98-18458. Records Schedules; Availability and Request for Comments  

  • [Federal Register Volume 63, Number 133 (Monday, July 13, 1998)]
    [Notices]
    [Pages 37595-37597]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-18458]
    
    
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    NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
    
    
    Records Schedules; Availability and Request for Comments
    
    AGENCY: National Archives and Records Administration, Office of Records 
    Services--Washington, DC.
    
    ACTION: Notice of availability of proposed records schedules; request 
    for comments.
    
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    SUMMARY: The National Archives and Records Administration (NARA) 
    publishes notice at least once monthly of certain Federal agency 
    requests for records disposition authority (records schedules). Once 
    approved by NARA, records schedules provide mandatory instructions on 
    what happens to records when no longer needed for current Government 
    business. They authorize the preservation of records of continuing 
    value in the National Archives of the United States and the 
    destruction, after a specified period, of records lacking 
    administrative, legal, research, or other value. Notice is published 
    for records schedules in which agencies propose to destroy records not 
    previously authorized for disposal or reduce the retention period of 
    records already authorized for disposal. NARA invites public comments 
    on such records schedules, as required by 44 U.S.C. 3303a(a).
    
    DATES: Requests for copies must be received in writing on or before 
    August 27, 1998. Once the appraisal of the records is completed, NARA 
    will send a copy of the schedule. NARA staff usually prepare appraisal 
    memorandums that contain additional information concerning the records 
    covered by a proposed schedule. These, too, may be requested and will 
    be provided once the appraisal is completed. Requesters will be given 
    30 days to submit comments.
    
    ADDRESSES: To request a copy of any records schedule identified in this 
    notice, write to the Life Cycle Management Division (NWML), National 
    Archives and Records Administration (NARA), 8601 Adelphi Road, College 
    Park, MD 20740-6001. Requests also may be transmitted by FAX to 301-
    713-6852 or by e-mail to records.mgt@arch2.nara.gov.
        Requesters must cite the control number, which appears in 
    parentheses after the name of the agency which submitted the schedule, 
    and must provide a mailing address. Those who desire appraisal reports 
    should so indicate in their request.
    
    FOR FURTHER INFORMATION CONTACT: Michael L. Miller, Director, Modern 
    Records Programs (NWM), National Archives and Records Administration, 
    8601 Adelphi Road, College Park, MD 20740-6001. Telephone: (301) 713-
    7110. E-mail:records.mgt@arch2.nara.gov.
    
    SUPPLEMENTARY INFORMATION: Each year Federal agencies create billions 
    of records on paper, film, magnetic tape, and other media. To control 
    this accumulation, agency records managers prepare schedules proposing 
    retention periods for records and submit these schedules for NARA 
    approval, using the Standard Form (SF) 115, Request for Records 
    Disposition Authority. These schedules provide for the timely transfer 
    into the National Archives of historically valuable records and 
    authorize the disposal of all other records after the agency no longer 
    needs
    
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    the records to conduct its business. Some schedules are comprehensive 
    and cover all the records of an agency or one of its major 
    subdivisions. Most schedules, however, cover records of only one office 
    or program or a few series of records. Many of these update previously 
    approved schedules, and some include records proposed as permanent.
        No Federal records are authorized for destruction without the 
    approval of the Archivist of the United States. This approval is 
    granted only after a thorough consideration of their administrative use 
    by the agency of origin, the rights of the Government and of private 
    persons directly affected by the Government's activities, and whether 
    or not they have historical or other value.
        Besides identifying the Federal agencies and any subdivisions 
    requesting disposition authority, this public notice lists the 
    organizational unit(s) accumulating the records or indicates agency-
    wide applicability in the case of schedules that cover records that may 
    be accumulated throughout an agency. This notice provides the control 
    number assigned to each schedule, the total number of schedule items, 
    and the number of temporary items (the records proposed for 
    destruction). It also includes a brief description of the temporary 
    records. The records schedule itself contains a full description of the 
    records at the file unit level as well as their disposition. If NARA 
    staff has prepared an appraisal memorandum for the schedule, it too 
    includes information about the records. Further information about the 
    disposition process is available on request.
    
    Schedules Pending
    
        1. Department of Agriculture, Grain Inspection, Packers and 
    Stockyards Administration, Agency-wide (N1-463-98-2, 2 items, 2 
    temporary items). Reduction in retention periods of license issuance 
    records and investigation files, which were previously approved for 
    disposal, to meet requirements of the U.S. Grain Standards Act.
        2. Department of Agriculture, Animal and Plant Health Inspection 
    Service, Agency-wide (N1-463-98-1, 2 items, 2 temporary items). Credit 
    card account set-up files and program holder files documenting the 
    issuance and use of government employee credit cards for agency 
    purchases.
        3. Department of the Army, Army-wide (N1-AU-97-10, 6 items, 6 
    temporary items). Records relating to logistics and materiel issues, 
    including readiness of aircraft, missiles and ground equipment and the 
    capability of the logistics system to sustain deployed forces in 
    simulated combat.
        4. Department of the Army, Army-wide (N1-AU-97-25, 4 items, 4 
    temporary items). Reduction in the retention period of special review 
    board records previously approved for disposal. Files relate to 
    suitability evaluation boards, academic evaluation report appeals, 
    officer evaluation report appeals and enlisted evaluation report 
    appeals.
        5. Department of Commerce, National Oceanic and Atmospheric 
    Administration, Agency-wide (N1-370-97-3, 1 item, 1 temporary item). 
    Fishery Management Regulations Guidance Files maintained at NOAA 
    headquarters and regional offices which consist of guidance on the 
    preparation and publication of regulations in the Federal Register, 
    regulatory training materials pertaining to fishery regulations 
    development and regulations pertaining to Fishery Management Plans.
        6. Department of Energy, Alaska Power Administration, Agency-wide 
    (N1-447-97-1, 5 items, 1 temporary item). The single temporary item in 
    this schedule permits the Alaska Power Administration (which will cease 
    operation in 1998) to apply to its records disposal authorities 
    contained in 10 separate schedules approved for analogous records of 
    the Bonneville Power Administration. Records proposed for disposal 
    document payroll, budget, work requests, quality control, line 
    inspections and other day-to-day operations.
        7. Department of Health and Human Services, Health Care Financing 
    Administration (N1-440-98-1, 1 item, 1 temporary item). Demonstration 
    records created by the Office of Financial Management to support the 
    management and payment for research projects conducted by HCFA to test 
    the feasibility of covering currently noncovered services or activities 
    and/or to test alternate reimbursement methodologies. The files include 
    cost reports, financial statements, award/initiation letters, 
    correspondence, progress reports, corrective actions, site visit 
    reports, interim and final reports, desk review programs, notices of 
    program reimbursement, adjustment reports, appeals information (e.g., 
    position papers), payment information, enrollee data and monthly and 
    history edits.
        8. Department of Health and Human Services, Health Care Financing 
    Administration (N1-440-98-2, 1 item, 1 temporary item). Adjusted 
    Community Rate (ACR) Proposals created by individual HMO's consisting 
    of documentation supporting the proposed monthly premium charge to 
    enrolled Medicare beneficiaries.
        9. Department of Health and Human Services, National Institute for 
    Occupational Safety and Health (N1-442-98-1, 4 items, 4 temporary 
    items). Epidemiological Study Records and Employee Exposure and Medical 
    Records. Epidemiological Study Records include medical records and 
    consent forms, questionnaires, notification letters, study protocols, 
    draft reports and peer review correspondence (the final study report is 
    not authorized for destruction). Employee Exposure and Medical Records 
    will be retained for 40 years in accordance with requirements specified 
    in 29 CFR 1910.
        10. Department of Justice, Agency-wide (N1-60-98-3, 1 item, 1 
    temporary item). Removal of Records Request and Nondisclosure 
    Agreements. Executed printed forms required of all departing employees 
    certifying that documentary materials removed are non-record copies and 
    contain no sensitive information.
        11. Department of Justice, Federal Bureau of Investigation, 
    Criminal Justice Information System Division (N1-65-98-1, 1 item, 1 
    temporary item). A reduction in the retention period for single 
    fingerprint cards for individuals born prior to 1/1/29, previously 
    approved for disposal.
        12. Department of Justice, Immigration and Naturalization Service 
    (N1-85-98-1, 2 items, 2 temporary items). Firearms Operating Module, an 
    automated system tracking issuance of firearms to INS enforcement 
    personnel.
        13. Department of Justice, United States Parole Commission (N1-438-
    98-1, 1 item, 1 temporary item). Parole cases transferred from the 
    custody of the District of Columbia Parole Board to the Commission 
    pursuant to the requirements of P.L. 1005-33.
        14. Department of Treasury, Internal Revenue Service, Assistant 
    Commissioner (International) (N1-058-98-8, 10 items, 10 temporary 
    items). The records consist of Exemption from Withholding on 
    Compensation for Independent Personal Services of a Non-Resident Alien 
    (Form 8233) and two administrative systems: the Territory Post Model 
    System which prioritizes potential international posts-of-duty, and the 
    Centralized International Case Management System, which tracks 
    information pertaining to international examinations.
        15. Department of Treasury, Internal Revenue Service, Service 
    Centers (N1-058-98-12, 20 items, 20 temporary items). The records 
    consist of forms and
    
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    accounting records created and maintained in the Centers pertaining to 
    revenue collection and accounting; processing, analysis, and 
    disposition of tax returns, tax information and related records; 
    mailing of tax forms, transcription of statistical information and 
    preparation of reports.
        16. Department of Treasury, Internal Revenue Service, Office of the 
    Chief, Management and Administration; Assistant Commissioner, Support 
    Services; Office of the Chief, Headquarters Operations; Office of the 
    Director, Support Services; Regional Commissioners (N1-058-97-9, 42 
    items, 36 temporary items). The records proposed for disposal consist 
    largely of administrative records pertaining to such matters as air 
    quality management, building renovation projects, management 
    improvement studies, operating plans, space planning, parking programs, 
    work information tracking, and membership in professional 
    organizations.
        17. Department of Treasury, Internal Revenue Service, Service 
    Centers (N1-058-98-11, 1 item, 1 temporary item). A reduction in the 
    retention period for Posting, Payment, and Adjustment Documents, which 
    were previously approved for disposal.
        18. Department of Treasury, Under Secretary, Domestic Finance, 
    Office of Federal Financing Bank (N1-056-98-1, 4 items, 2 temporary 
    items). A reduction in the retention period for Federal Financing Note 
    and Obligation Files and Transaction Files, which were previously 
    approved for disposal.
        19. African Development Foundation, Office of Programs and Field 
    Operations (N1-487-98-1, 4 items, 4 temporary items). Master Grant 
    Documentation Files, including electronic versions of records created 
    by electronic mail and word processing applications.
        20. Environmental Protection Agency, Laboratory Records (N1-412-97-
    5, 1 item, 1 temporary item). Employee Occupational Exposure to 
    Ionizing Radiation records consisting of quarterly employee exposure 
    reports, lists of approved radioactive isotope users, Nuclear 
    Regulatory Commission (NRC) correspondence, policies regarding handling 
    of radiation, questionnaires and requisitions for and inventories of 
    radioactive materials. These files will be maintained for 75 years 
    after the termination of the NRC license.
        21. Federal Emergency Management Agency (FEMA), Agency-wide (N1-
    311-97-2, 4 items, 2 temporary items). Records of external committees 
    and conferences sponsored by other agencies.
        22. National Archives and Records Administration (N1-GRS-98-1, 2 
    items, 2 temporary items). An addition to General Records Schedule 1, 
    applicable to all Federal agencies, providing disposition authority for 
    records documenting positive drug test results for Federal employees 
    and job applicants.
        23. Central Intelligence Agency, Agency-wide (N1-263-98-1, 3 items, 
    2 temporary items). The temporary records include agency posters 
    produced in support of routine events and subjects and pre-production 
    materials. Mission related posters are proposed for permanent 
    retention.
        24. Tennessee Valley Authority, Chief Engineer (N1-142-98-14, 2 
    items, 1 temporary item). Temporary files of the Chief Engineer 
    consisting of field engineering log books, concreting operations 
    records, progress reports, blasting records and administrative records. 
    Project files relating to water control and related photographs, 
    fatalities at TVA facilities, and Townlift correspondence are proposed 
    for permanent retention.
    
        Dated: July 2, 1998.
    Geraldine N. Phillips,
    Acting Assistant Archivist for Record Services--Washington, DC.
    [FR Doc. 98-18458 Filed 7-10-98; 8:45 am]
    BILLING CODE 7515-01-P
    
    
    

Document Information

Published:
07/13/1998
Department:
National Archives and Records Administration
Entry Type:
Notice
Action:
Notice of availability of proposed records schedules; request for comments.
Document Number:
98-18458
Dates:
Requests for copies must be received in writing on or before August 27, 1998. Once the appraisal of the records is completed, NARA will send a copy of the schedule. NARA staff usually prepare appraisal memorandums that contain additional information concerning the records covered by a proposed schedule. These, too, may be requested and will be provided once the appraisal is completed. Requesters will be given 30 days to submit comments.
Pages:
37595-37597 (3 pages)
PDF File:
98-18458.pdf