2019-15021. Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans  

  • Start Preamble July 10, 2019.

    On May 13, 2019, New York Stock Exchange LLC (“NYSE” or the “Exchange”) filed with the Securities and Exchange Commission (“Commission”), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”) [1] and Rule 19b-4 thereunder,[2] a proposed rule change to amend Section 303A.08 of the Listed Company Manual (“Manual”) to clarify the circumstances under which certain sales of a listed company's securities will not be deemed to be equity compensation plans for purposes of the shareholder approval requirements set forth in that rule and to make a clarifying change to Section 312.04 of the Manual.

    The proposed rule change was published for comment in the Federal Register on May 31, 2019.[3] The Commission has received no comments on the proposed rule change. On July 1, 2019, the Exchange withdrew the proposed rule change (SR-NYSE-2019-28).

    Start Signature

    For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.[4]

    Eduardo A. Aleman,

    Deputy Secretary.

    End Signature End Preamble

    Footnotes

    3.  See Securities Exchange Act Release No. 85937 (May 24, 2019), 84 FR 25313 (May 31, 2019).

    Back to Citation

    [FR Doc. 2019-15021 Filed 7-15-19; 8:45 am]

    BILLING CODE 8011-01-P

Document Information

Published:
07/16/2019
Department:
Securities and Exchange Commission
EntryType:
Notice
Document Number:
2019-15021
Pages:
34020-34020 (1 pages)
Docket Numbers:
Release No. 34-86339, File No. SR-NYSE-2019-28
SectionNoes:
PDF File:
2019-15021.pdf