95-17826. Import and Export of Radioactive Waste  

  • [Federal Register Volume 60, Number 140 (Friday, July 21, 1995)]
    [Rules and Regulations]
    [Pages 37556-37565]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-17826]
    
    
    
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    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Part 110
    
    RIN 3150-AD36
    
    
    Import and Export of Radioactive Waste
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) is amending its 
    regulations to establish specific licensing requirements for the import 
    and export of radioactive waste and to clarify the requirements for the 
    import and export of incidental radioactive material coming into or 
    leaving the United States. The amendments conform the policies of the 
    United States to the guidelines of the International Atomic Energy 
    Agency (IAEA) Code of Practice on the International Transboundary 
    Movement of Radioactive Waste. These amendments strengthen the 
    Commission's control over radioactive waste entering and leaving the 
    United States.
    
    EFFECTIVE DATE: August 21, 1995.
    
    ADDRESSES: Copies of comments received are available for public 
    inspection and copying for a fee at the Commission's Public Document 
    Room, located at 2120 L Street, NW. (Lower Level), Washington, DC.
    
    FOR FURTHER INFORMATION CONTACT: Ronald Hauber, Office of International 
    Programs, U.S. Nuclear Regulatory Commission, Washington, DC 20555-
    0001, Telephone (301) 415-2344.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Objective and Background
    II. Analysis of Public Comments on Proposed Rule
    III. Overview of New Rule
    
    I. Objective and Background
    
        Radioactive waste is generated from the nuclear fuel cycle during 
    the normal operation of nuclear power plants, fuel fabrication plants, 
    enrichment facilities, uranium mining and milling facilities; the 
    decommissioning and close out of nuclear facilities (environmental 
    restoration); and the use of radioactive materials in medicine, 
    industrial applications, research, and education. The nuclear fuel 
    cycle is by far the largest source of radioactive waste, with low-level 
    radioactive waste (LLW) currently accounting for the largest proportion 
    of waste by volume. The importance of protecting human health and the 
    environment in radioactive waste management and disposal has long been 
    recognized by the NRC. This rule helps ensure the safe management and 
    disposal of radioactive waste by amending the NRC's regulations in 10 
    CFR Part 110 with respect to radioactive waste entering or leaving the 
    jurisdiction or control of the United States. The amendment also 
    clarifies the requirements applicable to shipments of incidental 
    radioactive material.
        This final rule is intended to reflect the principles of the 
    International Atomic Energy Agency (IAEA) Code of Practice on the 
    International Transboundary Movement of Radioactive Waste (Code). The 
    Code was approved in September 1990, with strong U.S. Government 
    support. The Code resulted from an international effort within the IAEA 
    to address concerns about possible improper transfer and disposal of 
    radioactive waste. A set of principles was established to guide 
    countries in the development and harmonization of policies and laws on 
    transboundary movements of radioactive waste to ensure its safe 
    management and disposal. A basic principle of the Code is that 
    international movements of radioactive waste should take place with the 
    prior notification and consent of the sending, receiving, and transit 
    countries. The Code also provides that no receiving country should 
    permit the receipt of radioactive waste for management or disposal 
    unless it has the administrative and technical capacity and regulatory 
    structure to manage and dispose of the waste in a manner consistent 
    with international safety standards. Before the issuance of this final 
    rule, NRC's regulations were not consistent with the principles
    
    [[Page 37557]]
    embodied in the Code, especially with regard to possible transfers of 
    LLW. (The Basel Convention on the Control of Transboundary Movements of 
    Hazardous Wastes and their Disposal expressly excludes from its 
    coverage ``[w]astes which, as a result of being radioactive, are 
    subject to other international control systems, including international 
    instruments, applying specifically to radioactive materials''. Because 
    the IAEA Code of Practice is an international instrument applying 
    specifically to radioactive materials, radioactive waste is excluded 
    from the scope of the Basel Convention.)
        Under the Atomic Energy Act of 1954, as amended, NRC has the 
    statutory responsibility for authorizing the export and import of 
    byproduct, source, and special nuclear material. The NRC regulates the 
    import and export of these materials under 10 CFR Part 110. Until now, 
    NRC's regulations in Part 110 were concerned primarily with exports and 
    imports that have nuclear proliferation significance. Thus, radioactive 
    materials that have little or no significance with respect to national 
    security (proliferation), such as LLW, have not been subject to 
    specific licensing. Rather, radioactive waste has been allowed to leave 
    the United States under general export licenses pursuant to 
    Secs. 110.21-110.23, and to enter the United States under similar Part 
    110 provisions in Sec. 110.27. (After entry into the United States, the 
    domestic regulations of the NRC and Agreement States apply.) During the 
    development of this rulemaking, the NRC, in consultation with other 
    government agencies, published an advance notice of proposed rulemaking 
    (ANPR) on February 7, 1990 (55 FR 4181) to seek comments from the 
    public, industry, and other government agencies on four possible 
    options and thirteen associated questions for establishing an NRC 
    policy on radioactive waste exports and imports. The comments received 
    in response to the ANPR were considered in a proposed rule published in 
    the Federal Register on April 28, 1992 (57 FR 17859). The comments on 
    the proposed rule were considered in the development of the 
    definitions, exceptions, procedures, and licensing criteria of the 
    final rule.
    
    II. Analysis of Public Comments on Proposed Rule
    
        Seventeen letters of comment were received in response to the 
    proposed rule from individuals, organizations, industry, and government 
    agencies. One letter was subsequently withdrawn.
        One commenter believed that the NRC should not permit any category 
    of radioactive waste to be moved into or out of the United States, 
    except perhaps in a few extraordinary circumstances. Another commenter 
    urged the NRC to ban all imports and exports of radioactive waste. The 
    NRC does not agree with these highly restrictive approaches. 
    International commerce in radioactive waste, including movement of 
    waste into and out of the United States, may be desirable from a policy 
    perspective. For example, some commerce involving radioactive waste may 
    further important policy goals of the international community (such as 
    waste shipments for international research) and other shipments may 
    embody desirable take-back features (such as return of U.S. Government 
    radioactive waste and shipments of used radioactive sources to 
    authorized consignees).
        Other commenters urged the NRC to exempt from specific licensing 
    controls movements of sealed sources that are being returned to the 
    U.S. or another country for reconditioning, recycling or reprocessing. 
    They noted that, while the supplementary information of the proposed 
    rule incorporated this view, no such provision was expressly provided 
    in the regulations. The NRC believes that there should be an exclusion 
    from the definition of ``radioactive waste'' in Part 110 for movements 
    of sealed sources and devices containing sealed sources to any 
    qualified manufacturer authorized to receive and possess them. These 
    types of transfers help to ensure that the materials are handled 
    responsibly and not left in dispersed and perhaps unregulated locations 
    around the world, and therefore they should not be subject to specific 
    licensing if the radioactive material involved would not otherwise be 
    subject to such licensing. The definition of radioactive waste has been 
    revised to exclude these shipments.
        One commenter expressed the view that export and import of LLW 
    should be treated no differently from sealed sources and 
    radiopharmaceuticals, opining that all radioactive materials should be 
    handled consistently. It is not clear whether this means that the 
    regulations should apply the same treatment to waste and non-waste 
    forms of radioactive material, or whether the commenter simply believes 
    that all types of radioactive waste should be treated identically. The 
    NRC believes that the former approach would not be consistent with the 
    view embodied in the Code of Practice that there should be a special 
    regime for transboundary movements of radioactive waste. The NRC is in 
    general agreement with the position that most radioactive waste should 
    be handled consistently, but in some situations there are policy 
    considerations that militate in favor of a different result. An example 
    of this is found in the exclusion of certain sealed sources from the 
    definition of ``radioactive waste'', discussed above. Other exceptions 
    are discussed elsewhere in the supplementary information.
        Several commenters said that NRC's policy on regulation of export 
    and import of radioactive waste for waste management purposes needs 
    modification. They opined that import and export for waste management 
    purposes, as distinct from disposal, should not be subject to specific 
    licensing under Part 110. One of these commenters, representing 
    businesses in decommissioning and environmental restoration activities, 
    said that specific licensing should not be required for volume 
    reduction, treatment, and resource recovery. Others argued that waste 
    management practices should be encouraged internationally without 
    unnecessary restrictions as rising disposal costs make them more 
    feasible and cost effective, especially when residual LLW will be 
    returned to the country of origin. In response to these comments, the 
    NRC has made special provisions for certain shipments intended for 
    recycling or resource recovery. (See the provisions in the final rule 
    relating to incidental radioactive material.) However, though the 
    proposed rule published in 1992 did have an exclusion for return of 
    radioactive waste to a consignee in the country that previously 
    exported the radioactive material, after careful consideration of the 
    comments, the NRC has concluded that a general exemption for waste 
    going to the country of origin would not ensure conformity with the 
    Code of Practice. A country that exports radioactive material may not 
    have adequate means to handle its management or disposal when returned 
    as radioactive waste. Further, such a broad exemption would leave too 
    large a regulatory gap, permitting a country of origin to be used as a 
    way station for waste intended for disposition elsewhere. Thus, this 
    change also addresses the concerns of commenters who expressed 
    apprehension that radioactive waste might be exported from the U.S. 
    under false pretenses.
        Three commenters were of the view that specific licenses should not 
    be required for transboundary movements of what the final rule terms 
    ``incidental radioactive material''--i.e., radioactive material not 
    otherwise subject to specific licensing under Part 110 that is 
    contained in or a contaminant of any
    
    [[Page 37558]]
    non-hazardous, non-radioactive material that is exported or imported 
    for recycling or resource recovery of the non-radioactive component. 
    The Commission agrees that such movements should not require the 
    issuance of a specific license because, by definition, the immediate 
    purpose of these shipments is not waste management or disposal of the 
    radioactive component. The rule helps to ensure the purpose is bona 
    fide by limiting the use of the term ``incidental radioactive 
    material'' to situations in which the exported material will not be 
    processed for separation of the radioactive component before the 
    recycling or resource recovery occurs or during the resource recovery 
    process. However, since in these cases the radioactive component of the 
    material being shipped has, in itself, no foreseeable use, the 
    Commission believes that some form of regulatory oversight of these 
    exports is required in order to help ensure that an exporter will not 
    ship radioactive waste for disposal in another country under the guise 
    of shipping usable materials for recycling or resource recovery. The 
    proposed rule was somewhat ambiguous on this point. Therefore, the 
    final regulations have been clarified in that regard. (The term 
    ``incidental radioactive material'' is applied to the radioactive 
    component of the exported material, rather than a term identifying the 
    radioactive component as a form of radioactive waste, because the 
    Commission believes that this will avoid unnecessary limitations on the 
    usefulness of the material for recycling or resource recovery.)
        Under the rule proposed in 1992, an exporter of material that 
    contains or is contaminated with radioactive material for which no use 
    is foreseen was generally required to file an NRC Form 7 before the 
    export took place and the export required a specific license issued by 
    the NRC. Under the final rule, an exporter of incidental radioactive 
    material will still be required to file an NRC Form 7 before the export 
    takes place (if the total amount of the shipment containing the 
    incidental radioactive material exceeds 100 kilograms), but the NRC 
    will not issue a specific license in these cases. Shipments involving 
    incidental radioactive material will continue to take place under the 
    general license provisions in Secs. 110.19-110.30. Deliberate 
    misrepresentations on the form are subject to the same penalties as 
    apply to falsification of other documents submitted in matters 
    involving the United States and may subject a person to criminal 
    sanctions under section 223 of the Atomic Energy Act. To help clarify 
    the application of the rule in these cases, definitions of ``incidental 
    radioactive material'' and ``management'' have been added in the final 
    rule.
        Several commenters were concerned that the proposed definition of 
    ``radioactive waste'' was too vague and subjective, possibly leading to 
    an exporter shipping radioactive waste for disposal in another country 
    under the guise of shipping usable materials for recycling or resource 
    recovery. Several other commenters, including one representing 
    electrical utilities in the United States, criticized the proposed 
    definition of radioactive waste as differing from the various waste 
    terms in other parts of NRC's regulations. One said that the definition 
    had not been sufficiently evaluated by affected parties and that basing 
    it upon whether ``use is foreseen'' is unprecedented in NRC's 
    regulations and represents new NRC thinking which could have 
    implications beyond the amendments to Part 110. The NRC recognizes that 
    the concept of foreseeable use, introduced by the IAEA Code of 
    Practice, could cause some confusion. Therefore, in response to these 
    concerns, the definition of ``radioactive waste'' has been clarified to 
    provide for usage of the term in a manner that is generally more 
    consistent with NRC's usage for domestic purposes. As so defined, the 
    export and import of radioactive waste requires issuance of a specific 
    license under Part 110.
        Generally, the final rule requires the filing of an NRC Form 7 for 
    export of radioactive waste, as was provided under the proposed rule. 
    Exports of radioactive waste remain subject to the specific licensing 
    requirements of Part 110, unless expressly excluded. In addition, an 
    NRC Form 7 must be filed before the export of incidental radioactive 
    material (if the total amount of the shipment containing the incidental 
    radioactive material exceeds 100 kilograms), but in most instances a 
    specific license will not be required for such an export. Information 
    required to be reported on NRC Form 7 is listed in 10 CFR 110.32.
        Under the final rule, imports of radioactive waste are also subject 
    to the specific licensing provisions of Part 110. Imports of incidental 
    radioactive material, however, do not require the filing of any 
    information with the NRC and remain subject to the general licensing 
    provisions of Part 110. This is considered sufficient in light of the 
    extensive domestic regulatory program to which they will be subject 
    when they enter the United States.
        One commenter said the proposed regulation was unclear on NRC's 
    position on imports and exports of mixed waste (i.e., waste that 
    consists of hazardous waste and radioactive waste). It is the NRC's 
    view that with respect to radioactive waste components of mixed waste, 
    such transboundary movements should be subject to the specific 
    licensing requirements of Part 110, and the definitions of ``incidental 
    radioactive material'' and ``radioactive waste'' reflect this position. 
    Accordingly, the NRC, under the Atomic Energy Act, will license 
    movements of mixed waste into and out of the United States. The 
    Environmental Protection Agency (EPA) under the Resource Conservation 
    and Recovery Act and the NRC under the Atomic Energy Act jointly 
    regulate exports of mixed waste from the jurisdiction of the United 
    States. The NRC will consult with the EPA regarding Part 110 license 
    applications relating to movements of mixed waste. (Domestically, mixed 
    waste is subject to applicable regulations of the EPA and NRC.) A 
    sentence has been added to Sec. 110.19 alerting potential shippers to 
    the fact that an NRC license does not avoid the need to consult with 
    the EPA regarding the hazardous component of mixed waste.
        One commenter stated its view that service tooling used in nuclear 
    facilities contaminated with radioactive materials is not radioactive 
    waste as defined in the proposed rule. It was not NRC's intent to 
    include as radioactive waste exports and imports of contaminated 
    equipment (including service tools) used in nuclear facilities, if the 
    equipment is being shipped for use in another such facility and not for 
    management or disposal. While one could reasonably maintain that this 
    is not a question of radioactive waste at all, to ensure that the NRC's 
    intent is free from doubt, the definition of ``radioactive waste'' in 
    the final rule clarifies this point.
        Two commenters expressed concern that the information required on 
    an application for a specific license did not include the date, time, 
    and route of transit of the radioactive waste, or a statement of 
    ultimate disposition of the waste. The NRC believes that at the time of 
    filing an application for a specific license it may be too early for an 
    exporter or importer to provide a precise shipping date and time. 
    However, the approximate date of shipment is required to be stated. In 
    addition, the NRC has added a requirement for the route of transit 
    information to be
    
    [[Page 37559]]
    provided before the export or import takes place.
        One Federal official asked how other Federal agencies would be 
    notified of an application for a specific license. The Department of 
    State, as lead Executive Branch agency for the review of nuclear 
    exports, has agreed to notify other appropriate Federal agencies. For 
    an import application, the NRC would itself seek the views of 
    appropriate Federal and State agencies. The NRC recognizes the unique 
    interest and responsibilities of the States under the Low-level 
    Radioactive Waste Policy Act for safe management and disposal of LLW. 
    Therefore, consultation with affected States is appropriate.
        One commenter expressed concern that the proposed rule did not 
    include a provision for informing LLW compacts before issuance of a 
    specific license for import or export of radioactive waste. Section 
    110.70(b) has been revised to require that the Commission publish in 
    the Federal Register a notice of receipt of an application for a 
    specific license for the export or import of radioactive waste (other 
    than incidental radioactive material). To promote consideration of LLW 
    compacts' restrictions on waste disposal, the Commission will exchange 
    information and views with interested compacts. The NRC also intends to 
    take other reasonable steps to inform States and LLW compacts of 
    pending requests for specific licenses for import or export of 
    radioactive waste, but believes it to be unnecessary to spell this out 
    in the regulations.
        One commenter suggested that the Department of Transportation and 
    the Customs Service should be able to initiate efforts to determine the 
    validity of statements made with respect to a particular export or 
    import. The Commission expects that if the Department of Transportation 
    or the Customs Service encounters a questionable export, they will seek 
    assistance from the NRC. The NRC will then work with the Department of 
    State and other concerned parties in resolving questions raised in such 
    circumstances.
        Another commenter referred, among other things, to the proposed 
    rule's inconsistency with NRC's below regulatory concern (BRC) policy. 
    The BRC policy has been withdrawn by the NRC (See 58 FR 44610; August 
    24, 1993).
        One commenter suggested offering the import and export licensing 
    program to the Agreement States for administration over its licensees. 
    The NRC disagrees with this suggestion. This transfer would be 
    inconsistent with Section 274 c. of the Atomic Energy Act, which 
    specifically provides that no agreement entered into under the 
    Agreement States program shall provide for discontinuance of any NRC 
    authority with respect to the export from or import into the United 
    States of byproduct, source, or special nuclear material. However, 
    NRC's export and import licensing authority does not diminish any 
    separate authority vested in States and LLW compacts, by the Atomic 
    Energy Act or the Low-Level Radioactive Waste Policy Act, in regard to 
    the licensing, handling, and disposal of radioactive materials within 
    the United States.
    
    III. Overview of New Rule
    
        The purpose of this rule is to conform NRC's regulations on export 
    and import of nuclear equipment and material with the principles of the 
    IAEA Code of Practice on the International Transboundary Movement of 
    Radioactive Waste. The Code's guidelines state that each individual 
    country should take the appropriate steps necessary to ensure that the 
    international transboundary movement of radioactive waste is managed 
    safely. This rule is designed to serve that purpose.
        The final rule requires that a person file an application with the 
    NRC for a specific license to export or import radioactive waste, 
    including mixed waste, but distinguishes a separate category of 
    ``incidental radioactive material''. Radioactive waste subject to the 
    specific licensing requirements of Part 110 may not be exported from or 
    imported into the United States unless the NRC has granted such a 
    license. The export and import of incidental radioactive material 
    (i.e., radioactive material not subject to the specific licensing 
    controls of Part 110 that is contained in or a contaminant of any non-
    hazardous, non-radioactive material that is exported or imported for 
    recycling or resource recovery) continues to be covered by the general 
    license provisions of Part 110. However, an exporter must file an NRC 
    Form 7 before a shipment of incidental radioactive material takes place 
    if the total amount of the shipment containing the incidental 
    radioactive material exceeds 100 kilograms. (Use of the 100 kilogram 
    threshold is consistent with the threshold established in 
    Sec. 110.27(b). This provision provides that a general license may not 
    be used for import of source or special nuclear material in the form of 
    irradiated fuel that exceeds 100 kilograms per shipment.) The final 
    rule takes into account changes made in Part 110 by the final rule on 
    Specific Licensing of Exports of Certain Alpha-Emitting Radionuclides 
    and Byproduct Material, published on September 26, 1994 (59 FR 48994).
        The NRC has decided that it is consistent with the IAEA Code of 
    Practice not to include the following within the definition of 
    radioactive waste:
    
    (These kinds of shipments will continue to enter or leave the United 
    States under general or specific license, whichever is applicable under 
    Part 110 to the nuclear material in question.)
    
        1. Radioactive material in used sealed sources, or devices 
    containing used sealed sources, being sent to any qualified 
    manufacturer authorized to receive and possess them. This exclusion 
    acknowledges that shipment of used sources to a qualified manufacturer 
    should be handled as expeditiously as possible because these types of 
    shipments help to ensure that used sources are handled in a safe and 
    responsible manner.
        2. Radioactive material that is a contaminant on equipment 
    (including service tools) used in nuclear facilities, if the equipment 
    is being shipped for use in another nuclear facility and is not being 
    shipped for management or disposal. This exclusion recognizes that 
    equipment used in nuclear facilities frequently becomes contaminated. 
    However, this does not prevent the equipment from being used to service 
    other nuclear facilities instead of being subject to disposal or waste 
    management.
        3. Return of military and other U.S. Government radioactive waste 
    to the United States when destined for a Federal or military facility 
    authorized to possess the waste (see Sec. 110.27). This exclusion from 
    specific licensing was requested by the Department of State.
        4. Radioactive waste generated in support of U.S. Government waste 
    research and development testing programs under international 
    arrangements. This exclusion recognizes that shipment of the waste is 
    not for the purpose of disposal or waste management and that the 
    exclusion will facilitate government-to-government waste research 
    programs.
        In addition incidental radioactive material can continue to enter 
    or leave the country without specific NRC approval. However, an export 
    of incidental radioactive material requires the filing of an NRC Form 7 
    if the total amount of the shipment containing the incidental 
    radioactive material exceeds 100 kilograms.
        In applying for a specific license, applicants for the export or 
    import of radioactive waste must include the information required by 
    Secs. 110.31 and
    
    [[Page 37560]]
    110.32 of Part 110 for export and import of nuclear equipment and 
    material. In addition, this final rule also requires the submission of 
    the following information for the proposed export or import of 
    radioactive waste: information on the volume and classification of the 
    waste, the chemical and physical characteristics of the waste, its 
    routing (including countries to be transited), and its disposition 
    (including waste management). In the case of proposed imports, the 
    information provided must include the industrial or other process 
    responsible for generation of the waste and whether the compact and 
    host State have agreed to accept the waste. The application must 
    contain sufficient information to allow NRC to make a determination on 
    whether a license should be granted. A notice of receipt of each 
    application for a specific license for export or import of radioactive 
    waste will be published in the Federal Register.
        As is the case with all applications for a specific license for 
    export of radioactive material, the review of an application for a 
    specific license for a proposed export of radioactive waste is governed 
    by whether licensing the proposed export would be inimical to the 
    common defense and security interests of the United States. The 
    Commission's review is also governed by whether the receiving country 
    consents to receipt of the radioactive waste.
        It is NRC's policy that the agency normally will not consider 
    extraterritorial impacts. The latter policy was enunciated by the 
    Commission in Westinghouse Electric Corporation (Exports to the 
    Philippines), CLI-80-14, 11 NRC 631 (1980), where (among other things) 
    the Commission refused to consider the health, safety, and 
    environmental impacts on Philippine citizens of a proposed reactor 
    export to the Philippines on the ground that the Commission should not 
    consider such impacts upon the citizens of another country. (Though 
    there was some divergence in the reasoning of the judges, the 
    Commission's decision was upheld in NRDC v. NRC, 647 F.2d 1345 (D.C. 
    Cir. 1981).) The rationale for the Commission's conclusion was that the 
    regulation of economic and industrial activities taking place within a 
    nation's territorial boundaries is a function of the territorial 
    sovereign.
        The IAEA Code of Practice provides in clear terms that a receiving 
    State should not permit receipt of radioactive waste for management or 
    disposal unless the receiving country has an appropriate 
    ``administrative and technical capacity and regulatory structure to 
    manage and dispose of such waste in a manner consistent with 
    international safety standards.'' In contrast, the Code of Practice is 
    far from clear when it states that it is the sending State's obligation 
    to satisfy itself ``in accordance with the receiving State's consent'' 
    that the receiving State is meeting the foregoing requirement. The Code 
    does not explain the intended meaning of the phrase ``in accordance 
    with the receiving State's consent,'' and it does not indicate how the 
    sending State is expected to satisfy itself regarding the receiving 
    State's capability.
        The NRC will expect a receiving State to indicate to the Department 
    of State, during the process for obtaining the receiving State's 
    consent, that it has found that it has the administrative and technical 
    capacity and regulatory structure to manage and dispose of the waste. 
    At this time, however, the NRC is not prepared to include provisions in 
    this final rule that would necessitate independent and specific NRC 
    assessments and findings and an opportunity for adjudication regarding 
    the adequacy of the receiving State's administrative and technical 
    capacity and regulatory structure for managing and disposing of the 
    waste. This decision flows from (1) The ambiguity of the guiding 
    provision in the IAEA Code, (2) the NRC's longstanding policy of not 
    considering health, safety and environmental impacts in foreign 
    countries, (3) the ongoing work--under the aegis of the IAEA--to 
    develop a Convention on Safety of Radioactive Waste Management, and (4) 
    Congressional inaction regarding implementation of the Basel Convention 
    on the Control of Transboundary Movements of Hazardous Wastes and their 
    disposal. Nevertheless, as indicated in the notice for the proposed 
    rule, the NRC does not contemplate any circumstances in which a license 
    would be issued to export radioactive waste to a country without a 
    regulated waste disposal program. Moreover, the Commission would obtain 
    the views of the Executive Branch before approving an application for 
    export of radioactive waste.
        Note that this rule does not address on a generic basis the 
    applicability of the National Environmental Policy Act to Part 110 
    specific licensing actions. Such applicability (if any) will be 
    determined on a case-by-case basis. Note also that export licenses and 
    (with limited exceptions not relevant here) actions related to nuclear 
    activities are exempt from the requirements of Executive Order 12114 
    (44 FR 1957; January 4, 1979), Environmental Effects Abroad of Major 
    Federal Actions.
        NRC has exclusive jurisdiction, vis-a-vis the States, for granting 
    or denying all import licenses. However, in the case of a proposed 
    import, the NRC recognizes the authority of LLW compacts to decide 
    whether or not to accept an import of LLW for disposal in the compact 
    region. The NRC will consult with interested States and LLW compacts 
    prior to issuing an import license for LLW. The NRC will not grant an 
    import license for waste intended for disposal unless it is clear that 
    the waste will be accepted by a disposal facility, host State, and 
    compact (where applicable). This will be part of the determination 
    regarding the appropriateness of the facility that has agreed to accept 
    the waste for management or disposal.
        The NRC will consult with the Department of State and other 
    cognizant Federal agencies regarding proposed exports of radioactive 
    waste. In addition, in all proposed export and import cases, the NRC 
    will ask the Department of State to consult with transit countries, as 
    the Department of State deems appropriate, to obtain any necessary 
    approvals pursuant to the IAEA Code of Practice.
        Following review by the NRC staff, a determination will be made 
    whether to approve or deny the application for a specific license for 
    the import or export of radioactive waste. An import or export license 
    issued by the NRC only authorizes the radioactive waste covered by the 
    license to enter or exit the United States. This license alone does not 
    authorize possession of the waste material or guarantee access to a 
    waste management facility or a disposal site in the United States or 
    another country.
        This rule requires specific licenses for exports and imports of 
    mixed waste. Mixed waste is waste that consists of both hazardous waste 
    and radioactive waste. In addition to meeting NRC requirements, mixed 
    waste must also meet Environmental Protection Agency requirements 
    applicable to the hazardous component of the waste. The exporter or 
    importer is responsible for ensuring compliance with those 
    requirements.
        The rule does not cover the export or import of naturally-occurring 
    radioactive material (other than source material and byproduct material 
    under section 11 e.(2) of the Atomic Energy Act) and accelerator-
    produced radioactive material. Naturally-occurring radioactive material 
    and accelerator-produced radioactive material lie outside NRC's 
    regulatory authority and are subject to health and
    
    [[Page 37561]]
    safety regulation by the States and other Federal agencies.
        The new regulations in Part 110 do not affect existing or future 
    NRC regulations in other parts of this chapter which may relate to 
    matters covered by this rule.
        The Commission notes that violation of regulations issued under 
    sections 161b, 161i, or 161o of the Atomic Energy Act of 1954 may 
    subject a person to criminal sanctions under section 223 of the Atomic 
    Energy Act. The regulations in Part 110 that are not issued under 
    Secs. 161b, 161i, or 161o of the Atomic Energy Act of 1954 for the 
    purposes of section 223 of the Act are listed in Sec. 110.67 of Part 
    110, as amended by this final rule. The following regulations amended 
    by this final rule are not listed in Sec. 110.67: Secs. 110.19, 110.20, 
    110.21, 110.22, 110.23, and 110.27. Violation of these sections may 
    subject a person to criminal sanctions under section 223 of the Atomic 
    Energy Act.
    
    Environmental Impact: Categorical Exclusion
    
        The NRC has determined that this final rule is the type of action 
    described in categorical exclusion 10 CFR 51.22(c)(1). Therefore 
    neither an environmental impact statement nor an environmental 
    assessment has been prepared for this final rule.
    
    Paperwork Reduction Act Statement
    
        This final rule amends information collection requirements subject 
    to the Paperwork Reduction Act of 1980 (44 U.S.C. 3501 et seq.). These 
    paperwork requirements were approved by the Office of Management and 
    Budget, approval numbers 3150-0036 and 3150-0027.
        The public reporting burden for this collection of information is 
    estimated to average 20 hours per response, including the time for 
    reviewing instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information. Send comments regarding this burden estimate 
    or any other aspect of this collection of information, including 
    suggestions for reducing this burden, to the Information and Records 
    Management Branch (T-6F33), U.S. Nuclear Regulatory Commission, 
    Washington, DC 20555-0001; and to the Desk Officer, Office of 
    Information and Regulatory Affairs, NEOB-10202, (3150-0036 and 3150-
    0027), Office of Management and Budget, Washington, DC 20503.
    
    Regulatory Analysis
    
        NRC regulations provide strong regulatory control over the export 
    of strategic nuclear material from a national security 
    (nonproliferation) standpoint, but they have traditionally provided 
    much less control over non-strategic materials. Many non-strategic 
    imports and exports qualify for general licenses without specific 
    review or approval by the NRC. (Domestic regulations in the United 
    States and abroad, and international transportation regulations, have 
    provided the primary regulatory controls for health and safety and 
    environmental protection purposes.) In recent years, national and 
    worldwide concerns about radioactive waste disposal practices have 
    brought attention to the limited focus of the NRC's import and export 
    regulations and the fact that certain types and quantities of 
    radioactive materials, including LLW, may be imported or exported 
    without specific authorization by the NRC and without NRC's knowledge.
        The IAEA Code of Practice on the International Transboundary 
    Movement of Radioactive Waste, which was approved by the IAEA General 
    Conference in 1990 with strong U.S. Government support, provides that 
    international shipments of radioactive wastes should take place only 
    with the prior notification and consent of the sending, receiving and 
    transit countries. The Code also provides that no receiving country 
    should permit the receipt of radioactive waste for management or 
    disposal unless it has the administrative and technical capacity and 
    regulatory structure to manage and dispose of such waste in a manner 
    consistent with international safety standards. This final rule is 
    intended to conform U.S. regulations with these international 
    guidelines. The final rule amends the Part 110 general license 
    provisions applicable to the export and import of special nuclear, 
    source, and byproduct materials to state specifically that general 
    licenses do not provide authority to import or export radioactive 
    waste, as defined by Part 110. Instead, persons desiring to import or 
    export radioactive waste may do so only upon issuance of a specific 
    license by the NRC. Persons desiring to export incidental radioactive 
    material (i.e., radioactive material not otherwise subject to specific 
    licensing under Part 110 that is contained in or a contaminant of any 
    non-hazardous, non-radioactive material that is exported or imported 
    for recycling or resource recovery of the non-radioactive component) 
    are required to file an NRC Form 7 if the total amount of the shipment 
    containing the incidental radioactive material exceeds 100 kilograms, 
    thus providing information about the proposed export, but the NRC will 
    not issue a specific license for such exports. Instead, the material 
    may continue to be shipped under general license. Imports of incidental 
    radioactive material continue to be subject to general licensing under 
    Part 110, but they do not require any filing of information with the 
    NRC under Part 110.
        The rule impacts persons interested in exporting radioactive waste 
    from, or importing radioactive waste into, the United States, and those 
    exporting or importing incidental radioactive material (i.e., 
    radioactive material not subject to specific licensing under Part 110 
    combined with non-hazardous, non-radioactive material exported or 
    imported for recycling or resource recovery). The rule is necessary to 
    satisfy the U.S. Government's commitment to the Code of Practice. There 
    are no alternatives other than rulemaking for achieving the stated 
    objective. (Alternatives to the changes made by this final rule were 
    discussed in the ANPR published in February 1990 and the proposed rule 
    published in April 1992.) We expect that there will be few exports and 
    imports per year that will be covered by the new requirements 
    established by the rule. (There should actually be little, if any, 
    effect on those importing incidental radioactive material.) The agency 
    also believes that, outside of having to pay a licensing fee, this 
    regulation will have a minimal impact on the affected exporters and 
    importers, since they should have ready access to most of the 
    information required to be submitted to the NRC.
        The NRC has considered the resource implications for the agency in 
    developing this final rule, and based on analogous NRC experience under 
    Part 110, it is estimated that a typical waste export or import 
    licensing case resulting from this final rule will require 40 to 50 NRC 
    staff hours for review and processing. It is estimated that the cost 
    associated with such review and processing will, on the average, be 
    approximately $5,000 per case, though a few cases (particularly the 
    first license applications received) may cost as much as $10,000. The 
    total annual cost to the NRC is expected to be approximately $50,000, 
    which would be offset by the collection of application fees.
        To the NRC's knowledge, there is no appreciable U.S. import or 
    export traffic in radioactive waste. A possible exception is the widely 
    accepted
    
    [[Page 37562]]
    practice of returning depleted sealed radioactive sources to a 
    manufacturer for recycle or disposal. This practice is generally 
    encouraged by governmental authorities as a way of helping to ensure 
    that the items are handled in a responsible manner at the end of their 
    useful life. For this reason such shipments are excluded from the 
    definition of ``radioactive waste'' in the final rule.
        The changes made by this rule could affect waste management 
    companies interested in importing radioactive waste from other 
    countries because the imports will now require specific import licenses 
    from the NRC, and an individual import of this type may not satisfy the 
    licensing criteria. However, it is not clear whether this licensing 
    requirement imposes any more difficult obstacles to a prospective waste 
    importer than does the authority given LLW compacts to block shipments 
    of such waste into their respective jurisdictions. (Note that the 
    function of new Sec. 110.43, which sets forth import licensing 
    criteria, is primarily to bring together criteria stated in other 
    sections of Part 110. That the host State and compact do not object to 
    the importation of the waste will be part of the determination 
    regarding the appropriateness of the facility that has agreed to accept 
    the waste for management purposes or disposal.)
        The final rule focuses greater attention on shipments of 
    radioactive waste from or into the United States. This is consistent 
    with the intent of the recommendations of the Code of Practice. The 
    rule effectively excludes from the new requirements for specific 
    licensing export and import of sealed sources, and devices containing 
    sealed sources, to manufacturers qualified to receive and possess them; 
    export and import of contaminated service equipment used in nuclear 
    facilities, if the service equipment is being shipped for use in 
    another nuclear facility and not for management purposes or disposal; 
    and import of government waste returning to the United States. These 
    exclusions from the specific licensing requirements for export and 
    import of radioactive waste, the limited nature of the requirement for 
    export of incidental radioactive material (confined to filing of NRC 
    Form 7), and the absence of any new requirement with respect to import 
    of incidental radioactive material, help to minimize the impact of the 
    rule on commercial activities in the United States. Persons applying 
    for a specific license will be subject to license application fees, 
    which are currently under $10,000 per license. (Fees for licensing 
    services rendered by the NRC pursuant to 10 CFR Part 110 are covered in 
    10 CFR Part 170.) We do not expect that an annual fee will be assessed 
    because we do not foresee that any significant NRC inspection or 
    enforcement activities will result from this final rule.
        Overall, the NRC believes that requiring specific licensing of 
    radioactive waste coming into or leaving the United States for 
    management purposes or disposal is a sound regulatory approach to help 
    ensure that such shipments are subject to U.S. Government approval and 
    the consent of other involved parties. Filing of an NRC Form 7 before 
    export of incidental radioactive material (if the total amount of the 
    shipment containing the incidental radioactive material exceeds 100 
    kilograms) will help ensure that the regulatory program is effective.
    
    Regulatory Flexibility Certification
    
        As required by the Regulatory Flexibility Act of 1980 (5 U.S.C. 
    605(b)), the Commission certifies that this rule does not have a 
    significant economic impact on a substantial number of small entities. 
    This rule establishes specific licensing requirements on the import and 
    export of radioactive waste coming into or leaving the United States, 
    pursuant to which certain information must be filed with the NRC. It 
    also clarifies the application of these requirements with respect to 
    the import and export of incidental radioactive material. The 
    additional burden for the collection of this information is estimated 
    to average 20 hours per response, which will increase the cost of the 
    shipment only by a minimal amount. In all, the amendments to Part 110 
    are expected to result in fewer than ten new export and import licenses 
    per year.
    
    Backfit Analysis
    
        The NRC has determined that the backfit rule, 10 CFR 50.109, does 
    not apply to this final rule and, therefore, a backfit analysis is not 
    required because these amendments do not involve any provision which 
    would impose backfits as defined in 10 CFR 50.109(a)(1).
    
    List of Subjects in 10 CFR Part 110
    
        Administrative practice and procedure, Classified information, 
    Criminal penalties, Export, Import, Intergovernmental relations, 
    Nuclear materials, Nuclear power plants and reactors, Reporting and 
    recordkeeping requirements, Scientific equipment.
    
        For the reasons set out in the preamble and under the authority of 
    the Atomic Energy Act of 1954, as amended, the Energy Reorganization 
    Act of 1974, as amended, and 5 U.S.C. 552 and 553, the NRC is adopting 
    the following amendments to 10 CFR Part 110.
    
    PART 110--EXPORT AND IMPORT OF NUCLEAR EQUIPMENT AND MATERIAL
    
        1. The authority citation for part 110 continues to read as 
    follows:
    
        Authority: Secs. 51, 53, 54, 57, 63, 64, 65, 81, 82, 103, 104, 
    109, 111, 126, 127, 128, 129, 161, 181, 182, 183, 187, 189, 68 Stat. 
    929, 930, 931, 932, 933, 936, 937, 948, 953, 954, 955, 956, as 
    amended (42 U.S.C. 2071, 2073, 2074, 2077, 2092-2095, 2111, 2112, 
    2133, 2134, 2139, 2139a, 2141, 2154-2158, 2201, 2231-2233, 2237, 
    2239); sec. 201, 88 Stat. 1242, as amended (42 U.S.C. 5841); sec. 5, 
    Pub. L. 101-575, 104 Stat. 2835 (42 U.S.C. 2243).
        Sections 110.1(b)(2) and 110.1(b)(3) also issued under Pub.L. 
    96-92, 93 Stat. 710 (22 U.S.C. 2403). Section 110.11 also issued 
    under sec. 122, 68 Stat. 939 (42 U.S.C. 2152) and secs. 54c and 57d, 
    88 Stat. 473, 475 (42 U.S.C. 2074). Section 110.27 also issued under 
    sec. 309(a), Pub. L. 99-440. Section 110.50(b)(3) also issued under 
    sec. 123, 92 Stat. 142 (42 U.S.C. 2153). Section 110.51 also issued 
    under sec. 184, 68 Stat. 954, as amended (42 U.S.C. 2234). Section 
    110.52 also issued under sec. 186, 68 Stat. 955 (42 U.S.C. 2236). 
    Sections 110.80-110.113 also issued under 5 U.S.C. 552, 554. 
    Sections 110.130-110.135 also issued under 5 U.S.C. 553. Sections 
    110.2 and 110.42(a) (9) also issued under sec. 903, Pub.L. 102-496 
    (42 U.S.C. 2151 et seq.).
        2. Section 110.2 is amended by adding the terms disposal, 
    incidental radioactive material, management, radioactive material, 
    radioactive waste, storage, and treatment to read as follows:
    
    
    Sec. 110.2  Definitions.
    
    * * * * *
        Disposal means permanent isolation of radioactive material from the 
    surrounding environment.
    * * * * *
        Incidental radioactive material means any radioactive material not 
    otherwise subject to specific licensing under this part that is 
    contained in or a contaminant of any non-radioactive material that:
        (1) For purposes unrelated to the regulations in this part, is 
    exported or imported for recycling or resource recovery of the non-
    radioactive component; and
        (2) Will not be processed for separation of the radioactive 
    component before the recycling or resource recovery occurs or as part 
    of the resource recovery process.
        The term does not include material that contains or is contaminated 
    with ``hazardous waste'' as defined in section
    
    [[Page 37563]]
    1004(5) of the Solid Waste Disposal Act, 42 U.S.C. 6903(5).
    * * * * *
        Management means storage, packaging, or treatment of radioactive 
    waste.
    * * * * *
        Radioactive material means source, byproduct, or special nuclear 
    material.
        Radioactive waste means any waste that contains or is contaminated 
    with source, byproduct, or special nuclear material, including any such 
    waste that contains or is contaminated with ``hazardous waste'' as 
    defined in section 1004(5) of the Solid Waste Disposal Act, 42 U.S.C. 
    6903(5), but such term does not include radioactive material that is--
        (1) Contained in a sealed source, or device containing a sealed 
    source, that is being returned to any manufacturer qualified to receive 
    and possess the sealed source or the device containing a sealed source;
        (2) A contaminant on service equipment (including service tools) 
    used in nuclear facilities, if the service equipment is being shipped 
    for use in another nuclear facility and not for waste management 
    purposes or disposal; or
        (3) Generated or used in a United States Government waste research 
    and development testing program under international arrangements.
    * * * * *
        Storage means the temporary holding of radioactive material.
    * * * * *
        Treatment means any method, technique, or process, including 
    storage for radioactive decay, designed to change the physical, 
    chemical or biological characteristics or composition of any 
    radioactive material.
    * * * * *
        3. Section 110.19 is revised to read as follows:
    
    
    Sec. 110.19  Types of licenses.
    
        (a) Licenses for the export and import of nuclear equipment and 
    material in this part consist of two types: General licenses and 
    Specific licenses. Except as provided in paragraph (b) of this section, 
    a general license is effective without the filing of an application 
    with the Commission or the issuance of licensing documents to a 
    particular person. A specific license is issued to a named person and 
    is effective upon approval by the Commission of an application filed 
    pursuant to the regulations in this part and issuance of licensing 
    documents to the applicant. Issuance of a specific or general license 
    under this part does not relieve a person from complying with 
    applicable regulations of the Environmental Protection Agency for any 
    export or import that contains or is contaminated with hazardous waste.
        (b) A person using a general license under this part as authority 
    to export incidental radioactive material that is contained in or a 
    contaminant of a shipment that exceeds 100 kilograms in total weight 
    shall file a completed NRC Form 7 before the export takes place.
        4. In Sec. 110.20, paragraph (a) is revised to read as follows:
    
    
    Sec. 110.20  General license information.
    
        (a) A person may use an NRC general license as authority to export 
    or import nuclear equipment or material (including incidental 
    radioactive material), if the nuclear equipment or material to be 
    exported or imported is covered by the NRC general licenses described 
    in Secs. 110.21 through 110.30.
        (1) A person using a general license under this part as authority 
    to export incidental radioactive material that is contained in or a 
    contaminant of a shipment that exceeds 100 kilograms in total weight 
    shall file a completed NRC Form 7 before the export takes place.
        (2) If an export or import is not covered by the NRC general 
    licenses described in Secs. 110.21 through 110.30, a person must file 
    an application with the Commission for a specific license in accordance 
    with Secs. 110.31 through 110.32.
    * * * * *
        5. Section 110.21 is amended by revising the introductory texts of 
    paragraphs (a) and (b), revising paragraph (c), and adding new 
    paragraphs (d) and (e) to read as follows:
    
    
    Sec. 110.21  General license for the export of special nuclear 
    material.
    
        (a) Except as provided in paragraph (d) of this section, a general 
    license is issued to any person to export the following to any country 
    not listed in Sec. 110.28:
    * * * * *
        (b) Except as provided in paragraph (d) of this section, a general 
    license is issued to any person to export the following to any country 
    not listed in Sec. 110.28 or Sec. 110.29:
    * * * * *
        (c) Except as provided in paragraph (d) of this section, a general 
    license is issued to any person to export Pu-236 or Pu-238 to any 
    country listed in Sec. 110.30 in individual shipments of 1 gram or 
    less, not to exceed 100 grams per year to any one country.
        (d) The general licenses in paragraphs (a), (b), and (c) of this 
    section do not authorize the export of special nuclear material in 
    radioactive waste.
        (e) Persons using the general licenses in paragraphs (a), (b), and 
    (c) of this section as authority to export special nuclear material as 
    incidental radioactive material shall file a completed NRC Form 7 
    before the export takes place if the total weight of the shipment 
    exceeds 100 kilograms.
        6. Section 110.22 is amended by revising the introductory text of 
    paragraph (a), revising paragraphs (b), (c), and (d), and adding new 
    paragraphs (e) and (f) to read as follows:
    
    
    Sec. 110.22  General license for the export of source material.
    
        (a) Except as provided in paragraph (e) of this section, a general 
    license is issued to any person to export the following to any country 
    not listed in Sec. 110.28:
    * * * * *
        (b) Except as provided in paragraph (e) of this section, a general 
    license is issued to any person to export uranium or thorium, other 
    than U-230, U-232, Th-227, or Th-228, in individual shipments of 10 
    kilograms or less to any country not listed in Sec. 110.28 or 
    Sec. 110.29, not to exceed 1,000 kilograms per year to any one country 
    or 500 kilograms per year to any one country when the uranium or 
    thorium is of Canadian origin.
        (c) Except as provided in paragraph (e) of this section, a general 
    license is issued to any person to export uranium or thorium, other 
    than U-230, U-232, Th-227, or Th-228, in individual shipments of 1 
    kilogram or less to any country not listed in Sec. 110.29, not to 
    exceed 100 kilograms per year to any one country.
        (d) Except as provided in paragraph (e) of this section, a general 
    license is issued to any person to export U-230, U-232, Th-227, or Th-
    228 in individual shipments of 10 kilograms or less to any country 
    listed in Sec. 110.30, not to exceed 1,000 kilograms per year to any 
    one country or 500 kilograms per year to any one country when the 
    uranium or thorium is of Canadian origin.
        (e) Paragraphs (a), (b), (c), and (d) of this section do not 
    authorize the export under general license of source material in 
    radioactive waste.
        (f) Persons using the general licenses in paragraphs (a), (b), (c), 
    and (d) of this section as authority to export source material as 
    incidental radioactive material shall file a completed NRC Form 7 
    before the export takes place if the total weight of the shipment 
    exceeds 100 kilograms.
        7. Section 110.23 is amended by revising the introductory text of
    
    [[Page 37564]]
    paragraph (a), revising paragraphs (b) and (c), and adding new 
    paragraphs (d) and (e) to read as follows:
    
    
    Sec. 110.23  General license for the export of byproduct material.
    
        (a) Except as provided in paragraph (d) of this section, a general 
    license is issued to any person to export the following to any country 
    not listed in Sec. 110.28:
    * * * * *
        (b) Except as provided in paragraph (d) of this section, a general 
    license is issued to any person to export to the countries listed in 
    Sec. 110.30 tritium in any dispersed form (e.g., luminescent light 
    sources and paint, accelerator targets, calibration standards, labeled 
    compounds) in quantities of 40 curies (4.12 milligrams) or less per 
    item, not to exceed 1,000 curies (103 milligrams) per shipment or 
    10,000 curies (1.03 grams) per year to any one country. This general 
    license does not authorize exports for tritium recovery or recycling 
    purposes.
        (c) Except as provided in paragraph (d) of this section, a general 
    license is issued to any person to export to the countries listed in 
    Sec. 110.30 actinium-225, actinium-227, californium-248, californium-
    250, californium-252, curium-240, curium-241, curium-242, curium-243, 
    curium-244, einsteinium-252, einsteinium-253, einsteinium-254, 
    einsteinium-255, fermium-257, gadolinium-148, mendelevium-258, 
    polonium-208, polonium-209, polonium-210, and radium-223, except that 
    polonium-210 when contained in static eliminators must not exceed 100 
    curies (22 grams) per individual shipment.
        (d) Paragraphs (a), (b), and (c) of this section do not authorize 
    the export under general license of byproduct material in radioactive 
    waste.
        (e) Persons using the general licenses in paragraphs (a), (b), and 
    (c) of this section as authority to export byproduct material as 
    incidental radioactive material shall file a completed NRC Form 7 
    before the export takes place if the total weight of the shipment 
    exceeds 100 kilograms.
        8. Section 110.27 is amended by revising the introductory text of 
    paragraph (a), redesignating paragraph (c) as paragraph (d), and adding 
    a new paragraph (c) to read as follows:
    
    
    Sec. 110.27  General license for imports.
    
        (a) Except as provided in paragraphs (b) and (c) of this section, a 
    general license is issued to any person to import byproduct, source, or 
    special nuclear material if the consignee is authorized to possess the 
    material under:
    * * * * *
        (c) Paragraph (a) of this section does not authorize the import 
    under general license of radioactive waste, other than radioactive 
    waste that is being returned to a United States Government or military 
    facility in the United States which is authorized to possess the 
    material.
    * * * * *
        9. Section 110.32 is amended by revising the heading, redesignating 
    paragraph (f)(5) as (f)(7), and adding new paragraphs (f)(5) and (f)(6) 
    to read as follows:
    
    
    Sec. 110.32  Information required in an application for a specific 
    license/NRC Form 7.
    
    * * * * *
        (f) * * *
        (5) For proposed exports or imports of radioactive waste, and for 
    proposed exports of incidental radioactive material--the volume, 
    classification (as defined in Sec. 61.55 of this chapter), physical and 
    chemical characteristics, route of transit of shipment, and ultimate 
    disposition (including forms of management) of the waste.
        (6) For proposed imports of radioactive waste--the industrial or 
    other process responsible for generation of the waste, and the status 
    of the arrangements for disposition, e.g., any agreement by a low-level 
    waste compact or State to accept the material for management purposes 
    or disposal.
    * * * * *
        10. In Sec. 110.40, paragraph (a) is revised to read as follows:
    
    
    Sec. 110.40  Commission review.
    
        (a) Immediately after receipt of a license application for an 
    export or import requiring a specific license under this part, the 
    Commission will initiate its licensing review and, to the maximum 
    extent feasible, will expeditiously process the application 
    concurrently with any applicable review by the Executive Branch.
    * * * * *
        11. Section 110.41 is amended by redesignating paragraphs (a)(7) 
    and (a)(8) as paragraphs (a)(8) and (a)(9) and adding a new paragraph 
    (a)(7) to read as follows:
    
    
    Sec. 110.41  Executive Branch review.
    
        (a) * * *
        (7) An export involving radioactive waste.
    * * * * *
        12. Section 110.42 is amended by revising the introductory text of 
    paragraph (a) and paragraphs (a)(3) and (c) and adding a new paragraph 
    (d) to read as follows:
    
    
    Sec. 110.42  Export licensing criteria.
    
        (a) The review of license applications for export for peaceful 
    nuclear uses of production or utilization facilities 1 or for 
    export for peaceful nuclear uses of special nuclear or source material 
    requiring a specific license under this part is governed by the 
    following criteria:
    
        \1\  Exports of nuclear reactors, reactor pressure vessels, 
    reactor primary coolant pumps, ``on-line'' reactor fuel charging and 
    discharging machines, and complete reactor control rod systems, as 
    specified in paragraphs (1) through (4) of appendix A to this part, 
    are subject to the export licensing criteria in Sec. 110.42(a). 
    Exports of nuclear reactor components, as specified in paragraphs 
    (5) through (9) of appendix A to this part, when exported separately 
    from the items described in paragraphs (1) through (4) of appendix A 
    of this part, are subject to the export licensing criteria in 
    Sec. 110.42(b).
    ---------------------------------------------------------------------------
    
    * * * * *
        (3) Adequate physical security measures will be maintained with 
    respect to such material or facilities proposed to be exported and to 
    any special nuclear material used in or produced through the use 
    thereof. Physical security measures will be deemed adequate if such 
    measures provide a level of protection equivalent to that set forth in 
    Sec. 110.44.
    * * * * *
        (c) Except where paragraph (d) is applicable, the review of license 
    applications for export of byproduct material or for export of source 
    material for non-nuclear end uses requiring a specific license under 
    this part is governed by the criterion that the proposed export is not 
    inimical to the common defense and security.
        (d) The review of license applications for the export of 
    radioactive waste requiring a specific license under this part is 
    governed by the following criteria:
        (1) The proposed export is not inimical to the common defense and 
    security.
        (2) The receiving country, after being advised of the information 
    required by Sec. 110.32(f)(5), finds that it has the administrative and 
    technical capacity and regulatory structure to manage and dispose of 
    the waste and consents to the receipt of the radioactive waste. In the 
    case of radioactive waste containing a nuclear material to which 
    paragraph (a) or (b) of this section is applicable, the criteria in 
    this paragraph (d) shall be in addition to the criteria provided in 
    paragraph (a) or (b) of this section.
    
    [[Page 37565]]
    
    
    
    Secs. 110.43, 110.44, and 110.45  [Redesignated]
    
        13. Sections 110.43, 110.44, and 110.45 are redesignated as 
    Secs. 110.44, 110.45, and 110.46.
        14. A new Sec. 110.43 is added to read as follows:
    
    
    Sec. 110.43  Import licensing criteria.
    
        The review of license applications for imports requiring a specific 
    license under this part is governed by the following criteria:
        (a) The proposed import is not inimical to the common defense and 
    security.
        (b) The proposed import does not constitute an unreasonable risk to 
    the public health and safety.
        (c) Any applicable requirements of subpart A of part 51 of this 
    chapter are satisfied.
        (d) With respect to the import of radioactive waste, an appropriate 
    facility has agreed to accept the waste for management or disposal.
        15. Section 110.45 is amended by revising paragraphs (b) and (c) to 
    read as follows:
    
    
    Sec. 110.45  Issuance or denial of licenses.
    
    * * * * *
        (b) The Commission will issue an import license if it finds that:
        (1) The proposed import will not be inimical to the common defense 
    and security;
        (2) The proposed import will not constitute an unreasonable risk to 
    the public health and safety;
        (3) The requirements of subpart A of part 51 of this chapter (to 
    the extent applicable to the proposed import) have been satisfied; and
        (4) With respect to a proposed import of radioactive waste, an 
    appropriate facility has agreed to accept the waste for management or 
    disposal.
        (c) If, after receiving the Executive Branch judgement that the 
    issuance of a proposed export license will not be inimical to the 
    common defense and security, the Commission does not issue the proposed 
    license on a timely basis because it is unable to make the statutory 
    determinations required under the Atomic Energy Act, the Commission 
    will publicly issue a decision to that effect and will submit the 
    license application to the President. The Commission's decision will 
    include an explanation of the basis for the decision and any dissenting 
    or separate views. The provisions in this paragraph do not apply to 
    Commission decisions regarding license applications for the export of 
    byproduct material or radioactive waste requiring a specific license.
    * * * * *
        16. In Sec. 110.67, paragraph (b) is revised to read as follows:
    
    
    Sec. 110.67  Criminal Penalties.
    
    * * * * *
        (b) The regulations in part 110 that are not issued under sections 
    161b, 161i, or 161o for the purposes of section 223 are as follows: 
    Secs. 110.1, 110.2, 110.3, 110.4, 110.7, 110.10, 110.11, 110.30, 
    110.31, 110.32, 110.40, 110.41, 110.42, 110.43, 110.44, 110.45, 110.46, 
    110.51, 110.52, 110.60, 110.61, 110.62, 110.63, 110.64, 110.65, 110.66, 
    110.67, 110.70, 110.71, 110.72, 110.73, 110.80, 110.81, 110.82, 110.83, 
    110.84, 110.85, 110.86, 110.87, 110.88, 110.89, 110.90, 110.91, 
    110.100, 110.101, 110.102, 110.103, 110.104, 110.105, 110.106, 110.107, 
    110.108, 110.109, 110.110, 110.111, 110.112, 110.113, 110.120, 110.122, 
    110.124, 110.130, 110.131, 110.132, 110.133, 110.134, and 110.135.
        17. Section 110.70 is amended by revising paragraph (a), adding a 
    new paragraph (b)(4), redesignating paragraph (c) as paragraph (d), and 
    adding a new paragraph (c) to read as follows:
    
    
    Sec. 110.70  Public notice of receipt of an application.
    
        (a) The Commission will notice the receipt of each license 
    application for an export or import for which a specific license is 
    required by placing a copy in the Public Document Room.
        (b) * * *
        (4) Radioactive waste.
        (c) The Commission will also publish in the Federal Register a 
    notice of receipt of a license application for an import of radioactive 
    waste for which a specific license is required.
    * * * * *
        18. Section 110.72 is amended by revising the introductory text to 
    read as follows:
    
    
    Sec. 110.72  Availability of documents in the Public Document Room.
    
        Unless exempt from disclosure under part 9 of this chapter, the 
    following documents pertaining to each license and license application 
    for an import or export requiring a specific license under this Part 
    will be made available in the Public Document Room:
    * * * * *
        19. Section 110.82(a) is revised to read as follows:
    
    
    Sec. 110.82  Hearing request or intervention petition.
    
        (a) A person may request a hearing or petition for leave to 
    intervene on a license application for an import or export requiring a 
    specific license.
    * * * * *
        Dated in Rockville, Maryland, this 14th day of July, 1995.
    
        For the Nuclear Regulatory Commission.
    John C. Hoyle,
    Secretary of the Commission.
    [FR Doc. 95-17826 Filed 7-20-95; 8:45 am]
    BILLING CODE 7590-01-P
    
    

Document Information

Effective Date:
8/21/1995
Published:
07/21/1995
Department:
Nuclear Regulatory Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-17826
Dates:
August 21, 1995.
Pages:
37556-37565 (10 pages)
RINs:
3150-AD36
PDF File:
95-17826.pdf
CFR: (24)
10 CFR 309(a)
10 CFR 110.42(b)
10 CFR 110.27(b)
10 CFR 123
10 CFR 110.2
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