97-19916. Notice of Funding Availability (NOFA) and Program Guidelines for Homeownership Zones; Fiscal Year 1997; Correction and Extension of Deadline  

  • [Federal Register Volume 62, Number 144 (Monday, July 28, 1997)]
    [Notices]
    [Pages 40370-40372]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-19916]
    
    
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    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    [Docket No. FR-4238-N-04]
    
    
    Notice of Funding Availability (NOFA) and Program Guidelines for 
    Homeownership Zones; Fiscal Year 1997; Correction and Extension of 
    Deadline
    
    AGENCY: Office of the Assistant Secretary for Community Planning and 
    Development, HUD.
    
    ACTION: Notice of Funding Availability (NOFA); Correction and Extension 
    of Deadline.
    
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    SUMMARY: On July 7, 1997 HUD published the fiscal year (FY) 1997 NOFA 
    and program guidelines for Homeownership Zones. This notice provides a 
    copy of the lobbying certification that applicants must submit in 
    accordance with 24 CFR part 87; the copy of the certification was 
    inadvertently omitted from the July 7, 1997 NOFA. This notice also 
    provides additional information about the availability of and 
    instructions for completing the forms applicants are required to 
    submit. This notice corrects a typographical error with regard to the 
    points available for the rating criteria. Finally, this notice extends 
    the application submission deadline until September 30, 1997.
    
    DEADLINE DATE: One original and two copies of each application must be 
    received by HUD Headquarters at the address provided below by the 
    deadline date. One additional copy must be received by the HUD Field 
    Office by the deadline date. All four copies may be used in reviewing 
    the application.
    
    [[Page 40371]]
    
        Applications Delivered. Applications are due before midnight on 
    September 30, 1997. Before the deadline date, and on normal workdays 
    between the hours of 8:30 a.m. and 4:30 p.m., completed applications 
    will be accepted at the Processing and Control Unit, Room 7255, 
    Community Planning and Development at the address provided below.
        After 4:30 p.m. on the deadline date, hand-delivered applications 
    will be received at the South Lobby of the Department of Housing and 
    Urban Development at the address provided below. HUD will treat as 
    ineligible for consideration hand-delivered applications that are 
    received after midnight on September 30, 1997.
        Applications Mailed. HUD will consider applications as received by 
    the deadline if they are postmarked before midnight on September 30, 
    1997, and received by HUD Headquarters within ten (10) calendar days 
    after that date.
        Applications Sent by Overnight Delivery. HUD will consider 
    applications sent by overnight delivery as having been received by the 
    deadline upon submission of documentary evidence that they were placed 
    in transit with the overnight delivery service by no later than 
    September 30, 1997.
        Applications Sent by Facsimile (FAX). HUD will NOT accept any 
    application sent by FAX.
        Applications Sent to HUD Field Offices. One copy of the application 
    must be received by the HUD field office serving the area in which the 
    applicant's Homeownership Zone is located. The field office must 
    receive this copy by the deadline date, but a determination that an 
    application was received on time will be made solely according to the 
    receipt of the application at HUD Headquarters in Washington, DC.
    
    ADDRESSES: This notice does not change the application submission 
    information provided in the July 7, 1997 NOFA. One original and two 
    copies of the completed application must be submitted to HUD 
    Headquarters at the following address: Processing and Control Unit, 
    Room 7255, Office of Community Planning and Development, Department of 
    Housing and Urban Development, 451 Seventh Street, SW., Washington, DC 
    20410. One additional copy of the application must be sent to the 
    Director of Community Planning and Development, at the HUD field office 
    serving the State in which the Homeownership Zone is located.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Gordon McKay, Director, Office of 
    Affordable Housing Programs, Room 7164, Department of Housing and Urban 
    Development, 451 Seventh Street, SW., Washington, DC 20410; telephone 
    (202) 708-2685 (this is not a toll-free number). Hearing- or speech-
    impaired individuals may access this number via TTY by calling the 
    Federal Information Relay Service at (800) 877-TDDY, which is a toll-
    free number. You may also contact the HUD field office serving your 
    area at the number and address provided in Appendix A of the July 7, 
    1997 NOFA. General background information about homeownership zones is 
    also available through Community Connections by calling (800) 998-9999.
    
    SUPPLEMENTARY INFORMATION: On July 7, 1997 (62 FR 36412), HUD published 
    the FY 1997 NOFA and program guidelines for Homeownership Zones. The 
    July 7, 1997 NOFA announced the availability of $10 million to help 
    reclaim distressed neighborhoods by creating homeownership 
    opportunities for low-and moderate-income families, and to serve as a 
    catalyst for private investment, business creation, and neighborhood 
    revitalization. The NOFA contained information concerning basic program 
    requirements, eligible applicants, funding availability, and 
    application requirements and procedures.
    
    Application Submission Requirements
    
        One of the application submission requirements is the certification 
    regarding lobbying, which is required under HUD's regulations in 24 CFR 
    part 87 (see 62 FR 36415). As indicated in the NOFA, HUD intended to 
    include a copy of this certification as part of Appendix B of the NOFA 
    (see 62 FR 36415), as well as a copy of the form for the disclosure of 
    lobbying activities (SF-LLL) (see 62 FR 36419). While Appendix B of the 
    NOFA did include the form for the disclosure of lobbying activities, 
    HUD inadvertently failed to provide a copy of the required 
    certification. Therefore, a copy of that certification is attached to 
    this notice.
        Another application submission requirement is the Standard Form 
    (SF) 424, the Application for Federal Assistance (see 62 FR 36414). 
    Applicants should note that since the funding for Homeownership Zones 
    is relatively new, there is no Catalog of Federal Domestic Assistance 
    number for the program; applicants should indicate ``not applicable'' 
    in box 10 of application form.
        The lobbying certification, the lobbying disclosure form (SF-LLL), 
    and the application form (SF-424), as well as general background 
    information about homeownership zones, are also available through 
    Community Connections by calling (800) 998-9999. The forms are also 
    available through HUD's homepage on the Internet (http://www.hud.gov).
    
    Criteria for Rating Applications
    
        The July 7, 1997 NOFA described the criteria HUD will consider when 
    selecting applications for funding (see 62 FR 36415-16). The 
    description of criteria (5)--Capacity to Successfully Carry Out the 
    Plan--in the NOFA contains a typographical error. Although the NOFA 
    provides that 15 points are available for this criteria, the NOFA 
    incorrectly provides that HUD will award not more than 19 points to 
    proposals that do not includes a local partnership recognized by the 
    National Partners in Homeownership. The NOFA should, however, provide 
    that no more than 14 points will be awarded in the absence of such a 
    partnership.
        Accordingly, FR Doc. 97-17548, the NOFA and Program Guidelines for 
    Homeownership Zones, published in the Federal Register on July 7, 1997 
    (62 FR 36412) is amended on page 36416, column 3, by correcting the 
    introductory paragraph of section I.J(5), to read as follows:
    
    I. Purpose and Substantive Description
    
    * * * * *
    
    J. Criteria for Rating Applications
    
    * * * * *
    (5) Capacity to Successfully Carry Out the Plan
        HUD will award up to 15 points based on the capacity of the 
    applicant, its development team, and other partners to implement 
    Homeownership Zone activities successfully. HUD is primarily concerned 
    that the experience of the entities and key staff carrying out each 
    activity reflect the specific areas of competency required for success 
    in carrying out that activity. For example, if a nonprofit developer 
    will be responsible for building and marketing 100 homes, HUD will 
    expect that the developer has successfully undertaken similar projects 
    in the past. HUD may consider information from performance reports, 
    financial status information, monitoring reports, audit reports, and 
    other information available to HUD in making its determination under 
    this criterion. HUD will not award more than 14 points under this 
    criterion to any proposal that does not include a local partnership 
    recognized by the National Partners in Homeownership. In responding to 
    this criterion, applicants should:
    * * * * *
    
    [[Page 40372]]
    
        Dated: July 23, 1997.
    Jacquie Lawing,
    General Deputy, Assistant Secretary for Community Planning and 
    Development.
    
    Certification Regarding Lobbying
    
    Certification for Contracts, Grants, Loans, and Cooperative 
    Agreements
    
        The undersigned certifies, to the best of his or her knowledge 
    and belief, that:
        (1) No Federal appropriated funds have been paid or will be 
    paid, by or on behalf of the undersigned, to any person for 
    influencing or attempting to influence an officer or employee of an 
    agency, a Member of Congress, an officer or employee of Congress, or 
    an employee of a Member of Congress in connection with the awarding 
    of any Federal contract, the making of any Federal grant, the making 
    of any Federal loan, the entering into of any cooperative agreement, 
    and the extension, continuation, renewal, amendment, or modification 
    of any Federal contract, grant, loan, or cooperative agreement.
        (2) If any funds other than Federal appropriated funds have been 
    paid or will be paid to any person for influencing or attempting to 
    influence an officer or employee of any agency, a Member of 
    Congress, an officer or employee of Congress, or an employee of a 
    Member of Congress in connection with this Federal contract, grant, 
    loan, or cooperative agreement, the undersigned shall complete and 
    submit Standard Form-LLL, ``Disclosure Form to Report Lobbying,'' in 
    accordance with its instructions.
        (3) The undersigned shall require that the language of this 
    certification be included in the award documents for all subawards 
    at all tiers (including subcontracts, subgrants, and contracts under 
    grants, loans, and cooperative agreements) and that all 
    subrecipients shall certify and disclose accordingly.
        This certification is a material representation of fact upon 
    which reliance was placed when this transaction was made or entered 
    into. Submission of this certification is a prerequisite for making 
    or entering into this transaction imposed by section 1352, title 31, 
    U.S. Code. Any person who fails to file the required certification 
    shall be subject to a civil penalty of not less than $10,000 and not 
    more than $100,000 for each such failure.
    
    Signed:----------------------------------------------------------------
    
    Date:------------------------------------------------------------------
    
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    (Print name and title)
    
    [FR Doc. 97-19916 Filed 7-25-97; 8:45 am]
    BILLING CODE 4210-29-P
    
    
    

Document Information

Published:
07/28/1997
Department:
Housing and Urban Development Department
Entry Type:
Notice
Action:
Notice of Funding Availability (NOFA); Correction and Extension of Deadline.
Document Number:
97-19916
Dates:
One original and two copies of each application must be
Pages:
40370-40372 (3 pages)
Docket Numbers:
Docket No. FR-4238-N-04
PDF File:
97-19916.pdf