98-20309. Agency Information Collection Activities: Proposed Collection; Comment Request  

  • [Federal Register Volume 63, Number 146 (Thursday, July 30, 1998)]
    [Notices]
    [Pages 40716-40718]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-20309]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    [Docket No. 98N-0572]
    
    
    Agency Information Collection Activities: Proposed Collection; 
    Comment Request
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice.
    
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    SUMMARY: The Food and Drug Administration (FDA) is announcing an 
    opportunity for public comment on the proposed collection of certain 
    information by the agency. Under the Paperwork Reduction Act of 1995 
    (the PRA), Federal agencies are required to publish notice in the 
    Federal Register concerning each proposed collection of information and 
    to allow 60 days for public comment in response to the notice. This 
    notice solicits comments on the proposed collection of information 
    concerning a pilot program in which volunteers from the retail food 
    industry will use Hazard Analysis Critical Control Point (HACCP) 
    principles and partner with interested regulatory authorities in the 
    program implementation.
    
    DATES: Submit written comments on the collection of information by 
    September 28, 1998.
    ADDRESSES: Submit written comments on the collection of information to 
    the Dockets Management Branch (HFA-305), Food and Drug Administration, 
    5630 Fishers Lane, rm. 1061, Rockville, MD 20852. All comments should 
    be identified with the docket number found in brackets in the heading 
    of this document.
    
    
    [[Page 40717]]
    
    
    FOR FURTHER INFORMATION CONTACT: Margaret R. Schlosburg, Office of 
    Information Resources Management (HFA-250), Food and Drug 
    Administration, 5600 Fishers Lane, Rockville, MD 20857, 301-827-1223.
    
    SUPPLEMENTARY INFORMATION: Under the PRA (44 U.S.C. 3501-3520), Federal 
    agencies must obtain approval from the Office of Management and Budget 
    (OMB) for each collection of information they conduct or sponsor. 
    ``Collection of information'' is defined in 44 U.S.C. 3502(3) and 5 CFR 
    1320.3(c) and includes agency requests or requirements that members of 
    the public submit reports, keep records, or provide information to a 
    third party. Section 3506(c)(2)(A) of the PRA (44 U.S.C. 3506(c)(2)(A)) 
    requires Federal agencies to provide a 60-day notice in the Federal 
    Register concerning each proposed collection of information before 
    submitting the collection to OMB for approval. To comply with this 
    requirement, FDA is publishing notice of the proposed collection of 
    information set forth in this document.
        With respect to the following collection of information, FDA 
    invites comments on: (1) Whether the proposed collection of information 
    is necessary for the proper performance of FDA's functions, including 
    whether the information will have practical utility; (2) the accuracy 
    of FDA's estimate of the burden of the proposed collection of 
    information, including the validity of the methodology and assumptions 
    used; (3) ways to enhance the quality, utility, and clarity of the 
    information to be collected; and (4) ways to minimize the burden of the 
    collection of information on respondents, including through the use of 
    automated collection techniques, when appropriate, and other forms of 
    information technology.
    
    Collection of Letters of Interest and Food Safety Data by Retail 
    Food Operators in a Voluntary Pilot Program using HACCP Principles
    
        Section 301 (21 U.S.C. 331 et seq.) of the Federal Food, Drug, and 
    Cosmetic Act enables FDA to ensure that foods in interstate commerce 
    are safe. In addition, under authority granted in the Public Health 
    Service Act (42 U.S.C. 243 et seq.), the agency engages in a range of 
    activities intended to ensure safety of the nation's food supply, from 
    regulating food when it can be a vector of disease to assisting, and 
    cooperating with, the States to ensure effective State and local food 
    safety programs. FDA endeavors to assist the more than 3,000 Federal, 
    tribal, State, and local regulatory agencies that have primary 
    responsibility for monitoring retail food establishments to ensure that 
    consumers are protected.
        FDA is proposing to collect information, through a voluntary pilot 
    program, on how HACCP principles might be implemented in the retail 
    food industry. The pilot program is designed to provide insight into 
    the problems, costs, and benefits of developing and implementing HACCP 
    principles for food service, retail food stores, and other retail food 
    establishments, in order to improve and provide direct guidance to both 
    the retail industry and regulatory authorities for the implementation 
    of HACCP principles in the retail food sector. FDA will select 
    candidates with a goal of ensuring that the participants in the program 
    cross the spectrum of retail activities, have a range of scientific 
    capabilities, have facilities of varying sizes, and have a range of 
    HACCP experience. FDA has been approached by State and local 
    governments to provide guidance for applying HACCP principles at 
    retail, therefore the agency intends to collect information through the 
    pilot program to develop and enhance guidance. The agency intends to 
    make a summary of the results of the retail pilot program publicly 
    available.
        The agency will request interested retail food establishments along 
    with regulatory authorities interested in participating in the pilot 
    program to send to FDA a letter of interest. FDA requests that the 
    letters of interest from the retail food establishments provide 
    information concerning the nature of their menu, the location and size 
    of their facility, the type of techniques they use to prepare their 
    products, the extent to which, and how, they employ HACCP; identify 
    area government officials with whom they have worked to implement or 
    reinforce the system; identify which government officials they would 
    like involved in the pilot program; and identify trade associations 
    they would like involved with them in the pilot. FDA will consider 
    these factors in reviewing the letters of interest from retail 
    applicants as a basis for identifying a limited number of individual 
    establishments that, in the judgment of the agency, are best suited to 
    participate in the program. The agency will request selected retail 
    pilot participants to maintain their food safety program based upon 
    HACCP principles for the duration of the pilot. FDA will study the 
    information and data the pilot participants use to maintain their food 
    safety program.
        FDA estimates the burdens of this collection of the information as 
    follows:
    
                                      Table 1.--Estimated Annual Reporting Burden1                                  
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                                                          Annual                                                    
                Activity                  No. of       Frequency per   Total Annual      Hours per      Total Hours 
                                        Respondents      Response        Responses       Response                   
    ----------------------------------------------------------------------------------------------------------------
    Letters of interest from State/                                                                                 
     local/tribal authorities\2\           50               1              50               1              50       
    Letters from interested retail                                                                                  
     firms\2\                              50               1              50               1              50       
    Total                                                                                                 100       
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    \1\ There are no operating and maintenance costs or capital costs associated with this collection of            
      information.                                                                                                  
    \2\ One time activity.                                                                                          
    
    
                                    Table 2.--Estimated Annual Recordkeeping Burden1                                
    ----------------------------------------------------------------------------------------------------------------
                                                          Annual                                                    
                Activity                  No. of       Frequency per   Total Annual      Hours per      Total Hours 
                                       Recordkeepers   Recordkeeping      Records      Recordkeeper                 
    ----------------------------------------------------------------------------------------------------------------
    Plan development                       50               1              50             100           5,000       
    Plan implement documentation           50           7,000         350,000                .05       17,500       
    Implementation review                  50               4             200               4             800       
    Total                                                                                              23,300       
    ----------------------------------------------------------------------------------------------------------------
    \1\ There are no operating and maintenance costs or capital costs associated with this collection of            
      information.                                                                                                  
    
    
    [[Page 40718]]
    
        FDA estimates the burden incurred by interested regulatory agencies 
    and retail industry to provide FDA with a letter of interest to be a 
    one time burden. FDA estimates the burden of collecting and maintaining 
    food safety information based upon HACCP principles during the pilot 
    program will vary considerably across the wide spectrum of retail 
    activities and establishments and the type and number of products 
    involved, and the nature of the equipment or instruments required by 
    the retail establishment for monitoring. The estimated burden by the 
    retail industry for maintaining their food safety system would involve 
    the development, if not already implemented, and maintenance of the 
    food safety plan based upon HACCP principles, the implementation and 
    records generated by that plan, and the verification of the plan's 
    implementation activities and records.
        These estimates are based on FDA's experience with other government 
    pilot programs and with comments received through the conference of 
    food protection, public meetings, and retail industry advice. This 
    information was utilized to design the pilot program with the least 
    amount of burden to the retail industry.
    
        Dated: July 22, 1998.
    William K. Hubbard,
    Associate Commissioner for Policy Coordination.
    [FR Doc. 98-20309 Filed 7-29-98; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
07/30/1998
Department:
Food and Drug Administration
Entry Type:
Notice
Action:
Notice.
Document Number:
98-20309
Dates:
Submit written comments on the collection of information by September 28, 1998.
Pages:
40716-40718 (3 pages)
Docket Numbers:
Docket No. 98N-0572
PDF File:
98-20309.pdf