2014-15841. Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

AGENCY:

Securities and Exchange Commission.

ACTION:

Final rule; correction.

SUMMARY:

The Securities and Exchange Commission published a document in the Federal Register of January 8, 2014 that contained an incorrect instruction. This correction is being published to correct instruction 5.b in that document.

DATES:

Effective July 7, 2014.

FOR FURTHER INFORMATION CONTACT:

Carrie A. O'Brien, Special Counsel, at [phone]; Office of Financial Responsibility (Net Capital, Customer Protection, and Books and Records Requirements).

SUPPLEMENTARY INFORMATION:

§ 240.15c3-1a

[Corrected]

In the Federal Register of January 8, 2014, in FR Doc. 2013-31426, on page 1549, in the 14th line of the third column, Instruction 5.b. is corrected to read as follows:

b. Removing paragraphs (c)(4)(vi)(A) through (c)(4)(vi)(D);

Dated: July 2, 2014.

Lynn M. Powalski,

Deputy Secretary.