97-17263. Airworthiness Directives; Dornier Luftfahrt GMBH Models 228-100, 228-101, 228-200, 228-201, 228-202, and 228-212 Airplanes  

  • [Federal Register Volume 62, Number 127 (Wednesday, July 2, 1997)]
    [Proposed Rules]
    [Pages 35706-35707]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-17263]
    
    
    
    [[Page 35706]]
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Aviation Administration
    
    14 CFR Part 39
    
    [Docket No. 97-CE-23-AD]
    RIN 2120-AA64
    
    
    Airworthiness Directives; Dornier Luftfahrt GMBH Models 228-100, 
    228-101, 228-200, 228-201, 228-202, and 228-212 Airplanes
    
    AGENCY: Federal Aviation Administration, DOT.
    
    ACTION: Notice of proposed rulemaking (NPRM).
    
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    SUMMARY: This document proposes to adopt a new airworthiness directive 
    (AD) that would apply to all Dornier Luftfahrt GMBH (Dornier) Models 
    228-100, 228-101, 228-200, 228-201, 228-202, and 228-212 airplanes. The 
    proposed AD would require amending the Limitations Section of the 
    airplane flight manual (AFM) to prohibit the positioning of the power 
    levers below the flight idle stop while the airplane is in flight. This 
    amendment would include a statement of consequences if the limitation 
    is not followed. The proposed AD is a result of numerous incidents and 
    five documented accidents involving airplanes equipped with turboprop 
    engines where the propeller beta was improperly utilized during flight. 
    The actions specified by the proposed AD are intended to prevent loss 
    of airplane control or engine overspeed with consequent loss of engine 
    power caused by the power levers being positioned below the flight idle 
    stop while the airplane is in flight.
    
    DATES: Comments must be received on or before September 2, 1997.
    
    ADDRESSES: Submit comments in triplicate to the Federal Aviation 
    Administration (FAA), Central Region, Office of the Assistant Chief 
    Counsel, Attention: Rules Docket No. 97-CE-23-AD, Room 1558, 601 E. 
    12th Street, Kansas City, Missouri 64106. Comments may be inspected at 
    this location between 8 a.m. and 4 p.m., Monday through Friday, 
    holidays excepted.
        Information related to the proposed AD may be examined at the Rules 
    Docket at the address above.
    
    FOR FURTHER INFORMATION CONTACT: J. Mike Kiesov, Aerospace Engineer, 
    Small Airplane Directorate, FAA, 1201 Walnut, suite 900, Kansas City, 
    Missouri 64106; elephone (816) 426-6934; facsimile (816) 426-2169.
    
    SUPPLEMENTARY INFORMATION:
    
    Comments Invited
    
        Interested persons are invited to participate in the making of the 
    proposed rule by submitting such written data, views, or arguments as 
    they may desire. Communications should identify the Rules Docket number 
    and be submitted in triplicate to the address specified above. All 
    communications received on or before the closing date for comments, 
    specified above, will be considered before taking action on the 
    proposed rule. The proposals contained in this notice may be changed in 
    light of the comments received.
        Comments are specifically invited on the overall regulatory, 
    economic, environmental, and energy aspects of the proposed rule. All 
    comments submitted will be available, both before and after the closing 
    date for comments, in the Rules Docket for examination by interested 
    persons. A report that summarizes each FAA-public contact concerned 
    with the substance of this proposal will be filed in the Rules Docket.
        Commenters wishing the FAA to acknowledge receipt of their comments 
    submitted in response to this notice must submit a self-addressed, 
    stamped postcard on which the following statement is made: ``Comments 
    to Docket No. 97-CE-23-AD.'' The postcard will be date stamped and 
    returned to the commenter.
    
    Availability of NPRMs
    
        Any person may obtain a copy of this NPRM by submitting a request 
    to the FAA, Central Region, Office of the Assistant Chief Counsel, 
    Attention: Rules Docket No. 97-CE-23-AD, Room 1558, 601 E. 12th Street, 
    Kansas City, Missouri 64106.
    
    Discussion
    
        The FAA has received reports of 14 occurrences in recent years of 
    incidents or accidents on airplanes equipped with turboprop engines 
    related to intentional or inadvertent operation of the propellers in 
    the beta range during flight. Beta is the range of propeller operation 
    intended for use during taxi, ground idle, or reverse operations as 
    controlled by the power lever settings aft of the flight idle stop.
        Of the 14 documented in-flight beta occurrences, five were 
    classified as accidents. In-flight beta operation results that preceded 
    the accidents can be classified in one of two categories: (1) Permanent 
    engine damage and total loss of thrust on all engines when the 
    propeller that was operating in the beta range drove the engines to 
    overspeed; and (2) loss of airplane control because at least one 
    propeller operated in the beta range during flight.
        The most recent accident occurred when both engines of a Saab Model 
    340B permanently lost power after eight seconds of beta range propeller 
    operation. The propellers consequently drove the engines into 
    overspeed, which resulted in internal engine failure.
        Communication between the FAA and the public during a meeting held 
    on June 11-12, 1996, in Seattle, Washington, revealed a lack of 
    consistency of the information on in-flight beta operation contained in 
    the airplane flight manual (AFM) for airplanes not certificated for in-
    flight operation with the power levers below the flight idle stop. 
    Airplanes that are certificated for this type of operation are not 
    affected by the above-referenced conditions.
    
    The FAA's Determination
    
        After examining the circumstances and reviewing all available 
    information related to the incidents and accidents referenced above, 
    the FAA has determined that:
         All airplanes equipped with turboprop engines (provided 
    the airplane is not certificated for in-flight operation with the power 
    levers below the flight idle stop) should have information in the 
    Limitations Section of the AFM that prohibits positioning of power 
    levers below the flight idle stop while the airplane is in flight, 
    including a statement of consequence if the limitation is not followed; 
    and
         Because Dornier Models 228-100, 228-101, 228-200, 228-201, 
    228-202, and 228-212 airplanes are equipped with turboprop engines, are 
    not certificated for in-flight operation with the power levers below 
    the flight idle stop, and do not contain information in the Limitations 
    Section of the AFM that prohibits and explains the consequences of such 
    operation, AD action should be taken. The proposed AD is intended to 
    prevent loss of airplane control or engine overspeed with consequent 
    loss of engine power caused by the power levers being positioned below 
    the flight idle stop while the airplane is in flight.
    
    Explanation of the Provisions of the Proposed AD
    
        Since an unsafe condition has been identified that is likely to 
    exist or develop in other Dornier Models 228-100, 228-101, 228-200, 
    228-201, 228-202, and 228-212 airplanes of the same type design, the 
    proposed AD would require amending the Limitations Section of the AFM 
    to prohibit the positioning of the power levers below the flight idle 
    stop while the airplane is
    
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    in flight, including a statement of consequences if the limitation is 
    not followed. This AFM amendment shall consist of the following 
    language:
    
        Power levers selection below the flight idle (FI) gate is 
    prohibited during flight. Movement of any power lever below the FI 
    gate during flight could lead to loss of airplane control from which 
    recovery may not be possible.
    
    Possible Alternative to the Proposed AD
    
        Dornier is currently in the process of developing AFM revisions for 
    the affected airplanes. If these AFM revisions are completed and 
    approved by the FAA prior to issuance of the final rule, then 
    incorporating these revisions into the AFM will be included as a method 
    of complying with the AD.
    
    Compliance Time of the Proposed AD
    
        The FAA has determined that the compliance time of the proposed AD 
    should be specified in calendar time instead of hours time-in-service. 
    While the condition addressed by the proposed AD is unsafe while the 
    airplane is in flight, the condition is not a result of repetitive 
    airplane operation; the potential of the unsafe condition occurring is 
    the same on the first flight as it is for subsequent flights. The 
    proposed compliance time of ``30 days after the effective date of this 
    AD'' would not inadvertently ground airplanes and would assure that all 
    owners/operators of the affected airplanes accomplish the proposed 
    action in a reasonable time period.
    
    Cost Impact
    
        The FAA estimates that 12 airplanes in the U.S. registry would be 
    affected by the proposed AD, that it would take approximately 1 
    workhour per airplane to incorporate the proposed AFM amendment, and 
    that the average labor rate is approximately $60 an hour. Since an 
    owner/operator who holds at least a private pilot's certificate as 
    authorized by Secs. 43.7 and 43.11 of the Federal Aviation Regulations 
    (14 CFR 43.7 and 43.11) can accomplish the proposed action, the only 
    cost impact upon the public is the time it would take the affected 
    airplane owner/operators to amend the AFM.
    
    Regulatory Impact
    
        The regulations proposed herein would not have substantial direct 
    effects on the States, on the relationship between the national 
    government and the States, or on the distribution of power and 
    responsibilities among the various levels of government. Therefore, in 
    accordance with Executive Order 12612, it is determined that this 
    proposal would not have sufficient federalism implications to warrant 
    the preparation of a Federalism Assessment.
        For the reasons discussed above, I certify that this action (1) is 
    not a ``significant regulatory action'' under Executive Order 12866; 
    (2) is not a ``significant rule'' under DOT Regulatory Policies and 
    Procedures (44 FR 11034, February 26, 1979); and (3) if promulgated, 
    will not have a significant economic impact, positive or negative, on a 
    substantial number of small entities under the criteria of the 
    Regulatory Flexibility Act. A copy of the draft regulatory evaluation 
    prepared for this action has been placed in the Rules Docket. A copy of 
    it may be obtained by contacting the Rules Docket at the location 
    provided under the caption ADDRESSES.
    
    List of Subjects in 14 CFR Part 39
    
        Air transportation, Aircraft, Aviation safety, Safety.
    
    The Proposed Amendment
    
        Accordingly, pursuant to the authority delegated to me by the 
    Administrator, the Federal Aviation Administration proposes to amend 
    part 39 of the Federal Aviation Regulations (14 CFR part 39) as 
    follows:
    
    PART 39--AIRWORTHINESS DIRECTIVES
    
        The authority citation for part 39 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701.
    
    Sec. 39.13  [Amended]
    
        Section 39.13 is amended by adding a new airworthiness directive 
    (AD) to read as follows:
    
    Dornier Luftfahrt GMBH: Docket No. 97-CE-23-AD.
    
        Applicability: Models 228-100, 228-101, 228-200, 228-201, 228-
    202, and 228-212 airplanes, all serial numbers, certificated in any 
    category.
    
        Note 1: This AD applies to each airplane identified in the 
    preceding applicability provision, regardless of whether it has been 
    modified, altered, or repaired in the area subject to the 
    requirements of this AD. For airplanes that have been modified, 
    altered, or repaired so that the performance of the requirements of 
    this AD is affected, the owner/operator must request approval for an 
    alternative method of compliance in accordance with paragraph (e) of 
    this AD. The request should include an assessment of the effect of 
    the modification, alteration, or repair on the unsafe condition 
    addressed by this AD; and, if the unsafe condition has not been 
    eliminated, the request should include specific proposed actions to 
    address it.
        Compliance: Required within the next 30 days after the effective 
    date of this AD, unless already accomplished.
        To prevent loss of airplane control or engine overspeed with 
    consequent loss of engine power caused by the power levers being 
    positioned below the flight idle stop while the airplane is in 
    flight, accomplish the following:
        (a) Amend the Limitations Section of the airplane flight manual 
    (AFM) by inserting the following language:
        ``Power levers selection below the flight idle (FI) gate is 
    prohibited during flight. Movement of any power lever below the FI 
    gate during flight could lead to loss of airplane control from which 
    recovery may not be possible.''
        (b) This action may be accomplished by incorporating a copy of 
    this AD into the Limitations Section of the AFM.
        (c) Amending the AFM, as required by this AD, may be performed 
    by the owner/operator holding at least a private pilot certificate 
    as authorized by Sec. 43.7 of the Federal Aviation Regulations (14 
    CFR 43.7), and must be entered into the aircraft records showing 
    compliance with this AD in accordance with Sec. 43.11 of the Federal 
    Aviation Regulations (14 CFR 43.11).
        (d) Special flight permits may be issued in accordance with 
    Secs. 21.197 and 21.199 of the Federal Aviation Regulations (14 CFR 
    21.197 and 21.199) to operate the airplane to a location where the 
    requirements of this AD can be accomplished.
        (e) An alternative method of compliance or adjustment of the 
    compliance time that provides an equivalent level of safety may be 
    approved by the Manager, Small Airplane Directorate, FAA, 1201 
    Walnut, Kansas City, Missouri 64106. The request shall be forwarded 
    through an appropriate FAA Maintenance Inspector, who may add 
    comments and then send it to the Manager, Small Airplane 
    Directorate.
    
        Note 2: Information concerning the existence of approved 
    alternative methods of compliance with this AD, if any, may be 
    obtained from the Small Airplane Directorate.
    
        (f) Information related to this AD may be examined at the FAA, 
    Central Region, Office of the Assistant Chief Counsel, Room 1558, 
    601 E. 12th Street, Kansas City, Missouri 64106.
    
        Issued in Kansas City, Missouri, on June 25, 1997.
    James E. Jackson,
    Acting Manager, Small Airplane Directorate, Aircraft Certification 
    Service.
    [FR Doc. 97-17263 Filed 7-1-97; 8:45 am]
    BILLING CODE 4910-13-U
    
    
    

Document Information

Published:
07/02/1997
Department:
Federal Aviation Administration
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking (NPRM).
Document Number:
97-17263
Dates:
Comments must be received on or before September 2, 1997.
Pages:
35706-35707 (2 pages)
Docket Numbers:
Docket No. 97-CE-23-AD
RINs:
2120-AA64: Airworthiness Directives
RIN Links:
https://www.federalregister.gov/regulations/2120-AA64/airworthiness-directives
PDF File:
97-17263.pdf
CFR: (1)
14 CFR 39.13