98-19783. 1998 Biennial Regulatory Review of Accounts Settlements in the Maritime and Maritime Mobile-Satellite Radio Services and Withdrawal of the Commission as an Accounting Authority  

  • [Federal Register Volume 63, Number 142 (Friday, July 24, 1998)]
    [Proposed Rules]
    [Pages 39800-39803]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-19783]
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Part 3
    
    [IB Docket No. 98-96, FCC 98-123]
    
    
    1998 Biennial Regulatory Review of Accounts Settlements in the 
    Maritime and Maritime Mobile-Satellite Radio Services and Withdrawal of 
    the Commission as an Accounting Authority
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Federal Communication Commission adopted a Notice of
    
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    Proposed Rulemaking (NPRM) to streamline further the rules governing 
    the regulation and authorization of private accounting authorities for 
    maritime mobile, maritime satellite, aircraft, and hand-held terminal 
    radio services. The Commission proposes to withdraw from its accounting 
    authority function and instead to rely upon private accounting 
    authorities, require private authorities to deal with the public in a 
    non-discriminatory manner, and designate a new accounting authority of 
    last resort. The Commission believes that its function as an accounting 
    clearinghouse is no longer necessary and that its withdrawal from 
    performing this function will serve the public interest. The proposals 
    will benefit the public because they will promote competition in the 
    settlement of maritime radio accounts.
    
    DATES: Comments are due on or before August 24, 1998; and reply 
    comments are due on or before September 9, 1998. Written comments by 
    the public on the proposed information collections are due August 24, 
    1998.
    
    ADDRESSES: Office of the Secretary, Federal Communications Commission, 
    1919 M Street, N.W., Room 222, Washington, D.C. 20554. A copy of any 
    comments on the information collections contained herein should be 
    submitted to Judy Boley, Federal Communications Commission, Room 234, 
    1919 M St., N.W., Washington, D.C. 20554.
    
    FOR FURTHER INFORMATION CONTACT: John Copes, Attorney-Advisor, 
    Multilateral and Development Branch, Telecommunications Division, 
    International Bureau, (202) 418-1478. For additional information 
    concerning the information collections contained in this NPRM contact 
    John Copes at (202) 418-1478, or via the Internet at jcopes@fcc.gov.
    
    SUPPLEMENTARY INFORMATION: This is a summary of the Commission's NPRM, 
    FCC 98-123, adopted on June 18, 1998, and released on July 17, 1998. 
    The full text of this NPRM is available for inspection and copying 
    during normal business hours in the FCC Reference Center (Room 239) of 
    the Federal Communications Commission, 1919 M Street, N.W., Washington, 
    D.C. 20554. The complete text of this NPRM may also be purchased from 
    the Commission's copy contractor, International Transcription Service, 
    Inc., 1231 20th Street, N.W., Washington, D.C. 20036, (202) 857-3800.
    
    Summary of NPRM
    
        1. The Commission adopted an NPRM (FCC 98-123) proposing to 
    withdraw from performing the functions of an accounting authority and 
    to streamline the rules governing the regulation of private accounting 
    authorities for maritime mobile, maritime satellite, aircraft, and 
    hand-held terminal radio services. The Commission initiated this 
    proceeding in response to section 11 of the Communications Act of 1934, 
    which requires the Commission to review all regulations that apply to 
    operations or activities of providers of telecommunications services 
    and to repeal or modify any regulation that it determines to be no 
    longer necessary in the public interest. Accordingly, the Commission 
    has begun a comprehensive 1998 biennial review of telecommunications 
    and other regulations that are overly burdensome or no longer serve the 
    public interest. The Commission seeks comment on the proposals 
    contained in this NPRM.
        2. In this proceeding, the Commission proposes to withdraw from 
    performing the functions of an accounting authority including all 
    services for which the FCC now provides clearinghouse service. The 
    Commission will continue to operate as the administrator of all U.S.-
    certified accounting authorities and the basic rules and procedures for 
    applications, services, and procedures will continue to govern. Because 
    other federal agencies have relied upon the FCC for settlements on 
    their accounts, the Commission specifically requests the governmental 
    agencies to comment on this proposal as to whether they have any 
    special needs that would require it to continue to serve as a 
    clearinghouse for governmental agencies.
        3. The Commission seeks comment on the proposal to amend section 
    3.10(e) to require private accounting authorities to provide service to 
    anyone making a reasonable request for service, without undue or unjust 
    discrimination, and impose charges that are reasonable and non-
    discriminatory. The rules already require that applicants for 
    accounting authority certification serve the public on a reasonable and 
    non-discriminatory basis. To make these obligations more explicit, the 
    Commission proposes to amend the first sentence of Sec. 3.10(e) to read 
    as follows:
    
        Section 3.10(e). Applicants must offer their services to any 
    member of the public making a reasonable request therefor, without 
    undue discrimination against any customer or class of customer, and 
    charge reasonable and non-discriminatory fees for services.
    
    This change does not alter the substance of the obligation already 
    created by Section 3.10(e) but is intended only as a clarification that 
    private entities have a duty to deal with the public in a non-
    discriminatory manner.
    
        4. Historically, the FCC has acted as the accounting authority of 
    last resort; that is foreign telecommunications operators have sent to 
    the Commission all accounts where the customer has not designated a 
    specific accounting authority. If the Commission withdraws from acting 
    as an accounting authority, it will be necessary to provide an 
    alternative mechanism. The Commission seeks comment on designating a 
    new accounting authority of last resort. Some of the options include: 
    designating a private accounting authority, requiring customers to pre-
    subscribe to an accounting authority or to designate an authority on 
    every message, or developing a formula for distributing messages 
    without a designated authority among several private accounting 
    authorities. While a formula would make it easier for the customer, and 
    would yield a fair distribution of messages among authorities, it would 
    require an administrator and could increase the cost of the accounts-
    settlement function. The Commission seeks comment on this issue as 
    well.
        5. The Commission also seeks comment on its proposal to allow 
    ``grandfathered'' entities, those which already held interim 
    certification as accounting authorities, to continue their prior 
    pattern of activities and exempt them from the requirement to deal with 
    the public at large. In its 1996 Report and Order, 61 FR 20155 
    (published May 6, 1996), adopting rules for certifying accounting 
    authorities, the Commission created an exemption for one entity that 
    had served as accounting authorities only because it owns and operates 
    the vessels for which it settles charges. The Commission tentatively 
    concludes that maintaining the status of this grandfathered entity and 
    continuing to exempt it from the requirement to deal with the public at 
    large will avoid working an unnecessary hardship on it since it does 
    not seek or derive profit from performing the functions of an 
    accounting authority. However, should all 25 Accounting Authority 
    identification Codes (AAIC), be assigned and new codes become 
    necessary, the Commission reserves the right to require this 
    grandfathered entity to serve the public generally or to surrender its 
    code for reassignment to an entity who will serve the public 
    indiscriminately. The Commission proposes to retain this reservation in 
    the regulation of private
    
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    accounting authorities established in this proceeding.
        6. The Commission proposes to allow applicants with applications 
    for accounting authority certification pending before it to amend their 
    applications to conform to the new rules. The Commission tentatively 
    concludes that the public interest would be served by giving applicants 
    an opportunity to amend their applications by showing how they propose 
    to fulfill the non-discrimination obligation and allowing the public 
    top address these entities= ability to perform that function.
        7. The Commission proposes to amend the ``Application For 
    Certification As An Accounting Authority,'' FCC Form 44 in the Maritime 
    and Maritime Satellite Radio Service Regulations, so as to include a 
    certification term of intent to conduct settlements on a non-
    discriminatory basis. The FCC also proposes that all applicants with 
    accounting-authority applications pending before the Commission amend 
    their Form 44 submissions within 60 days after the release of a Report 
    and Order in this proceeding specifically to affirm that they will 
    serve all customers requesting their services on a non-discriminatory 
    basis.
    
    Ex Parte
    
        8. This is a non-restricted (i.e., permit-but-disclose) notice-and-
    comment rulemaking proceeding. Ex parte presentations are permitted, 
    except during the Sunshine Agenda period, provided that they are 
    disclosed as provided in the Commission's rules. See generally 47 CFR 
    1.1202, 1.1203, 1.1206. Persons making oral ex parte presentations are 
    reminded that memorandums summarizing the presentations must contain 
    summaries of the substance of the presentations and not merely a 
    listing of the subjects discussed. More than a one or two sentence 
    description of the views and arguments presented is generally required. 
    See 47 CFR 1.1206(b)(2), as revised. Other rules pertaining to oral and 
    written presentations are set forth in 1.1206(b) as well.
    
    Regulatory Flexibility Act
    
        9. As required by section 603 of the Regulatory Flexibility Act, 
    the Commission has prepared an Initial Regulatory Flexibility Analysis 
    (IRFA) of the expected impact on small entities of the proposals 
    contained in the NPRM. The IRFA is set forth in the attached Rule 
    Changes. Written public comments are requested on the IRFA. These 
    comments must be filed in accordance with the same filing deadlines as 
    comments on the rest of the NPRM, but they must have a separate and 
    distinct heading designating them as responses to the Initial 
    Regulatory Flexibility Analysis. The Commission's Office of Public 
    Affairs, Reference Operations Division, shall send a copy of this NPRM, 
    including the Initial Regulatory Flexibility Analysis, to the Chief 
    Counsel for Advocacy of the Small Business Administrations in 
    accordance with paragraph 603(a) of the Regulatory Flexibility Act. 
    Public Law 96-354, 94 Stat. 1164, 5 U.S.C. 601 et seq. (1981).
    
    Initial Paperwork Reduction Act of 1995 Analysis
    
        10. This NPRM contains a proposed information collection. As part 
    of the Commission's continuing effort to reduce paperwork burdens, it 
    invites the general public and the Office of Management and Budget 
    (OMB) to comment on the information collections contained in this NPRM, 
    as required by the Paperwork Reduction Act of 1995, Public Law 104-13. 
    Public and agency comments are due August 24, 1998. Comments should 
    address: (a) whether the proposed collection of information is 
    necessary for the proper performance of the functions of the 
    Commission; (b) the accuracy of the Commission's burden estimates; (c) 
    ways to enhance the quality, utility and clarity of the information 
    collected; and (d) ways to minimize the burden of the collection of 
    information on the respondents, including the use of automated 
    collection techniques or other forms of information technology.
    
    Notice and Comment Provision
    
        11. Pursuant to Section 1.415 of the Commission's Rules, 47 CFR 
    1.415 (1997), interested persons may become parties to this proceeding 
    by filing comments on these proposals on or before August 24, 1998, and 
    reply comments on or before September 9, 1998. All relevant and timely 
    comments will be considered by the Commission before final action is 
    taken in this proceeding. In reaching its decision, the Commission may 
    take into consideration information and ideas not contained in the 
    comments, provided that such information or a writing indicating the 
    nature and source of such information is placed in the public file, and 
    provided that the Commission's reliance on such information is noted in 
    the Report and Order.
        12. Parties in this proceeding may file comments and replies on 
    paper or electronically. Under Section 1.419 of the Commission's Rules, 
    47 CFR 1.419 those filing comments on paper must file an original and 
    four copies of all comments, reply comments, and supporting documents. 
    If parties want each Commissioner to receive a personal copy of their 
    comments, they must file an original plus nine copies. Persons who wish 
    to participate informally may submit two copies of their comments, 
    stating thereon the docket number of this proceeding. Comments and 
    reply comments should be sent to the Office of the Secretary, Federal 
    Communications Commission, 1919 M St., N.W., Room 222, Washington, D.C. 
    20554. Additionally, parties must file a copy of their comments, 
    replies and supporting documents with the Commission's copy contractor, 
    International Transcription Service, Inc., 1231 20th St., N.W., 
    Washington, D.C. 20037. Comments and reply comments will be available 
    for public inspection during regular business hours in the FCC 
    Reference Center (Room 239) at that address. For additional information 
    about this proceeding, please contact John Copes at (202) 418-1478.
        13. Pursuant to Section 1.49(f) of the Commission's Rules, 47 CFR 
    1.49(f), Parties may file their comments, replies and supporting 
    documents in electronic form via the Internet. Such parties should use 
    the Commission's Electronic Comment Filing System, which they can 
    access using the following Internet address: http://www.fcc.gov/e-
    file/ecfs.html>. Further information on the process of submitting 
    comments electronically is available at http://www.fcc.gov/e-file/>. 
    Pursuant to Sec. 1.419(d) of the Commission's Rules, 47 CFR 1.419(d), 
    Parties need file only one copy of an electronic submission. In 
    completing the transmittal screen, a party filing a comment, reply or 
    supporting document should include his or her full name, U.S. Postal 
    Service mailing address and the lead Docket number for this proceeding, 
    which is IB Docket No. 98-96. The Commission will consider 
    electronically filed comments that conform to the guidelines of this 
    section part of the record in this proceeding and accord them the same 
    treatment as comments filed on paper.
        14. Parties filing comments, replies and supporting documents on 
    paper must also file their submissions on diskette. Such a submission 
    should be on a 3.5 inch diskette formatted in an IBM-compatible format, 
    using MS DOS and Word Perfect 5.1 for Windows or compatible software. 
    The diskette should be submitted in ``read only'' mode. The diskette 
    should be clearly marked with the party's name, the proceeding to which 
    it is addressed (in this case, IB Docket No. 98-96), the type
    
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    of pleading (comment or reply) and the date of submission. The diskette 
    should be accompanied by a cover letter setting forth the same 
    information. Each diskette should contain only one party's pleading, 
    preferably in a single electronnic file. The party should submit one 
    copy of the diskette to John Copes, International Bureau, 
    Telecommunications Division, 2000 M St., N.W., Room 844, Washington, 
    D.C. 20054. The party should file an exact copy of the diskette, 
    identically marked, with the Commission's copy contractor, 
    International Transcription Service, Inc.
        15. Persons wishing to comment on the proposed and/or modified 
    information collections should file written comments on or before 
    August 24, 1998. The Office of Management and Budget (OMB) must submit 
    its written comments on the proposed information collections, if any, 
    on or before [insert date 60 days after the date of publication of the 
    summary of this Notice of Proposed Rulemaking in the Federal Register]. 
    In addition to filing comments with the Secretary, they should also 
    submit a copy of any comments on the information collections contained 
    herein Judy Boley, Federal Communications Commission, Room 234, 1919 M 
    Street, N.W., Washington, DC 20554, or via the Internet to 
    jboley@fcc.gov.
    
    Conclusion
    
        16. The Commission is proposing these rules to clarify the public 
    service requirements for all those pending applicants and all future 
    entities who may wish to serve as accounting authorities for the 
    settlement of international radio maritime accounts involving U.S. 
    registered vessels operating in foreign or international waters. By 
    these rules, the Commission seeks to ensure that the public interest is 
    adequately served as the Commission withdraws from its function as an 
    accounting authority for non-governmental users of maritime mobile and 
    maritime mobile-satellite radio services. It seeks comment on the 
    proposed changes to the application procedure and any alternatives 
    interested persons may wish to suggest.
    
    Ordering Clauses
    
        17. Accordingly, it is ordered, pursuant to Sections 4(i), 4(j), 
    11, 201-205 and 303(r) of the Communications Act of 1934, as amended, 
    47 U.S.C. Secs. 154(i), 154(j),161, 201-205 and 303(r), that this NPRM 
    is hereby adopted.
        18. It is further ordered that the Office of Public Affairs, 
    Reference Operations Division, shall send a copy of this Notice of 
    Proposed Rulemaking, including the regulatory flexibility 
    certification, to the Chief Counsel for Advocacy of the Small Business 
    Administration.
    
    Federal Communications Commission.
    Magalie Roman Salas,
    Secretary.
    
    Rule Changes
    
        Part 3 of the Commission's Rules and Regulations (Chapter 1 of 
    Title 47 of the Code of Federal Regulations) is amended as follows:
    
    PART 3--AUTHORIZATION AND ADMINISTRATION OF ACCOUNTING AUTHORITIES 
    IN MARITIME AND MARITIME MOBILE-SATELLITE RADIO SERVICES
    
        1. The authority citation for part 3 continues to read as follows:
    
        Authority: 47 U.S.C. 154(i), 154(j) and 303(r).
    
        2. Section 3.10 is proposed to be amended by revising the first 
    sentence of paragraph (e) to read as follows:
    
    
    Sec. 3.10  Basic qualifications.
    
        (e) Applicants must offer their services to any member of the 
    public making a reasonable request therefor, without undue 
    discrimination against any customer or class of customer, and charge 
    reasonable and non-discriminatory fees for service. * * *
    * * * * *
    [FR Doc. 98-19783 Filed 7-23-98; 8:45 am]
    BILLING CODE 6712-01-P
    
    
    

Document Information

Published:
07/24/1998
Department:
Federal Communications Commission
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
98-19783
Dates:
Comments are due on or before August 24, 1998; and reply comments are due on or before September 9, 1998. Written comments by the public on the proposed information collections are due August 24, 1998.
Pages:
39800-39803 (4 pages)
Docket Numbers:
IB Docket No. 98-96, FCC 98-123
PDF File:
98-19783.pdf
CFR: (1)
47 CFR 3.10