99-17359. Year 2000 Airport Safety Inspections  

  • [Federal Register Volume 64, Number 130 (Thursday, July 8, 1999)]
    [Proposed Rules]
    [Pages 37026-37031]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-17359]
    
    
    
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    Part VI
    
    
    
    
    
    Department of Transportation
    
    
    
    
    
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    Federal Aviation Administration
    
    
    
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    14 CFR Part 139
    
    
    
    Year 2000 Airport Safety Inspections; Proposed Rule
    
    Federal Register / Vol. 64, No. 130 / Thursday, July 8, 1999 / 
    Proposed Rules
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Aviation Administration
    
    14 CFR Part 139
    
    [Docket  No.  FAA-1999-5924;  SFAR  No.   85-]
    RIN 2120-AG83
    
    
    Year 2000 Airport Safety Inspections
    
    AGENCY: Federal Aviation Administration (FAA), DOT.
    
    ACTION: Notice of proposed rulemaking (NPRM).
    
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    SUMMARY: This rulemaking proposes to require certain airport operators 
    to conduct a one-time readiness check of certain airfield equipment and 
    systems starting January 1, 2000, and report the results of these 
    checks to the FAA. In addition, this proposal would temporarily revise 
    the time period these airport operators have to repair or replace 
    certain emergency equipment. This proposal is needed to ensure that 
    airport operators identify and address any unforeseen problems with 
    date-sensitive airfield equipment and systems. These proposed changes 
    are intended to maintain the current level of airport safety on and 
    after January 1, 2000.
    
    DATES: Comments must be submitted on or before August 9, 1999.
    
    ADDRESSES: Comments on this proposed rulemaking should be mailed or 
    delivered, in duplicate, to: U.S. Department of Transportation Dockets, 
    Docket No. FAA-1999-5924, 400 Seventh Street, SW, Room Plaza 401, 
    Washington, DC 20590. Comments may also be sent electronically to the 
    following Internet address: [email protected] Comments may be filed 
    and/or examined in Room Plaza 401 between 10 a.m. and 5 p.m. weekdays 
    except Federal holidays.
    
    FOR FURTHER INFORMATION CONTACT: Robert E. David, Airport Safety and 
    Operations Division (AAS-300), Federal Aviation Administration, 800 
    Independence Avenue, SW., Washington, DC 20591; telephone (202) 267-
    8721.
    
    SUPPLEMENTARY INFORMATION:
    
    Comments Invited
    
        Interested persons are invited to participate in this rulemaking by 
    submitting such written data, views, or arguments, as they may desire. 
    Comments relating to the environmental, energy, federalism, or economic 
    impact that might result from adopting the proposals in this document 
    are also invited. Substantive comments should be accompanied by cost 
    estimates. Comments should identify the regulatory docket or notice 
    number and should be submitted in triplicate to the Rules Docket 
    address specified above.
        All comments received, as well as a report summarizing each 
    substantive public contact with FAA personnel on this rulemaking, will 
    be filed in the docket. The docket is available for public inspection 
    before and after the comment closing date.
        The Administrator will consider all comments received on or before 
    the closing date before taking action on this proposed rulemaking. 
    Late-filed comments will be considered to the extent practicable. The 
    proposals contained in this notice may be changed in light of the 
    comments received.
        Commenters wishing the FAA to acknowledge receipt of their comments 
    submitted in response to this notice must include a pre-addressed, 
    stamped postcard with those comments on which the following statement 
    is made: ``Comments to Docket No. FAA-1999-5924.'' The postcard will be 
    date stamped and mailed to the commenter.
    
    Availability of NPRMs
    
        An electronic copy of this document may be downloaded using a modem 
    and suitable communications software from the FAA regulations section 
    of the FedWorld electronic bulletin board service (telephone: 703-321-
    3339), the Government Printing Office's electronic bulletin board 
    service (telephone: 202-512-1661), or the FAA's Aviation Rulemaking 
    Advisory Committee Bulletin Board service (telephone: (800)322-2722 or 
    (202)267-5948).
        Internet users may reach the FAA's web page at http://www.faa.gov/
    avr/arm/nprm/nprm.htm or the Government Printing Office's WebPages at 
    http://www.access.gpo.gov/nara for access to recently published 
    rulemaking documents.
        Any person may obtain a copy of this NPRM by submitting a request 
    to the Federal Aviation Administration, Office of Rulemaking, ARM-1, 
    800 Independence Avenue, SW., Washington, DC 20591, or by calling 
    (202)267-9680. Communications must identify the notice number or docket 
    number of this NPRM.
        Persons interested in being placed on the mailing list for future 
    NPRM's should request from the above office a copy of Advisory Circular 
    No. 11-2A, Notice of Proposed Rulemaking Distribution System, that 
    describes the application procedure.
    
    Background
    
    History
    
        Since 1970, the FAA Administrator has had the statutory authority 
    to issue airport operating certificates to airports serving certain air 
    carriers and to establish safety standards for the operation of those 
    airports. This authority is currently found in Title 49, United States 
    Code (U.S.C.) Sec. 44706, Airport operating certificates. The FAA has 
    used this authority to issue requirements for the certification and 
    operation of certain land airports. These requirements are contained in 
    Title 14, Code of Federal Regulations part 139 (14 CFR part 139), 
    Certification and Operations: Land Airports Serving Certain Air 
    Carriers.
        Under part 139, the FAA requires airports to comply with certain 
    safety requirements prior to serving operations of large air carrier 
    aircraft (aircraft with more than 30 passenger seats). When an airport 
    satisfactorily complies with these requirements, the FAA issues to that 
    facility an airport operating certificate that permits the airport to 
    serve commercial operations using these aircraft. These safety 
    requirements cover a broad range of airport operations, including the 
    maintenance of runway pavement, markings, and lighting, notification to 
    air carriers of unsafe or changed conditions, and preparedness for 
    aircraft accidents and other emergencies. The FAA periodically inspects 
    these airports to ensure continued compliance with part 139 safety 
    requirements.
        Many airport operators use computers or equipment with embedded 
    microprocessors to meet certain part 139 requirements. For example, an 
    operator of a certificated airport may have computer systems that 
    control when airfield lighting is turned on, or that control access to 
    the airfield through vehicle and passenger gates. Safety and 
    maintenance vehicles, such fire fighting trucks, and emergency 
    communications systems may likewise have computerized systems.
        On January 1, 2000, many computers worldwide could malfunction or 
    shut down because the year will change from 1999 to 2000. The problem, 
    often referred to as the Year 2000 (Y2K) problem, is the result of how 
    computers and other microprocessors have traditionally recorded and 
    computed dates. Typically, these machines have used two digits to 
    represent the year, such as ``98'' for 1998, to save electronic storage 
    space and reduce operating costs. However, this format fails to 
    distinguish the year 2000 (represented as ``00'') from the year 1900. 
    Software
    
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    and computer experts are concerned that this could cause computers and 
    equipment with internal microprocessors to malfunction in unforeseen 
    ways or to fail completely.
    
    FAA Y2K Monitoring and Compliance
    
        In preparing for the year 2000, the FAA is working with airport 
    operators to ensure that all airfield equipment and systems used to 
    support compliance with part 139 requirements are Y2K compliant, or 
    that the airport operator has developed an alternative means of 
    complying with the part 139 requirements.
        In June 1998, the FAA sent a letter to the operators of the 
    approximately 5,300 public-use airports in the U. S. to alert them that 
    they may have systems on their airports that could be affected by date 
    change to January 1, 2000. A follow-on letter was subsequently sent in 
    October 1998 to the operators of airports certificated under part 139. 
    This letter emphasized the need for these operators to take the 
    necessary steps to ensure that Y2K issues would not affect any 
    equipment and systems containing computers or microprocessors that are 
    used to comply with part 139. It also stated that airport operators 
    could develop an alternative means of meeting the regulation's 
    requirements that did not rely on systems with computers or 
    microprocessors, and provided some criteria for determining Y2K 
    compliance.
        At the same time, the FAA also formed an airport Y2K airport team 
    to contact operators of certificated airports to monitor the Y2K status 
    of each of these operator's systems that are used to support compliance 
    with part 139 requirements. The results of these contacts have shown 
    that airport operators are working to address Y2K issues at their 
    airports. The Y2K airport team will continue to work with the operators 
    of certificated airports throughout the remainder of 1999 to ensure 
    that the agency is kept informed of the Y2K status at each part 139 
    airport.
    
    Current Requirements
    
    Self-Inspection of Airport Safety Systems
    
        Part 139 currently requires operators of certificated airports to 
    conduct daily inspections of their facilities to ensure compliance with 
    the regulation. Such inspections include a visual check of movement 
    areas (areas used by air carriers to land, takeoff, and taxi) and 
    operational tests of equipment and systems used to comply with part 139 
    requirements. However, these required inspections are conducted at 
    times determined by the airport operator. Typically, various elements 
    of the self-inspection are conducted throughout the day. As such, the 
    existing inspection requirement does not require inspection early on 
    January 1, before most operations begin, and does not necessarily 
    require the kind of tests that would determine if there is a Y2K-
    related problem that was not detected by pre-January Y2K validation 
    testing. Certain equipment required by part 139, unlike other aviation 
    systems, is intended for use only in an emergency. If special early 
    testing is not required, a Y2K problem might only be detected when the 
    equipment was needed for an actual emergency.
        While part 139 also requires reporting of aircraft rescue and fire 
    fighting (ARFF) equipment outages and conditions that affect air 
    carrier operations, those reports would not be received until the 
    equipment was tested or used, which could be after operations begin. 
    The FAA believes that there is a substantial need for a system-wide 
    reporting of Y2K testing results to quickly identify any effects of Y2K 
    on the national airport system. This will permit the FAA to coordinate 
    solutions at airports throughout the U.S. that use similar models of 
    equipment, and to provide early assurances to the public that 
    operations are normal, if in fact there are no Y2K problems.
    
    ARFF Index
    
        In addition, part 139 provisions regarding the repair or 
    replacement of inoperative ARFF vehicles are not well adapted to the 
    unique circumstances of the Y2K effect on equipment. The provisions of 
    Sec. 139.319(h)(3) allow an airport operator a 48-hour grace period to 
    repair or replace inoperative ARFF vehicles, with no effect on the 
    airport's ARFF index. The ARFF index for an airport, which is 
    determined by the size of aircraft using the airport and number of 
    daily departures, determines the number and size of ARFF trucks needed 
    and, thereby, limits the size of aircraft that the airport can serve. 
    The 48-hour provision is intended to allow airport operators sufficient 
    time to acquire parts to repair a required ARFF vehicle or arrange for 
    a replacement vehicle.
        Under normal operations, this is an acceptable procedure as an 
    inoperative ARFF vehicle is a rare occurrence, and parts can be 
    obtained quickly. However, since some ARFF vehicles may have embedded 
    computer chips, a Y2K-related problem, while highly unlikely, is 
    possible. Since similar models of ARFF vehicles are widely used, a 
    failure of even one model of ARFF equipment could affect many airports. 
    Therefore, a delay in repairing a Y2K problem at a number of airports 
    could have a system-wide impact.
    
    Alternatives Considered by the FAA
    
        The FAA considered four alternatives to this rulemaking. These 
    alternatives would affect all currently certificated airports, 
    including those considered to be small business entities (owned and 
    operated by a municipality with less than 49,999 population). In 
    analyzing these alternatives, the FAA addressed the concerns of 
    airports of varying sizes and operations, including those classified as 
    small business entities.
        First, the FAA considered not making changes to part 139 for the 
    January 1, 2000, date rollover. Under this alternative, operators of 
    certificated airports would continue to comply with current part 139 
    requirements. Scheduled operations could be conducted before emergency 
    equipment was checked, and could continue for 48 hours, even if ARFF 
    equipment experiences a Y2K problem. Airport operators would rely 
    exclusively on pre-January tests to predict Y2K compliance, and might 
    only become aware of an unexpected Y2K problem when a piece of 
    equipment was needed for an actual emergency. Also, this approach would 
    make it significantly more difficult for individual airport operators 
    and the FAA to react to outages of airfield safety equipment if the 
    problems were identified only in the course of actual operations over 
    several days or weeks, rather than in a pre-test conducted at a 
    specified time.
        Second, the FAA arguably could determine Y2K compliance an 
    ``unusual condition'' under Sec. 139.327(a)(2) and require all 
    certificate holders to conduct an inspection within a specified time 
    period to identify and correct any deficiencies. While this approach is 
    within the scope of part 139, there is no regulatory provision that 
    would address the possibility, however remote, of widespread failure of 
    ARFF vehicles.
        Third, the FAA considered requiring the inspections only at 
    airports holding an airport operating certificate and serving scheduled 
    operations of air carrier aircraft with more than 30 passenger seats 
    (as opposed to a holder of a limited airport operating certificate that 
    serves unscheduled air carrier operations). However, many operators of 
    limited certificated airports serve scheduled operations by aircraft 
    with 10-30 passenger seats, and persons using those airports could 
    benefit from the confirmation that ARFF and other airfield safety 
    equipment at the airport are not affected by Y2K.
    
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        Fourth, the FAA considered mandating both the self-inspection and 
    reporting requirement, as well as the suspension of the 48-hour grace 
    period for repair of ARFF vehicles. For the reasons discussed in the 
    first three alternatives above, the FAA is proposing this alternative. 
    Of the four alternatives considered to continue the current level of 
    safety after January 1, 2000, the fourth alternative is the most 
    comprehensive and the most costly. However, the costs are still minimal 
    and only marginally greater than the other alternatives, and the 
    benefits of the certainty of mandatory safety inspections fully justify 
    this approach.
    
    Discussion of the Proposal
    
        This proposed rule would affect the approximately 566 civilian 
    airports certificated under part 139, and would temporarily amend the 
    regulation to require Y2K testing to determine the affects of the date 
    rollover and to ensure adequate emergency support service as of January 
    1, 2000.
        Section 139.327(a) requires operators of certificated airports to 
    conduct regular facility inspections to ensure compliance with the 
    regulation. However, as noted above, this does not require inspections 
    on January 1, 2000, prior to air carrier operations, and would not 
    necessarily require the kind of tests that would determine if there was 
    a Y2K-related problem that was not detected by pre-January Y2K 
    validation testing. To address these concerns and provide for thorough 
    Y2K testing, the proposed Special Federal Aviation Regulation (SFAR) 
    would require specific equipment and systems tests.
        This proposal also would temporarily modify reporting requirements 
    of Sec. 139.327. Currently, this section requires airport operators to 
    have a reporting system that ensures prompt correction of any unsafe 
    conditions found during the self-inspections. These records are checked 
    by the FAA during periodic inspections. This proposal would temporarily 
    modify this requirement by requiring operators of certificated airports 
    to report to the FAA the results of Y2K inspections and testing and the 
    steps to be taken to resolve any discrepancies. The FAA has determined 
    that this would efficiently provide the FAA with information that the 
    566 certificated airports remain compliant with part 139 requirements 
    immediately after the unique circumstances of the Y2K date rollover. 
    This information cannot be obtained by FAA inspection, because it would 
    be impossible for the small number of FAA airport certification safety 
    inspectors to visit more than a very few of the 566 certificated 
    airports on January 1.
        This special testing would apply only to systems identified by the 
    FAA at each airport as critical to airfield safety and efficiency, and 
    used by the airport to meet part 139 requirements. Generally these 
    systems include ARFF equipment, airfield communications, emergency 
    alarm systems, and airfield lighting. The specific systems on each 
    airport that the FAA considers to be covered by this proposed 
    requirement will be provided to the airport operator by the FAA Y2K 
    representative for the FAA region in which the airport is located, 
    after consultation with the airport operator, no later than October 
    1999.
        The FAA proposes that as of January 1, 2000, each operator of a 
    certificated airport be required to complete readiness tests at least 
    one hour before the first air carrier operation is scheduled to occur. 
    For example, if the first air carrier operation is scheduled for 10:00 
    a.m. on Monday, January 3, 2000, the airport operator would have to 
    complete all required tests by 9:00 a.m. on that date. The FAA 
    recognizes that this may not be possible at those few airports were the 
    first air carrier operation would occur before 2 a.m. on January 1, 
    2000. To accommodate those early flights that would not allow testing 
    to be completed one hour prior to the operation, e.g., an air carrier 
    aircraft arrival at 12:30 a.m., the FAA proposes that the operators of 
    these airports initiate required testing as soon as possible after 
    12:00 a.m. and be completed by 1:00 a.m. In any case, airport operators 
    would be required to complete required tests before January 5, 2000, 
    even if the airport operator does not serve air carrier operations 
    (scheduled or unscheduled) before this date.
        Finally, the provisions of Sec. 139.319(h)(3) that allow an airport 
    operator a 48-hour grace period to repair or replace inoperative ARFF 
    vehicles, with no effect on the airport?s ARFF index, would be 
    temporarily suspended. The 48-hour provision is intended to allow 
    airport operators sufficient time to acquire parts to repair a required 
    ARFF vehicle or arrange for a replacement vehicle. As noted above, 
    under normal conditions this is an acceptable procedure as an 
    inoperative ARFF vehicle is a rare occurrence, and parts can be 
    obtained quickly. However, some ARFF vehicles may rely on computers or 
    microprocessors, and since similar models of ARFF vehicles are widely 
    used, a failure of even one model of ARFF equipment could affect many 
    airports.
        A temporary suspension of the 48-hour grace period would 
    effectively require that airports have a backup plan for ARFF coverage 
    for the first few days of January 2000 if they want to ensure they will 
    maintain their current ARFF index. This would serve both to handle 
    actual Y2K problems and also to provide assurance to the public that 
    ARFF coverage will continue on January 1, 2000, in the event of Y2K 
    problems. If the ARFF equipment was needed to maintain the airport?s 
    ARFF index, and the airport had not provided for backup coverage, a 
    temporary reduction in the size of aircraft serving the airport would 
    be required.
    
    Paperwork Reduction Act
    
        Information collection requirements in this proposal are small and 
    have previously been approved for part 139 by the Office of Management 
    and Budget (OMB) under the provisions of the Paperwork Reduction Act of 
    1995 (44 U.S.C. 3507(d)) and have been assigned OMB Control Number 
    2120-0063. This authorization was renewed in May 1999, and in 
    anticipation of possible Y2K testing, the hour burden of this 
    proposal's one-time, small information collection were included in the 
    renewal. However, it should be noted that this proposal would not 
    require new inspections or reports that are not already required by 
    part 139, but would only require that those reports be done within a 
    specified period.
    
    Compatibility With ICAO Standards
    
        In keeping with U.S. obligations under the Convention on 
    International Civil Aviation, it is FAA policy to comply with 
    International Civil Aviation Organization (ICAO) Standards and 
    Recommended Practices to the maximum extent practicable. The FAA has 
    reviewed the corresponding ICAO Standards and Recommended Practices and 
    has identified no differences with these proposed regulations.
        The Joint Aviation Authorities, an associated body of the European 
    Civil Aviation Conference, develop Joint Aviation Requirements (JAR) in 
    aircraft design, manufacture, maintenance, and operations for adoption 
    by participating member civil aviation authority. The JAR does not 
    address airport certification.
    
    Regulatory Evaluation Summary
    
        Changes to Federal regulations must undergo several economic 
    analyses. First, Executive Order 12866 directs that each Federal agency 
    shall propose or adopt a regulation only upon a reasoned determination 
    that the benefits of the intended regulation justify its costs.
    
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    Second, the Regulatory Flexibility Act requires agencies to analyze the 
    economic effect of regulatory changes on small business and other small 
    entities. Third, the Office of Management and Budget directs agencies 
    to assess the effect of regulatory changes on international trade.
        However, if an agency determines that the expected impact is so 
    minimal that the proposal does not warrant a full evaluation, a 
    statement to that effect, and the basis for it, is included in the 
    proposed regulation. The FAA has determined that this proposed rule 
    meets this criteria. The expected impacts of this rule would be so 
    minimal as to not warrant a full regulatory evaluation, and a full 
    evaluation in the docket was not prepared.
        This SFAR would establish a one-time self-test and reporting 
    requirement that is essentially identical to the existing requirement, 
    except for the timing, and would require that certain airports arrange 
    for backup ARFF services or reduce their ARFF index if ARFF vehicles 
    fail the test. Since self-inspection and reporting are already required 
    under Sec. 139.327(a), this regulation imposes little additional costs 
    on airport operators. The FAA estimates that the tests required by this 
    proposal may be completed in less than two hours, including reporting 
    test results to the FAA. In addition, the expense of an ARFF backup 
    requirement is both small and considered a low-probability event.
        The proposed requirement that certificated airports provide 
    immediate ARFF backup would require these airports to either maintain 
    the current ARFF index or reduce their ARFF index. Operators of most 
    certificated airports are required to maintain ARFF index to serve 
    current scheduled air carrier operations. Many of these operators 
    already provide for an ARFF backup plan, and if not, can relatively 
    inexpensively and quickly make such arrangements. A satisfactory backup 
    plan could be a prearranged plan with other local fire departments for 
    auxiliary coverage.
        An economic impact could occur in the following scenario. For those 
    operators of certificated airports that are required to meet a 
    specified ARFF index, this proposed rule does not allow the currently-
    permitted 48-hour grace period to repair or replace inoperative ARFF 
    equipment. This rule may result in ARFF costs equal to the 48-hour 
    expense of providing sufficient ARFF support, or reducing the level of 
    support to current scheduled service to the airport.
        The FAA believes the cost of maintaining an airport ARFF index for 
    48 hours is very low in terms of airport overall expenses. Secondly, 
    for such an expense to occur, all of the following conditions must be 
    met:
        1. A vehicle necessary to maintain the ARFF index does not pass the 
    Y2K readiness check.
        2. No other ARFF equipment is readily available to maintain the 
    ARFF index.
        3. Air carrier aircraft serving the airport that day do not allow 
    the airport operator to temporarily step down to a lower ARFF index.
        The probability of an outcome, which depends upon a series of 
    connected events in which each event must occur, is calculated by 
    multiplying across all events the probability assigned to each event. 
    In this case, the probability of the first event, a required ARFF 
    vehicle does not pass the Y2K readiness check, is multiplied by the 
    probability assigned to the second, and then multiplied by the 
    probability of the third event. If the probability of just two events 
    each equal 10 percent, the probability assigned to an airport incurring 
    an ARFF expense resulting from this rule cannot be higher than one 
    percent. Thus the FAA believes that while an ARFF expense can occur, 
    the expected likelihood is thought to be very low.
        The FAA has determined that it is unlikely that all three events 
    will occur. However, in the event an airport does incur the cost of 
    having backup ARFF vehicles available, only the first 48-hours of that 
    cost is attributable to this proposed rule because the current rule 
    imposes the same requirement after a 48-hour grace period. The cost for 
    an airport that might need to provide a backup vehicle could be zero, 
    if the vehicle were obtained from other fire units of the airport 
    owner, or from other local governments through a mutual aid agreement. 
    Accordingly, the expected cost is very small that an airport operator 
    would be required under the proposed rule to incur costs for obtaining 
    one or more backup ARFF vehicles. Finally, if the ARFF index was 
    affected, an airport operator could choose to accept a lower ARFF index 
    temporarily, with no effect on scheduled service, if aircraft currently 
    used for scheduled service at the airport do not require the higher 
    index. Thus the FAA expects this element of the proposed rule to be 
    minimal.
        The benefit of the proposed rule is that it will provide assurance 
    that airport operator's preparations for Y2K have been effective and 
    that compliance with part 139 requirements is not compromised due to 
    the January 1, 2000 date rollover. In the unlikely event that this date 
    rollover were to interrupt systems that are used to comply with part 
    139, the proposal would ensure an early knowledge of such interruption 
    and facilitate immediate action to maintain safety, if necessary.
        The FAA solicits comments from affected entities with respect to 
    the cost and benefit assessment in the regulatory evaluation and 
    requests that commenters provide supporting data or analyses.
    
    Initial Regulatory Flexibility Determination
    
        The Regulatory Flexibility Act of 1980 (RFA), as amended, 
    establishes ``as a principle of regulatory issuance that agencies shall 
    endeavor, consistent with the objective of the rule and of applicable 
    statutes, to fit regulatory and informational requirements to the scale 
    of the business, organizations, and governmental jurisdictions subject 
    to regulation.'' To achieve that principle, the Act requires agencies 
    to solicit and consider flexible regulatory proposals and to explain 
    the rationale for their actions. The Act covers a wide-range of small 
    entities, including small businesses, not-for-profit organizations and 
    small governmental jurisdictions.
        Agencies must perform a review to determine whether a proposed or 
    final rule would have a significant economic impact on a substantial 
    number of small entities. If the determination is that it would, the 
    agency must prepare a Regulatory Flexibility Analysis (RFA) as 
    described in the Act. However, if an agency determines that a proposed 
    or final rule is not expected to have a significant economic impact on 
    a substantial number of small entities, Sec. 605(b) of the 1980 Act 
    provides that the head of the agency may so certify and a regulatory 
    flexibility analysis is not required. The certification must include a 
    statement providing the factual basis for this determination, and the 
    reasoning should be clear.
        As detailed above in the regulatory evaluation there are two costs 
    that may be incurred. First, the proposed inspection costs are expected 
    to be minimal as the expected inspection time is thought to be two 
    hours or less. Second, the probability that the proposed requirement 
    may impose an ARFF cost is expected to be very low. Of the 566 
    certificated airports, 177 meet the criteria for small entities. Fully 
    135 of those 177 airports are approved for air carrier operations using 
    mutual aid, or have other arrangements that do not require the airport 
    operator to have
    
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    on the airfield ARFF equipment to meet a particular index requirement. 
    These airports would not be financially affected by the suspension of 
    the 48-hour ARFF grace period. The remaining 42 airports that are 
    considered small entities do have an assigned ARFF index, and 
    potentially could be affected by the proposed SFAR. The expected ARFF 
    cost that this rule could impose on these 42 airports is expected to be 
    minimal.
        The proposed rule does not allow airports the currently-permitted 
    48-hour grace period to repair or replace inoperative ARFF equipment. 
    Thus, the rule may impose an ARFF cost equal to a 48-hour expense of 
    providing sufficient ARFF support, or reducing the level of support to 
    current scheduled service to the airport.
        The FAA believes the cost of maintaining an airport ARFF index for 
    48 hours is very low in terms of airport overall expenses. Secondly, 
    for such an expense to occur all of the following conditions must be 
    met:
        1. A vehicle necessary to maintain the ARFF index does not pass 
    theY2K readiness check.
        2. No other ARFF equipment is readily available to maintain the 
    ARFF index.
        3. Air carrier aircraft serving the airport that day do not allow 
    the airport operator to temporarily step down to a lower ARFF index.
        The probability of an outcome, which depends upon a series of 
    connected events in which each event must occur, is calculated by 
    multiplying across all events the probability assigned to each event. 
    In this case, the probability of the first event, a required ARFF 
    vehicle does not pass the Y2K readiness check, is multiplied by the 
    probability assigned to the second, and then multiplied by the 
    probability of the third event. If the probability of just two events 
    each equal 10 percent, the probability assigned to an airport incurring 
    an ARFF expense resulting from this rule cannot be higher than one 
    percent. Thus the FAA believes, for reasons discussed above, that an 
    ARFF expense can occur, but the expected likelihood is thought to be 
    very low. In addition, the actual cost is expected to be low as mutual 
    aid agreements with other fire departments and the potential of a lower 
    ARFF index still permit the operation of scheduled flights.
        Accordingly, pursuant to the Regulatory Flexibility Act, 5 U.S.C. 
    605(b), the Federal Aviation Administration certifies that this rule 
    would not have a significant economic impact on a substantial number of 
    small entities. The FAA solicits comments from affected entities with 
    respect to this finding and determination and requests that commenters 
    provide supporting data or analyses.
    
    International Trade Impact Analysis
    
        The proposed rule would not constitute a barrier to international 
    trade, including the export of U.S. goods and services to foreign 
    countries, or the import of foreign goods and services into the United 
    States.
    
    Federalism Implications
    
        The regulations herein will not have substantial direct effects on 
    the States, on the relationship between the national Government and the 
    States, or on the distribution of power and responsibilities among the 
    various levels of government. Therefore, in accordance with Executive 
    Order 12612, it is determined that this rule will not have sufficient 
    federalism implications to warrant the preparation of a federalism 
    assessment.
    
    Unfunded Mandates Reform Act
    
        Title II of the Unfunded Mandates Reform Act of 1995 (the Act), 
    codified as 2 U.S.C. 1501-1571, requires each Federal agency, to the 
    extent permitted by law, to prepare a written assessment of the effects 
    of any Federal mandate in a proposed or final agency rule that may 
    result in the expenditure of $100 million or more adjusted annually for 
    inflation in any one year by State, local, and tribal governments in 
    the aggregate, or by the private sector.
        Section 204(a) of the Act, 2 U.S.C. 1534(a), requires the Federal 
    agency to develop an effective process to permit timely input by 
    elected officers (or their designees) of State, local, and tribal 
    governments on a proposed ``significant intergovernmental mandate.'' A 
    ``significant intergovernmental mandate'' under the Act is any 
    provision in a Federal agency regulation that would impose an 
    enforceable duty upon State, local, and tribal governments in the 
    aggregate of $100 million adjusted annually for inflation in any one 
    year. Section 203 of the Act, 2 U.S.C. 1533, which supplements section 
    204(a), provides that before establishing any regulatory requirements 
    that might significantly or uniquely affect small governments, the 
    agency shall have developed a plan that among other things, provides 
    for notice to potentially affected small governments, if any, and for a 
    meaningful and timely opportunity to provide input in the development 
    of regulatory proposals.
        This proposed rule does not contain any Federal intergovernmental 
    or private sector mandates. Therefore, the requirements of Title II of 
    the Unfunded Mandates Reform Act of 1995 do not apply.
    
    Environmental Analysis
    
        FAA Order 1050.1D defines FAA actions that may be categorically 
    excluded from preparation of a National Environmental Policy Act (NEPA) 
    environmental assessment or environmental impact statement. In 
    accordance with FAA Order 1050.1D, appendix 4, paragraph 4(j), this 
    rulemaking action qualifies for a categorical exclusion.
    
    Energy Impact
    
        The energy impact of the proposed rule has been assessed in 
    accordance with the Energy Policy and Conservation Act (EPCA) and Pub. 
    L. 94-163, as amended (42 U.S.C. 6362). It has been determined that it 
    is not a major regulatory action under the provisions of the EPCA.
    
    List of Subjects in 14 CFR Part 139
    
        Air carriers, Airports, Aviation safety, Reporting and 
    recordkeeping requirements.
    
    The Proposed Amendment
    
        In consideration of the foregoing, the Federal Aviation 
    Administration proposes to amend part 139 of Title 14, Code of Federal 
    Regulations as follows:
    
    PART 139--CERTIFICATION AND OPERATIONS: LAND AIRPORTS SERVING 
    CERTAIN AIR CARRIERS
    
        1. The authority citation for part 139 continues to read as 
    follows:
    
        Authority: 49 U.S.C 106(g), 40113, 44701-44706, 44709, and 
    44719.
    
        2. Part 139 is amended by adding Special Federal Aviation 
    Regulation No.      to read as follows:
        SFAR    --YEAR 2000 AIRPORT SAFETY INSPECTIONS
        1. Test requirements. 
        (a) Each certificate holder shall test each piece of equipment 
    and system described in (b) and (c) of this paragraph to ensure that 
    compliance with part 139 requirements has not been affected by the 
    date change to January 1, 2000. Testing shall demonstrate that the 
    equipment or system is sufficiently operational to continue to 
    support the airport operator's compliance with the requirements of 
    part 139.
        (b) Equipment and systems to be tested include--
        (1) Runway and taxiway lighting required under Sec. 139.311;
        (2) Emergency alarm/communication systems required under 
    Sec. 139.319(j)(6);
        (3) ARFF vehicles and associated equipment required under 
    Secs. 139.213(b)(11), 139.317, and 139.319;
    
    [[Page 37031]]
    
        (4) Communication systems required under Sec. 139.329; and (5) 
    Any other system or unit of equipment that the Administrator 
    determines--
        (i) Relies on or contains a computer or microprocessor;
        (ii) Is used in support of the holder's compliance with part 139 
    requirements; and
        (iii) Is critical to the safety and efficiency of aircraft 
    operations.
        (c) Tests of ARFF vehicles shall include the discharge of fire 
    extinguishing agents.
        (d) After consultation with each certificate holder, the 
    Administrator will make a final determination of equipment and 
    systems to be tested and provide written notification of this 
    determination by October 31, 1999.
        2. Reporting Requirements. No later than one hour following the 
    completion of testing required under paragraph 1 of this SFAR, each 
    certificate holder shall report the results of each test to the 
    Regional Airports Division Manager.
        3. Test Schedule.
        (a) Each certificate holder shall complete the tests prescribed 
    in paragraph 1 of this SFAR, as follows:
        (1) By 1:00 a.m. on January 1, 2000, if the first air carrier 
    operation is scheduled to occur before 2:00 a.m. on this date.
        (2) At least one hour before the first air carrier operation is 
    scheduled to occur, if the operation is scheduled to occur after 
    2:00 a.m. on January 1, 2000.
        (b) All required tests shall be completed before January 5, 
    2000, regardless of whether the airport has received air carrier 
    operations from January 1 through January 4, 1999.
        4. Vehicle readiness. Notwithstanding Sec. 139.319(h)(3), until 
    January 5, 2000, any required vehicle that becomes inoperative to 
    the extent that it cannot perform as required by Sec. 139.319(h)(1) 
    shall be replaced immediately with equipment having at least equal 
    capabilities. If the required Index level is not restored 
    immediately after the testing required by this SFAR, the airport 
    operator shall notify the Regional Airports Division Manager and 
    limit air carrier operations on the airport to those compatible with 
    the Index corresponding to the remaining operative rescue and fire 
    fighting equipment.
        5. Self-inspection requirements. The requirements of this SFAR 
    do not relieve the certificate holder from self-inspection 
    obligations required under Sec. 139.327. However, testing conducted 
    in compliance with this SFAR may be used to fulfill applicable part 
    139 requirements.
        6. Effective times. All of the times described in this SFAR are 
    in local time at the airport.
        7. Expiration. This Special Federal Aviation Regulation expires 
    on January 5, 2000.
    
        Issued in Washington, DC, on July 1, 1999.
    David L. Bennett,
    Director, Office of Airport Safety and Standards.
    [FR Doc. 99-17359 Filed 7-7-99; 8:45 am]
    BILLING CODE 4910-13-P
    
    
    

Document Information

Published:
07/08/1999
Department:
Federal Aviation Administration
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking (NPRM).
Document Number:
99-17359
Dates:
Comments must be submitted on or before August 9, 1999.
Pages:
37026-37031 (6 pages)
Docket Numbers:
Docket No. FAA-1999-5924, SFAR No. 85-
RINs:
2120-AG83
PDF File:
99-17359.pdf
CFR: (2)
14 CFR 139.319(h)(3)
14 CFR 139.319(j)(6)