95-18335. Refugee Resettlement Program; Availability of Formula Allocation Funding for FY 1995 Targeted Assistance Grants for Services to Refugees in Local Areas of High Need  

  • [Federal Register Volume 60, Number 143 (Wednesday, July 26, 1995)]
    [Notices]
    [Pages 38354-38362]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-18335]
    
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    Office of Refugee Resettlement
    
    
    Refugee Resettlement Program; Availability of Formula Allocation 
    Funding for FY 1995 Targeted Assistance Grants for Services to Refugees 
    in Local Areas of High Need
    
    AGENCY: Office of Refugee Resettlement (ORR), ACF, HHS.
    
    ACTION: Final notice of availability of formula allocation funding for 
    FY 1995 targeted assistance grants to States for services to refugees 
    \1\ in local areas of high need.
    
        \1\ In addition to persons who meet all requirements of 45 CFR 
    400.43, ``Requirements for documentation of refugee status,'' 
    eligibility for targeted assistance includes Cuban and Haitian 
    entrants, certain Amerasians from Vietnam who are admitted to the 
    U.S. as immigrants, and certain Amerasians from Vietnam who are U.S. 
    citizens. (See section II of this notice on ``Authorization.'') The 
    term ``refugee'', used in this notice for convenience, is intended 
    to encompass such additional persons who are eligible to participate 
    in refugee program services, including the targeted assistance 
    program.
        Refugees admitted to the U.S. under admissions numbers set aside 
    for private-sector-initiative admissions are not eligible to be 
    served under the targeted assistance program (or under other 
    programs supported by Federal refugee funds) during their period of 
    coverage under their sponsoring agency's agreement with the 
    Department of State--usually two years from their date of arrival, 
    or until they obtain permanent resident alien status, whichever 
    comes first.
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    SUMMARY: This notice announces the availability of funds and award 
    procedures for FY 1995 targeted assistance grants for services to 
    refugees under the Refugee Resettlement Program (RRP). These grants are 
    for service provision in localities with large refugee populations, 
    high refugee concentrations, and high use of public assistance, and 
    where specific needs exist for supplementation of currently available 
    resources. The formula has been updated to take into account FY 1994 
    arrivals.
        A notice of proposed allocation of targeted assistance funds was 
    published for public comment in the Federal Register on April 17, 1995 
    (60 FR 19270).
    
    FOR FURTHER INFORMATION CONTACT: Toyo Biddle (202) 401-9250.
    
    APPLICATION DEADLINE: The deadline for applications from States for 
    grants under this notice is on August 25, 1995.
        Applications from States for grants under this notice must be 
    received on time. An application will be considered to be received on 
    time under either of the following two circumstances: The application 
    is postmarked indicating it was sent via the U.S. Postal Service or by 
    private commercial carrier not later than the closing date specified in 
    the final notice or the application is hand-delivered on or before the 
    closing date to the Office of Refugee Resettlement, 370 L'Enfant 
    Promenade, SW., 6th Floor, Washington, DC 20447. Hand-delivered 
    applications will be accepted during the normal working hours of 8:00 
    a.m. to 4:30 p.m., Monday through Friday (excluding Federal legal 
    holidays) up to 4:30 p.m. of the closing date.
        To be considered complete, an application package must include a 
    
    [[Page 38355]]
        signed original and two copies of Standard Form 424, 424A, and 424B, 
    dated April 1988. (We will provide copies of these materials to all 
    targeted assistance States.) The application package should be 
    addressed to the Division of Refugee Self-Sufficiency, Office of 
    Refugee Resettlement, ACF, 6th Floor, 370 L'Enfant Promenade SW., 
    Washington, DC 20447.
    CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA) NUMBER: 93.584.
    
    FOR FURTHER INFORMATION ON APPLICATION PROCEDURES, STATES SHOULD 
    CONTACT: RON MUNIA AT (202) 401-4559 IN ORR.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Purpose and Scope
    
        This notice announces the availability of funds for grants for 
    targeted assistance for services to refugees in counties where, because 
    of factors such as unusually large refugee populations, high refugee 
    concentrations, and high use of public assistance, there exists and can 
    be demonstrated a specific need for supplementation of resources for 
    services to this population.
        The Office of Refugee Resettlement (ORR) has available $49,397,000 
    in FY 1995 funds for the targeted assistance program (TAP) as part of 
    the FY 1995 appropriation for the Department of Health and Human 
    Services (Pub. L. 103-333).
        The House Appropriations Committee Report reads as follows with 
    respect to targeted assistance funds (H.R. Rept. No. 103-553, p. 93):
    
        This program provides grants to States for counties which are 
    impacted by high concentrations of refugees and high dependency 
    rates. The Committee intends that $19,000,000 of the total 
    recommended for targeted assistance be provided to continue the 
    current program of support to communities affected as a result of 
    the massive influx of Cuban and Haitian entrants. The Committee also 
    intends that 10 percent of the total appropriated for targeted 
    assistance be used for grants to localities most heavily impacted by 
    the influx of refugees such as Laotian Hmong, Cambodians, and Soviet 
    Pentecostals, including secondary migrants who entered the United 
    States after October 1, 1979. The Committee expects these grants to 
    be awarded to communities not presently receiving targeted 
    assistance because of previous concentration requirements and other 
    factors in the grant formulas, as well as those who do currently 
    receive targeted assistance grants.
    
        The Senate Appropriations Committee Report (S. Rept. No. 103-318, 
    p. 154) is consistent with the above-quoted House Report.
        The Conference Report on Appropriations (H. Rept. No. 103-733, p. 
    24) clarifies Congress' intent on the use of the $19 million for 
    communities affected by Cuban and Haitian entrants as follows:
    
        The conferees are agreed that $19,000,000 of the $49,397,000 
    appropriated for targeted assistance is to serve communities 
    affected by the Cuban and Haitian entrants and refugees whose 
    arrivals in recent years have increased.
    
        The Director of the Office of Refugee Resettlement (ORR) will use 
    the $49,397,000 appropriated for FY 1995 targeted assistance as 
    follows:
         $25,457,300 will be allocated under the updated formula, 
    as set forth in this notice.
         $19,000,000 will be awarded to serve communities most 
    heavily affected by recent Cuban and Haitian entrant and refugee 
    arrivals.
         $4,939,700 (10% of the total) will be awarded as second-
    year continuation grants in a two-year project period under a 
    discretionary grant announcement that was issued in FY 1994.
        In addition, the Office of Refugee Resettlement has available an 
    additional $6,000,000 in FY 1995 funds to augment the targeted 
    assistance 10% program through the Foreign Operations, Export 
    Financing, and Related Programs Appropriations Act (Pub. L. 103-306). 
    These funds will be awarded under a separate discretionary grant 
    announcement which will be issued setting forth application 
    requirements and evaluation criteria.
        The purpose of targeted assistance grants is to provide, through a 
    process of local planning and implementation, direct services intended 
    to result in the economic self-sufficiency and reduced welfare 
    dependency of refugees through job placements.
        The targeted assistance program reflects the requirements of 
    section 412(c)(2)(B) of the Immigration and Nationality Act (INA), 
    which provides that targeted assistance grants shall be made available 
    ``(i) primarily for the purpose of facilitating refugee employment and 
    achievement of self-sufficiency, (ii) in a manner that does not 
    supplant other refugee program funds and that assures that not less 
    than 95 percent of the amount of the grant award is made available to 
    the county or other local entity.''
    
    II. Authorization
    
        Targeted assistance projects are funded under the authority of 
    section 412(c)(2) of the Immigration and Nationality Act (INA), as 
    amended by the Refugee Assistance Extension Act of 1986 (Pub. L. 99-
    605), 8 U.S.C. 1522(c); section 501(a) of the Refugee Education 
    Assistance Act of 1980 (Pub. L. 96-422), 8 U.S.C. 1522 note, insofar as 
    it incorporates by reference with respect to Cuban and Haitian entrants 
    the authorities pertaining to assistance for refugees established by 
    section 412(c)(2) of the INA, as cited above; section 584(c) of the 
    Foreign Operations, Export Financing, and Related Programs 
    Appropriations Act, 1988, as included in the FY 1988 Continuing 
    Resolution (Pub. L. 100-202), insofar as it incorporates by reference 
    with respect to certain Amerasians from Vietnam the authorities 
    pertaining to assistance for refugees established by section 412(c)(2) 
    of the INA, as cited above, including certain Amerasians from Vietnam 
    who are U.S. citizens, as provided under title II of the Foreign 
    Operations, Export Financing, and Related Programs Appropriations Acts, 
    1989 (Pub. L. 100-461), 1990 (Pub. L. 101-167), and 1991 (Pub. L. 101-
    513).
    
    III. Client and Service Priorities
    
        Targeted assistance funding should be used to assist refugee 
    families to achieve economic independence. To this end, ORR expects 
    States and counties to ensure that a coherent plan of services is 
    developed for each eligible family that addresses the family's needs 
    from time of arrival until attainment of economic independence. Each 
    service plan should address a family's needs for both employment-
    related services and other needed social services. In local 
    jurisdictions that have both targeted assistance and refugee social 
    services programs, one plan of services may be developed for a family 
    that incorporates both targeted assistance and refugee social services.
        Services funded under the targeted assistance allocations are 
    required to focus primarily on those refugees who, either because of 
    their protracted use of public assistance or difficulty in securing 
    employment, continue to need services beyond the initial years of 
    resettlement. The targeted assistance program, however, is not intended 
    to be limited to cash assistance recipients. TAP-funded services may 
    also be provided to other refugees in need of services, regardless of 
    whether the refugees are receiving cash assistance.
        However, effective October 1, 1995, under new provisions in 
    Sec. 400.314 in the final rule published in the Federal Register on 
    June 28, 1995, (60 FR 33584), States will be required to provide 
    targeted assistance services to refugees in the following order of 
    priority, except in certain individual extreme circumstances: (a) 
    Refugees who are cash assistance recipients, particularly long-term 
    recipients; (b) 
    
    [[Page 38356]]
    unemployed refugees who are not receiving cash assistance; and (c) 
    employed refugees in need of services to retain employment or to attain 
    economic independence. Effective October 1, 1995, States will also be 
    required, in accordance with Sec. 400.315, to limit the provision of 
    targeted assistance services, with the exception of referral and 
    interpreter services, to refugees who have been in the U.S. for 60 
    months or less.
        In addition to the statutory requirement that TAP funds be used 
    ``primarily for the purpose of facilitating refugee employment'' 
    (section 412(c)(2)(B)(i)), funds awarded under this program are 
    intended to help fulfill the Congressional intent that ``employable 
    refugees should be placed on jobs as soon as possible after their 
    arrival in the United States'' (section 412(a)(1)(B)(i) of the INA). 
    Therefore targeted assistance funds must be used primarily for services 
    which directly enhance refugee employment potential, have specific 
    employment objectives, and are designed to enable refugees to obtain 
    jobs with less than one year's participation in the targeted assistance 
    program. Examples of these activities are: Job development; job 
    placement; job-related and vocational English; short-term job training 
    specifically related to opportunities in the local economy; on-the-job 
    training; business and employer incentives (such as on-site employee 
    orientation, vocational English training, or bilingual supervisor 
    assistance); and business technical assistance. General or remedial 
    educational activities--such as adult basic education (ABE) or 
    preparation for a high school equivalency or general education diploma 
    (GED)--may be provided within the context of an individual 
    employability plan for a refugee which is intended to result in job 
    placement in less than one year. ORR encourages the continued provision 
    of services after a refugee has entered a job to help the refugee 
    retain employment or move to a better job. Targeted assistance funds 
    cannot be used for long-term training programs such as vocational 
    training that last for more than a year or educational programs that 
    are not intended to lead to employment within a year. If TAP funds are 
    used for the provision of English language training, such training 
    should be provided concurrently, rather than sequentially, with 
    employment or with other employment-related services, to the maximum 
    extent possible.
        A portion of a local area's allocation may be used for services 
    which are not directed toward the achievement of a specific employment 
    objective in less than one year but which are essential to the 
    adjustment of refugees in the community, provided such needs are 
    clearly demonstrated and such use is approved by the State.
        Reflecting section 412(a)(1)(A)(iv) of the INA, the Director of ORR 
    expects States to ``insure that women have the same opportunities as 
    men to participate in training and instruction.'' In addition, States 
    are expected to make sure that services are provided in a manner that 
    encourages the use of bilingual women on service agency staffs to 
    ensure adequate service access by refugee women. In order to facilitate 
    refugee self-support, the Director also expects States to implement 
    strategies which address simultaneously the employment potential of 
    both male and female wage earners in a family unit. States and counties 
    are expected to make every effort to assure availability of day care 
    services in order to allow women with children the opportunity to 
    participate in employment services or to accept or retain employment. 
    To accomplish this, day care may be treated as a priority employment-
    related service under the targeted assistance program. Refugees who are 
    participating in TAP-funded or social services-funded employment 
    services or have accepted employment are eligible for day care 
    services. For an employed refugee, TAP-funded day care must be limited 
    to one year after the refugee becomes employed. States and counties, 
    however, are expected to use day care funding from other publicly 
    funded mainstream programs as a prior resource and are encouraged to 
    work with service providers to assure maximum access to other publicly 
    funded resources for day care.
        Targeted assistance services should be provided in a manner that is 
    culturally and linguistically compatible with a refugee's language and 
    cultural background. In light of the increasingly diverse population of 
    refugees who are resettling in this country, refugee service agencies 
    will need to develop practical ways of providing culturally and 
    linguistically appropriate services to a changing ethnic population. To 
    the maximum extent possible, particularly during a refugee's initial 
    years of resettlement, targeted assistance services should be provided 
    through a refugee-specific service system rather than through a system 
    in which refugees are only one of many client groups being served.
        ORR strongly encourages States and counties when contracting for 
    targeted assistance services, including employment services, to give 
    consideration to the special strengths of MAAs, whenever contract 
    bidders are otherwise equally qualified, provided that the MAA has the 
    capability to deliver services in a manner that is culturally and 
    linguistically compatible with the background of the target population 
    to be served. States may use a portion of their targeted assistance 
    funds, either through contracts or through the use of State/county 
    staff, to provide technical assistance and organizational training to 
    strengthen the capability of MAAs to provide employment services, 
    particularly in States where MAA capability is weak or undeveloped. If 
    a State chooses to use State employees to provide technical assistance 
    to MAAs, this would be an administrative cost which must be included 
    within the State administrative cost limit of 5% for the targeted 
    assistance program.
        ORR defines MAAs as organizations with the following 
    qualifications:
        a. The organization is legally incorporated as a nonprofit 
    organization; and
        b. Not less than 51% of the composition of the Board of Directors 
    or governing board of the mutual assistance association is comprised of 
    refugees or former refugees, including both refugee men and women.
        Finally, in order to provide culturally and linguistically 
    compatible services in as cost-efficient a manner as possible in a time 
    of limited resources, ORR strongly encourages States and counties to 
    promote and give special consideration to the provision of services 
    through coalitions of refugee service organizations, such as coalitions 
    of MAAs, voluntary resettlement agencies, or a variety of service 
    providers. ORR believes it is essential for refugee-serving 
    organizations to form close partnerships in the provision of services 
    to refugees in order to be able to respond adequately to a changing 
    refugee picture. Coalition-building and consolidation of providers is 
    particularly important in communities with multiple service providers 
    in order to ensure better coordination of services and maximum use of 
    funding for services by minimizing the funds used for multiple 
    administrative overhead costs.
        The award of funds to States under this notice will be contingent 
    upon the completeness of a State's application as described in section 
    IX, below.
    
    IV. Discussion of Comment Received
    
        Nine letters of comment were received in response to the notice of 
    proposed availability of FY 1995 funds for targeted assistance. The 
    comments are summarized below and are followed 
    
    [[Page 38357]]
    in each case by the Department's response.
        Comment: Five commenters opposed allowing States with more than one 
    eligible county to determine county allocations differently from those 
    specified in the targeted assistance notice. Four of those commenters 
    complained that their State's reallocation plan shifted resources from 
    counties with new arrivals to counties with long-term assistance users.
        Response: We believe that States with more than one eligible county 
    should be given the flexibility to determine county allocations 
    differently from those specified in the notice, based on more complete 
    and accurate data that a State may have on county population numbers 
    and welfare dependency rates than what is available at the Federal 
    level.
        Effective October 1, 1995, under the new rule, States with more 
    than one eligible targeted assistance county will be allowed to 
    allocate funds differently from the formula in the targeted assistance 
    notice only on the basis of its population of refugees who arrived in 
    the U.S. during the most recent 5-year period. States will be allowed 
    to use welfare data as a factor in its allocation formula, but only in 
    combination with arrival data, not as the only factor.
        Comment: Two commenters questioned the 3 percent threshold for the 
    Cuban/Haitian special allocation. One commenter objected to the 
    exclusion of secondary migrants in the entrant population count. The 
    other commenter recommended that the threshold be lowered to 1 percent 
    to provide awards to more counties.
        Response: As we have noted in previous years, we are not able to 
    include secondary migrants in the population count for targeted 
    assistance because secondary migration data are not available at the 
    county level.
        In order to be consistent with the Conference Report on 
    Appropriations, we have established a 3 percent threshold for 
    allocations under the Cuban/Haitian special allocation in order to 
    target the communities most heavily affected by recent Cuban and 
    Haitian entrant and refugee arrivals. A lowering of the threshold would 
    disperse the available funds across more communities, which would 
    significantly reduce the grants to the communities which have the 
    greatest need.
        Comment: One commenter objected to ORR's intention not to consider 
    data for the purpose of determining the eligibility of new counties for 
    participation in TAP in FY 1995.
        Response: In FY 1996 we intend to re-examine the targeted 
    assistance program to determine what policies need to be updated or 
    revised. At that time, the eligibility of all counties will be reviewed 
    against the new qualifying criteria. We do not believe that it makes 
    sense to admit new counties to the program in FY 1995 when these 
    counties may become ineligible in FY 1996. We believe that funds are 
    best used for already established counties rather than for the start up 
    costs for new counties that may only receive funding for one year.
        Comment: One commenter recommended that the 10% discretionary 
    program be eliminated because the program allows non-impacted counties 
    to receive grants which, in turn, reduces the grants to the impacted 
    counties.
        Response: The communities which receive grants under the TAP 10% 
    discretionary program are impacted communities, even though they may 
    not receive grants under the targeted assistance formula program. The 
    TAP 10% program reflects Congressional intent as expressed in the House 
    Appropriations Committee Report which states: ``The Committee expects 
    these [TAP 10%] grants to be awarded to communities not presently 
    receiving targeted assistance because of previous concentration 
    requirements * * * as well as those who do currently receive targeted 
    assistance grants.''
        Comment: One commenter recommended that TAP funds be allocated to 
    counties within 5 months after being appropriated by Congress. The 
    commenter felt that releasing the funds later keeps counties from 
    accessing funds when they are needed and gives Congress and OMB the 
    impression that the counties do not really need the resources.
        Response: We hope to issue targeted assistance awards earlier in 
    the fiscal year than has been the case to date.
        Comment: Two commenters recommended that the allowances for State 
    and county administrative costs, 5 and 10 percent respectively, be re-
    examined. The commenters felt that the counties' allowance should be 
    increased. One commenter recommended that counties be allowed as much 
    as 15 to 20 percent in administrative costs since the counties are 
    responsible for directly administering the targeted assistance grants. 
    The other commenter recommended a sliding-scale for State allowances, 
    with a higher percentage for smaller States and a lower percentage for 
    larger States.
        Response: Regarding State administrative allowances, section 
    412(c)(2)(B)(ii) of the INA allows up to 5% of the TAP allocation to be 
    retained by the State.
        As we indicated earlier, in FY 1996 we intend to re-examine the 
    targeted assistance program to determine what policies need to be 
    updated or revised. This will provide an appropriate time to re-examine 
    the issue of allowable administrative cost levels.
        Comment: One commenter requested that the application procedures 
    for the Cuban/Haitian special allocation be made available as soon as 
    possible if the procedures will be different from previous years.
        Response: The application procedures for the Cuban/Haitian special 
    allocation will be provided to participating States shortly.
        Comment: One commenter requested that counties receiving awards for 
    the first time under the Cuban/Haitian special allocation be awarded 
    grants from October 1995 through September 1996 to give the State 
    sufficient planning time.
        Response: Awards will be made before the end of FY 1995. Counties 
    may obligate targeted assistance funds for up to one year after the end 
    of the Federal fiscal year in which the Department awarded the grant. 
    Therefore, grants awarded this year may be obligated through September 
    30, 1996. Funds must be liquidated within two years after the end of 
    the Federal fiscal year in which the Department awarded the grant.
    
    V. Eligible Grantees
        The following requirements, which have previously applied to TAP, 
    will continue to apply with respect to FY 1995 awards:
        Eligible grantees are those agencies of State governments which are 
    responsible for the refugee program under 45 CFR 400.5 in States 
    containing counties which qualify for FY 1995 targeted assistance 
    awards. The use of targeted assistance funds for services to Cuban and 
    Haitian entrants is limited to States which have an approved State plan 
    under the Cuban/Haitian Entrant Program (CHEP).
        The State agency will submit a single application on behalf of all 
    county governments of the qualified counties in that State. Subsequent 
    to the approval of the State's application by ORR, local targeted 
    assistance plans will be developed by the county government or other 
    designated entity and submitted to the State.
        A State with more than one qualified county is permitted, but not 
    required, to determine the allocation amount for each qualified county 
    within the State. However, if a State chooses to determine 
    
    [[Page 38358]]
    county allocations differently from those set forth in this notice, the 
    FY 1995 allocations proposed by the State must be included in the 
    State's application.
        Applications submitted in response to this notice are not subject 
    to review by State and areawide clearinghouses under Executive Order 
    12372, ``Intergovernmental Review of Federal Programs.''
    
    VI. Qualification and Allocation Formulas
    
    A. Qualifying New Counties
    
        ORR is not considering new counties for participation in TAP in FY 
    1995. The reason is that in FY 1996 we intend to modify the qualifying 
    criteria and allocations formula for targeted assistance. At that time, 
    the eligibility of all counties for participation in TAP will be 
    reviewed against the new qualifying criteria. We do not believe it 
    makes sense to invite new counties to submit evidence of eligibility in 
    FY 1995 when these counties may become ineligible in FY 1996 under the 
    new qualifying criteria.
    
    B. Allocation Formula
    
        The FY 1995 TAP formula allocations are based on the same formula 
    as in FY 1994, updated to reflect arrivals through September 30, 1994.
        Under this formula, one portion of the allocation is based on 
    refugee and Cuban/Haitian entrant arrivals during FY 1980-1982; funds 
    for this portion of the formula are allocated on the same proportionate 
    basis among participating counties as in FY 1994. The second portion of 
    the allocation is based on refugee and entrant placements in these 
    counties during calendar year (CY) 1983-September 30, 1994.
        For the participating counties, the $25,457,300 which is allocated 
    by formula is apportioned as follows:
        a. $7,891,763 or 31%, is allocated on the basis of the formula 
    which has been used for all previous targeted assistance allocations 
    (``old formula'') and which is based on initial placements during FY 
    1980-1982 and other factors as described under ``Formula Used to Date'' 
    in the FY 1989 TAP notice published in the Federal Register on July 3, 
    1989 (54 F.R. 27944).
        b. $17,565,537 or 69%, is allocated on the basis of arrivals during 
    CY 1983-September 30, 1994 (``new formula'').
        The above percentages are based on the proportion of initial 
    placements in these counties during the two periods: 338,247 refugee 
    arrivals, or 31% of the total number of placements, during the old-
    formula period; and 768,750 or 69%, during the new-formula period.
        The old-formula allocation of $7,891,763 follows the same 
    distribution among counties as in the past.
        The new-formula allocation of $17,565,537 is based on the number of 
    initial placements in each county during CY 1983-September 30, 1994. 
    Welfare dependency rates were not used as a factor in this portion of 
    the formula.
    
    C. Allocation Formula for Communities Affected by Recent Cuban/Haitian 
    Arrivals
    
        Allocations for recent Cuban and Haitian refugee and entrant 
    arrivals are based on arrival numbers during the 3-year period 
    beginning October 1, 1991 through September 30, 1994. Allocations are 
    limited to targeted assistance counties with 3 percent or more of the 
    total 3-year Cuban and Haitian arrival population (35,863 arrivals) in 
    the 42 targeted assistance counties. We have established a 3 percent 
    threshold for allocations in order to target the most impacted 
    communities.
    
    VII. Allocations
    
        Table 1 lists the participating counties, the number of placements 
    in each county during CY 1983-September 30, 1994, the amount of each 
    county's allocation which is based on the old formula, the amount of 
    each county's allocation which is based on the new formula, and the 
    county's total allocation.
        Although Table 1 shows an amount for each county, the Director has 
    decided, in the case of a State which contains more than one qualified 
    county, to continue to permit the State to determine (in accordance 
    with the requirements set forth in this notice) the appropriate 
    allocation of the State's targeted assistance award among the qualified 
    counties in the State. If a State chooses to make allocations which are 
    different from the notice, the State, as in the FY 1994 TAP, would be 
    responsible for determining an appropriate and equitable basis for 
    allocating the funds among the qualified counties in the State and for 
    including in its application a description of this allocation basis, 
    the data to be used, and the allocation proposed for each county.
        Table 2 lists the participating counties, the number of Cuban and 
    Haitian refugee and entrant arrivals in each county during FY 1992-FY 
    1994, each county's percentage of the aggregate total Cuban/Haitian 
    arrivals in the 42 targeted assistance counties, and the allocation 
    amount for each county that has an arrival threshold of 3 percent or 
    above.
        Table 3 provides State totals for targeted assistance allocations.
        Table 4 indicates the areas that each participating county 
    represents.
    BILLING CODE 4184-01-P
    
                              Table 1.--Targeted Assistance Allocations by County: FY 1995                          
                                                                                                                    
                                                                       Portion of FY   Portion of FY                
                                                       Arrivals Jan.       1995            1995                     
                  County                    State       1983-Sept.      allocation      allocation     Total FY 1995
                                                           1994          under old       under new     allocation\1\
                                                                          formula         formula                   
                                          ..........             (A)             (B)             (C)             (D)
    ----------------------------------------------------------------------------------------------------------------
    Alameda...........................  CA                    15,342        $196,075        $350,380        $546,455
    Contra Costa......................  CA                     4,291          56,063          97,998         154,061
    Fresno............................  CA                    14,168         108,273         323,569         431,842
    Los Angeles.......................  CA                    96,344         990,155       2,200,303       3,190,458
    Merced............................  CA                     4,419         132,156         100,921         233,077
    Orange............................  CA                    45,039         440,587       1,028,600       1,469,187
    Sacramento........................  CA                    17,687         167,821         403,935         571,756
    San Diego.........................  CA                    25,368         328,383         579,354         907,737
    San Francisco.....................  CA                    25,198         254,838         575,471         830,309
    San Joaquin.......................  CA                     9,352         169,342         213,581         382,923
    Santa Clara.......................  CA                    34,488         327,990         787,636       1,115,626
    Stanislaus........................  CA                     3,433          30,639          78,403         109,042
    Tulare............................  CA                     5,345               0         122,069        122,069 
    
    [[Page 38359]]
                                                                                                                    
    Denver............................  CO                     9,865          66,147         225,297         291,444
    Broward...........................  FL                     3,568         109,568          81,486         191,054
    Dade..............................  FL                    55,816       1,911,490       1,274,725       3,186,215
    Hillsboro.........................  FL                     3,496          34,433          79,842         114,275
    Palm Beach........................  FL                     3,595          45,517          82,103         127,620
    Honolulu..........................  HI                     3,417          72,838          78,037         150,875
    Cook/Kane.........................  IL                    36,430         342,151         831,988       1,174,139
    Sedgwick..........................  KS                     4,038          81,534          92,220         173,754
    Orleans...........................  LA                     3,899          55,699          89,045         144,744
    Montgomery/Prince Georges.........  MD                     8,851          67,761         202,139         269,900
    Middlesex.........................  MA                     6,355          53,529         145,135         198,664
    Suffolk...........................  MA                    16,114         122,853         368,011         490,864
    Hennepin..........................  MN                    10,446          86,311         238,566         324,877
    Ramsey............................  MN                    10,263         121,357         234,386         355,743
    Jackson...........................  MO                     4,319          31,685          98,637         130,322
    Essex.............................  NJ                     5,925          18,336         135,315         153,651
    Hudson............................  NJ                     2,941         122,698          67,167         189,865
    Union.............................  NJ                     1,812          24,631          41,382          66,013
    New York..........................  NY                   135,631         273,761       3,097,538       3,371,299
    Multnomah.........................  OR                    17,076         185,998         389,981         575,979
    Philadelphia......................  PA                    18,643         127,317         425,769         553,086
    Providence........................  RI                     4,850          90,936         110,764         201,700
    Dallas/Tarrant....................  TX                    26,002               0         593,833         593,833
    Harris............................  TX                    21,917         149,237         500,540         649,777
    Salt Lake.........................  UT                     7,210          45,368         164,662         210,030
    Arlington.........................  VA                     3,183          78,619          72,693         151,312
    Fairfax...........................  VA                     9,006          94,800         205,679         300,479
    King/Snohomish....................  WA                    29,276         226,469         668,605         895,074
    Pierce............................  WA                     4,719          48,398         107,772         156,170
          Total.......................  ............         769,137       7,891,763      17,565,537     25,457,300 
    \1\ Based on arrivals through September 30, 1994.                                                               
    
    
    
    Table 2.--Targeted Assistance Allocations for Communities Affected by Recent Cuban and Haitian Arrivals: FY 1995
    ----------------------------------------------------------------------------------------------------------------
                                                                                                       Amount to be 
                                                                      FY 92-94 total                    allocated:  
                                                                          Cuban &                       $19,000,000 
                                                                          Haitian       % of total   ---------------
                          County                            State        refugee &       arrivals          Final    
                                                                          entrant                     Allocation: 3%
                                                                         arrivals                         arrival   
                                                                                                         threshold  
    ----------------------------------------------------------------------------------------------------------------
    Alameda...........................................  CA..........               6            0.02  ..............
    Contra Costa......................................  CA..........               1            0.00  ..............
    Fresno............................................  CA..........               3            0.01  ..............
    Los Angeles.......................................  CA..........             660            1.80  ..............
    Merced............................................  CA..........               0            0.00  ..............
    Orange............................................  CA..........              24            0.07  ..............
    Sacramento........................................  CA..........              13            0.04  ..............
    San Diego.........................................  CA..........             199            0.54  ..............
    San Francisco.....................................  CA..........             274            0.75  ..............
    San Joaquin.......................................  CA..........               2            0.01  ..............
    Santa Clara.......................................  CA..........               4            0.01  ..............
    Stanislaus........................................  CA..........               0            0.00  ..............
    Tulare............................................  CA..........               0            0.00  ..............
    Denver............................................  CO..........              58            0.16  ..............
    Broward...........................................  FL..........           2,000            5.46      $1,237,866
    Dade..............................................  FL..........          24,932           68.10      15,431,234
    Hillsboro.........................................  FL..........             832            2.27  ..............
    Palm Beach........................................  FL..........           2,621            7.16       1,622,223
    Honolulu..........................................  HI..........               0            0.00  ..............
    Cook/Kane.........................................  IL..........             250            0.68  ..............
    Sedgwick..........................................  KS..........               6            0.02  ..............
    Orleans...........................................  LA..........              94            0.26  ..............
    Montgom./Pr. G....................................  MD..........              59            0.16  ..............
    Middlesex.........................................  MA..........              82            0.22  ..............
    
    [[Page 38360]]
                                                                                                                    
    Suffolk...........................................  MA..........             392            1.07  ..............
    Hennepin..........................................  MN..........              51            0.14  ..............
    Ramsey............................................  MN..........               0            0.00  ..............
    Jackson...........................................  MO..........             310            0.85  ..............
    Essex.............................................  NJ..........             371            1.01  ..............
    Hudson............................................  NJ..........           1,079            2.95  ..............
    Union.............................................  NJ..........             121            0.33  ..............
    New York..........................................  NY..........           1,145            3.13         708,678
    Multnomah.........................................  OR..........             139            0.38  ..............
    Philadelphia......................................  PA..........             154            0.42  ..............
    Providence........................................  RI..........              11            0.03  ..............
    Dallas/Tarrant....................................  TX..........             349            0.95  ..............
    Harris............................................  TX..........             137            0.37  ..............
    Salt Lake.........................................  UT..........               0            0.00  ..............
    Arlington.........................................  VA..........              12            0.03  ..............
    Fairfax...........................................  VA..........               3            0.01  ..............
    King/Snohomish....................................  WA..........             219            0.60  ..............
    Pierce............................................  WA..........               0            0.00  ..............
                                                       -------------------------------------------------------------
          Total.......................................  ............          36,613          100.00      19,000,000
    ----------------------------------------------------------------------------------------------------------------
    
    
    
           Table 3.--Targeted Assistance Allocations by State: FY 1995      
    ------------------------------------------------------------------------
                                                           FY 1995allocation
                            State                                 \1\       
    ------------------------------------------------------------------------
    California...........................................        $10,064,542
    Colorado.............................................            291,444
    Florida..............................................     \2\ 21,910,486
    Hawaii...............................................            150,875
    Illinois.............................................          1,174,139
    Kansas...............................................            173,754
    Louisiana............................................            144,744
    Maryland.............................................            269,900
    Massachusetts........................................            689,528
    Minnesota............................................            680,620
    Missouri.............................................            130,322
    New Jersey...........................................            409,529
    New York.............................................      \2\ 4,079,977
    Oregon...............................................            575,979
    Pennsylvania.........................................            553,086
    Rhode Island.........................................            201,700
    Texas................................................          1,243,610
    Utah.................................................            210,030
    Virginia.............................................            451,791
    Washington...........................................          1,051,244
                                                          ------------------
          Total..........................................         44,457,300
    ------------------------------------------------------------------------
    \1\ Based on arrivals through September 30, 1994.                       
    \2\ The allocations for Federal and New York include $18,291,322 and    
      $708,678 respectively for communities affected by Cuban and Haitian   
      entrants and refugees. This is referred to in the Conference Report on
      the appropriations: ``to serve communities affected by the Cuban and  
      Haitian entrants and refugees whose arrivals in recent years have     
      increased.''                                                          
    
    
                                                                            
    
    [[Page 38361]]
                       Table 4.--Targeted Assistance Areas                  
    ------------------------------------------------------------------------
                       Targeted assistance                                  
          State              area \1\                   Definition          
    ------------------------------------------------------------------------
    CA                ALAMEDA                                               
    CA                CONTRA COSTA                                          
    CA                FRESNO                                                
    CA                LOS ANGELES                                           
    CA                MERCED                                                
    CA                ORANGE                                                
    CA                SACRAMENTO             SAN DIEGO                      
    CA                                                                      
    CA                SAN FRANCISCO........  MARIN, SAN FRANCISCO, & SAN    
                                              MATEO COUNTIES.               
    CA                SAN JOAQUIN                                           
    CA                SANTA CLARA                                           
    CA                STANISLAUS                                            
    CA                TULARE                                                
    CO                DENVER...............  ADAMS, ARAPHOE, BOULDER, DENVER
                                              & JEFFERSON COUNTIES.         
    FL                BROWARD                                               
    FL                DADE                                                  
    FL                HILLSBOROUGH                                          
    FL                PALM BEACH                                            
    HI                HONOLULU                                              
    IL                COOK/KANE                                             
    KS                SEDGWICK                                              
    LA                ORLEANS..............  JEFFERSON & ORLEANS PARISHES.  
    MD                MONTGOMERY/PRINCE                                     
                       GEORGES                                              
    MA                MIDDLESEX                                             
    MA                SUFFOLK                                               
    MN                HENNEPIN                                              
    MN                RAMSEY                                                
    MO                JACKSON..............  JACKSON COUNTY, MO. & WYANDOTTE
                                              COUNTY KS.                    
    NJ                ESSEX                                                 
    NJ                HUDSON                                                
    NJ                UNION                                                 
    NY                NEW YORK.............  BRONX, KINGS, NEW YORK, QUEENS,
                                              & RICHMOND COUNTIES.          
    OR                MULTNOMAH............  CLACKAMAS, MULTNOMAH, &        
                                              WASHINGTON COUNTIES, OR. &    
                                              CLARK COUNTY, WA.             
    PA                PHILADELPHIA                                          
    RI                PROVIDENCE                                            
    TX                DALLAS/TARRANT                                        
    TX                HARRIS                                                
    UT                SALT LAKE............  DAVID, SALT LAKE & UTAH        
                                              COUNTIES.                     
    VA                ARLINGTON                                             
    VA                FAIRFAX..............  FAIRFAX COUNTY & THE           
                                              INDEPENDENT CITIES OF         
                                              ALEXANDRIA, FAIRFAX AND FALLS 
                                              CHURCH.                       
    WA                KINGS/SNOHOMISH                                       
    WA                PIERCE                                                
    ------------------------------------------------------------------------
    \1\ Consists of a named county/counties unless otherwise defined.       
    
    
    BILLING CODE 4184-01-M
    VIII. Application and Implementation Process
    
        Under the FY 1995 targeted assistance program, States may apply for 
    and receive grant awards on behalf of qualified counties in the State. 
    A single allocation will be made to each State by ORR on the basis of 
    an approved State application. The State agency will, in turn, receive, 
    review, and determine the acceptability of individual county targeted 
    assistance plans.
        TAP funds will be awarded through a more streamlined grant process 
    similar to that used for the ORR social services formula grant program. 
    An application and assurances are still required of the States eligible 
    to receive TAP funding. FY 1995 funds must be obligated by the State 
    agency no later than one year after the end of the Federal fiscal year 
    in which the Department awarded the grant. There will be no carryover 
    of unobligated funds into the FY 1996 grant award. Funds must be 
    liquidated within two years after the end of the Federal fiscal year in 
    which the Department awarded the grant. A State's final financial 
    report on targeted assistance expenditures must be received no later 
    than two years after the end of the Federal fiscal year in which the 
    Department awarded the grant. If final reports are not received on 
    time, the Department will deobligate any unexpended funds, including 
    any unliquidated obligations, on the basis of a State's last filed 
    report.
        Although additional funding to Florida and New York for communities 
    affected by Cuban and Haitian entrants and refugees whose arrivals in 
    recent years have increased is part of the appropriation amount for 
    targeted assistance, the scope of activities for these additional funds 
    will be administratively determined. Applications for these funds are 
    therefore not subject to provisions contained in this notice but to 
    other requirements which will be conveyed separately. Similarly, the 
    requirements regarding the 10% portion of the targeted assistance 
    appropriation as well as the supplemental funds to the 10% portion of 
    the targeted assistance appropriation that will be awarded separately 
    have been addressed in the grant announcements for those funds. 
    
    [[Page 38362]]
    
    
    IX. Application Requirements
    
        The State application requirements for grants for the FY 1995 
    targeted assistance formula allocation are as follows:
        States that are currently operating under approved management plans 
    for their FY 1994 targeted assistance program and wish to continue to 
    do so for their FY 1995 grants may provide the following in lieu of 
    resubmitting the full currently approved plan:
        The State's application for FY 1995 funding shall provide:
        A. Assurance that the State's current management plan for the 
    administration of the targeted assistance program, as approved by ORR, 
    will continue to be in full force and effect for the FY 1995 targeted 
    assistance program, subject to any additional assurances or revisions 
    required by this notice which are not reflected in the current plan. 
    Any proposed modifications to the approved plan will be identified in 
    the application and are subject to ORR review and approval. Any 
    proposed changes must address and reference all appropriate portions of 
    the FY 1994 application content requirements to ensure complete 
    incorporation in the State's management plan.
        B. Assurance that effective October 1, 1995, targeted assistance 
    funds will be used in accordance with the new ORR regulations published 
    in the Federal Register on June 28, 1995.
        C. Assurance that targeted assistance funds will be used primarily 
    for the provision of services which directly enhance refugee employment 
    potential, have specific employment objectives, and are designed to 
    enable refugees to obtain jobs with less than one year's participation 
    in the targeted assistance program. States must indicate what 
    percentage of FY 1995 targeted assistance formula allocation funds that 
    are used for services will be allocated for employment services.
        D. A line item budget and justification for State administrative 
    costs limited to a maximum of 5% of the total award to the State. Each 
    total budget period funding amount requested must be necessary, 
    reasonable, and allocable to the project.
        States administering the program locally: States that have 
    administered the program locally or provide direct service to the 
    refugee population (with the concurrence of the county) must submit a 
    program summary to ORR for prior review and approval. The summary must 
    include a description of the proposed services; a justification for the 
    projected allocation for each component including relationship of funds 
    allocated to numbers of clients served, characteristics of clients, 
    duration of training and services, projected outcomes, and cost per 
    placement. In addition, the program component summary must describe any 
    ancillary services or subcomponents such as day care, transportation, 
    or language training.
        States with two or more counties receiving targeted assistance 
    funds: As in FY 1994, a State with two or more local areas which 
    qualify for the program may choose to determine respective county 
    allocations. If the State chooses to determine county allocations 
    differently from those set forth in Table 1 of this notice, the State 
    must provide a description of the State's proposed allocation plan and 
    the basis for the proposed allocations. The application must contain a 
    description of the allocation approach, data used in its determination, 
    the calculated allocation amount for each county, and the rationale for 
    the proposed allocations. States are encouraged to revise allocation 
    formulas to assure appropriate funding among eligible counties for the 
    duration of the grant such that targeted assistance activities within 
    the State conclude simultaneously. Where the State chooses not to 
    determine county allocation amounts, the State must provide the 
    allocations which are specified in this notice.
    
    X. Reporting Requirements
    
        States will be required to submit quarterly reports on the outcomes 
    of the targeted assistance program, using the same form which States 
    use for reporting on refugee social services formula grants. This is 
    Schedule A and Schedule C of the ORR-6 Quarterly Performance Report 
    form. ORR is no longer using the ORR-12 form which was originally used 
    to report on the outcomes of the targeted assistance program. ORR is 
    consolidating its reporting requirements. The new reporting form will 
    consolidate social services and targeted assistance performance 
    reporting in one format in order to simplify and coordinate reporting. 
    The new form will be available when reporting on FY 1995 grants begins, 
    which would be at the end of the first quarter of FY 1996.
    
        Dated: July 19, 1995.
    Lavinia Limon,
    Director, Office of Refugee Resettlement.
    [FR Doc. 95-18335 Filed 7-25-95; 8:45 am]
    BILLING CODE 4184-01-P
    
    

Document Information

Published:
07/26/1995
Department:
Refugee Resettlement Office
Entry Type:
Notice
Action:
Final notice of availability of formula allocation funding for FY 1995 targeted assistance grants to States for services to refugees \1\ in local areas of high need.
Document Number:
95-18335
Pages:
38354-38362 (9 pages)
PDF File:
95-18335.pdf