96-16690. Titles II and XVI: Evaluation of Symptoms in Disability Claims: Assessing the Credibility of an Individual's Statements  

  • [Federal Register Volume 61, Number 128 (Tuesday, July 2, 1996)]
    [Notices]
    [Pages 34483-34488]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-16690]
    
    
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    SOCIAL SECURITY ADMINISTRATION
    [Social Security Ruling (SSR) 96-7p]
    
    
    Titles II and XVI: Evaluation of Symptoms in Disability Claims: 
    Assessing the Credibility of an Individual's Statements
    
    AGENCY: Social Security Administration.
    
    ACTION: Notice of Social Security ruling.
    
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    SUMMARY: In accordance with 20 CFR 422.406(b)(1), the Commissioner of 
    Social Security gives notice of Social Security Ruling 96-7p. This 
    Ruling clarifies when the evaluation of symptoms, including pain, under 
    20 CFR 404.1529 and 416.929 requires a finding about the credibility of 
    an individual's statements about pain or other symptom(s) and its 
    functional effects; explains the factors to be considered in assessing 
    the credibility of the individual's statements about symptoms; and 
    states the importance of explaining the reasons for the finding about 
    the credibility of the individual's statements in the disability 
    determination or decision. This Ruling also incorporates and elaborates 
    upon the policy interpretation and procedures in SSR 95-5p, ``Titles II 
    and XVI: Considering Allegations of Pain and Other Symptoms in Residual 
    Functional Capacity and Individualized Functional Assessments and 
    Explaining Conclusions Reached'' (published in the
    
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    Federal Register on October 31, 1995, at 60 FR 55406). Consequently, 
    this Ruling supersedes SSR 95-5p.
    
    EFFECTIVE DATE: July 2, 1996.
    
    FOR FURTHER INFORMATION CONTACT: Joanne K. Castello, Division of 
    Regulations and Rulings, Social Security Administration, 6401 Security 
    Boulevard, Baltimore, MD 21235, (410) 965-1711.
    
    SUPPLEMENTARY INFORMATION: Although we are not required to do so 
    pursuant to 5 U.S.C. 552 (a)(1) and (a)(2), we are publishing this 
    Social Security Ruling in accordance with 20 CFR 422.406(b)(1).
        Social Security Rulings make available to the public precedential 
    decisions relating to the Federal old-age, survivors, disability, 
    supplemental security income, and black lung benefits programs. Social 
    Security Rulings may be based on case decisions made at all 
    administrative levels of adjudication, Federal court decisions, 
    Commissioner's decisions, opinions of the Office of the General 
    Counsel, and other policy interpretations of the law and regulations.
        Although Social Security Rulings do not have the force and effect 
    of the law or regulations, they are binding on all components of the 
    Social Security Administration, in accordance with 20 CFR 
    422.406(b)(1), and are to be relied upon as precedents in adjudicating 
    cases.
        If this Social Security Ruling is later superseded, modified, or 
    rescinded, we will publish a notice in the Federal Register to that 
    effect.
    
    (Catalog of Federal Domestic Assistance, Programs 96.001 Social 
    Security--Disability Insurance; 96.002 Social Security--Retirement 
    Insurance; 96.004 Social Security--Survivors Insurance; 96.005 
    Special Benefits for Disabled Coal Miners; 96.006 Supplemental 
    Security Income.)
    
        Dated: June 7, 1996.
    Shirley S. Chater,
    Commissioner of Social Security.
    
    Policy Interpretation Ruling--Titles II and XVI: Evaluation of Symptoms 
    in Disability Claims: Assessing the Credibility of an Individual's 
    Statements
    
        This Ruling supersedes Social Security Ruling (SSR) 95-5p, ``Titles 
    II and XVI: Considering Allegations of Pain and Other Symptoms in 
    Residual Functional Capacity and Individualized Functional Assessments 
    and Explaining Conclusions Reached.''
        Purpose: The purpose of this Ruling is to clarify when the 
    evaluation of symptoms, including pain, under 20 CFR 404.1529 and 
    416.929 requires a finding about the credibility of an individual's 
    statements about pain or other symptom(s) and its functional effects; 
    to explain the factors to be considered in assessing the credibility of 
    the individual's statements about symptoms; and to state the importance 
    of explaining the reasons for the finding about the credibility of the 
    individual's statements in the disability determination or 
    decision.1 In particular, this Ruling emphasizes that:
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        \1\ For clarity, the discussions in this Ruling refer only to 
    claims of individuals claiming disability benefits under title II 
    and individuals age 18 or older claiming disability benefits under 
    title XVI. However, the same basic principles with regard to 
    determining whether statements about symptoms are credible also 
    apply to claims of individuals under age 18 claiming disability 
    benefits under title XVI.
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        1. No symptom or combination of symptoms can be the basis for a 
    finding of disability, no matter how genuine the individual's 
    complaints may appear to be, unless there are medical signs and 
    laboratory findings demonstrating the existence of a medically 
    determinable physical or mental impairment(s) that could reasonably be 
    expected to produce the symptoms.
        2. When the existence of a medically determinable physical or 
    mental impairment(s) that could reasonably be expected to produce the 
    symptoms has been established, the intensity, persistence, and 
    functionally limiting effects of the symptoms must be evaluated to 
    determine the extent to which the symptoms affect the individual's 
    ability to do basic work activities. This requires the adjudicator to 
    make a finding about the credibility of the individual's statements 
    about the symptom(s) and its functional effects.
        3. Because symptoms, such as pain, sometimes suggest a greater 
    severity of impairment than can be shown by objective medical evidence 
    alone, the adjudicator must carefully consider the individual's 
    statements about symptoms with the rest of the relevant evidence in the 
    case record in reaching a conclusion about the credibility of the 
    individual's statements if a disability determination or decision that 
    is fully favorable to the individual cannot be made solely on the basis 
    of objective medical evidence.
        4. In determining the credibility of the individual's statements, 
    the adjudicator must consider the entire case record, including the 
    objective medical evidence, the individual's own statements about 
    symptoms, statements and other information provided by treating or 
    examining physicians or psychologists and other persons about the 
    symptoms and how they affect the individual, and any other relevant 
    evidence in the case record. An individual's statements about the 
    intensity and persistence of pain or other symptoms or about the effect 
    the symptoms have on his or her ability to work may not be disregarded 
    solely because they are not substantiated by objective medical 
    evidence.
        5. It is not sufficient for the adjudicator to make a single, 
    conclusory statement that ``the individual's allegations have been 
    considered'' or that ``the allegations are (or are not) credible.'' It 
    is also not enough for the adjudicator simply to recite the factors 
    that are described in the regulations for evaluating symptoms. The 
    determination or decision must contain specific reasons for the finding 
    on credibility, supported by the evidence in the case record, and must 
    be sufficiently specific to make clear to the individual and to any 
    subsequent reviewers the weight the adjudicator gave to the 
    individual's statements and the reasons for that weight.
        Citations (Authority): Sections 216(i), 223(d), and 1614(a)(3) of 
    the Social Security Act, as amended; Regulations No. 4, sections 
    404.1528(a), 404.1529, and 404.1569a; and Regulations No. 16, sections 
    416.928(a), 416.929, and 416.969a.
        Introduction: A symptom is an individual's own description of his 
    or her physical or mental impairment(s).2 Under the regulations, 
    an individual's statement(s) about his or her symptoms is not enough in 
    itself to establish the existence of a physical or mental impairment or 
    that the individual is disabled.
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        \2\ For an individual under age 18 claiming disability benefits 
    under title XVI who is unable to adequately describe his or her 
    symptom(s), the adjudicator will accept as a statement of this 
    symptom(s) the description given by the person most familiar with 
    the individual, such as a parent, other relative, or guardian. 20 
    CFR 416.928(a).
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        The regulations describe a two-step process for evaluating 
    symptoms, such as pain, fatigue, shortness of breath, weakness, or 
    nervousness:
         First, the adjudicator must consider whether there is an 
    underlying medically determinable physical or mental impairment(s)--
    i.e., an impairment(s) that can be shown by medically acceptable 
    clinical and laboratory diagnostic techniques--that could reasonably be 
    expected to produce the individual's pain or other symptoms.3 The 
    finding that an
    
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    individual's impairment(s) could reasonably be expected to produce the 
    individual's pain or other symptoms does not involve a determination as 
    to the intensity, persistence, or functionally limiting effects of the 
    individual's symptoms. If there is no medically determinable physical 
    or mental impairment(s), or if there is a medically determinable 
    physical or mental impairment(s) but the impairment(s) could not 
    reasonably be expected to produce the individual's pain or other 
    symptoms, the symptoms cannot be found to affect the individual's 
    ability to do basic work activities.
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        \3\ The adjudicator must develop evidence regarding the 
    possibility of a medically determinable mental impairment when the 
    record contains information to suggest that such an impairment 
    exists, and the individual alleges pain or other symptoms, but the 
    medical signs and laboratory findings do not substantiate any 
    physical impairment(s) capable of producing the pain or other 
    symptoms.
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         Second, once an underlying physical or mental 
    impairment(s) that could reasonably be expected to produce the 
    individual's pain or other symptoms has been shown, the adjudicator 
    must evaluate the intensity, persistence, and limiting effects of the 
    individual's symptoms to determine the extent to which the symptoms 
    limit the individual's ability to do basic work activities. For this 
    purpose, whenever the individual's statements about the intensity, 
    persistence, or functionally limiting effects of pain or other symptoms 
    are not substantiated by objective medical evidence, the adjudicator 
    must make a finding on the credibility of the individual's statements 
    based on a consideration of the entire case record. This includes the 
    medical signs and laboratory findings, the individual's own statements 
    about the symptoms, any statements and other information provided by 
    treating or examining physicians or psychologists and other persons 
    about the symptoms and how they affect the individual, and any other 
    relevant evidence in the case record. This requirement for a finding on 
    the credibility of the individual's statements about symptoms and their 
    effects is reflected in 20 CFR 404.1529(c)(4) and 416.929(c)(4). These 
    provisions of the regulations provide that an individual's symptoms, 
    including pain, will be determined to diminish the individual's 
    capacity for basic work activities to the extent that the individual's 
    alleged functional limitations and restrictions due to symptoms can 
    reasonably be accepted as consistent with the objective medical 
    evidence and other evidence in the case record.
        When additional information is needed to assess the credibility of 
    the individual's statements about symptoms and their effects, the 
    adjudicator must make every reasonable effort to obtain available 
    information that could shed light on the credibility of the 
    individual's statements. In recognition of the fact that an 
    individual's symptoms can sometimes suggest a greater level of severity 
    of impairment than can be shown by the objective medical evidence 
    alone, 20 CFR 404.1529(c) and 416.929(c) describe the kinds of 
    evidence, including the factors below, that the adjudicator must 
    consider in addition to the objective medical evidence when assessing 
    the credibility of an individual's statements:
        1. The individual's daily activities;
        2. The location, duration, frequency, and intensity of the 
    individual's pain or other symptoms;
        3. Factors that precipitate and aggravate the symptoms;
        4. The type, dosage, effectiveness, and side effects of any 
    medication the individual takes or has taken to alleviate pain or other 
    symptoms;
        5. Treatment, other than medication, the individual receives or has 
    received for relief of pain or other symptoms;
        6. Any measures other than treatment the individual uses or has 
    used to relieve pain or other symptoms (e.g., lying flat on his or her 
    back, standing for 15 to 20 minutes every hour, or sleeping on a 
    board); and
        7. Any other factors concerning the individual's functional 
    limitations and restrictions due to pain or other symptoms.
        Once the adjudicator has determined the extent to which the 
    individual's symptoms limit the individual's ability to do basic work 
    activities by making a finding on the credibility of the individual's 
    statements, the impact of the symptoms on the individual's ability to 
    function must be considered along with the objective medical and other 
    evidence, first in determining whether the individual's impairment or 
    combination of impairments is ``severe'' at step 2 of the sequential 
    evaluation process for determining disability and, as necessary, at 
    each subsequent step of the process.4 (See SSR 96-3p, ``Titles II 
    and XVI: Considering Allegations of Pain and Other Symptoms in 
    Determining Whether a Medically Determinable Impairment is Severe,'' 
    and SSR 96-8p, ``Titles II and XVI: Assessing Residual Functional 
    Capacity in Initial Claims.'')
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        \4\ In determining whether the impairment(s) of an individual 
    claiming disability benefits under title II or an individual age 18 
    or older claiming disability benefits under title XVI is medically 
    equivalent to a listed impairment in appendix 1 of subpart P of 20 
    CFR Part 404, the adjudicator will not substitute allegations of 
    pain or other symptoms for a missing or deficient sign or laboratory 
    finding to raise the severity of the individual's impairment(s) to 
    that of a listed impairment. 20 CFR 404.1529(d)(3) and 
    416.929(d)(3). In determining whether the impairment(s) of an 
    individual under age 18 claiming disability benefits under title XVI 
    is equivalent to a listed impairment, if the adjudicator cannot find 
    equivalence based on medical evidence only, the adjudicator will 
    consider pain or another symptom(s) under 20 CFR 416.926a(b)(3) in 
    determining whether the individual has an impairment(s) that results 
    in overall functional limitations that are the same as the disabling 
    functional consequences of a listed impairment. 20 CFR 
    416.929(d)(3).
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        Policy Interpretation: A symptom is an individual's own description 
    of his or her physical or mental impairment(s). Once the existence of a 
    medically determinable physical or mental impairment(s) that could 
    reasonably be expected to produce pain or other symptoms has been 
    established, adjudicators must recognize that individuals may 
    experience their symptoms differently and may be limited by their 
    symptoms to a greater or lesser extent than other individuals with the 
    same medical impairments and the same medical signs and laboratory 
    findings. Because symptoms, such as pain, sometimes suggest a greater 
    severity of impairment than can be shown by objective medical evidence 
    alone, any statements of the individual concerning his or her symptoms 
    must be carefully considered if a fully favorable determination or 
    decision cannot be made solely on the basis of objective medical 
    evidence.
        If an individual's statements about pain or other symptoms are not 
    substantiated by the objective medical evidence, the adjudicator must 
    consider all of the evidence in the case record, including any 
    statements by the individual and other persons concerning the 
    individual's symptoms. The adjudicator must then make a finding on the 
    credibility of the individual's statements about symptoms and their 
    functional effects.
    Credibility
        In general, the extent to which an individual's statements about 
    symptoms can be relied upon as probative evidence in determining 
    whether the individual is disabled depends on the credibility of the 
    statements. In basic terms, the credibility of an individual's 
    statements about pain or other symptoms and their functional effects is 
    the degree to which the statements can be believed and accepted as 
    true. When evaluating the credibility of an individual's statements, 
    the adjudicator must consider the entire case record and give specific 
    reasons for the weight given to the individual's statements.
        The finding on the credibility of the individual's statements 
    cannot be based on an intangible or intuitive notion about an 
    individual's credibility. The reasons for the credibility finding must 
    be grounded in the evidence and articulated in the determination or
    
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    decision. It is not sufficient to make a conclusory statement that 
    ``the individual's allegations have been considered'' or that ``the 
    allegations are (or are not) credible.'' It is also not enough for the 
    adjudicator simply to recite the factors that are described in the 
    regulations for evaluating symptoms. The determination or decision must 
    contain specific reasons for the finding on credibility, supported by 
    the evidence in the case record, and must be sufficiently specific to 
    make clear to the individual and to any subsequent reviewers the weight 
    the adjudicator gave to the individual's statements and the reasons for 
    that weight. This documentation is necessary in order to give the 
    individual a full and fair review of his or her claim, and in order to 
    ensure a well-reasoned determination or decision.
        In making a finding about the credibility of an individual's 
    statements, the adjudicator need not totally accept or totally reject 
    the individual's statements. Based on a consideration of all of the 
    evidence in the case record, the adjudicator may find all, only some, 
    or none of an individual's allegations to be credible. The adjudicator 
    may also find an individual's statements, such as statements about the 
    extent of functional limitations or restrictions due to pain or other 
    symptoms, to be credible to a certain degree. For example, an 
    adjudicator may find credible an individual's statement that the 
    abilities to lift and carry are affected by symptoms, but find only 
    partially credible the individual's statements as to the extent of the 
    functional limitations or restrictions due to symptoms; i.e., that the 
    individual's abilities to lift and carry are compromised, but not to 
    the degree alleged. Conversely, an adjudicator may find credible an 
    individual's statement that symptoms limit his or her ability to 
    concentrate, but find that the limitation is greater than that stated 
    by the individual.
        Moreover, a finding that an individual's statements are not 
    credible, or not wholly credible, is not in itself sufficient to 
    establish that the individual is not disabled. All of the evidence in 
    the case record, including the individual's statements, must be 
    considered before a conclusion can be made about disability.
    Factors in Evaluating Credibility
        Assessment of the credibility of an individual's statements about 
    pain or other symptoms and about the effect the symptoms have on his or 
    her ability to function must be based on a consideration of all of the 
    evidence in the case record. This includes, but is not limited to:
         The medical signs and laboratory findings;
         Diagnosis, prognosis, and other medical opinions provided 
    by treating or examining physicians or psychologists and other medical 
    sources; and
         Statements and reports from the individual and from 
    treating or examining physicians or psychologists and other persons 
    about the individual's medical history, treatment and response, prior 
    work record and efforts to work, daily activities, and other 
    information concerning the individual's symptoms and how the symptoms 
    affect the individual's ability to work.
        The adjudicator must also consider any observations about the 
    individual recorded by Social Security Administration (SSA) employees 
    during interviews, whether in person or by telephone. In instances 
    where the individual attends an administrative proceeding conducted by 
    the adjudicator, the adjudicator may also consider his or her own 
    recorded observations of the individual as part of the overall 
    evaluation of the credibility of the individual's statements.
        Consideration of the individual's statements and the statements and 
    reports of medical sources and other persons with regard to the seven 
    factors listed in the regulations,5 along with any other relevant 
    information in the case record, including the information described 
    above, will provide the adjudicator with an overview of the 
    individual's subjective complaints. The adjudicator must then evaluate 
    all of this information and draw appropriate inferences and conclusions 
    about the credibility of the individual's statements.
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        \5\ The seven factors are also set out in the ``Introduction,'' 
    above.
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        The following sections provide additional guidelines for the 
    adjudicator to consider when evaluating the credibility of an 
    individual's statements.
    Consistency
        One strong indication of the credibility of an individual's 
    statements is their consistency, both internally and with other 
    information in the case record. The adjudicator must consider such 
    factors as:
         The degree to which the individual's statements are 
    consistent with the medical signs and laboratory findings and other 
    information provided by medical sources, including information about 
    medical history and treatment.
         The consistency of the individual's own statements. The 
    adjudicator must compare statements made by the individual in 
    connection with his or her claim for disability benefits with 
    statements he or she made under other circumstances, when such 
    information is in the case record. Especially important are statements 
    made to treating or examining medical sources and to the ``other 
    sources'' defined in 20 CFR 404.1513(e) and 416.913(e). The adjudicator 
    must also look at statements the individual made to SSA at each prior 
    step of the administrative review process and in connection with any 
    concurrent claim or, when available, prior claims for disability 
    benefits under titles II and XVI. Likewise, the case record may contain 
    statements the individual made in connection with claims for other 
    types of disability benefits, such as workers' compensation, benefits 
    under programs of the Department of Veterans Affairs, or private 
    insurance benefits. However, the lack of consistency between an 
    individual's statements and other statements that he or she has made at 
    other times does not necessarily mean that the individual's statements 
    are not credible. Symptoms may vary in their intensity, persistence, 
    and functional effects, or may worsen or improve with time, and this 
    may explain why the individual does not always allege the same 
    intensity, persistence, or functional effects of his or her symptoms. 
    Therefore, the adjudicator will need to review the case record to 
    determine whether there are any explanations for any variations in the 
    individual's statements about symptoms and their effects.
         The consistency of the individual's statements with other 
    information in the case record, including reports and observations by 
    other persons concerning the individual's daily activities, behavior, 
    and efforts to work. This includes any observations recorded by SSA 
    employees in interviews and observations recorded by the adjudicator in 
    administrative proceedings.
    Medical Evidence
        Symptoms cannot be measured objectively through clinical or 
    laboratory diagnostic techniques; however, their effects can often be 
    clinically observed. The regulations at 20 CFR 404.1529(c)(2) and 
    416.929(c)(2) provide that objective medical evidence ``is a useful 
    indicator to assist us in making reasonable conclusions about the 
    intensity and persistence of'' an individual's symptoms and the effects 
    those symptoms may have on the
    
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    individual's ability to function. The examples in the regulations 
    (reduced joint motion, muscle spasm, sensory deficit, and motor 
    disruption) illustrate findings that may result from, or be associated 
    with, the symptom of pain. When present, these findings tend to lend 
    credibility to an individual's allegations about pain or other symptoms 
    and their functional effects.
        When there are medical signs and laboratory findings demonstrating 
    the existence of a medically determinable physical or mental 
    impairment(s) that could reasonably be expected to produce the pain or 
    other symptoms, the adjudicator must always attempt to obtain any 
    available objective medical evidence concerning the intensity and 
    persistence of the pain or other symptoms, and, when such evidence is 
    obtained, must consider it in evaluating the individual's statements. 
    However, allegations concerning the intensity and persistence of pain 
    or other symptoms may not be disregarded solely because they are not 
    substantiated by objective medical evidence. A report of negative 
    findings from the application of medically acceptable clinical and 
    laboratory diagnostic techniques is one of the many factors that 
    appropriately are to be considered in the overall assessment of 
    credibility. However, the absence of objective medical evidence 
    supporting an individual's statements about the intensity and 
    persistence of pain or other symptoms is only one factor that the 
    adjudicator must consider in assessing an individual's credibility and 
    must be considered in the context of all the evidence.
        Over time, there may also be medical signs and laboratory findings 
    that, though not directly supporting or refuting statements about the 
    intensity or persistence of pain or other symptoms, demonstrate 
    worsening or improvement of the underlying medical condition. Such 
    signs and findings may also help an adjudicator to draw appropriate 
    inferences about the credibility of an individual's statements.
        Apart from the medical signs and laboratory findings, the medical 
    evidence, especially a longitudinal medical record, can be extremely 
    valuable in the adjudicator's evaluation of an individual's statements 
    about pain or other symptoms.
        Important information about symptoms recorded by medical sources 
    and reported in the medical evidence may include:
         Onset, description of the character and location of the 
    symptoms, precipitating and aggravating factors, frequency and 
    duration, course over time (e.g., whether worsening, improving, or 
    static), and daily activities. Very often, this information will have 
    been obtained by the medical source from the individual and may be 
    compared with the individual's other statements in the case record. 
    However, the evidence provided by a medical source may also contain 
    medical opinions of the source about the individual's symptoms and 
    their effects, and such opinions must be weighed applying the factors 
    in 20 CFR 404.1527 and 416.927.
         A longitudinal record of any treatment and its success or 
    failure, including any side effects of medication.
         Indications of other impairments, such as potential mental 
    impairments, that could account for the allegations.
        Although longitudinal records showing regular contact with a 
    treating source are the most desirable, longitudinal medical records 
    can be valuable even when they are not treating source records. For 
    example, an individual may receive treatment at a clinic and see 
    different physicians, but the clinic records may still show a 
    longitudinal history of complaints and attempts at relief.
    Medical Treatment History
        In general, a longitudinal medical record demonstrating an 
    individual's attempts to seek medical treatment for pain or other 
    symptoms and to follow that treatment once it is prescribed lends 
    support to an individual's allegations of intense and persistent pain 
    or other symptoms for the purposes of judging the credibility of the 
    individual's statements. Persistent attempts by the individual to 
    obtain relief of pain or other symptoms, such as by increasing 
    medications, trials of a variety of treatment modalities in an attempt 
    to find one that works or that does not have side effects, referrals to 
    specialists, or changing treatment sources may be a strong indication 
    that the symptoms are a source of distress to the individual and 
    generally lend support to an individual's allegations of intense and 
    persistent symptoms.6
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        \6\ The adjudicator must also remember that medical treatment 
    need not always be specifically for the relief of a symptom. Often, 
    treatment will be aimed at ameliorating the underlying medical 
    condition which, in turn, may result in improvement in symptoms. The 
    treatment may also cause symptoms as a side effect.
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        On the other hand, the individual's statements may be less credible 
    if the level or frequency of treatment is inconsistent with the level 
    of complaints, or if the medical reports or records show that the 
    individual is not following the treatment as prescribed and there are 
    no good reasons for this failure. However, the adjudicator must not 
    draw any inferences about an individual's symptoms and their functional 
    effects from a failure to seek or pursue regular medical treatment 
    without first considering any explanations that the individual may 
    provide, or other information in the case record, that may explain 
    infrequent or irregular medical visits or failure to seek medical 
    treatment. The adjudicator may need to recontact the individual or 
    question the individual at the administrative proceeding in order to 
    determine whether there are good reasons the individual does not seek 
    medical treatment or does not pursue treatment in a consistent manner. 
    The explanations provided by the individual may provide insight into 
    the individual's credibility. For example:
         The individual's daily activities may be structured so as 
    to minimize symptoms to a tolerable level or eliminate them entirely, 
    avoiding physical or mental stressors that would exacerbate the 
    symptoms. The individual may be living with the symptoms, seeing a 
    medical source only as needed for periodic evaluation and renewal of 
    medications.
         The individual's symptoms may not be severe enough to 
    prompt the individual to seek ongoing medical attention or may be 
    relieved with over-the-counter medications.
         The individual may not take prescription medication 
    because the side effects are less tolerable than the symptoms.
         The individual may be unable to afford treatment and may 
    not have access to free or low-cost medical services.
         The individual may have been advised by a medical source 
    that there is no further, effective treatment that can be prescribed 
    and undertaken that would benefit the individual.
         Medical treatment may be contrary to the teaching and 
    tenets of the individual's religion.
    Other Sources of Information
        Other sources may provide information from which inferences and 
    conclusions may be drawn about the credibility of the individual's 
    statements. Such sources may provide information about the seven 
    factors listed in the regulations and may be especially helpful in 
    establishing a longitudinal record. Examples of such sources include 
    public and private agencies, other practitioners, and nonmedical 
    sources such as family and friends.
    
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    Observations of the Individual
        In instances in which the adjudicator has observed the individual, 
    the adjudicator is not free to accept or reject the individual's 
    complaints solely on the basis of such personal observations, but 
    should consider any personal observations in the overall evaluation of 
    the credibility of the individual's statements.
        In evaluating the credibility of the individual's statements, the 
    adjudicator must also consider any observations recorded by SSA 
    personnel who previously interviewed the individual, whether in person 
    or by telephone.
    Consideration of Findings by State Agency and Other Program Physicians 
    and Psychologists at the Administrative Law Judge and Appeals Council 
    Levels of Administrative Review
        Under 20 CFR 404.1527(f) and 416.927(f), administrative law judges 
    and the Appeals Council are required to consider findings of fact by 
    State agency medical and psychological consultants and other program 
    physicians and psychologists about the existence and severity of an 
    individual's impairment(s), including the existence and severity of any 
    symptoms, as opinions of nonexamining physicians and psychologists. 
    Administrative law judges and the Appeals Council are not bound by any 
    State agency findings, but they may not ignore these opinions and must 
    explain the weight given to the opinions in their decisions. Therefore, 
    if the case record includes a finding by a State agency medical or 
    psychological consultant or other program physician or psychologist on 
    the credibility of the individual's statements about limitations or 
    restrictions due to symptoms, the adjudicator at the administrative law 
    judge or Appeals Council level of administrative review must consider 
    and weigh this opinion of a nonexamining source under the applicable 
    rules in 20 CFR 404.1527 and 416.927 and must explain the weight given 
    to the opinion in the decision. (See SSR 96-6p, ``Titles II and XVI: 
    Consideration of Administrative Findings of Fact by State Agency 
    Medical and Psychological Consultants and Other Program Physicians and 
    Psychologists at the Administrative Law Judge and Appeals Council 
    Levels of Administrative Review; Medical Equivalence.'')
        Effective Date: This Ruling is effective on July 2, 1996.
        Cross-References: SSR 96-3p, ``Titles II and XVI: Considering 
    Allegations of Pain and Other Symptoms in Determining Whether a 
    Medically Determinable Impairment is Severe,'' SSR 96-8p, ``Titles II 
    and XVI: Assessing Residual Functional Capacity in Initial Claims,'' 
    SSR 96-6p, ``Titles II and XVI: Consideration of Administrative 
    Findings of Fact by State Agency Medical and Psychological Consultants 
    and Other Program Physicians and Psychologists at the Administrative 
    Law Judge and Appeals Council Levels of Administrative Review; Medical 
    Equivalence;'' and Program Operations Manual System, sections DI 
    24515.061 and DI 24515.064.B.3.
    
    [FR Doc. 96-16690 Filed 7-1-96; 8:45 am]
    BILLING CODE 4190-29-P
    
    
    

Document Information

Effective Date:
7/2/1996
Published:
07/02/1996
Department:
Social Security Administration
Entry Type:
Notice
Action:
Notice of Social Security ruling.
Document Number:
96-16690
Dates:
July 2, 1996.
Pages:
34483-34488 (6 pages)
Docket Numbers:
Social Security Ruling (SSR) 96-7p
PDF File:
96-16690.pdf