95-16475. Personnel Appeals Board; Procedural Regulations  

  • [Federal Register Volume 60, Number 129 (Thursday, July 6, 1995)]
    [Rules and Regulations]
    [Pages 35115-35119]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-16475]
    
    
    
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    Rules and Regulations
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    Federal Register / Vol. 60, No. 129 / Thursday, July 6, 1995 / Rules 
    and Regulations
    
    
    [[Page 35115]]
    
    
    GENERAL ACCOUNTING OFFICE
    
    4 CFR Parts 28 and 29
    
    
    Personnel Appeals Board; Procedural Regulations
    
    AGENCY: General Accounting Office Personnel Appeals Board.
    
    ACTION: Final rule.
    
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    SUMMARY: The General Accounting Office Personnel Appeals Board is 
    issuing final regulations to govern appeals filed by employees of the 
    Architect of the Capitol alleging discrimination based on race, color, 
    sex, national origin, religion, age or disability. The regulations 
    implement the Board's authority under Sec. 312(e) of the Architect of 
    the Capitol Human Resources Act.
    
    EFFECTIVE DATE: July 6, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Barbara Lipsky, Attorney, Personnel 
    Appeals Board, 202-512-6137.
    
    SUPPLEMENTARY INFORMATION: On July 22, 1994, the Architect of the 
    Capitol Human Resources Act (ACHRA), Pub. L. 103-283, Sec. 312, 108 
    Stat. 1443, was signed into law. ACHRA requires the Architect of the 
    Capitol to establish a personnel management system incorporating the 
    fundamental principles that exist in other modern personnel systems. 
    Section 312(e) of ACHRA prohibits employment discrimination against 
    Architect of the Capitol employees based on race, color, sex, national 
    origin, religion, age or disability. It also bans intimidation of or 
    reprisal against employees who exercise their rights under the act. In 
    order to ensure enforcement of these rights, ACHRA permits employees of 
    the Architect of the Capitol to file charges of discrimination or 
    retaliation with the General Accounting Office Personnel Appeals Board 
    (``PAB'' or ``Board'').
        On November 16, 1994, the PAB adopted interim regulations to 
    implement its new authority under ACHRA. See, 59 FR 59103 (Nov. 16, 
    1994). Congress, however, significantly changed the enforcement scheme 
    applicable to employees of the Architect of the Capitol when it enacted 
    the Congressional Accountability Act of 1995 (CAA), Pub. L. 104-1, 109 
    Stat. 3 (Jan. 23, 1995). This statute makes 11 civil rights and worker 
    protection laws applicable to employees of Congress and legislative 
    branch agencies. It also creates a new Office of Compliance within the 
    legislative branch to adjudicate complaints of violations of these 
    laws. The CAA repeals Sec. 312(e) of ACHRA, which is the section that 
    prohibits discrimination against employees of the Architect of the 
    Capitol and permits those employees to file appeals with the PAB. See, 
    CAA, Sec. 504(c), 109 Stat. 41. Effective January 23, 1996, Architect 
    of the Capitol employees will be covered by the new non-discrimination 
    provisions of the CAA and may file complaints with the new Office of 
    Compliance.
        The PAB will, however, continue for a transitional period to have a 
    role in adjudicating claims from Architect of the Capitol employees. 
    The provisions of the CAA will not apply to Architect of the Capitol 
    employees until January 23, 1996. Until that date, the PAB will 
    continue to have jurisdiction over discrimination claims from Architect 
    of the Capitol employees. Even after that date, employees of the 
    Architect of the Capitol may file charges with the Board if their 
    claims arose before January 23, 1996. In such cases, the provisions of 
    Sec. 312(e) of ACHRA will remain in effect and provide the exclusive 
    procedure for that case until its completion. See, Sec. 506(b)(1) of 
    the CAA, 109 Stat. 43. The PAB may also have a further role to play if 
    the opening of the new Office of Compliance is delayed for any reason. 
    If a claim arises after the effective date of the CAA but before the 
    opening of the new Office of Compliance, the employee is first to 
    exhaust administrative procedures before the Architect of the Capitol. 
    If the Office of Compliance still has not opened after that exhaustion, 
    then the employee has the choice of either filing a charge with the PAB 
    or filing suit in court. If the employee elects to file with the PAB, 
    then he or she must proceed exclusively under the provisions of 
    Sec. 312(e) of ACHRA. The provisions of Sec. 312(e) remain in effect 
    for that case until the case is completed. See, Sec. 506(b)(2) of the 
    CAA, 109 Stat. 43.
        In view of this continuing role for the PAB, the Board deems it 
    necessary to finalize its interim regulations, even though it 
    recognizes that its relationship with the Office of the Architect of 
    the Capitol and its employees will be a relatively brief one.
    
    Brief Summary of the Interim Regulations
    
        The interim regulations published by the Board on November 16, 
    1994, contained a new part, 4 CFR part 29, establishing the procedures 
    that the Board will follow in receiving and adjudicating cases brought 
    by Architect of the Capitol employees. See, 59 FR 59103 (Nov. 16, 
    1994). The interim regulations also included some conforming amendments 
    to the procedures applicable to charges filed by employees of the 
    General Accounting Office (GAO). See, changes to 4 CFR part 28, 59 FR 
    59105. The most significant change for GAO employees is that the time 
    in which they may file a charge with the Board has been expanded. GAO 
    employees now have 30 days following the relevant action by GAO in 
    which to file a charge with the Board's General Counsel. See, 
    amendments to 4 CFR 28.11 and 28.98, 59 FR 59106. Finally, the Board's 
    regulations concerning judicial review of Board decisions were amended 
    in light of Ramey v. Bowsher, 9 F.3d 133 (D.C. Cir. 1993). In that 
    case, the court held that an employee's only recourse following a final 
    decision of the Board on a complaint of discrimination is to seek 
    appellate review before the United States Court of Appeals for the 
    Federal Circuit. The Board deleted 4 CFR 28.100, which contained 
    contrary provisions, from its regulations. See, 59 FR 59106. The 
    preamble to the interim regulations contained a detailed summary of the 
    significant features of the regulations and an explanation of the 
    choices made by the Board in drafting the regulations. This material 
    will not be repeated here.
    
    History of Rulemaking Proceedings
    
        The regulations were made effective on an interim basis because of 
    the need to have some procedures in place to govern any charges of 
    discrimination received from Architect of the Capitol employees. The 
    PAB invited comments from the public and stated that it would 
    
    [[Page 35116]]
    carefully consider such comments before the regulations were adopted in 
    final form. See, 59 FR 59103. The original Federal Register notice 
    announced that comments would be received through February 24, 1995. 
    Id. This deadline was later extended to March 15, 1995. See, 60 FR 9773 
    (Feb. 22, 1995). In addition to publishing the interim regulations in 
    the Federal Register, the PAB also prepared a four-page ``plain 
    English'' summary of the regulations and distributed this summary to 
    every employee of the Architect of the Capitol. The summary contained 
    information on how to submit comments to the Board. The Board stated 
    that it would receive comments either in writing or orally, on a 
    special voice-mail line. GAO employees were provided notice of the 
    rulemaking proceedings through two notices published in the ``GAO 
    Management News.'' See, GAO Management News, Vol. 22, No. 9 (Week of 
    Nov. 28-Dec. 2, 1994); Vol. 22, No. 20 (Week of Feb. 20-24, 1995). 
    Copies of the Federal Register notice concerning the regulatory changes 
    were also sent to representatives of the GAO employee councils.
        The Board received two comments concerning the interim regulations. 
    One comment, apparently from an Architect of the Capitol employee, 
    praised the regulations. The employee stated that: ``I'm particularly 
    pleased * * * that a person can remain anonymous when reporting an 
    alleged illegal personnel practice * * * .'' The employee also stressed 
    the importance of follow-up investigations by the Board's General 
    Counsel to ensure that required changes are taking place. The other 
    comment received by the Board was from Mr. George M. White, the 
    Architect of the Capitol. Mr. White objected to certain provisions of 
    the interim regulations, arguing that they went beyond the statutory 
    authority of the Board.
        After carefully considering the comments received, the Board has 
    adopted several modifications to the interim regulations. The Board 
    has, however, decided to retain three elements of the regulations that 
    were challenged by the Architect of the Capitol. The Board will discuss 
    below the primary concerns raised by the Architect and the Board's 
    views on those matters. Each change to the interim regulations will 
    also be explained.
    Response to Comments Received from the Architect of the Capitol
    
        The Architect of the Capitol argues that the Board lacks statutory 
    authority for three provisions of the interim regulations: (1) The 
    provision requiring that all charges be filed with and investigated by 
    the PAB General Counsel, prior to being considered by the Board; (2) 
    the provision defining ``exhaustion'' of administrative proceedings 
    before the Architect and stating that an employee may file a charge 
    with the Board if the Architect fails to issue a final decision on his 
    or her EEO complaint within 120 days; and (3) the provision permitting 
    Architect employees to file charges with the Board seeking class-wide 
    relief, even if such relief had not been sought from the Architect. 
    Each of these provisions will be discussed below.
    
    1. Role of the PAB General Counsel
    
        The Architect expresses concern about the role assigned to the PAB 
    General Counsel by the interim regulations. Under the interim 
    regulations, the PAB General Counsel has the same role with respect to 
    charges filed by employees of the Architect of the Capitol as he does 
    with respect to those of GAO employees. A charge of discrimination is 
    initially filed with the General Counsel. See, 4 CFR 29.8(a), 59 FR 
    59108. The General Counsel investigates the charge and determines 
    whether there is a reasonable basis to believe the charge is true. Id. 
    at Sec. 29.9. When the General Counsel's investigation is complete, he 
    sends the employee a Right to Appeal Letter, which includes a 
    confidential letter to the employee explaining the General Counsel's 
    conclusions on the merits of the case. Id. at Sec. 29.9(c). Where he 
    concludes that the charge has merit, the General Counsel offers to 
    represent the employee before the Board. Id. at Sec. 29.9(d). 
    Regardless of the findings of the General Counsel, the employee is free 
    to file an appeal with the PAB within 30 days of service of the Right 
    to Appeal Letter. Id. at Sec. 29.10(a) and (b).
        The Architect asserts that there is no statutory basis for the 
    duties assigned to the PAB General Counsel in the interim regulations. 
    He argues that ACHRA only provides for the filing of appeals with the 
    PAB and makes no mention of any role for the General Counsel. The Board 
    has carefully considered this argument and concludes that there is a 
    firm statutory basis for the duties assigned to the General Counsel and 
    that the enforcement scheme adopted by the Board is supported by sound 
    policy considerations.
        ACHRA states that any employee of the Architect of the Capitol 
    alleging employment discrimination based on race, color, sex, national 
    origin, religion, age or disability ``may file a charge with the 
    General Accounting Office Personnel Appeals Board in accordance with 
    the General Accounting Office Personnel Act of 1980 (31 U.S.C. 751-
    55).'' Section 312(e)(3)(A) of ACHRA, 108 Stat. 1445 (emphasis added). 
    Thus, ACHRA expressly states that charges by employees of the Architect 
    of the Capitol will be governed by the terms of the General Accounting 
    Office Personnel Act (GAOPA) contained in 31 U.S.C. 751-755.
        Sections 751 through 755 of Title 31, U.S.C., establish both the 
    PAB and its General Counsel, and assign duties to each. The PAB is to 
    hear and adjudicate claims relating to certain enumerated personnel 
    matters. 31 U.S.C. 753. The Board also has the authority to issue 
    procedural regulations. Id. at 753(d). The duties of the General 
    Counsel are to:
    
        (A) Investigate an allegation about a prohibited personnel 
    practice under 732(b)(3) of this title to decide if there are 
    reasonable grounds to believe the practice has occurred, exists, or 
    will be taken by an officer or employee of the General Accounting 
    Office;
        (B) Investigate an allegation about a prohibited political 
    activity under 732(b)(3) of this title;
        (C) Investigate a matter under the jurisdiction of the Board if 
    the Board or a member of the Board requests; and
        (D) Help the Board carry out its duties and powers.
    
    31 U.S.C. 752(b)(3). Thus, the GAOPA gives the General Counsel broad 
    authority to investigate any matter within the Board's jurisdiction, if 
    requested to do so by the Board. ACHRA amended the jurisdictional grant 
    to the Board, contained in 31 U.S.C. 753, to include actions involving 
    discrimination prohibited by ACHRA. See, ACHRA, Sec. 312(e)(4)(B), 108 
    Stat. 1446. As a result, discrimination claims by Architect of the 
    Capitol employees are ``matters under the jurisdiction of the Board'' 
    and the Board may ask the General Counsel to investigate such claims. 
    This is precisely what the Board has done in its interim regulations, 
    which require the General Counsel to investigate every discrimination 
    claim filed by an employee of the Architect of the Capitol.
        An almost identical question concerning the Board's authority was 
    raised in General Accounting Office v. General Accounting Office 
    Personnel Appeals Board, 698 F.2d 516 (D.C. Cir. 1983). In that case, 
    the General Accounting Office challenged the authority of the PAB to 
    authorize the PAB General Counsel to prosecute appeals concerning 
    adverse actions on behalf of GAO employees. The District of Columbia 
    Circuit held that ``investigate'' as used in 31 U.S.C. 752 
    
    [[Page 35117]]
    included both the investigation of claims and the prosecution of those 
    claims before the Board. The court further held that the Board's broad 
    authority to issue procedural regulations included the power to issue a 
    regulation requiring the General Counsel to investigate and to 
    prosecute any category of case within the Board's jurisdiction. The 
    court reasoned:
    
        [T]he open-ended language of 4(g)(4) and 4(m) [of the original 
    text of the GAOPA] supports the conclusion that, within the bounds 
    of law and reason, the GAOPA authorizes whatever sort of advocacy 
    role for the General Counsel the Board determines to be appropriate. 
    Section 4(g)(4) provides that the General Counsel shall ``help the 
    Board carry out its duties and powers,'' and section 4(m) grants the 
    Board power to promulgate regulations ``providing for officer and 
    employee appeals consistent with sections 7701 and 7702 of title 5.* 
    * *'' These provisions give the Board broad discretion to design 
    appropriate procedures for appeals cases and to include in that 
    design whatever role for the General Counsel it deems helpful in 
    discharging its duties and powers. Consistent with the discretion 
    thereby granted, the PAB has concluded that the role created for the 
    General Counsel under 4 C.F.R. Sec. 28.17(d) ``helps'' the Board 
    carry out its duties and powers by facilitating an efficient 
    adjudicative procedure for all petitions filed with the Board, 
    including adverse action petitions. We think that conclusion is both 
    consistent with the statute and entirely rational and, therefore, we 
    decline to disturb it.
    
    General Accounting Office v. General Accounting Office Personnel 
    Appeals Board, 698 F.2d at 529-30 (emphasis in original; footnotes 
    deleted). Because discrimination charges by Architect of the Capitol 
    employees are now within the Board's jurisdiction, and ACHRA states 
    that such charges are to be filed in accordance with the GAOPA, the 
    reasoning of the District of Columbia Circuit indicates that the Board 
    may assign a similar role to the PAB General Counsel with respect to 
    this new class of cases.
        The Board believes that the above analysis answers the Architect's 
    objection that there is no statutory basis for the duties assigned to 
    the General Counsel. Moreover, the Board believes that there are sound 
    policy reasons for the enforcement role assigned to the General Counsel 
    by the regulations. By requiring that all charges be investigated by 
    the General Counsel, the Board ensures that all cases come to it with 
    well-defined issues and a fully developed factual record. The Board 
    appreciates that the Architect will have investigated these cases as 
    well. However, that investigation (by the agency charged with the 
    discrimination) may not be as impartial or as thorough as one 
    undertaken by a third-party such as the General Counsel. The General 
    Counsel's investigation also serves a screening function, because an 
    employee may choose not to pursue a case if an impartial investigator 
    such as the General Counsel concludes that his or her claim lacks 
    merit. Finally, the General Counsel's representation of employees adds 
    to the integrity of the adjudicatory process by ensuring that employees 
    with credible claims have a fair chance to have their cases presented 
    to the Board and do not have to proceed pro se against an agency 
    represented by skilled legal counsel.
        For these reasons, the Board has decided to retain the basic role 
    of the PAB General Counsel as proposed in the interim regulations. The 
    Board has, however, decided to make one change in the duties of the 
    General Counsel. The Architect of the Capitol raised concerns about a 
    provision of the interim regulations that permitted the General Counsel 
    to initiate his own investigations, even in the absence of the filing 
    of a charge by an Architect employee. See, 4 CFR 29.12, 59 FR 59109. 
    This provision mirrored a provision applicable to GAO employees in the 
    Board's current regulations and was based on the statutory role of the 
    General Counsel under the GAOPA. However, after the adoption of the 
    interim regulations, Congress enacted the CAA. This new law transfers 
    responsibility for adjudicating claims of discrimination by employees 
    of the Architect of the Capitol to the new Office of Compliance, 
    beginning either in January 1996 or at a later date if the opening of 
    the Office is delayed. See, CAA, Sec. 506(b), 109 Stat. 43. The PAB 
    will thus only be hearing claims from the Architect of the Capitol for 
    a transitional period. Because of the Board's limited role following 
    the CAA, the Board has decided that it would not be feasible or 
    appropriate for its General Counsel to conduct any self-initiated 
    investigations and it has decided to drop this provision from its 
    regulations. The Board is mindful that the one Architect employee who 
    submitted a comment praised this provision and stated that it is 
    important for employees to be able to provide information to the 
    General Counsel anonymously, without filing a charge of discrimination. 
    Nonetheless, the Board concludes that, in light of its more limited 
    role following the passage of the CAA, the provision for self-initiated 
    investigations is no longer appropriate. The Board is therefore 
    deleting 4 CFR 29.12 (entitled ``Proceedings brought by the General 
    Counsel seeking corrective action, disciplinary action or a stay''), 
    which appeared in the interim regulations. References to the General 
    Counsel's authority to bring self-initiated cases have also been 
    deleted from 4 CFR 29.3 (``Jurisdiction of the Board'').
    
    2. Exhaustion of Administrative Remedies Before the Architect of the 
    Capitol
    
        The interim regulations permit an employee to file a charge with 
    the PAB at any time after the passage of 120 days, if the Architect 
    fails to issue a final decision on the employee's internal complaint of 
    discrimination by that date. See, 4 CFR 29.6(a), 59 FR 59107. The 
    Architect of the Capitol objected to this provision, taking the 
    position that a charge cannot be filed with the PAB until a final 
    decision is issued by the Architect, regardless of how long it takes to 
    issue that decision.
        For the reasons set forth below, the Board rejects the Architect's 
    argument. However, after reviewing the material submitted by the 
    Architect, the Board has decided to lengthen to 150 days the time 
    period that an employee must wait before filing a charge with the 
    Board. The Board recognizes that the Architect has adopted a detailed 
    procedure for considering claims of discrimination. Because those 
    procedures may in some instances take as long as 140 days to complete, 
    the Board concludes that an expansion of the time period in its 
    regulations is warranted. See change to 4 CFR 29.6(a), set forth below.
        ACHRA requires that employees of the Architect of the Capitol 
    exhaust the administrative remedies for discrimination within their own 
    agency before filing a charge with the PAB. The act states:
    
        Such a charge may be filed [with the PAB] only after the 
    employee has filed a complaint with the Architect of the Capitol in 
    accordance with requirements prescribed by the Architect of the 
    Capitol and has exhausted all remedies pursuant to such 
    requirements.
    
    ACHRA, Sec. 312(e)(3)(A), 108 Stat. 1445-46. Although ACHRA states that 
    employees must exhaust their internal administrative remedies before 
    filing a charge with the Board, the statute does not define when such 
    remedies will be considered ``exhausted.'' The Board's regulations 
    merely supply a reasonable definition of ``exhaustion.'' The 
    regulations, as amended below, state that administrative remedies will 
    be considered exhausted when either of the following occurs:
    
        (1) The employee receives a final decision by the Architect of 
    the Capitol on his or her complaint of discrimination or 
    retaliation; or 
    
    [[Page 35118]]
    
        (2) 150 days have passed after the filing of an internal 
    complaint of discrimination or retaliation and the Architect of the 
    Capitol has not issued a final decision on the complaint.
    
    See, 4 CFR 29.6(a), as amended below.
        Such a definition of ``exhaustion'' is extremely important. If an 
    employee had to await a final decision by the employing agency in all 
    cases, the agency effectively could deny employees access to the Board 
    by delaying the issuance of a decision indefinitely. Moreover, for the 
    right to appeal to the Board to be meaningful, an employee needs to be 
    able to file his or her charge when witness memories are still fresh 
    and effective relief can still be fashioned.
        Although the statutory language and legislative history for ACHRA 
    are remarkably brief, two important policies are evident on the face of 
    the statute. On the one hand, Congress clearly intended that Architect 
    of the Capitol employees have a meaningful right to have their 
    complaints heard by an impartial adjudicatory body outside the control 
    of the Architect. On the other hand, Congress also wished to give the 
    Architect the first chance to investigate and rectify any improprieties 
    in his own personnel practices. The Board's definition of exhaustion 
    gives effect to both of these statutory policies. The regulations give 
    the Architect an exclusive period of time in which to investigate and 
    act on employee complaints. But they also ensure that employees will be 
    able to obtain an independent review by the PAB if their employer 
    withholds action on their complaints for an unreasonable period of 
    time.
        ACHRA needs to be read against the background of the discrimination 
    complaint procedures that are in effect throughout the federal 
    government. In every other discrimination complaint process within the 
    federal government, employees are permitted to take an appeal to an 
    external adjudicatory body if their own agency fails to act on their 
    complaint within some specified period of time. See, 4 CFR 28.98(b)(2) 
    (GAO employees may file with the PAB if GAO fails to issue decision 
    within 120 days); 5 CFR 1201.154(b)(2) (in ``mixed cases'', executive 
    branch employees may file a discrimination appeal with the MSPB if 
    their agency fails to decide their internal EEO complaints within 120 
    days); 29 CFR 1614.108(e) and (f) (executive branch employees may 
    request hearing before EEOC administrative judge if agency does not 
    complete its investigation within 180 days). In adopting ACHRA, 
    Congress was essentially extending the protection of nondiscrimination 
    laws to employees of the Architect of the Capitol and stating that 
    those protections should be enforced in accordance with the procedures 
    of the GAOPA. It is thus reasonable to assume that Congress intended 
    the Board to interpret ``exhaustion of administrative remedies'' in a 
    manner consistent with other federal civil rights laws and with the 
    Board's longstanding regulations.
        For these reasons, the Board concludes that it has a sound legal 
    basis for adopting its definition of exhaustion of administrative 
    remedies.
        The interim regulations also included a special rule, permitting 
    the Architect of the Capitol an additional 60 days to investigate 
    charges filed with the Board's General Counsel prior to March 1, 1995. 
    As noted in the preamble to the interim regulations, this provision was 
    intended as an interim measure only. It has already expired and now is 
    deleted from the final regulations. See, deletion of 4 CFR 29.6(d), set 
    forth below.
    
    3. Class Actions
    
        The interim regulations permit an employee of the Architect of the 
    Capitol to file a charge with the PAB as the representative of a class 
    of employees. See, 4 CFR 29.8(a) and 29.10(f), 59 FR 59108. The 
    regulations further require that such an employee first file an 
    internal complaint of discrimination with the Architect of the Capitol 
    and exhaust administrative remedies on that complaint. 4 CFR 29.6(b). 
    The regulations do not require, however, that such a complaint be filed 
    with the Architect of the Capitol as a class action, or treated by the 
    Architect of the Capitol as a class action, in order to meet the 
    requirements of exhaustion of administrative remedies.
        The Architect of the Capitol opposes these provisions concerning 
    class actions. He argues that the PAB has no authority to entertain any 
    claim or issue that was not raised before his office. However, his 
    letter also makes clear that the procedures adopted by his office do 
    not permit the filing of class actions. Thus, his argument in effect is 
    that employees of the Architect of the Capitol have no avenue for 
    seeking relief on a class-wide basis.
        The PAB disagrees with the Architect's interpretation of ACHRA and 
    has decided to retain these provisions of its regulations. ACHRA 
    prohibits the Architect of the Capitol from engaging in employment 
    discrimination that would be unlawful under Title VII of the Civil 
    Rights Act and other nondiscrimination statutes. See, ACHRA, 
    Sec. 312(e)(2), 108 Stat. 1445. It has long been recognized that the 
    kind of discrimination prohibited by Title VII is often class-wide in 
    nature and that class actions are critical to effective enforcement of 
    the statute. See, e.g., discussion in Hackley v. Roudebush, 520 F.2d 
    108, 152, n.177 (D.C. Cir. 1975). In interpreting Title VII's 
    prohibition of discrimination by the federal government, the United 
    States District Court for the District of Columbia ruled that executive 
    branch agencies must accept class complaints of discrimination filed by 
    their employees and must afford class-wide relief in appropriate 
    circumstances. Barrett v. U.S. Civil Service Commission, 69 F.R.D. 544, 
    549-552 (D.D.C. 1975). Thus, the PAB concludes that it has an 
    obligation to permit the filing of class actions in proceedings before 
    it.
        In determining what exhaustion of administrative remedies is 
    necessary before an Architect employee may file a class action with the 
    Board, the PAB followed well-established Title VII case law. Under 
    Title VII, a class action may be pursued in court so long as the named 
    representative of the class filed an individual administrative 
    complaint of discrimination. It is not necessary that each class member 
    have filed an administrative complaint or that remedies were sought at 
    the administrative level on behalf of the class members. Chisholm v. 
    U.S. Postal Service, 665 F.2d 482, 490 (4th Cir. 1981); Bowe v. 
    Colgate-Palmolive Co., 416 F.2d 711, 720 (7th Cir. 1969); see also, 
    Albemarle Paper Co. v. Moody, 422 U.S. 405, 414-15, n.8 (1975). In 
    light of the Architect's own representations that he will not permit 
    the filing of class complaints in his internal EEO complaint process, 
    it is particularly important that Architect employees be permitted to 
    pursue class remedies before the Board after having filed an individual 
    complaint with the Architect.
    
    Applicability of Part 29
    
        In addition to the changes discussed above that respond to the 
    public comments, the Board has also revised the final section of part 
    29, Sec. 29.13, entitled ``Applicability of this part.'' Following the 
    adoption of the interim regulations, Congress enacted the CAA. As 
    discussed above, that statute terminates the Board's jurisdiction over 
    claims by employees of the Architect of the Capitol, after a 
    transitional period. The CAA generally limits the Board's jurisdiction 
    to cases arising before January 23, 1996, except in certain cases where 
    the opening of the new Office of Compliance is delayed. The revised 
    text of Sec. 29.13 makes reference to these new 
    
    [[Page 35119]]
    limitations on the Board's jurisdiction contained in the CAA.
    Interim Regulations Concerning GAO Employees
    
        As noted above, the interim regulations contained a few changes to 
    4 CFR part 28 concerning charges brought by employees of GAO. Because 
    no comments were received from either GAO or its employees on these 
    provisions, the Board now adopts them in final form, without change.
    
    List of Subjects
    
    4 CFR Part 28
    
        Administrative practice and procedure, Equal employment 
    opportunity, Government employees, Labor-management relations.
    
    4 CFR Part 29
    
        Administrative practice and procedure, Equal employment 
    opportunity, Government employees.
        Accordingly, the interim rule amending Title 4, Chapter I, 
    Subchapter B, Code of Federal Regulations, which was published at 59 FR 
    59103 on November 16, 1994, is adopted as a final rule with the 
    following changes:
    
    PART 29--GENERAL ACCOUNTING OFFICE PERSONNEL APPEALS BOARD; 
    PROCEDURES APPLICABLE TO CLAIMS CONCERNING EMPLOYMENT PRACTICES AT 
    THE ARCHITECT OF THE CAPITOL
    
        1. The authority citation for Part 29 continues to read as follows:
    
        Authority: 31 U.S.C. 753.
    
        2. Section 29.3 is amended by removing paragraph (c).
        3. Section 29.6 is amended by revising paragraph (a)(2) and 
    removing paragraph (d) to read as follows:
    
    
    Sec. 29.6  Requirement for exhaustion of internal administrative 
    remedies provided by the Architect of the Capitol.
    
        (a) * * *
        (2) 150 days have passed after the filing of an internal complaint 
    of discrimination or retaliation and the Architect of the Capitol has 
    not issued a final decision on the complaint.
    * * * * *
        3. Section 29.8 is amended by revising paragraph (b)(2) as follows:
    
    
    Sec. 29.8  Filing a charge with the General Counsel.
    
    * * * * *
        (b) * * *
        (2) At any time after the passage of 150 days following the filing 
    of an internal complaint of discrimination or retaliation, if the 
    Architect of the Capitol has not yet issued a final decision on the 
    internal complaint.
    * * * * *
    
    
    Sec. 29.12  [Removed and reserved]
    
        4. Section 29.12 is removed and reserved.
        5. Section 29.13 is amended by revising the section heading, 
    removing paragraph (a), redesignating paragraph (b) as paragraph (a), 
    and adding a new paragraph (b) to read as follows:
    
    
    Sec. 29.13  Applicability of this part.
    
    * * * * *
        (b) The regulations in this part apply to all charges filed with 
    the Board prior to January 23, 1996, the effective date of Sec. 201 of 
    the Congressional Accountability Act of 1995 (CAA), Pub. L. 104-1, 109 
    Stat. 3 (January 23, 1995). They also apply to any charge filed after 
    that date pursuant to the terms of Sec. 506(b) of the CAA.
    Nancy A. McBride,
    Chair, Personnel Appeals Board, U.S. General Accounting Office.
    [FR Doc. 95-16475 Filed 7-5-95; 8:45 am]
    BILLING CODE 1610-01-P
    
    

Document Information

Effective Date:
7/6/1995
Published:
07/06/1995
Department:
Government Accountability Office
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-16475
Dates:
July 6, 1995.
Pages:
35115-35119 (5 pages)
PDF File:
95-16475.pdf
CFR: (4)
4 CFR 29.6
4 CFR 29.8
4 CFR 29.12
4 CFR 29.13