94-17683. Federal Motor Vehicle Safety Standards; Child Restraint Systems  

  • [Federal Register Volume 59, Number 139 (Thursday, July 21, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-17683]
    
    
    [[Page Unknown]]
    
    [Federal Register: July 21, 1994]
    
    
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    DEPARTMENT OF TRANSPORTATION
    49 CFR Part 571
    
    [Docket No. 74-09; Notice 38]
    RIN 2127-AE39
    
     
    
    Federal Motor Vehicle Safety Standards; Child Restraint Systems
    
    AGENCY: National Highway Traffic Safety Administration (NHTSA), 
    Department of Transportation.
    
    ACTION: Final rule.
    
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    SUMMARY: This document amends Standard No. 213, Child Restraint 
    Systems, to facilitate the manufacture of ``belt-positioning'' child 
    seats (i.e., booster seats designed to be used with the vehicle's lap/
    shoulder belts). The amendment adopts performance and labeling 
    requirements and test criteria for belt-positioning booster seats that 
    are more appropriate than Standard 213's current criteria for these 
    child seats. This document also specifies that child booster seats must 
    be labeled as being suitable for children weighing not less than 30 
    pounds.
        This rule responds to the NHTSA Authorization Act of 1991 (sections 
    2500-2509 of the Intermodal Surface Transportation Efficiency Act 
    (``ISTEA'')), which directed the agency to initiate rulemaking on child 
    booster seat safety and other issues.
    
    DATES: This rule is effective on August 22, 1994.
        The incorporation by reference of the material listed in this 
    document is approved by the Director of the Federal Register as of 
    August 22, 1994.
        Petitions for reconsideration of the rule must be received by 
    August 22, 1994.
    
    ADDRESSES: Petitions for reconsideration should refer to the docket and 
    number of this document and be submitted to: Administrator, Room 5220, 
    National Highway Traffic Safety Administration, 400 Seventh Street SW., 
    Washington, D.C., 20590.
    
    FOR FURTHER INFORMATION CONTACT: Dr. George Mouchahoir, Office of 
    Vehicle Safety Standards, National Highway Traffic Safety 
    Administration, 400 Seventh Street SW., Washington, D.C., 20590 
    (telephone 202-366-4919).
    
    SUPPLEMENTARY INFORMATION:
    
    Table of Contents
    
    I. Background
        a. Statutory origins of this rulemaking
        b. Booster NPRM
        c. Dummy NPRM
        d. Overview of comments on booster NPRM
        e. Overview comparison of booster NPRM and final rule
    II. Amendments for belt-positioning seats
        a. Definition
        b. Test procedures
        1. Type of belt system used to test belt-positioning seats
        2. Standard seat assembly
        c. Performance criteria
        d. Labeling and printed instructions
        1. Appropriate vehicle belt system
        2. Placement of shoulder belt
        3. Aircraft use
    III. Labeling boosters for children weighing not less than 30 pounds
    IV. Leadtime
    V. Rulemaking Analyses and Notices
        a. Executive Order 12866 and DOT Regulatory Policies and 
    Procedures
        b. Regulatory Flexibility Act
        c. Executive Order 12612
        d. National Environmental Policy Act
        e. Executive Order 12778
    
    I. Background
    
    a. Statutory Origins of This Rulemaking
    
        This final rule regarding child booster seats responds to the NHTSA 
    Authorization Act of 1991 (sections 2500-2509 of the Intermodal Surface 
    Transportation Efficiency Act (``ISTEA''), Pub. L. 102-240), which 
    directed the agency to initiate rulemaking on child booster seat safety 
    and other issues. This rule was preceded by an advance notice of 
    proposed rulemaking (ANPRM) published on May 29, 1992 (57 FR 22682), 
    and an NPRM published on September 3, 1993 (58 FR 46928).
        The ISTEA directive on booster seats originated in S. 1012, a bill 
    reported by the Senate Committee on Commerce, Science, and 
    Transportation and added verbatim to the Senate's surface 
    transportation bill (S. 1204). The Senate Commerce Committee report on 
    S. 1012 expressed concern about suggestions that booster seats, 
    ``depending on their design, can be easily misused or are otherwise 
    harmful,'' and that some child booster seats ``may not restrain 
    adequately a child in a crash.'' The Committee's concerns grew out of a 
    study1 performed by Calspan Corporation. Calspan found that then-
    manufactured booster seats could adequately restrain the 3-year-old (33 
    pound) test dummy that is used to test the seats for compliance with 
    Standard 213. However, Calspan also found that when the booster seats 
    were tested with a 9-month-old and a 6-year-old test dummy, the booster 
    seats could not adequately restrain those dummies. Yet, the booster 
    seats were recommended by their manufacturers as being suitable for 
    children in the 9-month-old and 6-year-old weight ranges.
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        \1\``Evaluation of the Performance of Child Restraint Systems'' 
    (DOT HS 807 297, May 1988). NHTSA's follow-up testing to the Calspan 
    study is discussed in ``Evaluation of Booster Seat Suitability for 
    Children of Different Ages and Comparison of Standard and Modified 
    SA103C and SA106C Child Dummies,'' VRTC-89-0074, February 1990.
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        The Calspan study indicated that booster seat safety could be 
    improved if booster seats were capable of properly restraining the wide 
    range of manufacturers' recommended child sizes. Belt-positioning 
    booster seats are capable of accommodating a wider range of child sizes 
    than currently manufactured shield-type booster seats. Moreover, belt-
    positioning seats used with vehicle lap/shoulder belts appear to 
    perform better than shield booster seats used with vehicle lap/shoulder 
    belts.
        Pursuant to the ISTEA directive, NHTSA issued two notices of 
    proposed rulemaking (NPRM's). The first addressed booster seat 
    performance and labeling requirements; the second, dummies for use in 
    testing booster seats and other child restraint systems.
    
    b. Booster NPRM
    
        NHTSA proposed to amend Standard No. 213, Child Restraint Systems, 
    to facilitate the manufacture of ``belt-positioning'' child seats 
    (boosters designed to be used with the vehicle's lap/shoulder belts). 
    The NPRM would add a definition of ``belt-positioning seat'' to the 
    standard, and amend the definition of ``booster seat'' to include belt-
    positioning booster seats. Standard 213's compliance test procedures 
    would be amended to specify that belt-positioning seats are dynamically 
    tested when restrained to the test apparatus with a lap/shoulder belt. 
    The NPRM described the test apparatus in detail to ensure that the test 
    would be carefully controlled. NHTSA also proposed to amend labeling 
    and informational requirements to decrease the likelihood that belt-
    positioning booster seats would be misused. The agency believed that 
    the proposed performance and labeling requirements would be more 
    appropriate than Standard 213's current criteria for these boosters.
    
    c. Dummy NPRM
    
        NHTSA also issued an NPRM to add additional child compliance test 
    dummies to Standard 213. (59 FR 12225, March 16, 1994.) The NPRM 
    tentatively selected three new child dummies to add to Standard 213. 
    These dummies are the newborn infant dummy described in subpart K of 49 
    CFR part 572 (NHTSA's regulation on anthropomorphic test dummies), the 
    9-month-old dummy in subpart J, and the instrumented 6-year-old dummy 
    in subpart I. Subjecting booster seats and other child restraint 
    systems to more thorough compliance testing with additional dummies 
    better ensures that each child restraint safely restrains the range of 
    children for whom the restraint is recommended. (Readers should note 
    that, if proposals from the March 1994 NPRM are adopted, those 
    amendments could modify some of the requirements adopted today, such as 
    the labeling specified for booster seats.)
    
    d. Overview of Comments on Booster NPRM
    
        The response to the NPRM was very favorable. Commenters included 
    vehicle and child seat manufacturers (Volvo, Ford, Chrysler and Cosco) 
    and child passenger groups and consultants (Tarrant County Child Car 
    Safety Coalition, Solutions Unlimited, the University of Michigan-Child 
    Passenger Protection Program (UM-CPP), Ms. Deborah Davis Stewart, 
    Advocates for Highway and Auto Safety). Commenters also included the 
    American Academy of Pediatrics, the Air Transport Association and the 
    National Transportation Safety Board. All commenters supported 
    permitting the manufacture of belt-positioning booster seats. Many 
    suggested changes about specific proposals, and several had suggestions 
    for or commented on future work on belt-positioning and other booster 
    seats. All comments were fully considered and the significant ones are 
    addressed below.
    
    e. Overview Comparison of Booster NPRM and Final Rule
    
        This rule adopts most of the proposed amendments, with the 
    following changes. The rule makes minor changes to the definition of a 
    booster seat for clarification purposes. The rule corrects errors in 
    the specification of the test apparatus used for belt-positioning 
    booster seats, and does not require metric units on the child seat 
    label.
    
    II. Amendments for Belt-positioning Seats
    
    a. Definitions
    
        To facilitate the manufacture of belt-positioning seats and to 
    distinguish those child seats from other types of seats for testing and 
    labeling purposes, NHTSA amends Standard 213's definitions in three 
    ways. The first amendment is to include belt-positioning booster seats 
    in the present definition of ``booster seat.'' NHTSA defines a belt-
    positioning seat as a type of booster seat because belt-positioning 
    seats and present booster seats serve similar functions, i.e., both 
    function to bridge the transition of the child from toddler or 
    convertible child restraints to the vehicle belt systems. (A 
    convertible restraint is specially adjustable so that it can be used 
    rear-facing by an infant or a very young child, and forward-facing by a 
    toddler. A ``toddler'' child restraint positions a child forward-facing 
    only and is not capable of being adjusted to face an infant rearward.) 
    It is also advantageous to place belt-positioning restraints in the 
    same category as present (shield-type) boosters, because both types of 
    child restraint systems appear to pose similar potential misuse 
    problems. That is, both could be inappropriately used by children who 
    are too small to be adequately restrained by a child booster seat. 
    Similar countermeasures, such as labeling and instructional 
    information, can be developed to address those misuse problems.
        The second amendment defines a belt-positioning seat. ``Belt-
    positioning seat'' is defined as:
    
        A child restraint system that positions a child on a vehicle 
    seat to improve the fit of a vehicle Type II belt system on the 
    child and that lacks any component, such as a belt system or a 
    structural element, designed to restrain forward movement of the 
    child's torso in a forward impact.
    
        This definition is the same as the one proposed in the NPRM. 
    Commenters were generally supportive of the definition. Volvo asked for 
    clarification that the definition applies to both add-on and built-in 
    belt-positioning seats. The definition so applies. Volvo's uncertainty 
    appears to have resulted from several proposed requirements that were 
    worded in such a way that they were appropriate for add-on seats, but 
    not for built-in ones. (E.g., as proposed, S6.1.2.1.1 stated that a 
    belt-positioning seat ``shall be secured to the standard vehicle seat'' 
    using a lap/shoulder belt.) NHTSA has reworded those sections to 
    clarify the distinction between add-on and built-in seats to avoid any 
    suggestion that the definition does not apply to built-in belt-
    positioning seats.
        The third amendment slightly revises the definition of ``booster 
    seat.'' Standard 213 defines a booster seat as ``a child restraint 
    which consists of only a seating platform that does not extend up to 
    provide a cushion for the child's back or head.'' (S4 of 49 CFR 
    Sec. 571.213) The NPRM would not have changed that definition except to 
    add ``or a belt-positioning seat'' to the end of it. Ms. Weber of the 
    University of Michigan Child Protection Program (UM-CPP) said that such 
    a change would be confusing because it implies--contrary to NHTSA's 
    intent--that belt-positioning seats must not have seat backs. She 
    suggested Standard 213 should better distinguish between the 
    traditional shield-type booster, which may not have a back, and a belt-
    positioning booster which may, by naming the former a ``backless child 
    restraint system.'' ``This will help clarify the fact that a Belt 
    positioning seat can have a back.''
        NHTSA concurs that naming the backless type of booster seat will 
    help distinguish the two types of child seat. As a result of today's 
    amendment, ``booster seat'' encompasses two types of restraint system 
    for older children who are still too small to sit directly on a vehicle 
    seat and use a vehicle belt system. One type is the traditional shield-
    type booster used with a Type I belt; the other is the belt-positioning 
    seat used with a Type II belt system. The commenter's suggestion will 
    help clarify that a belt-positioning seat can have a back, and a child 
    booster other than a belt-positioning seat cannot.
        The absence of a seat back for boosters other than belt-positioning 
    seats is one of the main features that distinguishes a booster seat 
    from a convertible child seat. The distinction is important for 
    Standard 213 testing. The standard specifies that most restraints are 
    to be anchored with only a lap belt during agency compliance testing. 
    However, the standard permits a booster seat designed with a top 
    anchorage strap (tether strap) to be tested at 30 mph with the tether 
    attached. NHTSA permitted attachment of a tether for boosters to 
    facilitate the manufacture of boosters that provide a harness system, 
    rather than a short shield, for upper torso restraint. Some child 
    safety researchers believed a harness system was superior to a shield 
    in terms of abdominal loading, head and neck loading, submarining and 
    ejection. (51 FR 5335.)
        Cosco raised a concern about NHTSA's proposal to simply add ``or a 
    belt-positioning seat'' at the end of the present ``booster seat'' 
    definition. Cosco believed that the change would be inadequate because 
    it would not allow shield-type boosters to have a seat back. (As 
    explained above, under Standard 213's present definitions, a child 
    restraint cannot have a seat back and be considered a ``booster seat.'' 
    This restriction is to limit the numbers and types of child restraints 
    that can be tested in Standard 213's 30-mph dynamic test with their 
    tether attached.) The commenter said that safety data do not show a 
    need to prohibit seat backs on booster seats. Cosco requested that the 
    definition be reworded either to allow both types of boosters to use a 
    seat back or to prohibit both from doing so.
        NHTSA declines to adopt the change requested by Cosco. NHTSA agrees 
    with Cosco that data do not indicate a safety need to prohibit seat 
    backs on belt-positioning seats. However, the commenter suggests 
    amending the ``booster'' definition such that a seat back would be an 
    acceptable feature on a shield booster. That suggestion is beyond the 
    scope of the NPRM and has not been adopted.
        In further response to Cosco, the absence or presence of a seat 
    back is the only feature that distinguishes shield-type boosters from 
    toddler or convertible child restraint systems. Distinguishing booster 
    seats from other child restraint systems is important because Standard 
    213 provides that a tether on a booster seat may be tested in the 30 
    mph dynamic test, while a tether on a toddler or convertible child 
    restraint system will not be attached. NHTSA does not attach the tether 
    when testing toddler and convertible restraints because many consumers 
    do not properly attach tethers on their child seats. Limiting the use 
    of a tether in the test better ensures that child seats perform 
    satisfactorily as they are typically used in the real world. If 
    boosters were permitted to have seat backs, a new way to distinguish 
    shield booster seats from other types of child restraint systems would 
    have to be developed.
        An alternative approach to distinguishing between shield booster 
    seats and other child restraint systems could be to remove the reason 
    for having to distinguish between the restraint systems. That is, NHTSA 
    could amend Standard 213 to specify that all child restraint systems, 
    including shield boosters, would be tested without attaching any 
    tethers. NHTSA believes all booster seats are currently manufactured 
    without a tether. The agency will consider for future rulemaking 
    whether Standard 213 should continue to specify attaching tethers on 
    shield boosters in the standard's 30 mph dynamic test.
    
    b. Test Procedures
    
    1. Type of Belt System Used To Test Belt-Positioning Seats
        The agency is amending Standard 213's test procedures to specify 
    the testing of belt-positioning seats using a lap/shoulder belt. Cosco 
    commented that there should be a misuse test in which a belt-
    positioning booster is tested with a lap belt. The commenter said 
    research has shown that the HIC and head excursions of dummies in belt-
    positioning seats tested with lap belts were much greater than the 
    limits in Standard 213. Conversely, the NTSB stated that, ``Because 
    there is no information on the extent of booster seat misuse * * * it 
    appears premature to require misuse tests.''
        NHTSA is not requiring testing belt-positioning seats secured by a 
    lap belt only. Standard 213's approach is to require child restraint 
    systems to be tested in configurations they were designed for, absent 
    information showing that misuse of the restraints are resulting in 
    safety problems. The reason for this approach is that child seat 
    manufacturers must design many safety features into their child 
    restraint systems to protect a restrained child. To do this, the 
    manufacturers must anticipate how the restraint will be used and design 
    safety into their system bearing in mind their assumptions about such 
    use. The manufacturer's assumptions about the expected use of the 
    restraint are reflected in the use instructions to the consumer. 
    Today's rule requires belt-positioning seats to be conspicuously 
    labeled with instructions about the proper use of the seat, including 
    information on the appropriate vehicle belt system to be used. Absent 
    information showing a safety need for a belt misuse test, it is 
    premature to require testing belt-positioning boosters with only a lap 
    belt.
    2. Standard Seat Assembly
        This rule adopts test specifications appropriate for testing belt-
    positioning seats. The agency believes that the specifications for the 
    testing procedure should be sufficiently detailed so tests conducted 
    uniformly by various organizations would provide the same results. This 
    presupposes that the test conditions that affect the performance of the 
    dummy/child restraint should be standardized. Accordingly, NHTSA amends 
    the provisions concerning the standard seat assembly used to test child 
    restraint systems to depict added anchorages for the shoulder belt 
    system. This rule specifies a Type II seat belt assembly for use in 
    testing belt-positioning seats. The standard belt system eliminates the 
    variability of these belt parameters. In response to Ford and UM-CPP, 
    this rule also modifies some of the specifications proposed in the 
    NPRM.
        Ford and UM-CPP suggested that the rule should specify the type of 
    latch plate, and further suggested ``that a locking latch plate is 
    appropriate, given the new rule on lap belt lockability.'' NHTSA has 
    specified that retractors and reels are not used in the standard seat 
    assembly, which is what was proposed in the NPRM. Since retractors and 
    reels are absent, the latch plate functions as a locking latchplate. 
    The agency agrees with these commenters that this is appropriate given 
    the FMVSS No. 208 lockability requirements that will be effective on 
    September 1, 1995.
        The agency's lockability final rule published in the Federal 
    Register on October 13, 1993, ``requires that lap belts or the lap belt 
    portion of lap/shoulder belts be capable of being used to tightly 
    secure child safety seats, without the necessity of the user's 
    attaching any device to the seat belt webbing, retractor, or any part 
    of the vehicle in order to achieve that purpose.'' This requirement 
    applies to rear vehicle seating positions that are recommended, in 
    FMVSS No. 213, as the safest positions for placing a child restraint 
    system. The latchplate used for Standard 213 testing will be consistent 
    with the lockability requirement, and will reflect the type and 
    operation of latchplates used in vehicles for attaching child restraint 
    systems.
        Ford and UM-CPP said that the buckle assembly length should be 
    specified as measured from the inboard anchor, ``such that the length 
    exposed beyond the bight is consistent with the maximum allowed by SAE 
    J1819.'' NHTSA agrees that the length of the belt exposed beyond the 
    bite (i.e., the intersection of the seat back and seat cushion) needs 
    to be specified and agrees with using the value recommended by the 
    Society of Automotive Engineers (SAE) in its draft recommended practice 
    J1819, ``Securing Child Restraint Systems in Motor Vehicles.'' The 
    J1819 draft recommended practice is a result of a joint effort of 
    manufacturers of motor vehicles and child restraint systems to promote 
    compatibility between child restraints and vehicle seats and seat 
    belts. As stated in the draft recommended practice, ``[C]hild restraint 
    systems and vehicle seats and seat belts having features that conform 
    to this document are more likely to be compatible with one another.'' 
    By using the J1819 value, the agency not only specifies a uniform 
    standard test procedure but also reinforces the guidelines that promote 
    the compatibility between child restraints and vehicle seats and seat 
    belts. Accordingly, NHTSA has revised Figures 1A and 1B and the 
    addendum (addendum A, Seat Base Weldment, dated July 1, 1993) to the 
    Drawing Package SAS-100-1000 to show the length of the buckle assembly. 
    (The materials have also been revised to round off the dimensions to 
    the whole millimeter.)
        Ford suggested that tension in the standard belt be set at the 2 to 
    4 pound (9 to 18 N) force specified in Standard 208, rather than the 12 
    to 15 pound (53 to 67 N) force specified by Standard 213 for securing 
    add-on child seats. Ford said that the former range is more 
    representative of the tension induced in a typical Type 2 belt by the 
    emergency locking retractor. NHTSA agrees. This rule adopts the 
    proposed requirement in S6.1.1.3 stating that--
    
        [T]hese seat belt assemblies meet the requirements of Standard 
    No. 209 (Sec. 571.209) and have webbing with a width of not more 
    than 2 inches, and are attached to the anchorage points without the 
    use of retractors or reels of any kind.
    
    However, the agency has replaced S6.1.2.2 with a new section to specify 
    preloading of the various belts. The new section maintains the current 
    12 to 15 pounds pretensioning of the lap belt that restrains the add-on 
    child restraint to the test seat assembly, but specifies that the 
    shoulder portion of the Type 2 belt should be pretensioned to a 2-pound 
    force as in FMVSS 208.
        UM-CPP suggested that the shoulder belt should not be tightened to 
    12 to 15 lb prior to the test as is currently required for lap belts. 
    It said that a procedure to determine the tension in the shoulder 
    portion of the belt may be needed. The commenter suggested that a 
    procedure consisting of placing a curved block with a given radius 
    against the dummy's chest, tightening the belt to the usual tension, 
    and removing the block before the test, is a repeatable method of 
    introducing appropriate slack when tightening the belt. NHTSA disagrees 
    that the suggested procedure is necessary. Today's rule adopts a 
    procedure in S6.1.2.2 which specifies that the tension of the shoulder 
    belt is measured by a load cell placed on the webbing portion of the 
    belt system prior to the dynamic test. Thus, there is a procedure for 
    ensuring that the belt has the proper tension. NHTSA believes it is 
    immaterial how the belt is tightened as long as the requisite tensile 
    force is achieved. Moreover, a procedure for tightening the belts can 
    be addressed in the Laboratory Procedures for the Standard 213 dynamic 
    test. Describing the procedure in the laboratory procedures is 
    preferable to describing it in the standard because there might be ways 
    to tighten the belt (e.g., by use of a metallic roller) that might be 
    easier to use than another procedure (e.g., use of a wooden block), 
    that lead to equally uniform and repetitively consistent results.
        Ford stated that additional specifications for belt elongation are 
    needed for the seat belt assembly to be used in testing belt-
    positioning booster seats. Ford said that--
    
        Standard 209 allows use of webbing having any elongation up to 
    30 percent in Type 2 belts. Using webbing with 30 percent elongation 
    for the lap/shoulder belt on the standard test seat may result in 
    quite different results than using webbing of 7 percent elongation.
    
    It suggested that S6.1.1.3 be amended to include a close tolerance 
    specification for elongation of the standard belt webbing used in the 
    Standard 213 test for all child restraint systems, based on typical 
    polyester belt webbing, such as the draft ECE 44 Annex 13 standard seat 
    belt webbing specification of 81 percent at 11 kN.
        NHTSA does not believe there is a need to specify the elongation of 
    the webbing material used for testing belt-positioning seats. Standard 
    213 does not currently specify the elongation of the webbing used for 
    testing child restraint systems. Further, NHTSA is unaware of 
    information indicating that elongation should be specified. (Under 
    S4.2(c) of Standard 209, the webbing in a Type I seat belt assembly 
    shall not extend to more than 20 percent elongation at 2,500 pounds.) 
    There is no apparent reason why elongation should be specified for the 
    Type 2 assemblies used to test belt-positioning seats, when elongation 
    is not specified for the Type I assemblies used to test all other child 
    restraint systems. Also, not specifying elongation better ensures the 
    dynamic test is representative of real-world crash conditions. NHTSA 
    obtains webbing material from seat belt suppliers for use in Standard 
    213's dynamic test. These suppliers also furnish vehicle manufacturers 
    with the webbing used in motor vehicles. Under current Standard 213 
    test procedures, NHTSA tests child restraint systems using webbing that 
    is typical of that installed in vehicles. Any manufacturer that is 
    concerned about the possible effect that elongation might have on the 
    performance of the child restraint can identify and perform a ``worst 
    case.'' A manufacturer may determine that a child restraint meeting 
    Standard 213's performance criteria when tested under worst case 
    conditions will likely meet those criteria when tested under less 
    severe conditions. A manufacturer that tests its restraint for 
    certification purposes could limit its testing by deciding to test only 
    a ``worst case'' scenario, i.e., testing under the most austere or 
    unfavorable conditions and circumstances specified in the 
    standard.2
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        \2\ Relying on worst case testing as a basis for a 
    manufacturer's certification is commonplace among manufacturers. For 
    example, Standard 208, ``Occupant Crash Protection,'' requires 
    injury criteria to be met with the test vehicle traveling forward at 
    any speed ``up to and including 30 mph'' into a fixed barrier ``that 
    is perpendicular to the line of travel of the vehicle, or at any 
    angle up to 30 degrees in either direction from the perpendicular'' 
    (S5.1). Manufacturers typically test a vehicle at 30 mph into a 
    perpendicular barrier since that is the worst case test. The 
    manufacturers believe that if the vehicle passes that worst case 
    test, it is reasonable to conclude it will pass less severe tests 
    (e.g., at lower speeds into angled barriers).
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        Ford and UM-CPP pointed out an error in the location of the inboard 
    anchor point. UM stated that the location
    
        [D]oes not follow the research results reported in DOT-HS-
    808003, TABLE 9, and has an unintended negative effect on test 
    results. Although the lateral (Y) position relative to the outboard 
    anchor has been used, the X and Z dimensions of the old center 
    anchors have been retained. This inappropriately low anchor creates 
    an especially long inboard belt length which, when loaded during the 
    test, makes the booster suddenly shift toward the outboard anchor, 
    sometimes shoving the dummy's neck into the shoulder belt and 
    sometimes leaving the upper torso lagging behind at an angle, 
    depending on the initial geometry. This occurs because the effective 
    center of this very asymmetrical belt, when loaded, is not halfway 
    along the Y axis.
    
        UM-CPP recommended that the higher and more forward inboard anchor 
    location, determined by NHTSA's research, be used. Ford also commented 
    that--
    
        Anchorages for the lap portion of the lap/shoulder belt on the 
    standard test seat assembly are highly asymmetric, with the inboard 
    anchorage about 185 mm lower than and rearward of the outboard 
    anchorage. Such highly asymmetric anchorages are atypical. The 
    outboard anchorage also appears to be unusually high.
    
    Ford suggested that anchorages be located based on the average 
    dimensions of the vehicles surveyed in the agency's research program.
        NHTSA agrees with the comments made by Ford and UM. The proposed 
    location for the anchor points was based on the average location of the 
    anchorage points that was determined by the agency's research. However, 
    among the proposed set of coordinates for the inboard anchor point, 
    only the y-coordinate was based on the average location. The x- and z-
    coordinates of the old anchor were used. NHTSA will define all three 
    coordinates of the inboard anchor point to reflect the location of the 
    ``average'' condition identified by the NHTSA research.
        In January 1994, tests were conducted at the agency's Vehicle 
    Research and Test Center (VRTC), to verify that the change in anchorage 
    point does not negatively affect the quality and consistency of the 
    tests. Those tests were directly comparable to the tests in the earlier 
    study, DOT-HS-808003, using the same booster/dummy configuration, 
    except that the inboard anchorage was at the ``old'' location in the 
    fore-aft and vertical axes. The tests showed that the corrected 
    anchorage locations had a negligible affect on the performance of the 
    child seats used to restrain 3- and 6-year-old dummies. That is, there 
    was no marked difference in the performance of the child seats using 
    the old anchorage locations as compared to the performance of the seats 
    with the corrected locations. The principal difference observed in the 
    kinematics was that the booster seat did not slide toward the outboard 
    anchorage location when tested with the corrected inboard anchorage, as 
    it tended to do using the old anchorage. This sliding is attributed to 
    the asymmetry of the inboard and outboard anchorages when tested with 
    the old anchorage configuration. A report on these VRTC tests is 
    available in the docket for this rulemaking.
        UM-CPP commented on the issue of the flexibility of the seat 
    assembly's seatback for testing booster seats. The commenter believes 
    the specified seatback is too flexible to represent real-world vehicle 
    seats, and that the flexibility unrealistically affects booster test 
    results. In the March 1994 dummy NPRM discussed above, NHTSA announced 
    that its research has shown that rulemaking does not appear warranted 
    on changing the flexibility of the seatback. The research evaluated the 
    performance of booster seats when restrained under both conditions of 
    flexible and rigid seat back test assembly. The research findings 
    indicated that the flexibility of the seatback is not a factor that 
    affects the test dummy's performance during compliance testing of 
    shield-type booster seats. These findings were summarized in a report 
    titled, ``Evaluation of Effects of FMVSS 213 Seat Back's Flexibility on 
    Booster Seat Responses,'' October 1992 (VRTC-82-0236, ``Child Restraint 
    Testing (Rulemaking Support),'' DOT-HS-808006.
        In commenting on this issue, UM said that the research was too 
    limited. The commenter also did not agree with the conclusion not to 
    undertake rulemaking:
    
        A very limited investigation of the issue concluded that shield 
    boosters that had passed compliance tests with the flexible seatback 
    also passed with a rigid seatback. What the report did not 
    acknowledge was the fact that, with the rigid back, knee excursion 
    increases were significant, and rebound in every case saw the dummy 
    rise well above the cushion and its head well above the seatback. 
    The VRTC film footage is more dramatic than the still frames in the 
    report, and it also shows the impacts of the dummy's head with the 
    structure behind the seatback. * * * I recommend that the rigid 
    seatback be adopted now at least for the 3-point belt test 
    procedure.
    
        NHTSA does not dispute that the flexibility of the back of the test 
    seat assembly can affect a dummy's performance during compliance 
    testing of shield-type booster seats. NHTSA also recognizes that there 
    are good reasons to further evaluate the representativeness of the 
    standard's test buck, concerning current vehicle seats. Moreover, NHTSA 
    believes there might be other reasons that may justify changing the 
    Standard 213 seat back, such as possible cost reductions due to not 
    having to change the flexible pin in the seat hinges of the standard 
    seat assembly after each test. The agency has an on-going feasibility 
    study at VRTC to determine if a need exists to upgrade the current 
    FMVSS 213 test buck with regard to these issues.
        However, NHTSA disagrees that the agency's research was too 
    limited. NHTSA evaluated films and test reports for all (seven) 
    available FMVSS 213 compliance tests on child booster seats that were 
    performed in 1990 and 1991. In addition, sled tests were conducted on 
    each of the booster seats that showed forward movement and contact with 
    the dummy during the compliance testing. There were four of these 
    seats. When the seat back was fixed (rigid), the dummy's knee excursion 
    increased. However, the increased values for knee excursions did not 
    exceed the 36-inch limit of FMVSS 213. In view of a lack of a safety 
    need to revise the seat back, the agency has decided to complete the 
    VRTC feasibility study before deciding whether to undertake rulemaking 
    on the matter.
        UM-CPP is correct that the dummy rose above the seat cushion when 
    tested with the rigid seat back, and did impact its head on the 
    structure located behind the test assembly. However, that finding is 
    inconclusive because the impacted structure was placed on the test buck 
    for the research and evaluation program on belt-positioning booster 
    seats, and will not be part of the seat assembly used in FMVSS 213 
    compliance testing. Thus, the dummy's head will not impact the 
    structure in an FMVSS 213 compliance test.
    
    c. Performance Criteria
    
        This rule adopts performance requirements for belt-positioning 
    seats. This rule requires belt-positioning seats to meet the structural 
    integrity, excursion, and injury criteria requirements of Standard 213 
    when dynamically tested. Those requirements include maintaining the 
    structural integrity of the seat, retaining the head and knees of the 
    dummy within specified excursion limits (limits on how far those 
    portions of the body may move forward), and limiting the forces which 
    the head and chest of the dummy may experience during the test. 
    Compliance with these requirements better ensures that a child using 
    the seat will not be injured by the collapse or disintegration of the 
    seat, or by contact with the interior of the vehicle, or by 
    experiencing intolerable forces. Commenters overwhelmingly supported 
    dynamically testing belt-positioning seats.
        This rule does not adopt additional performance requirements for 
    belt-positioning seats. The NPRM asked for comments on the merits of 
    additional performance requirements, and commenters disagreed with each 
    other on the issue. UM-CPP and Solutions Unlimited believed that the 
    weight of the booster seat should be limited in order to limit loading 
    the back of a child occupant. Cosco said that it is unaware of any data 
    that indicate a safety problem with the loads that could be generated 
    by booster seat backs. Cosco said excessive back loading would result 
    in either higher HIC's or higher G forces, and possibly greater 
    excursions. The commenter believed it may be unnecessary for the agency 
    to try to measure seat back loading, unless NHTSA has research showing 
    this phenomenon is of potential concern.
        Advocates also believed that Standard 213's dynamic test would 
    detect problems relating to booster seat backs. The commenter urged 
    NHTSA to--
    
        Carefully monitor and investigate defect complaints and 
    manufacturer data related to special design features. These aspects 
    of booster seats can be dealt with through future rulemaking 
    specifically addressing a problem identified by manufacturer testing 
    and consumer use.
    
        NHTSA has decided not to specify limits on seat back loading at 
    this time. There is a lack of data indicating a safety problem. 
    Further, there is no procedure at present for measuring or determining 
    a threshold value for the loads imposed.
    
    d. Labeling and Printed Instructions
    
        This rule adopts requirements for labeling and printed consumer 
    instructions to decrease the likelihood that belt-positioning seats 
    will be misused. The information that needs to be conveyed to the 
    consumer is: (a) That a belt-positioning seat must be used with a 
    vehicle lap/shoulder belt system to perform effectively and must not be 
    used with just a vehicle lap belt; (b) when using a shield booster with 
    a vehicle's lap/shoulder belt system, the consumer must place the 
    shoulder belt portion of the system behind the child's head; and (c) 
    the belt-positioning seat is not certified for aircraft use. Each of 
    these items of information is discussed below. This rule does not adopt 
    the proposal that the manufacturer's height and weight recommendations 
    on the label include the information in metric units. In commenting on 
    the NPRM, Tarrant County Child Car Safety Coalition said that the 
    metric units would be extremely confusing to many parents. Similarly, 
    Ford and Cosco commented that the proposed use of the word ``mass'' in 
    the label would be confusing. NHTSA concurs that the metric information 
    on the label is unnecessary at this time. (Pursuant to the agency's 
    plan to convert to the metric system pursuant to the Omnibus Trade and 
    Competitiveness Act and E.O. 12770, this rule specifies metric units in 
    the specifications for Standard 213's compliance test procedures, see 
    e.g., figures 1A and 1B. Since these values will not be any part of a 
    labeled child seat, the metric values will not engender confusion on 
    the part of ordinary consumers.)
    1. Appropriate Vehicle Belt System
        NHTSA adopts a requirement that each add-on and built-in belt-
    positioning seat be labeled with a warning about using the seat with 
    Type 1 or the lap portion of Type 2 belt systems in a vehicle. No 
    commenter other than Chrysler disputed the need for the labeled 
    warning. (Chrysler's comment is discussed below with respect to ``dual 
    purpose'' boosters.) In response to Cosco's belief that the warning was 
    proposed to be on a separate label, no such requirement was proposed. 
    The warning can be on the existing installation label. Advocates for 
    Highway and Auto Safety believed that there is need for an installation 
    diagram showing the proper installation of the belt-positioning seat in 
    a vehicle. The American Academy of Pediatrics believed the installation 
    diagram should be placed directly on the child seat, and not on 
    accompanying printed material. Child restraints are already required to 
    be labeled with an installation diagram showing the restraint in the 
    right front seating position in a vehicle, with a lap/shoulder belt 
    (S5.5.2(l)).
        NHTSA proposed a labeling requirement for ``dual purpose'' 
    boosters. These boosters can be used with either a lap or a lap/
    shoulder belt in the shield mode, but only with a lap/shoulder belt in 
    the belt-positioning mode. These seats also typically require different 
    belt routing for the two modes. To better ensure the boosters are 
    properly used, the agency proposed requiring dual purpose boosters to 
    be labeled with information about the appropriate vehicle belt system 
    (lap-only or lap/shoulder belt system, depending on the design of the 
    booster) to use with the booster, and about how the booster must be 
    used with the particular belt system (e.g., with or without the 
    booster's shield).
        Chrysler believed there is no need to label built-in dual purpose 
    boosters that are factory-installed. Chrysler believed these seats are 
    already labeled with too much information, and that the information on 
    the proposed label ``will mostly duplicate the information that is 
    already provided in the [vehicle] owner's manual.'' Conversely, Volvo 
    commented that built-in belt-positioning seats ought to be labeled with 
    information on correct belt usage.
        NHTSA disagrees with Chrysler. There is a substantial amount of 
    information that must be labeled on built-in seats. However, it is 
    vitally important that built-in seats be used with the appropriate 
    vehicle belt system. Instructing consumers how to use the belt-
    positioning booster increases the likelihood of correct usage. Further, 
    the agency believes that consumers are more likely to refer to the 
    information if it is ``handy'' on the seat rather than in the vehicle 
    owner's manual. However, NHTSA is aware of concerns that there is too 
    much information placed on child seat labels. The agency will evaluate 
    the labeling mandated by Standard 213 in the near future to determine 
    if changes are warranted.
    2. Placement of Shoulder Belt
        This rule requires manufacturers to label shield boosters with a 
    warning to consumers that if the booster is used with a Type II belt 
    system, the shoulder belt portion of the belt system should be placed 
    behind the child. Comments on the proposed requirement were divided. 
    UM-CPP ``strongly support[ed]'' the proposal because it found high head 
    accelerations resulting from impact of the dummy's head with the 
    dummy's arm. Cosco disagreed with the proposal, stating that the 
    proposal ``ignores the excellent performance of shield booster seats 
    used with the shoulder belt in front of the child.'' (Emphasis in 
    text.)
        NHTSA disagrees with Cosco about the effectiveness of shield-type 
    booster seats used with the shoulder belt routed in front of the child. 
    The agency's VRTC Report No. DOT-HS-808-005 titled, ``Evaluation of 
    Belt Positioning Booster Seats and Lap/Shoulder Belt Test Procedures,'' 
    summarized the findings of the agency's test program on different 
    booster seats. The report stated that, for small shield booster seats, 
    ``the routing of the shoulder belt (three point belt) in front of the 
    dummy did significantly effect the HIC, 3 msec chest clip 
    [acceleration], and head excursion values, regardless of dummy size.'' 
    Specifically, the study stated that:
    
        The 3 year old dummy/three point belt tests had 80% to 90% 
    higher HIC values than the corresponding lap only belt tests, while 
    for the 6 year old dummy, the three point belt tests were 18% to 59% 
    higher. The 3 year old/three point belt tests were the only test 
    conditions that produced HIC values above 1000.
    
        The study also showed that the chest clip acceleration increased 
    for the 3-year-old dummy tested in two shield booster seats, from 31G 
    to 44G and from 38G to 45G, respectively. The chest acceleration 
    increases for these seats were from about 36G to 52G and 28G to 44G 
    respectively.
        In short, NHTSA does not know of any shield-type booster seat that 
    performs well when the booster seat is used with a lap/shoulder belt 
    system and the shoulder portion of the belt system is left in front of 
    the child.
    3. Aircraft Use
        This rule requires that belt-positioning seats be labeled with a 
    statement that they are not certified for use on aircraft. The Air 
    Transport Association and UM-CPP supported the proposed requirement but 
    also suggested requiring all boosters to be so labeled. That suggestion 
    is outside of the scope of the NPRM and has not been adopted. However, 
    NHTSA and the Federal Aviation Administration are jointly examining 
    this issue and may initiate a separate rulemaking, if warranted.
        ATA was concerned that both the statement against aircraft use and 
    the statement certifying to aircraft use are required to be in red. ATA 
    suggested that the former statement be in a color other than red, to 
    distinguish it from the latter. The commenter believed an other-than-
    red contrasting color will help airline personnel better identify which 
    child seats are suitable for aircraft.
        NHTSA does not agree with the suggestion that there is a need to 
    require the use of an other-than-red contrasting highlight color to 
    distinguish the warning against aircraft use from the certification to 
    aircraft use. The red color is sufficient to draw the attention of 
    airline personnel to a warning. NHTSA believes using a color other than 
    red would not necessarily increase the level of awareness of the 
    message contained in the warning. Rather, a message highlighted in red 
    would catch the eye of the reader (in this case, airline personnel), 
    who would then read the message. Further, because belt-positioning 
    boosters lack any component in front of the child, they are readily 
    distinguishable from other types of child restraints (i.e., child 
    restraints suitable for aircraft). The unique appearance of belt-
    positioning seats should facilitate their identification by airline 
    personnel.
    
    III. Labeling Boosters for Children Weighing Not Less Than 30 
    Pounds
    
        This rule adopts a labeling requirement to address the problem of 
    booster seats being used for children too small for the restraints. 
    This rule requires that, in labeling booster seats with their 
    recommendations for the maximum and minimum weight and height of 
    children who can safely occupy the seats (S5.5.2(f) and S5.5.5(f)), 
    manufacturers must not recommend the seat for use by a child whose mass 
    is less than 13.6 kilograms (30 pounds). No specific comments were 
    received on the feasibility of developing a booster seat that would 
    safely restrain children weighing less than 30 pounds.
        Comments on the proposal were divided. Supporting the proposal were 
    Volvo, Advocates for Highway and Auto Safety, UM-CPP, and the American 
    Academy of Pediatrics (AAP). Advocates believed that if booster seats 
    are permitted to cover a wide range of body weight and size, they 
    become less appropriate at either end of the weight spectrum of 
    recommended use. Further, Advocates said ``merely stating a minimum 
    figure of 30 pounds in the manufacturers' recommendations for the 
    weight and height range of the restraint is not sufficient.'' It said 
    the booster seats should also have a separate affirmative warning 
    statement that the booster seat is not recommended for children who 
    weigh less than 30 pounds.
        AAP stated:
    
        While the Academy encourages NHTSA to be responsive and 
    supportive of innovations in restraint technology, development of 
    new products should be guided by a recognition of a child's 
    requirements for protection at different stages of growth. What 
    would be the low-weight end for such a product? We doubt that it is 
    appropriate to approve a booster seat for children weighing less 
    than 30 pounds, when these children can be more safely transported 
    in standard car safety seats. Ten years ago, it was not uncommon for 
    boosters seats to be available for children who weighed 20 pounds. 
    Gradually, the industry shifted because of concern for protection of 
    the younger children to where the low-weight end for boosters became 
    30 pounds. To drop below 30 pounds as the minimum weight for 
    boosters, again, means to consider designs that provide for upper-
    trunk support, designs like the early Strolee booster seat that 
    included a five-point harness and tether. Since it is unlikely that 
    this design would find popular acceptance and use, a more reasonable 
    course might be to explore the potential of integrated booster seats 
    in motor vehicles for children weighing less than 30 pounds. To do 
    this, however, requires attention to developing a lap/shoulder belt 
    that can adjust to varying heights so that the fit is across the 
    child's chest, not the child's face or neck.
    
        Ford and Cosco opposed the proposal. Ford said that the vehicle 
    manufacturer should have the flexibility to recommend use of a belt-
    positioning (booster) seat, ``even for some children under 30 pounds.'' 
    Ford said, ``A very thin child weighing less than 30 pounds may be too 
    tall for a convertible child restraint, but an ideal candidate for a 
    belt-positioning booster.'' Ford suggested that rather than base the 
    prohibition on weight (30 pounds), NHTSA base it on height or age. 
    Thus, Ford suggested that Standard 213 specify that no booster can be 
    recommended for children of standing heights less than 900 mm (36 
    inches) or less than two years of age. Cosco believed that the 
    prohibition against recommending a booster for children less than 13.6 
    kilograms (kg) is design restrictive:
    
        Surely it is possible that a booster seat meeting all 
    requirements * * * could be developed either for children under 30 
    pounds or over 60 pounds in the future. Requiring a product to meet 
    all the dynamic test requirements regardless of what weight is 
    recommended should be sufficient.
    
        NHTSA does not agree with Ford and Cosco that Standard 213 need not 
    specify that boosters must not be recommended for children of less than 
    13.6 kg. NHTSA generally agrees with Cosco that dynamic test 
    requirements should be the criteria in determining whether a given 
    design performs adequately. However, in the case of booster seats, the 
    dynamic test failed to prevent substandard restraining devices, with 
    respect to protecting children at the extremes of the weight ranges 
    recommended for the restraints (e.g., the 20 pound and the 48 pound 
    child). As explained in the ANPRM preceding this rule, heretofore, 
    manufacturers had great leeway in manufacturing booster seats and 
    specifying which size (weight) children were suitable for the seats. 
    That leeway resulted in alarming practices:
    
        Concerns about shield-type boosters arose from the 
    recommendations by manufacturers about the size of children which 
    could appropriately use a particular booster. Particular designs or 
    models of boosters were typically recommended for a broad range of 
    children. Often, the seats were recommended for use by children 
    weighing from about 20 to 70 pounds. Such recommendations engendered 
    concerns as to whether these boosters could provide adequate 
    protection for children ranging from nine-month-old infants (average 
    weigh 20 pounds) to six-year-old (48 pounds) and older children.
    
    57 FR 22682, 22683; May 29, 1992.
        As explained in the ANPRM, in tests conducted by NHTSA and by 
    Calspan Corporation, it was found that shield boosters could not 
    restrain a test dummy representing a 9-month-old child when dynamically 
    tested using Standard 213's procedures. Yet, the boosters were 
    certified as meeting Standard 213, because only the three-year-old (33 
    pound) child dummy is used to determine compliance with the standard. 
    So tested, the restraints met Standard 213.
        NHTSA agrees with the commenters that children with a mass of less 
    than 13.6 kg are better protected in convertible and toddler seats. 
    These child seats have been performing well when tested with the 
    various sizes of dummies. However, booster seats have not performed 
    adequately in restraining dummies with masses of less than 13.6 kg in 
    tests done over the years at Calspan, the University of Michigan and 
    VRTC. Moreover, the 9-month-old dummy in Part 572 that could be used to 
    evaluate the effectiveness of booster seats in protecting children with 
    masses less than 13.6 kg is not instrumented, and is therefore limited 
    in its ability to provide a full and accurate indication of the safety 
    of booster seats in protecting the very young child. Accordingly, the 
    agency agrees with AAP that the proposed minimum weight limit for use 
    of booster seats should be imposed until, and if, the state of the art 
    of the technology evolves to design and develop a booster seat that 
    would protect children with masses of less than 13.6 kg. However, the 
    agency does not agree with Advocates that an affirmative warning label 
    is appropriate. The label is ladened with warning statements, and 
    adding to the label risks ``information overload,'' which could reduce 
    the effectiveness of each warning.
    
    IV. Effective Date
    
        This rule is effective in 30 days. An effective date of less than 
    180 days is justified because this rule relieves present requirements 
    in Standard 213 that restrict the manufacture of belt-positioning 
    booster seats. Moreover, the rule facilitates the manufacture of a 
    booster seat that could provide safety benefits.
        However, sections of Standard 213 adopted today that affect present 
    labeling of shield booster seats and the printed instructions 
    accompanying these seats are effective September 1, 1994. Those 
    sections are S5.5.2(i)(2) and S5.6.1.9(a). Ford and Cosco pointed out 
    that the NPRM included proposals on those sections that would affect 
    how present booster seats are labeled, and how printed instructions now 
    read. S5.5.2(i)(2) and S5.6.1.9(a) require that a booster seat be 
    labeled with and provided with instructions on a warning to use the 
    booster seat only with the vehicle's lap belt system, or with the 
    shoulder belt portion of a Type II belt behind the child.3 Ford 
    and Cosco argued for a longer leadtime for these changes. NHTSA agrees 
    that more leadtime is appropriate. The agency agrees with Cosco that 
    more leadtime will help deplete supplies of existing labels (Cosco 
    suggested three months is adequate), and concurs with Ford that more 
    leadtime is warranted to change existing labels and printed 
    instructions. (Ford suggested an effective date of September 1, 1994.) 
    This rule makes the requirements affecting the labeling and printed 
    instructions for shield boosters effective September 1, 1994.
    ---------------------------------------------------------------------------
    
        \3\The commenters were particularly concerned about the proposal 
    that would have required boosters to provide children's height and 
    weight information in metric units of measurement. This rule does 
    not adopt the proposal for metric units on the label. Further, while 
    this rule adopts the proposal that child booster seats must not be 
    recommended for children of masses of less than 13.6 kg (30 pounds), 
    all child booster seats are now not recommended for children of 
    masses less than 13.6 kg.
    ---------------------------------------------------------------------------
    
        With regard to belt-positioning seats, the labeling requirements 
    adopted today do not change the way these child seats are labeled. 
    Since belt-positioning seats cannot now meet Standard 213, there are no 
    belt-positioning seats manufactured today for children under 50 pounds. 
    The requirements only apply if manufacturers desire to produce such 
    seats for children under 50 pounds.
    
    V. Rulemaking Analyses and Notices
    
    Executive Order 12866 (Regulatory Planning and Review) and DOT 
    Regulatory Policies and Procedures
    
        This rulemaking document was not reviewed under E.O. 12866, 
    ``Regulatory Planning and Review.'' The agency has considered the 
    impact of this rulemaking action under the Department of 
    Transportation's regulatory policies and procedures, and has determined 
    that it is not ``significant'' under them. NHTSA has prepared a final 
    regulatory evaluation for this action which discusses its potential 
    costs, benefits and other impacts. A copy of that evaluation has been 
    placed in the docket for this rulemaking action. Interested persons may 
    obtain copies of the evaluation by writing to the docket section at the 
    address provided at the beginning of this document.
        To briefly summarize the evaluation, while the agency believes that 
    belt-positioning seats will improve safety, the magnitude of that 
    improvement is not known. Belt-positioning booster seats might be more 
    acceptable to children than shield-type boosters. This could lead to 
    increased usage rates for child restraint systems. Increased usage is 
    important because child restraints are highly effective when used 
    properly. Belt-positioning booster seats raise the child up in the 
    vehicle seat, increasing the chances that the vehicle's shoulder belt 
    would fit properly, and also that the lap belt will fit properly 
    because it will be positioned lower on the child's hips.
        NHTSA also concludes that this rule will result in negligible costs 
    for testing labs and manufacturers of belt-positioning booster seats. 
    The costs would result from testing and certifying belt-positioning 
    seats. Manufacturers will be minimally affected by this rulemaking 
    because it simply permits new designs in booster seats and does not 
    require any design change or impose additional costs on manufacturers. 
    Manufacturers that do not want to manufacture a belt-positioning 
    booster seat will not be affected.
    
    Regulatory Flexibility Act
    
        NHTSA has considered the effects of this rulemaking action under 
    the Regulatory Flexibility Act. I hereby certify that it will not have 
    a significant economic impact on a substantial number of small 
    entities. The agency knows of 14 manufacturers of child restraints, 
    seven of which NHTSA considers to be small businesses (including 
    Kolcraft, which with an estimated 500 employees, is on the borderline 
    of being a small business).
        Regardless of the number of small businesses, this rule will not 
    have a significant economic impact on these entities. The rule would 
    affect manufacturers only if they choose to manufacture a new type of 
    booster seat. The amendment could benefit manufacturers by allowing 
    them to manufacture and sell a new product. However, the agency does 
    not know how interested manufacturers are in belt-positioning child 
    seats, and even if they were interested, the extent to which consumers 
    would purchase the product.
        Small organizations and governmental jurisdictions procure child 
    restraint systems for programs such as loaner programs. However, only a 
    small percentage of loaner programs carry booster seats. In any event, 
    NHTSA believes that any small impact on price, either positive or 
    negative, will not have a substantial impact on these loaner programs. 
    Thus, these entities would not be significantly affected by this rule.
    
    Executive Order 12612 (Federalism)
    
        This rulemaking action has been analyzed in accordance with the 
    principles and criteria contained in Executive Order 12612, and the 
    agency has determined that this rule does not have sufficient 
    federalism implications to warrant the preparation of a Federalism 
    Assessment.
    
    National Environmental Policy Act
    
        NHTSA has analyzed this rulemaking action for the purposes of the 
    National Environmental Policy Act. The agency has determined that 
    implementation of this action will not have any significant impact on 
    the quality of the human environment.
    
    Executive Order 12778 (Civil Justice Reform)
    
        This rule does not have any retroactive effect. Under section 49 
    U.S.C. 30103, whenever a Federal motor vehicle safety standard is in 
    effect, a state may not adopt or maintain a safety standard applicable 
    to the same aspect of performance which is not identical to the Federal 
    standard, except to the extent that the state requirement imposes a 
    higher level of performance and applies only to vehicles procured for 
    the State's use. 49 U.S.C. 30161 sets forth a procedure for judicial 
    review of final rules establishing, amending or revoking Federal motor 
    vehicle safety standards. That section does not require submission of a 
    petition for reconsideration or other administrative proceedings before 
    parties may file suit in court.
    
    List of Subjects in 49 CFR Part 571
    
        Imports, Motor vehicle safety, Motor vehicles, Incorporation by 
    reference.
    
    PART 571--[AMENDED]
    
        In consideration of the foregoing, NHTSA amends 49 CFR Part 571 as 
    set forth below.
        1. The authority citation for Part 571 is revised to read as 
    follows:
    
        Authority: 49 U.S.C. 322, 30111, 30115, 30117 and 30166; 
    delegation of authority at 49 CFR 1.50.
    
        2. Section 571.213 is amended by:
        a. Adding to S4, in alphabetical order, definitions of ``backless 
    child restraint system'' and ``belt-positioning seat,'' and revising in 
    S4 the definition of ``booster seat;''
        b. Revising--
        1. S5.3.2,
        2. the introductory paragraph of S5.5.2(f),
        3. S5.5.2(n),
        4. S5.5.4,
        5. the introductory paragraph of S5.5.5, and
        6. the introductory paragraph of S5.5.5(f);
        c. Adding S5.5.2(i), S5.5.5(l), S5.6.1.9(a), (b) and (c), and 
    S5.6.4; and
        d. Revising S6.1.1.3, S6.1.2.1.1(a), S6.1.2.1.2(a), S6.1.2.2, 
    S6.1.2.4, and S7.3(a)(1).
        The revised and added paragraphs read as follows:
    
    
    Sec. 571.213  Standard No. 213, Child Restraint Systems.
    
    * * * * *
        Backless child restraint system means a child restraint, other than 
    a belt-positioning seat, that consists of a seating platform that does 
    not extend up to provide a cushion for the child's back or head and has 
    a structural element designed to restrain forward motion of the child's 
    torso in a forward impact.
        Belt-positioning seat means a child restraint system that positions 
    a child on a vehicle seat to improve the fit of a vehicle Type II belt 
    system on the child and that lacks any component, such as a belt system 
    or a structural element, designed to restrain forward movement of the 
    child's torso in a forward impact.
        Booster seat means either a backless child restraint system or a 
    belt-positioning seat.
    * * * * *
        S5.3.2  When installed on a vehicle seat, each add-on child 
    restraint system, other than child harnesses and belt-positioning 
    seats, shall be capable of being restrained against forward movement 
    solely by means of a Type I seat belt assembly (defined in 
    Sec. 571.209) that meets Standard No. 208 (Sec. 571.208), or by means 
    of a Type I seat belt assembly plus one additional anchorage strap that 
    is supplied with the system and conforms to S5.4. Each belt-positioning 
    seat shall be capable of being restrained against forward movement 
    solely by means of a Type II seat belt assembly (defined in 
    Sec. 571.209) that meets Standard No. 208 (Sec. 571.208).
    * * * * *
        S5.5.2  * * *
    * * * * *
        (f) One of the following statements, inserting the manufacturer's 
    recommendations for the maximum weight and height of children who can 
    safely occupy the system, except that booster seats shall not be 
    recommended for children of masses of less than 13.6 kg:
    * * * * *
        (i)(1) Except for a booster seat which is recommended for use with 
    both a vehicle's Type I and Type II seat belt assembly, and except for 
    a backless child restraint system manufactured before September 1, 
    1994, one of the following statements, as appropriate:
        (i) WARNING! USE ONLY THE VEHICLE'S LAP AND SHOULDER BELT SYSTEM 
    WHEN RESTRAINING THE CHILD IN THIS BOOSTER SEAT; or,
        (ii) WARNING! USE ONLY THE VEHICLE'S LAP BELT SYSTEM, OR THE LAP 
    BELT PART OF A LAP/SHOULDER BELT SYSTEM WITH THE SHOULDER BELT PLACED 
    BEHIND THE CHILD, WHEN RESTRAINING THE CHILD IN THIS SEAT.
        (2) For a booster seat which is recommended for use with both a 
    vehicle's Type I and Type II seat belt assemblies, the following 
    statement:
        WARNING! USE ONLY THE VEHICLE'S LAP BELT SYSTEM, OR THE LAP BELT 
    PART OF A LAP/SHOULDER BELT SYSTEM WITH THE SHOULDER BELT PLACED BEHIND 
    THE CHILD, WHEN RESTRAINING THE CHILD WITH THE insert description of 
    the system element provided to restrain forward movement of the child's 
    torso when used with a lap belt (e.g., shield), AND ONLY THE VEHICLE'S 
    LAP AND SHOULDER BELT SYSTEM WHEN USING THIS BOOSTER WITHOUT THE insert 
    above description.
    * * * * *
        (n) Child restraint systems, other than belt-positioning seats, 
    that are certified as complying with the provisions of section S8 shall 
    be labeled with the statement ``This Restraint is Certified for Use in 
    Motor Vehicles and Aircraft.'' Belt-positioning seats shall be labeled 
    with the statement ``This Restraint is Not Certified for Use in 
    Aircraft.'' The statement required by this paragraph shall be in red 
    lettering and shall be placed after the certification statement 
    required by paragraph (e) of this section.
    * * * * *
        S5.5.4  (a) Each built-in child restraint system other than a 
    factory-installed built-in restraint shall be permanently labeled with 
    the information specified in S5.5.5 (a) through (l). The information 
    specified in S5.5.5(a) through (j) and in S5.5.5(l) shall be visible 
    when the system is activated for use.
        (b) Each factory-installed built-in child restraint shall be 
    permanently labeled with the information specified in S5.5.5(f) through 
    (j) and S5.5.5(l), so that the information is visible when the 
    restraint is activated for use. The information shall also be included 
    in the vehicle owner's manual.
        S5.5.5  The information specified in paragraphs (a) through (l) of 
    this section that is required by S5.5.4 shall be in English and 
    lettered in letters and numbers that are not smaller than 10-point type 
    and are on a contrasting background.
    * * * * *
        (f) One of the following statements, inserting the manufacturer's 
    recommendations for the maximum weight and height of children who can 
    safely occupy the system, except that booster seats shall not be 
    recommended for children whose masses are less than 13.6 kg:
    * * * * *
        (l) In the case of a built-in belt-positioning seat that uses 
    either the vehicle's Type I or Type II belt systems or both, a 
    statement describing the manufacturer's recommendations for the maximum 
    height and weight of children who can safely occupy the system and how 
    the booster should be used (e.g., with or without shield) with the 
    different vehicle belt systems.
    * * * * *
        S5.6.1.9
    * * * * *
        (a) Except for instructions for a booster seat that is recommended 
    for use with both a vehicle's Type I and Type II seat belt assembly, 
    and except for instructions for a backless child restraint system 
    manufactured before September 1, 1994, the instructions shall include 
    one of the following statements, as appropriate, and the reasons for 
    the statement:
        (1) WARNING! USE ONLY THE VEHICLE'S LAP AND SHOULDER BELT SYSTEM 
    WHEN RESTRAINING THE CHILD IN THIS BOOSTER SEAT; or,
        (2) WARNING! USE ONLY THE VEHICLE'S LAP BELT SYSTEM, OR THE LAP 
    BELT PART OF A LAP/SHOULDER BELT SYSTEM WITH THE SHOULDER BELT PLACED 
    BEHIND THE CHILD, WHEN RESTRAINING THE CHILD IN THIS SEAT.
        (b) The instructions for a booster seat which is recommended for 
    use with both a vehicle's Type I and Type II seat belt assemblies shall 
    include the following statement and the reasons therefor:
        WARNING! USE ONLY THE VEHICLE'S LAP BELT SYSTEM, OR THE LAP BELT 
    PART OF A LAP/SHOULDER BELT SYSTEM WITH THE SHOULDER BELT PLACED BEHIND 
    THE CHILD, WHEN RESTRAINING THE CHILD WITH THE insert description of 
    the system element provided to restrain forward movement of the child's 
    torso when used with a lap belt (e.g., shield), AND ONLY THE VEHICLE'S 
    LAP AND SHOULDER BELT SYSTEM WHEN USING THIS BOOSTER WITHOUT THE insert 
    above description.
        (c) The instructions for belt-positioning seats shall include the 
    statement, ``This restraint is not certified for aircraft use,'' and 
    the reasons for this statement.
    * * * * *
        S5.6.4  In the case of a built-in belt-positioning seat that uses 
    either the vehicle's Type I or Type II belt systems or both, the 
    instructions shall include a statement describing the manufacturer's 
    recommendations for the maximum height and weight of children who can 
    safely occupy the system and how the booster must be used with the 
    vehicle belt systems appropriate for the booster seat. The instructions 
    shall explain the consequences of not following the directions. The 
    instructions shall specify that, if the booster seat is recommended for 
    use with only the lap-belt part of a Type II assembly, the shoulder 
    belt portion of the assembly must be placed behind the child.
    * * * * *
        S6.1.1.3  Attached to the seat belt anchorage points provided on 
    the standard seat assembly (illustrated in Figures 1A and 1B) are Type 
    1 seat belt assemblies in the case of add-on child restraint systems 
    other than belt-positioning seats, or Type 2 seat belt assemblies in 
    the case of belt-positioning seats. These seat belt assemblies meet the 
    requirements of Standard No. 209 (Sec. 571.209) and have webbing with a 
    width of not more than 2 inches, and are attached to the anchorage 
    points without the use of retractors or reels of any kind.
    * * * * *
        S6.1.2.1.1  Test configuration I.
        (a) In the case of each add-on child restraint system other than a 
    belt-positioning seat, a child harness, a backless child restraint 
    system with a top anchorage strap, or a restraint designed for use by 
    physically handicapped children, install the add-on child restraint 
    system at the center seating position of the standard seat assembly in 
    accordance with the manufacturer's instructions provided with the 
    system pursuant to S5.6.1, except that the add-on restraint shall be 
    secured to the standard vehicle seat using only the standard vehicle 
    lap belt. A child harness, a backless child restraint system with a top 
    anchorage strap, or a restraint designed for use by physically 
    handicapped children shall be installed at the center seating position 
    of the standard seat assembly in accordance with the manufacturer's 
    instructions provided with the system pursuant to S5.6.1. An add-on 
    belt-positioning seat shall be installed at either outboard seating 
    position of the standard seat assembly in accordance with the 
    manufacturer's instructions provided with the system pursuant to 
    S5.6.1, except that the belt-positioning seat shall be secured to the 
    standard vehicle seat using only the standard vehicle lap and shoulder 
    belt.
    * * * * *
        S6.1.2.1.2  Test configuration II.
        (a) In the case of each add-on child restraint system which is 
    equipped with a fixed or movable surface described in S5.2.2.2, or a 
    backless child restraint system with a top anchorage strap, install the 
    add-on child restraint system at the center seating position of the 
    standard seat assembly using only the standard seat lap belt to secure 
    the system to the standard seat.
    * * * * *
        S6.1.2.2  Tighten all belts used to restrain the add-on child 
    restraint to the standard test seat assembly and all belts used to 
    directly restrain the dummy to the add-on or built-in child restraint 
    according to the following:
        (a) Tighten all Type 1 belt systems and any provided additional 
    anchorage belt (tether), that are used to attach the add-on child 
    restraint to the standard seat assembly to a tension of not less than 
    53.5 newtons and not more than 67 newtons, as measured by a load cell 
    used on the webbing portion of the belt.
        (b) Tighten the lap portion of Type 2 belt systems used to attach 
    the add-on child restraint to the standard seat assembly to a tension 
    of not less than 53.5 newtons and not more than 67 newtons, as measured 
    by a load cell used on the webbing portion of the belt.
        (c) Tighten the shoulder portion of Type 2 belt system used to 
    directly restrain the dummy in add-on and built-in child restraint 
    systems as specified in S11.9, Manual belt adjustment for dynamic 
    testing.
    * * * * *
        S6.1.2.4  If provided, shoulder (other than the shoulder portion of 
    a Type 2 vehicle belt system) and pelvic belts that directly restrain 
    the dummy in add-on and built-in child restraint systems shall be 
    adjusted as follows: Tighten the belts until a 9-newton force applied 
    (as illustrated in Figure 5) to the webbing at the top of each dummy 
    shoulder and to the pelvic webbing 50 millimeters on either side of the 
    torso midsagittal plane pulls the webbing 7 millimeters from the dummy.
        S7.3  Standard test devices.
        (a) * * *
        (1) For testing for motor vehicle use, a standard seat assembly 
    consisting of a simulated vehicle bench seat, with three seating 
    positions, which is described in NHTSA's Office of Vehicle Safety 
    Standard's Drawing Package SAS-100-1000 (consisting of drawings and a 
    bill of materials) with Addendum A, Seat Base Weldment, dated July 1, 
    1993 (incorporated by reference; see Sec. 571.5).
    * * * * *
        3. Figures 1A and 1B at the end of section 571.213 are revised to 
    read as follows:
    
    BILLING CODE 4910-59-P
    
    TR21JY94.000
    
    
    TR21JY94.001
    
    
    BILLING CODE 4910-59-C
        Issued on July 15, 1994.
    Christopher A. Hart,
    Deputy Administrator.
    [FR Doc. 94-17683 Filed 7-18-94; 8:45 am]
    BILLING CODE 4910-59-P
    
    
    

Document Information

Effective Date:
8/22/1994
Published:
07/21/1994
Department:
Transportation Department
Entry Type:
Uncategorized Document
Action:
Final rule.
Document Number:
94-17683
Dates:
This rule is effective on August 22, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: July 21, 1994, Docket No. 74-09, Notice 38
RINs:
2127-AE39
CFR: (3)
49 CFR 571.213)
49 CFR 571.209)
49 CFR 571.213