or all of these attributes are also likely to be more readily 
    understood by the general public. Indeed, the number and nature of the 
    regulatory requirements may depend on the extent to which an individual 
    advanced reactor design incorporates general attributes such as those 
    listed above. However, until such time as conceptual designs are 
    submitted, the Commission believes that regulatory guidance must be 
    sufficiently general to avoid placing unnecessary constraints on the 
    development of new design concepts.
        To provide for more timely and effective regulation of advanced 
    reactors, the Commission encourages the earliest possible interaction 
    of applicants, vendors, other government agencies, and the NRC to 
    provide for early identification of regulatory requirements for 
    advanced reactors, and to provide all interested parties, including the 
    public, with a timely, independent assessment of the safety 
    characteristics of advanced reactor designs. Such licensing interaction 
    and guidance early in the design process will contribute toward 
    minimizing complexity and adding stability and predictability in the 
    licensing and regulation of advanced reactors.
        While the NRC itself does not develop new designs, the Commission 
    intends to develop the capability for timely assessment and response to 
    innovative and advanced designs that might be presented for NRC review. 
    Prior experience has shown that new reactor designs--even variations of 
    established designs--may involve technical problems that must be solved 
    in order to ensure adequate protection of the public health and safety. 
    The earlier such design problems are identified, the earlier 
    satisfactory resolution can be achieved. Prospective applicants are 
    reminded that, while the NRC will undertake to review and comment on 
    new design concepts, the applicants are responsible for documentation 
    and research necessary to support a specific license application. (NRC 
    research is conducted to provide the technical bases for rulemaking and 
    regulatory decisions, to support licensing and inspection activities, 
    and to increase NRC's understanding of phenomena for which analytical 
    methods are needed in regulatory activities.)
        During the initial phase of advanced reactor development, the 
    Commission particularly encourages design innovations that enhance 
    safety and reliability (such as those described above) and that 
    generally depend on technology that is either proven or can be 
    demonstrated by a straightforward technology development program. In 
    the absence of a significant history of operating experience on an 
    advanced concept reactor, plans for innovative use of proven technology 
    and/or new technology development programs should be presented to the 
    NRC for review as early as possible, so that the NRC can assess how the 
    proposed program might influence regulatory requirements. To achieve 
    these broad objectives, the Advanced Reactor Projects Directorate 
    (PDAR) was established in the Office of Nuclear Reactor Regulation. 
    This group is the focal point for NRC interaction with the Department 
    of Energy, reactor designers, and potential applicants, and coordinates 
    the development of regulatory criteria and guidance for proposed 
    advanced reactors. In addition, the group maintains knowledge of 
    advanced reactor designs, developments, and operating experience in 
    other countries, and provides guidance on an NRC-funded advanced 
    reactor safety research program to ensure that it supports, and is 
    consistent with, the Commission's advanced reactor policy. The PDAR 
    also provides guidance regarding the timing and format of submittals 
    for review. The Advisory Committee on Reactor Safeguards plays a 
    significant role in reviewing proposed advanced design concepts and 
    supporting activities.
        The NRC believes that conversion to the metric system is important 
    to the national interest. The Commission strongly encourages its 
    licensees and license applicants to employ the metric system of 
    measurement wherever and whenever its use is not potentially 
    detrimental to the public health and safety or is not economically 
    infeasible. In order to facilitate use of the metric system by 
    licensees and applicants, the NRC began publishing, as of January 7, 
    1993, the following documents in dual units: new regulations, major 
    amendments to existing regulations, regulatory guides, NUREG-series 
    documents, policy statements, information notices, generic letters, 
    bulletins, and all written communications directed to the public. 
    Licensees and applicants should follow the guidance outlined in the 
    Commission's position and final policy statement on metrication 
    published on October 7, 1992 (57 FR 46202).
    
        Dated at Rockville, Maryland, this 5th day of July, 1994.
    
        For the Nuclear Regulatory Commission.
    John C. Hoyle,
    Acting Secretary of the Commission.
    [FR Doc. 94-16818 Filed 7-11-94; 8:45 am]
    BILLING CODE 7590-01-P
    
    
    

Document Information

Published:
07/12/1994
Department:
Nuclear Regulatory Commission
Entry Type:
Uncategorized Document
Action:
Final Policy Statement.
Document Number:
94-16818
Dates:
July 12, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: July 12, 1994
CFR: (1)
10 CFR 50