97-19588. North and South Atlantic Swordfish Fishery; Quotas  

  • [Federal Register Volume 62, Number 143 (Friday, July 25, 1997)]
    [Proposed Rules]
    [Pages 40039-40044]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-19588]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 630
    
    [Docket No. 970110171-7171-01; I.D. 041097A]
    RIN 0648-AJ63
    
    
    North and South Atlantic Swordfish Fishery; Quotas
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Proposed rule; public hearings; request for comments.
    
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    SUMMARY: NMFS proposes to amend the regulations governing the Atlantic 
    swordfish fishery to: Reduce the quota in the North Atlantic Ocean to 
    2,458 metric tons (mt) dressed weight (dw) for 1997, 2,393 mt dw for 
    1998, and 2,327 mt dw for 1999, with one half of each year's quota 
    allocated equally to each of two semi-annual fishing seasons (June 1 
    through November 30 and December 1 through May 31); define the South 
    Atlantic swordfish stock, set a 187.5 mt dw quota for that stock for 
    1997, and implement the same management measures for the South Atlantic 
    swordfish stock as are currently in place for the North Atlantic stock, 
    such as minimum size limit, vessel permitting, logbook reporting, and 
    observer requirements. The intent of this action is to improve 
    conservation and management of the Atlantic swordfish resource, while 
    allowing harvests consistent with recommendations of the International 
    Commission for the Conservation of Atlantic Tunas (ICCAT). NMFS is also 
    seeking comments on amending Atlantic swordfish regulations as they 
    apply to vessel operations at the time of a closure. NMFS will convene 
    public hearings to receive comments from fishery participants and other 
    members of the public regarding this proposed rule.
    
    DATES: Comments must be submitted on or before August 21, 1997. See 
    SUPPLEMENTARY INFORMATION for hearing dates and times.
    
    ADDRESSES: Comments on the proposed rule and copies of the Draft 
    Environmental Assessment/Regulatory Impact Review (EA/RIR) supporting 
    this action may be obtained from Rebecca Lent, Highly Migratory Species 
    Division, Office of Sustainable Fisheries, NMFS, 1315 East-West 
    Highway, Silver Spring, MD 20910. See SUPPLEMENTARY INFORMATION for 
    hearing locations. Comments regarding the burden-hour estimate or any 
    other aspect of the collection-of-information requirement contained in 
    this rule should be sent to Rebecca Lent or to the Office of Management 
    and Budget (OMB), Attention: NOAA Desk Officer, Washington, DC 20503.
    
    FOR FURTHER INFORMATION CONTACT: John Kelly, 301-713-2347, fax: 301-
    713-1917; or Buck Sutter, 813-570-5447, fax: 813-570-5364.
    
    SUPPLEMENTARY INFORMATION: The U.S. Atlantic swordfish fishery is 
    managed under the Fishery Management Plan for Atlantic Swordfish and 
    its implementing regulations at 50 CFR part 630, under the authority of 
    the Magnuson-Stevens Fishery Conservation and Management Act (16 U.S.C. 
    1801 et seq.) and the Atlantic Tunas Convention Act (ATCA; 16 U.S.C. 
    971 et seq.). Regulations issued under the authority of ATCA carry out 
    the recommendations of ICCAT.
    
    Background
    
        According to the 1996 ICCAT stock assessment, the fishable biomass 
    (total weight) of North Atlantic swordfish at the beginning of 1996 was 
    estimated to be at 58 percent of that needed to produce maximum 
    sustainable yield (MSY). The 1995 fishing mortality rate (F) was 
    estimated to be 2.05 times the fishing mortality rate necessary to 
    produce MSY. The average size of North Atlantic swordfish has declined 
    from over 91 kg dw (200 lbs) in 1963 to 30.5 kg dw (67 lbs) in 1995. 
    Because the
    
    [[Page 40040]]
    
    stock is continuing to decline, reductions in quotas are required in 
    the immediate future to rebuild the stock to levels that would support 
    MSY.
        At the November 1996 ICCAT meeting, a recommendation was adopted to 
    reduce the total quota for all countries fishing on swordfish in the 
    North Atlantic to 8,475 mt dw for 1997, 8,250 mt dw for 1998, and 8,025 
    mt dw for 1999. North Atlantic landings reported to ICCAT for 1995 and 
    1996 were estimated to be 12,750 mt dw. The United States is allocated 
    29 percent of the total North Atlantic quota, which is 2,458 mt dw for 
    1997, 2,393 mt dw for 1998, and 2,327 mt dw for 1999 (see Table 1).
        Consistent with the ICCAT recommendations for 1995 and 1996, the 
    United States was obligated to reduce its total quota by the number of 
    estimated dead discards. However, for 1997, the United States is not 
    obligated to reduce the ICCAT quota to account for discards; therefore, 
    the 1997 U.S. quota recommended by ICCAT (2,458 mt dw) represents an 
    actual increase of 7.7 percent in the total weight of swordfish 
    available for landing as compared to the adjusted 1996 quota. In 1998, 
    the U.S. quota is reduced by 2.64 percent from the 1997 allowable 
    catch, and in 1999, the U.S. quota is reduced by 2.76 percent from 1998 
    level. However, because dead discards are no longer required to be 
    subtracted, the cumulative impact over 1997 through 1999 is a net gain 
    of 1.93 percent over the 1996 adjusted quota. In 1996, ICCAT also 
    recommended that overharvest or underharvest of a contracting party's 
    quota must be applied to the following year's quota for that country.
        The 1996 report of the Standing Committee on Research and 
    Statistics (SCRS) of ICCAT noted that the South Atlantic swordfish 
    stock at the beginning of 1996 was near the biomass associated with 
    MSY; however, the 1995 fishing mortality rate was estimated to be 1.24 
    times FMSY. The SCRS cautioned that these estimates should 
    be considered preliminary. For participating countries with harvest 
    levels below the 187.5 mt dw threshold in 1993 or 1994, ICCAT adopted a 
    recommendation equivalent to a 187.5 mt dw cap for 1995, 1996, and 
    1997. NMFS has determined that the 1993 and 1994 U.S. South Atlantic 
    swordfish harvest levels were below this threshold. Allowable catches 
    for those countries whose landings already exceed the threshold were 
    capped at 1993 or 1994 harvest levels, whichever was higher.
        NMFS has evaluated the annual quota and the need for a South 
    Atlantic management unit area, and quota levels and gear type 
    restrictions in the Atlantic swordfish fishery in accordance with the 
    procedures and factors specified in 50 CFR 630.24(d), including 
    consideration of the latest stock assessment and recommendations of 
    ICCAT. NMFS has concluded that it is necessary to implement permitting, 
    reporting, and an observer program to provide for swordfish catch 
    monitoring in the South Atlantic.
    
    Management Measures
    
        This proposed rule, if adopted, would further ICCAT's international 
    management objectives for the Atlantic swordfish fishery. The proposed 
    regulations are summarized as follows:
    
    North Atlantic Quota
    
        NMFS proposes to implement ICCAT's 1996 recommendation of a North 
    Atlantic U.S. quota of 2,458 mt dw for 1997, 2,393 mt dw for 1998 and 
    2,327 mt dw for 1999 (Table 1). Each year, the quota would be divided 
    between a directed fishery quota and an incidental quota. The 
    incidental quota is needed to allow for incidental landings, at levels 
    stated in 50 CFR 630.25, during anticipated directed fishery closures 
    and for swordfish taken incidental to other fisheries. During a 2-month 
    closure of the directed fishery in 1995, a reduction in allowable 
    incidental harvest was implemented on November 27, 1995 (60 FR 58245), 
    but did not prevent the overall established quota from being exceeded. 
    Therefore, NMFS proposes to increase the incidental quota to 300 mt dw 
    each year for 1997, 1998, and 1999 to meet expected incidental harvest 
    levels during anticipated directed fishery closures. The proposed 
    incidental quota is based on the November 1995 harvest levels and 
    assumes a directed fishery closure of approximately 2 months per semi-
    annual season. During November 1995, a bycatch limit of 15 swordfish 
    per longline trip was in effect. The increased incidental catch reserve 
    should ensure that the total ICCAT quota is not exceeded.
        The directed fishery quota would be further divided into two semi-
    annual quotas: June 1 through November 30 and December 1 through May 31 
    (Table 1). Each of the directed semi-annual quotas would be further 
    subdivided into a drift gillnet quota and a longline and harpoon quota 
    (Table 1). Allocations by gear types are in the same proportions as 
    those established for 1994 through 1996.
    
                                 Table 1.--Swordfish North Atlantic Proposed Allocations                            
                                                       [in mt dw]                                                   
    ----------------------------------------------------------------------------------------------------------------
                                                         1996            1997             1998             1999     
    ----------------------------------------------------------------------------------------------------------------
    ICCAT Recommended Quota......................          2,625             2,458          2,393            2,327  
    Incidental Catch Quota.......................            254               300            300              300  
    Directed Fishery Quota (Total--Incidental)...          2,371             2,158          2,093            2,027  
    Semi-Annual Directed Quota...................          1,185.5           1,079          1,046.5          1,013.5
    Semi-Annual Drift Gillnet Quota..............             23.5              21             20.5             20.5
    Semi-Annual Longline and Harpoon Quota.......          1,162             1,058          1,026              993  
    Discards Adjustment..........................            342                                                    
    Landing Quota (Total--Discards)..............          2,283             2,458          2,393            2,327  
    ----------------------------------------------------------------------------------------------------------------
    
        Following a closure of the directed longline fishery, any 
    overharvest or underharvest would be added to, or subtracted from, the 
    incidental catch reserve of 300 mt dw for that year. Any cumulative 
    overharvest/underharvest that occurs during any year would then be 
    subtracted from/added to the following year's quota, per the ICCAT 
    recommendations.
    
    Definition of South Atlantic Swordfish Stock
    
        NMFS proposes to define the South Atlantic swordfish stock to 
    include all swordfish in the Atlantic Ocean south of 5 deg. N. lat., 
    which would be consistent
    
    [[Page 40041]]
    
    with ICCAT's delineation of the northern and southern swordfish stocks.
    
    Permits, Reporting and Observers
    
        The proposed action would institute a uniform system of swordfish 
    management measures for all U.S.-flagged vessels operating throughout 
    the Atlantic Ocean. The same general swordfish management measures 
    currently in place for the North Atlantic would be extended to the 
    South Atlantic: Vessel permits, logbook reporting, observer coverage, 
    limited access permitting, and other, related management measures (50 
    CFR part 630). Such measures are necessary to monitor the catch of 
    U.S.-flagged vessels operating in the South Atlantic.
        NMFS proposes to require that the owner of a vessel that fishes for 
    or possesses swordfish in or from the North Atlantic or South Atlantic 
    ocean, or that takes swordfish in these areas as incidental catch, 
    possess a valid swordfish vessel permit. Current holders of valid 
    swordfish vessel permits would not be required to obtain a new permit 
    to fish for and possess swordfish in the South Atlantic.
        Under the High Seas Fishing Compliance Act (HSFCA) of 1995 and its 
    implementing regulations (50 CFR part 300), U.S. vessels fishing 
    outside the exclusive economic zone (EEZ) of any nation are required to 
    obtain a HSFCA permit and comply with applicable requirements, 
    including reporting. Some U.S.-flagged vessels currently fishing in the 
    South Atlantic Ocean are not required to possess a HSFCA permit because 
    their fishing activities occur exclusively within the EEZ of another 
    nation. Accordingly, the proposed swordfish reporting system for 
    vessels fishing in the South Atlantic Ocean is needed to monitor all 
    catches and landings of U.S.-flagged vessels that would not otherwise 
    be reporting under a North Atlantic swordfish or HSFCA permit.
        NMFS proposes to require that the owner and operator of a vessel 
    for which a permit has been issued, and that is operating in South 
    Atlantic waters, ensure that a daily logbook is maintained of the 
    vessel's swordfish fishing effort, catch, and disposition on logbook 
    forms available from NMFS. These forms would be required to be 
    submitted to NMFS and along with tally sheets for all swordfish off-
    loaded and for other species off-loaded with swordfish. These proposed 
    requirements are the same as those currently required for the North 
    Atlantic swordfish fishery.
        NMFS proposes to require at-sea observer coverage for up to 5 
    percent of the vessels participating in the South Atlantic swordfish 
    fishery, and would require any vessel that is selected by NMFS to carry 
    an observer.
    
    South Atlantic Quota
    
        United States landings of swordfish from the South Atlantic stock 
    during 1993 and 1994 were estimated to be less than or equal to 187.5 
    mt dw. Therefore, consistent with the ICCAT recommendation, NMFS 
    proposes to implement a quota of 187.5 mt dw annual landings maximum 
    for 1997. Following a closure of the directed longline fishery in the 
    South Atlantic Ocean, no incidental harvest would be allowed.
        United States landings of swordfish from the South Atlantic were 
    estimated to be less than 187.5 mt dw in 1996. Because there were no 
    regulatory requirements on U.S.-flagged vessels to report landings from 
    the South Atlantic Ocean during 1993 or 1994, vessel operators may have 
    catch records that indicate, when combined with other similar records, 
    landings higher than 187.5 mt dw. NMFS estimates, based on the best 
    information available, that there are eight U.S.-flagged vessels 
    operating (i.e., harvesting and landing swordfish) in the South 
    Atlantic Ocean. NMFS requests submission of any such catch and landing 
    records from the South Atlantic by U.S.-flagged vessels to rectify, if 
    necessary, historical data on harvest levels during 1993 and 1994. If 
    verifiable documentation can be produced, it is possible that the U.S. 
    quota allocation could be revised to be consistent with the ICCAT 
    recommendations.
        NMFS is currently considering Amendment 1 to the Fishery Management 
    Plan for Atlantic Swordfish, which would establish a limited access 
    system for vessels fishing in the North Atlantic. If Amendment 1 is 
    adopted, NMFS will issue regulations to implement it. Proposed 
    regulations to do so were published on February 26, 1997 (62 FR 8672). 
    NMFS proposes that, after implementation of Amendment 1, swordfish 
    permits for the South Atlantic be limited to those who qualify for a 
    directed permit under Amendment 1. After considering comments on this 
    issue, it could be implemented in the final rule to implement Amendment 
    1, and that final rule would respond to any comments received.
    
    Gear and Incidental Catch Restrictions
    
        NMFS proposes to prohibit the use of drift gillnet gear to fish for 
    swordfish in the proposed South Atlantic management area due to the 
    absence of a historical drift gillnet fishery in this region. 
    Similarly, NMFS proposes no incidental catch allowance for the South 
    Atlantic Ocean as there is no known significant U.S. directed fishery 
    for sharks or tunas in the South Atlantic in which swordfish would 
    occur as an incidental catch.
    
    North and South Atlantic Management Summary
    
        Under this proposed rule, swordfish harvested from or possessed in 
    the North Atlantic Ocean, including the Gulf of Mexico and Caribbean 
    Sea, could be sold only to a dealer (as defined at 50 CFR 630.2) 
    holding a valid annual dealer permit (50 CFR 630.4). Permitted 
    swordfish fishers in the North Atlantic must adhere to all 
    recordkeeping and reporting requirements as outlined in 50 CFR 630.5 
    (daily logbooks and tally sheets), and participate in the observer 
    program as described in 50 CFR 603.10. When the swordfish fishery is 
    closed in the North Atlantic, swordfish could only be landed or 
    possessed incidentally to other fisheries, subject to incidental catch 
    limits, and sold only to dealers holding a valid dealer permit. 
    Swordfish directly or incidentally harvested or possessed from the 
    North Atlantic could not be sold, traded or bartered in the South 
    Atlantic at any time.
        Vessel permits would be required for all swordfish fishing vessels 
    operating in the North or South Atlantic Ocean. Below 5 deg. N. lat., 
    it would not be required that swordfish harvested from or possessed in 
    the South Atlantic Ocean be sold to permitted dealers. However, all 
    permitted vessels harvesting or possessing swordfish from the South 
    Atlantic still would have to comply with applicable recordkeeping and 
    reporting requirements, including ensuring that copies of offloading 
    tally sheets are submitted. During a closure of the South Atlantic 
    swordfish fishery, swordfish could not be possessed on board a vessel 
    subject to the jurisdiction of the United States operating in the South 
    Atlantic Ocean.
        All remaining regulations that apply to the North Atlantic 
    swordfish fishery would apply to the South Atlantic fishery. These 
    include the prohibition on at-sea transfer and harvest limitations such 
    as minimum size limit, vessel trip limits, and carcass condition 
    requirements.
    
    Request for Comments on Offloading
    
        In November of 1995, in December of 1995, and in April of 1997, 
    NMFS closed the directed swordfish fishery. These closures raised a 
    number of issues that NMFS may address through future rulemaking. 
    Specifically, NMFS is
    
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    seeking comment on the possibility of providing ``offloading windows,'' 
    or a time period between a fishery closure date and the time a vessel 
    is required to offload the trip harvest. The regulations would need to 
    be amended before offloading windows could be provided. In addition, it 
    may be necessary to establish standard procedures for vessels that are 
    in distress and are unable to return to port prior to the designated 
    deadline.
    
    Public Hearings
    
        The public hearings are scheduled as follows:
        1. Friday, August 1, 1997, 12 p.m.-2 p.m.--McAuliffe Seafoods, 
    Gallows Bay Dock, Christiansted, St. Croix, USVI 00821; (809) 773-2661. 
    This hearing will be a conference call with the hearing officer in a 
    remote location.
        2. Monday, August 4, 1997, 4 p.m.-6 p.m.--Gosman's Dock, West Lake 
    Drive, Montauk, NY 11954; (516) 668-2447. This hearing will be a 
    conference call with the hearing officer in a remote location.
        3. Friday, August 8, 1997, 2 p.m.-5 p.m.--NMFS Northeast Regional 
    Office (Conference Room), 1 Blackburn Drive, Gloucester, MA 01930; 
    (508) 281-9260.
        4. Friday, August 8, 1997, 2 p.m.-4 p.m.--NMFS Southeast Regional 
    Office (Conference Room, 2nd floor), 9721 Executive Center Drive, 
    North, St. Petersburg, FL 33702; (813) 570-5447.
        Additional public hearings by means of conference calls may be 
    convened if so requested. See ADDRESSES to make such a request.
    
    Special Accommodations
    
        These hearings will be physically accessible to people with 
    disabilities. Requests for sign language interpretation or other 
    auxiliary aids should be directed to Dr. Rebecca Lent at (301) 713-2347 
    at least 5 days prior to the hearing date.
    
    Classification
    
        This proposed rule is published under the authority of ATCA. The 
    Assistant Administrator for Fisheries (NOAA) has preliminarily 
    determined that the regulations contained in this rule are necessary to 
    implement the recommendations of ICCAT and for the domestic management 
    of the Atlantic swordfish fishery.
        The Assistant General Counsel for Legislation and Regulation of the 
    Department of Commerce certified to the Chief Counsel for Advocacy of 
    the Small Business Administration that the proposed rule would not have 
    a significant economic impact on a substantial number of small entities 
    as follows:
        At the November 1996 meeting of the International Commission for 
    the Conservation of Atlantic Tunas (ICCAT), a recommendation, which 
    the United States is bound to implement under the ATCA, was adopted 
    reducing the total quota for all countries fishing on swordfish in 
    the North Atlantic to 8,475 metric tons (mt) dressed weight (dw) for 
    1997, 8,250 mt dw for 1998, and 8,025 mt dw for 1999. North Atlantic 
    landings for 1995 and 1996 were estimated to be 12,750 mt dw. The 
    United States is allocated 29 percent of the total North Atlantic 
    quota, or 2,458 mt dw for 1997, 2,393 mt dw for 1998, and 2,327 mt 
    dw for 1999--the quotas proposed to be established by this proposed 
    rule. For 1995 and 1996, the United States was obligated to reduce 
    (i.e., adjust) its quota by the number of estimated dead discards. 
    However, beginning in 1997, the United States is not obligated to 
    reduce the ICCAT quota to account for discards; therefore the 
    proposed 1997 U.S. quota of 2,458 mt dw represents an actual 
    increase of 7.7 percent in the total weight of swordfish available 
    for landing as compared to the adjusted 1996 quota of 2,283 mt dw. 
    In 1998, the U.S. quota is reduced by 2.64 percent from the 1997 
    allowable catch, and in 1999, the U.S. quota is reduced by 2.76 
    percent from 1998 level. The cumulative impact for the approximately 
    300 participants in the North Atlantic swordfish fishery, from 1997 
    through 1999 is a net gain of 1.93 percent over the 1996 adjusted 
    quota.
        The drift gillnet fishery would experience a 12.8 percent 
    decrease in allowable harvest from 1997-1999, due to the proposed 
    increase in incidental catch quota and annual reductions in the 
    total quota that, for driftnets, are not mitigated by not having to 
    account for discards. However, because there are approximately only 
    13 drift gillnet vessels targeting swordfish, which represents only 
    4.3 percent of the approximately 300 vessels active in the swordfish 
    fishery, a substantial number of small entities would not be 
    significantly affected.
        For the first time, ICCAT recommended that swordfish quotas be 
    established for the South Atlantic. Landings by U.S. vessels in 
    South Atlantic waters have historically been less than or equal to 
    187.5 mt dw, based on the best current scientific information. 
    Because there were no regulatory requirements on U.S.-flagged 
    vessels to report landings from the South Atlantic Ocean during 1993 
    or 1994, vessel operators may have catch records that indicate, when 
    combined with other similar records, landings higher than 187.5 mt 
    dw. NMFS estimates, based on the best information available, that 
    there are eight U.S.-flagged vessels operating exclusively (i.e., 
    harvesting and landing swordfish) in the South Atlantic Ocean. The 
    proposed rule requests submission of any such catch and landing 
    records from the South Atlantic by U.S.-flagged vessels to more 
    accurately ascertain historical harvest levels during 1993 and 1994. 
    For participating countries with harvest levels below the 187.5 mt 
    dw threshold in 1993 or 1994, the ICCAT recommended a quota 
    equivalent to a 187.5 mt dw cap for 1997. Assuming 187.5 mt dw to be 
    the upper bound of past U.S. harvest levels for the South Atlantic, 
    a 1997 cap of 187.5 mt dw should not have a significant impact. If 
    verifiable documentation can be produced of higher historical 
    levels, it is possible that the U.S. quota allocation could be 
    revised.
        Because a significant economic impact on a substantial number of 
    small entities is not anticipated by the implementation of the 
    proposed North and South Atlantic quotas, a regulatory flexibility 
    analysis was not prepared.
    
        This proposed rule has been determined to be not significant for 
    purposes of E.O. 12866.
        Notwithstanding any other provision of law, no person is required 
    to respond to nor shall a person be subject to a penalty for failure to 
    comply with a collection of information subject to the requirements of 
    the Paperwork Reduction Act (PRA) unless that collection of information 
    displays a currently valid OMB Control Number. There are new 
    collection-of-information requirements in this proposed rule beyond 
    those already approved by OMB under Control Number 0648-0016 (Federal 
    Fisheries Logbooks) and 0648-0205 (permitting requirements and observer 
    notifications). NMFS is proposing to extend these programs to cover 
    fishing activities in the South Atlantic, by requiring vessel permits, 
    vessel reporting, observer programs, and other related management 
    measures to monitor the catch of all U.S. flagged-vessels operating in 
    the South Atlantic. This would require revised reporting and 
    participation in observer programs by all those who are already 
    permitted and new reporting by those not currently permitted. The 
    public reporting burden for this collection of information is estimated 
    to average 30 minutes per response for logbooks (10 each for set form, 
    trip summary and cost questions), 20 minutes for an initial vessel 
    permit application and 2 minutes per vessel for observer notification 
    and No-fishing Reports. These estimates include the time for reviewing 
    instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information. In addition, this proposed rule restates a 
    previously approved information collection to require dealer permits 
    (0648-0205) at 5 minutes per response.
        Public comment is sought regarding: Whether this proposed 
    collection of information is necessary for the proper performance of 
    the functions of the agency, including whether the information has 
    practical utility; the accuracy of the burden estimate; ways to enhance 
    the quality, utility, and clarity
    
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    of the information to be collected; and ways to minimize the burden of 
    the collection of information, including through the use of automated 
    collection techniques or other forms of information technology. Send 
    comments regarding this burden estimate or any other aspects of this 
    collection of information, including suggestions for reducing this 
    burden, to NMFS and OMB (see ADDRESSES).
        NMFS reinitiated formal consultation for all highly migratory 
    species commercial fisheries on September 25, 1996, under section 7 of 
    the Endangered Species Act. The Biological Opinion (BO) resulting from 
    this consultation was issued on May 29, 1997. It concludes that 
    continued operation of the longline component of the swordfish fishery 
    may adversely affect but is not likely to jeopardize, the continued 
    existence of any endangered or threatened species under NMFS 
    jurisdiction. The BO also concludes that the swordfish drift gillnet 
    fishery segment of the Atlantic pelagic fishery is likely to jeopardize 
    the continued existence of the right whale. Two alternatives that would 
    avoid the likelihood of jeopardy were set forth in the BO, although 
    NMFS has not identified a preferred alternative at this time. 
    Therefore, NMFS extended the emergency closure of the drift gillnet 
    segment of the swordfish fishery until a preferred option is identified 
    and implemented (62 FR 30775, June 5, 1997).
    
    List of Subjects in 50 CFR Part 630
    
        Fisheries, Fishing, Reporting and record keeping requirements, 
    Management Unit Areas, Treaties.
    
        Dated: July 18, 1997.
    David L. Evans,
    Deputy Assistant Administrator for Fisheries, National Marine Fisheries 
    Service.
    
        For the reasons set out in the preamble, 50 CFR part 630 is 
    proposed to be amended as follows:
    
    PART 630--ATLANTIC SWORDFISH FISHERY
    
        1. The authority citation for part 630 continues to read as 
    follows:
    
        Authority: 16 U.S.C. 1801 et seq. and 16 U.S.C. 971 et seq.
    
        2. In Sec. 630.1, paragraph (b) is revised to read as follows:
    
    
    Sec. 630.1  Purpose and scope.
    
    * * * * *
        (b) This part governs the conservation and management of the North 
    Atlantic and South Atlantic swordfish stocks.
    * * * * *
        3. In Sec. 630.2, the definitions of ``Dealer'' and ``North 
    Atlantic swordfish stock'' are revised, and a definition for the 
    ``South Atlantic swordfish stock'' is added, in alphabetical order, to 
    read as follows:
    
    
    Sec. 630.2  Definitions.
    
    * * * * *
        Dealer means the person who first receives, by way of purchase, 
    barter, or trade, swordfish harvested from the Atlantic Ocean.
    * * * * *
        North Atlantic swordfish stock means those swordfish in the North 
    Atlantic Ocean, including the Gulf of Mexico and Caribbean Sea, north 
    of 5 deg. N. lat.
    * * * * *
        South Atlantic swordfish stock means those swordfish in the 
    Atlantic Ocean, south of 5 deg. N. lat.
    * * * * *
        4. In Sec. 630.4, paragraphs (a)(1)(i) and (a)(1)(ii) introductory 
    text, and (a)(2) are revised to read as follows:
    
    
    Sec. 630.4  Permits and fees.
    
        (a) Applicability--(1) Annual vessel permits. (i) Except as 
    provided by paragraph (a)(1)(ii) of this section, the owner of a vessel 
    of the United States must have an annual permit when--
        (A) Fishing for or possessing swordfish in or from the North 
    Atlantic Ocean, including the Gulf of Mexico and Caribbean Sea;
        (B) Fishing for or possessing swordfish in or from the South 
    Atlantic Ocean; or
        (C) Taking such swordfish as incidental catch, regardless of 
    whether retained.
        (ii) The owner of a vessel that fishes for or possesses swordfish 
    in or from the North Atlantic Ocean, including the Gulf of Mexico and 
    Caribbean Sea, or the South Atlantic Ocean--
    * * * * *
        (2) Annual dealer permits. A dealer in the United States who 
    receives swordfish harvested or possessed by a vessel of the United 
    States must have an annual dealer permit.
    * * * * *
        5. In Sec. 630.7, paragraphs (bb) and (cc) are added and paragraph 
    (c) is revised to read as follows:
    
    
    Sec. 630.7  Prohibitions.
    
    * * * * *
        (c) Sell, barter or trade or attempt to sell, barter, or trade a 
    swordfish harvested from or possessed in the North Atlantic Ocean, 
    including the Gulf of Mexico and Caribbean Sea, to a dealer without a 
    valid dealer permit required under Sec. 630.4(a)(2).
    * * * * *
        (bb) Fish for or possess Atlantic swordfish south of 5 deg. N. lat. 
    using a drift gillnet or while carrying drift gillnet gear on board 
    south of 5 deg. N. lat.
        (cc) Sell, barter or trade or attempt to sell, barter, or trade a 
    swordfish harvested from or possessed in the South Atlantic Ocean 
    during a closure of the South Atlantic swordfish fishery under 
    Sec. 630.25(a)(1).
        6. Section 630.21 is revised to read as follows:
    
    
    Sec. 630.21  Restrictions on transfer, offloading, and sale.
    
        (a) A swordfish harvested from the North Atlantic Ocean, including 
    the Gulf of Mexico and Caribbean Sea, or the South Atlantic Ocean may 
    not be transferred at sea, regardless of where the transfer takes 
    place; and in the North Atlantic Ocean, including the Gulf of Mexico 
    and Caribbean Sea, or the South Atlantic Ocean, a swordfish may not be 
    transferred at sea regardless of where the swordfish was harvested.
        (b) A swordfish harvested from or possessed in the North Atlantic 
    Ocean, including the Gulf of Mexico and Caribbean Sea, or the South 
    Atlantic Ocean, may be initially sold, traded, or bartered or attempted 
    to be sold, traded, or bartered only by an owner or operator of a 
    vessel that has been issued a vessel permit under Sec. 630.4, except 
    that a swordfish that is off-loaded in Puerto Rico or the U.S. Virgin 
    Islands from a non-permitted vessel that fished exclusively shoreward 
    of the outer boundary of the EEZ around Puerto Rico and the U.S. Virgin 
    Islands with only handline gear aboard may be sold, traded, or 
    bartered.
        (c) A swordfish harvested from or possessed in the North Atlantic 
    Ocean, including the Gulf of Mexico and Caribbean Sea, may be initially 
    purchased, traded, or bartered or attempted to be purchased, traded, or 
    bartered only by a dealer with a valid dealer permit issued under 
    Sec. 630.4.
        (d) A swordfish harvested from or possessed in the North Atlantic 
    Ocean, including the Gulf of Mexico and Caribbean Sea, or the South 
    Atlantic Ocean in the recreational fishery may not be sold, purchased, 
    traded, or bartered or attempted to be sold, purchased, traded, or 
    bartered.
        7. In Sec. 630.23, paragraphs (a) and (b) are revised to read as 
    follows:
    
    
    Sec. 630.23  Harvest limitations.
    
        (a) Minimum size. The minimum allowable size for possession on 
    board a fishing vessel for a swordfish taken from the North Atlantic 
    Ocean, including the Gulf of Mexico and the Caribbean Sea, or the South 
    Atlantic
    
    [[Page 40044]]
    
    Ocean is 29 inches (73 cm) carcass length, measured along the body 
    contour (i.e., a curved measurement) from the cleithrum to the anterior 
    portion of the caudal keel (CK measurement) or, if swordfish are 
    weighed, 33 lb (15 kg) dressed weight. The cleithrum is the 
    semicircular bony structure that forms the posterior edge of the gill 
    opening. Measurement must be made at the point on the cleithrum that 
    provides the shortest possible CK measurement (Figure 1 to part 630).
        (b) Carcass condition. A swordfish possessed in the North Atlantic 
    Ocean, including the Gulf of Mexico and the Caribbean Sea, or the South 
    Atlantic Ocean must be in whole or dressed form, and a swordfish landed 
    from a fishing vessel in an Atlantic, Gulf of Mexico, or Caribbean, or 
    South Atlantic coastal state must be maintained in whole or dressed 
    form through off-loading, except such swordfish as are damaged by shark 
    bites. A shark-bit swordfish for which the remainder of the carcass is 
    less than the minimum size limit specified in paragraph (a) of this 
    section may not be landed.
    * * * * *
        8. In Sec. 630.24, in paragraph (a) the designation (1) is added 
    after the heading, paragraphs (a)(2) and (b)(5) through (b)(7) are 
    added, and paragraphs (b)(1) through (b)(4), (c), (d)(4), and (e) are 
    revised to read as follows:
    
    
    Sec. 630.24  Quotas.
    
        (a) Applicability (1) * * *
        (2) A swordfish harvested from the South Atlantic swordfish stock 
    by a vessel subject to the jurisdiction of the United States is counted 
    against the directed-fishery quota.
        (b) Directed-fishery quota. (1) The directed fishery quota for the 
    North Atlantic Ocean, including the Gulf of Mexico and the Caribbean 
    Sea for the period June 1, 1997, through May 31, 1998, is 2,116 mt dw 
    for the longline/harpoon fishery and 42 mt dw for the drift gillnet 
    fishery.
        (2) The annual directed fishery quota for the period June 1, 1997, 
    through May 31, 1998 for swordfish in the North Atlantic Ocean, 
    including the Gulf of Mexico and the Caribbean Sea is 2,158 mt dw, 
    divided into two semi-annual quotas as follows:
        (i) For the semi-annual period June 1 through November 30:
        (A) 21 mt dw that may be harvested by drift gillnet; and
        (B) 1,058 mt dw that may be harvested by longline and harpoon.
        (ii) For the semi-annual period December 1 through May 31:
        (A) 21 mt dw that may be harvested by drift gillnet; and
        (B) 1,058 mt dw that may be harvested by longline and harpoon.
        (3) The annual directed fishery quota in the North Atlantic Ocean, 
    including the Gulf of Mexico and the Caribbean Sea for the period June 
    1, 1998, through May 31, 1999, is 2,093 mt dw for the longline/harpoon 
    fishery and 41 mt dw for the drift gillnet fishery.
        (4) The annual directed fishery quota for the period June 1, 1998, 
    through May 31, 1999 for swordfish in the North Atlantic Ocean, 
    including the Gulf of Mexico and the Caribbean Sea is 2,093 mt dw, 
    divided into two semi-annual quotas as follows:
        (i) For the semi-annual period June 1 through November 30:
        (A) 20.5 mt dw that may be harvested by drift gillnet; and
        (B) 1,026 mt dw that may be harvested by longline and harpoon.
        (ii) For the semi-annual period December 1 through May 31:
        (A) 20.5 mt dw that may be harvested by drift gillnet; and
        (B) 1,026 mt dw that may be harvested by longline and harpoon.
        (5) The directed fishery quota in the North Atlantic Ocean, 
    including the Gulf of Mexico and the Caribbean Sea for the period June 
    1, 1999, through May 31, 2000, is 1,986 mt dw for the longline/harpoon 
    fishery and 41 mt dw for the drift gillnet fishery.
        (6) The annual directed fishery quota for the period June 1, 1999, 
    through May 31, 2000 for swordfish in the North Atlantic Ocean, 
    including the Gulf of Mexico and the Caribbean Sea is 2,027 mt dw, 
    divided into two semi-annual quotas as follows:
        (i) For the semi-annual period June 1 through November 30:
        (A) 20.5 mt dw that may be harvested by drift gillnet; and
        (B) 993 mt dw that may be harvested by longline and harpoon.
        (ii) For the semi-annual period December 1 through May 31:
        (A) 20.5 mt dw that may be harvested by drift gillnet; and
        (B) 993 mt dw that may be harvested by longline and harpoon.
        (7) The annual directed fishery quota for the period June 1, 1997 
    through May 31, 1998 for swordfish in the South Atlantic Ocean is 187.5 
    mt dw, divided into two semi-annual quotas as follows:
        (i) For the semi-annual period June 1 through November 30, 93.75 mt 
    dw that may be harvested by longline and harpoon; and
        (ii) For the semi-annual period December 1 through May 31, 93.75 mt 
    dw that may be harvested by longline and harpoon.
        (c) Incidental catch quota. The annual bycatch quota in the North 
    Atlantic Ocean, including the Gulf of Mexico and the Caribbean Sea for 
    swordfish is 300 mt dw; no incidental catch is permitted for the South 
    Atlantic swordfish stock.
        (d) * * *
        (4) Total landings above or below the specific annual quota will be 
    subtracted from, or added to, the following year's quota. Any 
    adjustments to the 12-month directed-fishery quota will then be 
    apportioned equally between the June 1 through November 30 and December 
    1 through May 31 semiannual periods.
    * * * * *
        (e) NMFS may adjust the December 1 through May 31 semiannual 
    directed-fishery quota and gear quotas to reflect actual catches during 
    the June 1 through November 30 semiannual period, provided that the 12-
    month directed-fishery and gear quotas are not exceeded.
    * * * * *
        9. In Sec. 630.25, the heading, paragraph (a)(1) and the first 
    sentence of paragraph (b) are revised to read as follows:
    
    
    Sec. 630.25  Closures and incidental catch limits.
    
        (a) Notification of a closure. (1) When a directed-fishery annual, 
    semi-annual, or gear quota specified in Sec. 630.24 is reached, or is 
    projected to be reached, NMFS will publish a notification in the 
    Federal Register closing the entire directed fishery for fish from the 
    North Atlantic swordfish stock, the South Atlantic swordfish stock, the 
    drift gillnet fishery, or the harpoon and longline fisheries, as 
    appropriate. The effective date of such notification will be at least 
    14 days after the date such notification is filed at the Office of the 
    Federal Register. The closure will remain in effect until an additional 
    directed-fishery or gear quota becomes available.
    * * * * *
        (b) Special set-aside for harpoon gear. The procedures of paragraph 
    (a)(1) of this section notwithstanding, during the June 1 through 
    November 30 semi-annual period, swordfish not exceeding 9,752 kg dw, 
    may be set aside for the harpoon segment of the North Atlantic 
    swordfish fishery. * * *
    * * * * *
    [FR Doc. 97-19588 Filed 7-22-97; 9:51 am]
    BILLING CODE 3510-22-P
    
    
    

Document Information

Published:
07/25/1997
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Proposed Rule
Action:
Proposed rule; public hearings; request for comments.
Document Number:
97-19588
Dates:
Comments must be submitted on or before August 21, 1997. See SUPPLEMENTARY INFORMATION for hearing dates and times.
Pages:
40039-40044 (6 pages)
Docket Numbers:
Docket No. 970110171-7171-01, I.D. 041097A
RINs:
0648-AJ63: Atlantic Swordfish Fishery; Quotas
RIN Links:
https://www.federalregister.gov/regulations/0648-AJ63/atlantic-swordfish-fishery-quotas
PDF File:
97-19588.pdf
CFR: (9)
50 CFR 630.25(a)(1)
50 CFR 630.1
50 CFR 630.2
50 CFR 630.4
50 CFR 630.7
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