[Federal Register Volume 62, Number 131 (Wednesday, July 9, 1997)]
[Notices]
[Pages 36809-36823]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-17854]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Office of Public Health and Science, HHS
U.S. Public Health Service Recommendations for Use of
Antiretroviral Drugs During Pregnancy for Maternal Health and Reduction
of Perinatal Transmission of Human Immunodeficiency Virus Type 1 in the
United States; Request for Comment
AGENCY: Office of Public Health and Science, HHS.
ACTION: Notice.
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SUMMARY: The Department of Health and Human Services, Office of Public
Health and Science is establishing guidelines for use of antiretroviral
drugs by HIV-1-infected pregnant women for maternal health indications
and reduction of perinatal HIV-1 transmission.
DATES: Comments on the proposed guidelines must be received on or
before August 8, 1997 in order to ensure that NIH will be able to
consider the comments in preparing the final guidelines.
ADDRESSES: Written comments to this notice should be submitted to: The
HIV/AIDS Treatment Information Service, P.O. Box 6303, Rockville, MD
20849-
[[Page 36810]]
6303. Only written comments will be accepted. After consideration of
the comments, the final document will be published in the Centers for
Disease Control and Prevention (CDC) ``Morbidity and Mortality Weekly
Report'' (MMWR).
FOR FURTHER INFORMATION CONTACT: Copies of the ``U.S. Public
HealthService Recommendations for Use of Antiretroviral Drugs During
Pregnancy for Maternal Health and Reduction of Perinatal Transmission
of Human Immunodeficiency Virus Type 1 in the United States'' are
available from the National AIDS Clearinghouse (1-800-458-5231) and on
the Clearinghouse Web site (http://www.cdcnac.org) and from the HIV/
AIDS Treatment Information Service (1-800-448-0440; Fax: 301-519-6616;
TTY: 1-800-243-7012) and on their Web site (http://www.hivatis.org).
SUPPLEMENTARY INFORMATION: The U.S. Public Health Service Task Force
Recommendations for Use of Antiretroviral Drugs During Pregnancy for
Maternal Health and Reduction of Perinatal Transmission of Human
Immunodeficiency Virus Type 1 would update the 1994 guidelines
developed by the U.S. Public Health Service for use of zidovudine (ZDV)
to reduce the risk of perinatal human immunodeficiency virus (HIV) type
1 transmission.(MMWR 1994)
On May 9, 1997 the U.S. Public Health Service convened a ``Workshop
on Antiretroviral Therapy to Reduce the Risk of Perinatal
Transmission'' to review information related to use of antiretroviral
drugs to reduce perinatal HIV transmission and for treatment of HIV
infection in women in the United States. The medical, scientific,
public health and bioethics communities and interested professional,
community and advocacy organizations were represented. These guidelines
represent a consensus of 35 expert consultants, including medical,
public health, and bioethics specialists, HIV-infected women and AIDS
advocacy organization representatives, who have reviewed and revised
the document twice since that meeting. The document has also been sent
for review by 22 representatives of professional and AIDS advocacy
organizations.
In February 1994, the results of Pediatric AIDS Clinical Trials
Group (PACTG) Protocol 076 demonstrated that ZDV chemoprophylaxis could
reduce perinatal HIV-1 transmission by nearly 70%.(Connor 1994) Since
that time, epidemiologic data have confirmed the efficacy of ZDV for
reduction of perinatal transmission and extended this efficacy to
children of women with advanced disease, low CD4 lymphocyte count and
prior ZDV therapy. Additionally, there have been major advances in
understanding the pathogenesis of HIV-1 infection and in the treatment
and monitoring of HIV-1 disease. These advances have resulted in
changes in standard antiretroviral therapy recommendations for HIV-1-
infected adults in the United States to more aggressive combination
drug regimens that maximally suppress viral replication. Although
considerations related to pregnancy may factor into decisions as to
timing and choice of therapy, pregnancy per se is not an adequate
reason to defer standard therapy. There are unique considerations
regarding use of antiretroviral drugs in pregnancy, including the
potential need to alter dosing due to physiologic changes associated
with pregnancy, the potential for adverse short- or long-term effects
on the fetus and newborn, and effectiveness for reducing the risk of
perinatal transmission. Data to address many of these considerations
are not yet available. Therefore, offering antiretroviral therapy to an
HIV-1-infected woman during pregnancy, whether primarily to treat her
HIV-1 infection, primarily to reduce perinatal transmission, or for
both purposes, should be accompanied by a discussion of the known and
unknown short- and long-term benefits and risks of such therapy for her
and her infant. Standard antiretroviral therapy should be discussed
with and offered to HIV-1-infected pregnant women. Additionally, to
prevent perinatal transmission, ZDV chemoprophylaxis should be
incorporated into whatever antiretroviral regimen is offered. This
document is intended to give the health care professional information
for discussion with the woman to enable her to make an informed
decision regarding use of antiretroviral drugs during pregnancy.
Introduction
In February 1994, PACTG Protocol 076 demonstrated that a 3-part
regimen of ZDV could reduce the risk of mother to child HIV-1
transmission by nearly 70%.(Connor 1994) The regimen includes oral ZDV
initiated at 14 to 34 weeks gestation and continuing throughout
pregnancy, followed by intravenous ZDV during labor and oral
administration of ZDV to the infant for 6 weeks after delivery (Table
1). In August 1994, a U.S. Public Health Service (USPHS) Task Force
issued recommendations for use of ZDV for reduction of perinatal HIV-1
transmission (MMWR 1994), and in July 1995, the USPHS issued
recommendations for universal prenatal HIV-1 counseling and HIV-1
testing with consent for all pregnant women in the U.S..(MMWR 1995) In
the three years since these results became available, epidemiologic
studies in the U.S. and France have demonstrated dramatic decreases in
perinatal transmission following incorporation of the PACTG 076 ZDV
regimen into general clinical practice. (Cooper 1996; Fiscus 1996;
Fiscus 1997; Thomas 1997; Blanche 1997;Simonds 1996)
Since 1994 there have been major advances in understanding the
pathogenesis of HIV-1 infection and in the treatment and monitoring of
HIV-1 disease. It is now appreciated that the rapidity and magnitude of
viral turnover during all stages of HIV-1 infection is much greater
than previously recognized; plasma virions are estimated to have a mean
half-life of only 6 hours.(Perelson 1996) Thus, current therapeutic
interventions focus on early initiation of aggressive combination
antiretroviral regimens to maximally suppress viral replication,
preserve immune function, and reduce the development of
resistance.(Havlir 1996) New, potent antiretroviral drugs which inhibit
the protease enzyme of HIV-1 are now available. When a protease
inhibitor is used in combination with nucleoside analogue reverse
transcriptase inhibitors, plasma HIV-1 RNA levels may be reduced for
prolonged periods of time to undetectable levels using current assays.
Improved clinical outcome and survival have been observed in adults
receiving such regimens. Additionally, more direct quantitation of
viral load has become available through assays that measure HIV-1 RNA
copy number; these assays have provided powerful new tools to assess
disease stage and risk for progression as well as the effects of
therapy. These advances have led to major changes in the standard of
care for treatment and monitoring for HIV-1-infected adults in the
United States.
There have also been advances in the understanding of the
pathogenesis of perinatal HIV-1 transmission. It is now recognized that
the majority of perinatal transmission likely occurs near to or during
delivery.(Mofenson 1997) Additional data and follow-up are now
available on infants and women enrolled in PACTG 076 demonstrating the
short-term safety of the ZDV regimen, but new data from animal studies
affirm the need for long-term follow-up of children with antiretroviral
exposure in utero.
[[Page 36811]]
These developments have important implications for maternal and
fetal health. Antiretroviral use in HIV-1 infected women during
pregnancy must take into account two separate but elated issues: (1)
Antiretroviral treatment of the woman's HIV infection, and (2)
Antiretroviral chemoprophylaxis to reduce the risk of perinatal HIV-1
transmission. While ZDV chemoprophylaxis alone has been shown to
significantly reduce the risk of perinatal transmission, antiretroviral
monotherapy is now considered to be suboptimal for treatment of HIV
infection, and combination drug therapy is the current standard of care
when considering treatment of the woman's HIV infection in the United
States. The USPHS Panel on Clinical Practices for Treatment of HIV
Infection will soon release guidelines for use of antiretrovirals in
infected adolescents and adults, including use of antiretrovirals for
treatment of infected women who are pregnant.(Panel 1997) The current
document will focus on antiretroviral chemoprophylaxis for reduction of
perinatal transmission, and will review the special considerations
regarding use of antiretroviral drugs in pregnant women; update the
results of PACTG 076 and related clinical trials and epidemiologic
studies; discuss use of HIV-1 RNA assays during pregnancy; and provide
updated recommendations on antiretroviral chemoprophylaxis for the
reduction of perinatal transmission.
These recommendations have been developed for use in the United
States. Although perinatal HIV-1 transmission is an international
problem, alternative strategies may be appropriate in other countries.
The policy and practices in other countries regarding use of
antiretroviral drugs for reduction of perinatal HIV-1 transmission may
differ from these recommendations, and will depend on local
considerations, including availability and cost of ZDV, access to
facilities for safe intravenous infusions during labor, and alternative
interventions that may be under evaluation in that area.
Special Considerations Regarding the use of Antiretroviral Drugs by
HIV-1-Infected Pregnant Women and Their Infants
Treatment recommendations for HIV-1-infected pregnant women have
been based on the belief that therapies of known benefit to women
should not be withheld during pregnancy unless there are known adverse
effects on the mother, fetus or infant and these adverse effects
outweigh the benefit to the woman.(Minkoff 1997) Thus, given the
absence of demonstrated risk and compelling evidence of therapeutic
advantage, guidelines for optimal antiretroviral therapy in pregnant
HIV-1-infected women should be the same as those delineated for non-
pregnant adults. However, it must be realized that the potential impact
of such therapy on the fetus and infant is unknown, and long-term
follow-up is needed for children who have had exposure to
antiretroviral drugs in utero. The decision to use any antiretroviral
drug during pregnancy should be made by the woman following discussion
with her health care provider regarding the known and unknown benefits
and risks to her and her fetus.
Combination antiretroviral therapy, generally consisting of two
nucleoside analogue reverse transcriptase inhibitors and a protease
inhibitor, is the currently recommended standard treatment for non-
pregnant HIV-1-infected adults with CD4 lymphocyte count <500 m\3\,="" hiv-1="" rna="" copy="" number="">10,000/mL, or clinical symptoms of HIV disease.
Pregnancy per se should not preclude use of optimal therapeutic
regimens. However, recommendations regarding the choice of
antiretroviral drugs for treatment of infected pregnant women are
subject to unique considerations, including potential changes in dosing
requirements due to the physiologic changes associated with pregnancy
and the potential effects of the antiretroviral drug on the fetus and
newborn.
Physiologic changes that occur during pregnancy may affect the
kinetics of drug absorption, distribution, biotransformation and
elimination in the pregnant woman, thereby affecting drug dose
requirements. During pregnancy, gastrointestinal transit time becomes
prolonged; body water and fat increase over gestation accompanied by
increases in cardiac output, ventilation, and liver and renal blood
flow; plasma protein concentrations decrease; renal sodium reabsorption
increases; and there are changes in metabolic enzyme pathways in the
liver. Placental transport of drugs, compartmentalization of drugs in
the embryo/fetus and placenta, and biotransformation of drugs by the
fetus and placenta as well as elimination of drugs by the fetus can
also affect drug pharmacokinetics in the pregnant woman. Additional
important considerations regarding drug use in pregnancy are the
effects of the drug on the fetus and newborn, including the potential
for teratogenicity, mutagenicity, or carcinogenicity, and the
pharmacokinetics and toxicity of transplacentally-transferred drugs.
The potential harm to the fetus from maternal ingestion of a specific
drug depends not only on the drug itself, but the dose ingested, the
gestational age at exposure, duration of exposure, the interaction with
other agents to which the fetus is exposed, and to an unknown extent,
the genetic makeup of the mother and fetus.
Information about the safety of drugs in pregnancy comes from
animal toxicity data, anecdotal experience, registry data and clinical
trials. There are currently minimal data available on the
pharmacokinetics and safety of antiretrovirals during pregnancy for
antiretrovirals other than ZDV. In the absence of data, drug choice
needs to be individualized based on discussion with the woman and
available data from preclinical and clinical testing of the individual
drugs.
Preclinical data include in vitro and animal in vivo screening
tests for carcinogenicity, clastogenicity/mutagenicity, and
reproductive and teratogenic effects. It is important to recognize that
the predictive value of such tests for adverse effects in humans is
unknown. For example, of approximately 1,200 known animal teratogens,
only about 30 are known to be teratogenic in humans. (Mills 1995) In
addition to antiretroviral agents, many drugs commonly used to treat
the consequences of HIV-1 infection may have positive findings on one
or more of these screening tests. For example, acyclovir is positive on
some in vitro carcinogenicity and clastogenicity assays and is
associated with some fetal abnormalities in rats; however, data on
human experience from the Acyclovir in Pregnancy Registry indicate no
increased risk of birth defects in infants with in utero exposure to
acyclovir to date. (MMWR 1993) Table 2 shows the FDA Pregnancy Category
and available data regarding placental passage and long-term animal
carcinogenicity studies for currently approved antiretroviral drugs.
Nucleoside Analogue Reverse Transcriptase Inhibitors
Of the five currently approved nucleoside analogue antiretrovirals,
only ZDV and lamivudine (3TC) pharmacokinetics have been evaluated in
clinical trials in human pregnancy to date. ZDV is well-tolerated in
pregnancy at usual adult doses and in the full-term neonate at 2 mg per
kg body weight orally every 6 hours, as observed in PACTG 076. A small
phase I study in South Africa evaluated the safety and pharmacokinetics
of 3TC alone or in combination with ZDV in 20 infected pregnant women
starting at 38 weeks gestation through labor and given for 1 week
following birth to their infants.
[[Page 36812]]
(Johnson 1996, Moodley 1997) The drug was well-tolerated in the women
at the usual adult dose of 150 mg orally twice daily, had
pharmacokinetics similar to those observed in non-pregnant adults, and
no pharmacokinetic interaction with ZDV was observed. No data are
currently available regarding the pharmacokinetics of 3TC administered
earlier than 38 weeks gestation. The drug crossed the placenta,
achieving comparable serum concentrations in the woman, umbilical cord
and neonate, and no short-term adverse effects were observed in the
neonates. Oral clearance of 3TC in infants at 1 week of age was
prolonged compared to older pediatric populations (0.35 L per kg per
hour compared to 0.64-1.1 L per kg per hour, respectively). There are
currently no data on 3TC pharmacokinetics between 2-6 weeks of age, and
the exact age at which 3TC clearance begins to approximate that in
older children is not known. Based on these limited data, 3TC in a dose
of 150 mg administered orally twice daily in pregnant HIV-1-infected
women and 2 mg per kg body weight administered orally twice daily in
their neonates (half the dose recommended for older children) is being
evaluated in several phase I studies in combination with ZDV and other
drugs in the U.S., and in a phase III perinatal prevention trial in
Africa.
In rodent studies, prolonged, continuous high doses of ZDV
administered to adult rodents have been associated with the development
of noninvasive squamous epithelial vaginal tumors in 3% to 12% of
females. (Ayers 1996) In humans, ZDV is extensively metabolized, and
the major form of ZDV excreted in the urine is the glucuronide, whereas
in mice, high concentrations of unmetabolized ZDV are excreted in the
urine. It is hypothesized by scientists at Glaxo-Wellcome, Inc., the
manufacturer of ZDV, that the vaginal tumors in mice may be a topical
effect of chronic local ZDV exposure of the vaginal epithelium,
resulting from reflux of urine containing highly concentrated ZDV from
the bladder into the vagina. Consistent with this hypothesis, in a
study conducted by Glaxo-Wellcome, Inc. in which 5 or 20 mg ZDV/mL
saline was administered intravaginally to female mice, vaginal squamous
cell carcinomas were observed in mice receiving the highest
concentration. (Ayers 1996) No increase in the incidence of tumors in
other organ sites has been seen in other studies of ZDV conducted in
adult mice and rats. High doses of zalcitabine (ddC) have been
associated with the development of thymic lymphomas in rodents. Long-
term animal carcinogenicity screening studies in rodents administered
ddI or 3TC are negative; similar studies for stavudine (d4T) have not
been completed.
Two rodent studies evaluating the potential for transplacental
carcinogenicity of ZDV have had differing results. In one ongoing study
carried out by scientists at the National Cancer Institute, two very
high daily doses of ZDV were administered during the last third of
gestation in mice. The doses chosen for this study were near the
maximum dose beyond which fetal toxicity would be observed and
approximately 25 and 50 times greater than the daily dose given to
humans, although the cumulative dose received by the pregnant mouse was
similar to the cumulative dose received by a pregnant woman taking 6
months of ZDV.
In the offspring of ZDV-exposed pregnant mice at the highest dose
level followed for 12 months, a statistically significant increase in
lung, liver, and female reproductive organ tumors were observed; the
investigators also documented incorporation of ZDV into the DNA in a
variety of newborn mouse tissues, although this did not clearly
correlate with the presence of tumors. The second study was carried out
by scientists at Glaxo-Wellcome, Inc. In that study, pregnant mice were
given one of several regimens of ZDV; doses were based on
pharmacokinetic data in mice and humans and were intended to achieve
blood levels somewhat higher (approximately 3-fold) than those achieved
in clinical practice. The daily doses received by mice during gestation
ranged from one-twelfth to one-fiftieth the daily doses received by
mice in the previous study. Some of the offspring also received ZDV for
varying periods of time over their lifespan. No increase in the
incidence of tumors was observed in the offspring of these mice, except
in those offspring that had received additional lifetime ZDV exposure
in whom the previously noted vaginal tumors once again were noted.
The relevance of these data to humans is unknown. An expert panel
convened by the National Institutes of Health in January 1997 to review
these data concluded that the proven benefit of ZDV in reducing the
risk of perinatal transmission outweighed the hypothetical concerns of
transplacental carcinogenesis raised by the rodent study. The panel
also concluded that the information regarding the theoretical risk of
transplacental carcinogenesis should be discussed with all HIV-infected
pregnant women in the course of counseling them on the benefits and
potential risks of antiretroviral therapy during pregnancy, and
emphasized the need for careful long-term follow-up of all children
exposed in utero to antiretroviral drugs. It is important to recognize
that transplacental carcinogenicity studies have not been performed for
any of the other available antiretroviral drugs, and no long-term or
transplacental animal carcinogenicity studies of combinations of
antiretroviral drugs have been performed.
All of the nucleoside analogue antiretroviral drugs except
didanosine (ddI) are classified as FDA Pregnancy Category C (see
footnote to Table 2 for definitions); ddI is classified as Category B.
While all the nucleoside analogues cross the placenta in primates, in
primate and placental perfusion studies ddI and ddC undergo
significantly less placental transfer (fetal/maternal drug ratios of
0.3 to 0.5) than do ZDV, d4T and 3TC (fetal/maternal drug ratios >0.7).
Non-Nucleoside Analogue Reverse Transcriptase Inhibitors
There are 2 FDA-approved non-nucleoside reverse transcriptase
inhibitors, nevirapine and delavirdine. A phase I study in the U.S.
evaluated the safety and pharmacokinetics of nevirapine in 7 HIV-1-
infected pregnant women and their infants. Nevirapine was administered
as a single 200 mg oral dose at the onset of labor, and as a single
dose of 2 mg per kg body weight at 2-3 days of age to their infants.
(Mirochnick 1997) The drug was well-tolerated by the women, crossed the
placenta and achieved neonatal blood concentrations equivalent to that
in the mother. No short-term adverse effects were observed in mothers
or neonates. Elimination of nevirapine in the pregnant women in this
study was prolonged (mean half-life, 66 hours) compared to non-pregnant
individuals (mean half-life, 45 hours following a single dose). Data on
chronic dosing with nevirapine beginning at 38 weeks gestation is under
study but not yet available; no data are available regarding the safety
and pharmacokinetics of chronic dosing with nevirapine beginning
earlier in pregnancy. The half-life of nevirapine was prolonged in
neonates (median half-life, 36.8 hours) compared to what is observed in
older children (mean half-life, 24.8 hours following a single dose). A
single dose of nevirapine at 2-3 days of age in neonates whose mothers
received nevirapine during labor maintained levels associated with
antiviral activity for the first week of life. (Mirochnick 1997) Based
on these data, a phase III perinatal transmission
[[Page 36813]]
prevention clinical trial sponsored by the PACTG will evaluate
nevirapine administered as a 200 mg single dose to the woman during
active labor and a single dose to the newborn at 2-3 days of age in
combination with standard maternal antiretroviral therapy and ZDV
chemoprophylaxis.
Delavirdine has not been studied in pregnant women. Delavirdine is
positive on at least one in vitro screening test for carcinogenic
potential. Long-term and transplacental animal carcinogenicity studies
are not available for either of these drugs at the present time. Both
drugs are associated with impaired fertility in rodents when
administered at high doses, and delavirdine is teratogenic in rodents
when very high doses are administered during pregnancy (ventricular
septal defects were observed at doses associated with severe maternal
toxicity). Both nevirapine and delavirdine are classified as FDA
Pregnancy Category C.
Protease Inhibitors
Although phase I studies of several protease inhibitors (indinavir,
ritonavir and nelfinavir in combination with ZDV and 3TC) in pregnant
infected women and their infants will soon start in the U.S., there are
currently no data available regarding drug dosage, safety and tolerance
of any of the protease inhibitors in pregnancy or in neonates. In mice,
indinavir and ritonavir both have significant placental passage;
however, in rabbits, indinavir shows little placental passage. Rodent
data are not available on placental passage for saquinavir and
nelfinavir, and transplacental passage of any of the protease
inhibitors in humans is unknown.
Administration of indinavir to pregnant rodents has revealed no
evidence of teratogenicity. However, treatment-related increases in the
incidence of supernumerary and cervical ribs were observed in offspring
of pregnant rodents receiving indinavir at doses comparable to those
administered to humans. In pregnant rats receiving high doses of
ritonavir that were associated with maternal toxicity, some
developmental toxicity was observed in the offspring, including
decreased fetal weight, delayed skeletal ossification, wavy ribs,
enlarged fontanelles and cryptorchidism; however, in rabbits, only
decreased fetal weight and viability was observed at maternally toxic
doses. Rodent studies have not demonstrated embryotoxicity or
teratogenicity with saquinavir or nelfinavir.
Indinavir is associated with infrequent side effects in adults
(hyperbilirubinemia and renal stones) that could be problematic for the
newborn if transplacental passage occurs and the drug is administered
near to delivery. Due to the immature hepatic metabolic enzymes in
neonates, the drug would likely have a prolonged half-life and possibly
exacerbate the physiologic hyperbilirubinemia observed in neonates.
Additionally, due to immature neonatal renal function and the inability
of the neonate to voluntarily ensure adequate hydration, high drug
concentrations and/or delayed elimination in the neonate could result
in a higher risk for drug crystallization and renal stone development
than observed in adults. These concerns are theoretical and such
effects have not been reported; because the half-life of indinavir in
adults is short, these concerns may only be relevant if drug is
administered near the time of delivery. Saquinavir, ritonavir and
nelfinavir are classified as FDA Pregnancy Category B; indinavir is
classified as Category C.
Update on PACTG 076 Results and Other Studies Relevant to ZDV
Chemoprophylaxis of Perinatal HIV-1 Transmission
Final results were reported in 1996 for all 419 infants enrolled in
PACTG 076. The results are the same as those initially reported in
1994; the Kaplan-Meier estimated transmission rate in infants who
received placebo was 22.6% compared to 7.6% within those who received
ZDV, a 66% reduction in transmission risk.(Sperling 1996)
The mechanism by which ZDV reduced transmission in PACTG 076 has
not been fully defined. The effect of ZDV on maternal HIV-1 RNA did not
fully account for the observed efficacy of ZDV in reducing
transmission, raising the possibility that pre-exposure prophylaxis of
the fetus/infant is an important component of protection. If so,
transplacental passage of antiretroviral drugs would be important for
prevention of transmission. Additionally, in placental perfusion
studies, ZDV has been shown to be metabolized into the active tri-
phosphate within the placenta (Sandberg 1995, Qian 1994), and this
could have provided additional protection against in utero
transmission. This phenomenon may be unique to ZDV, as metabolism to
the active tri-phosphate form within the placenta has not been observed
in the other nucleoside analogues that have been studied in this
fashion (ddI and ddC).(Dancis 1993, Sandberg 1994) Development of ZDV-
resistant virus was not necessarily associated with failure to prevent
transmission. In a preliminary evaluation of genotypic resistance in
women in PACTG 076, ZDV-resistant virus was present at delivery in only
one of 7 transmitting women who had received ZDV and had evaluable
samples; this woman had ZDV resistant virus at study entry despite no
prior ZDV experience. (Eastman 1997) Additionally, the one woman in
whom virus developed ZDV genotypic resistance between entry and
delivery in this evaluation did not transmit HIV-1 to her infant.
No increase in congenital abnormalities compared to the general
population was seen in PACTG 076 or observed in evaluation of data from
the Antiretroviral Pregnancy Registry.(AntiReg 1997) Follow-up data on
uninfected infants from PACTG 076 to a median age of 3.9 years has not
shown any differences in growth, neurodevelopment or immunologic status
between infants born to mothers who received ZDV compared to those born
to mothers who received placebo.(Connor1995) No malignancies have been
observed in short-term (up to 6 years of age) follow-up over 734
infants from PACTG 076 and natural history studies who had in utero ZDV
exposure.(Hanson 1997) However, follow-up is too limited at this time
to provide a definitive assessment of carcinogenic risk with human
exposure. Long-term follow-up continues to be recommended for all
infants with in utero ZDV exposure (or in utero exposure to any of the
antiretroviral drugs).
The effect of temporary administration of ZDV during pregnancy to
reduce perinatal transmission on the induction of viral resistance to
ZDV and long-term maternal health requires further evaluation.
Preliminary data from an interim analysis of PACTG protocol 288 (a
study following women enrolled in PACTG 076 through 3 years postpartum)
indicate no significant differences at 18 months postpartum in CD4
lymphocyte count or clinical status between those women who received
ZDV compared to those who received placebo. (Bardeguez 1997) Limited
data on the development of genotypic ZDV resistance mutations (codons
70 and/or 215) in PACTG 076 are available from a subset of women
receiving ZDV, including the majority of those with infected infants.
(Eastman 1997) Virus from one of 36 ZDV-receiving women (3%) with
paired isolates from entry and delivery developed a ZDV genotypic
resistance mutation. However, the population of women in PACTG 076 had
very low HIV-1 RNA copy number, and while the
[[Page 36814]]
risk of inducing resistance with administration of ZDV chemoprophylaxis
alone for several months during pregnancy was low in this substudy, it
would likely be higher in a population of women with more advanced
disease and higher levels of viral replication.
The efficacy of ZDV chemoprophylaxis for reducing transmission
among populations of infected women with characteristics unlike those
in PACTG 076 has been evaluated in another perinatal protocol (PACTG
185) as well as natural history studies. PACTG 185 evaluated the 3-part
ZDV regimen combined with passive immunization with hyperimmune HIV-1
immunoglobulin (HIVIG), an immunoglobulin containing high levels of
antibody to HIV-1, in infected pregnant women with advanced HIV-1
disease receiving antiretroviral therapy. Twenty-one percent of the
women in this trial had CD4 count <200 m\3\="" and="" 23%="" had="" received="" zdv="" prior="" to="" the="" current="" pregnancy,="" many="" for="" prolonged="" periods="" of="" time.="" all="" women="" and="" infants="" in="" this="" study="" received="" the="" 3-part="" zdv="" regimen,="" and="" were="" randomized="" to="" receive="" hivig="" vs="" standard="" intravenous="" immunoglobulin="" (ivig).="" because="" it="" was="" known="" that="" advanced="" disease="" and="" low="" cd4="" count="" were="" associated="" with="" high="" risk="" for="" perinatal="" transmission,="" it="" was="" hypothesized="" that="" even="" with="" zdv="" chemoprophylaxis,="" the="" perinatal="" transmission="" rate="" would="" be="" 11-15%.="" however,="" at="" the="" first="" interim="" analysis,="" the="" combined="" group="" transmission="" rate="" was="" only="" 4.8%,="" and="" did="" not="" significantly="" differ="" by="" duration="" of="" zdv="" use="" or="" treatment="" arm="" (hivig="" vs="" ivig).(execsum="" 1997)="" enrollment="" was="" halted="" because="" the="" unexpectedly="" low="" transmission="" rate="" resulted="" in="" an="" inability="" to="" answer="" the="" primary="" protocol="" question="" in="" a="" timely="" fashion.="" however,="" the="" results="" of="" the="" trial="" confirm="" the="" efficacy="" of="" zdv="" observed="" in="" pactg="" 076,="" and="" extend="" this="" efficacy="" to="" women="" with="" advanced="" disease,="" low="" cd4="" count="" and="" prior="" zdv="" therapy.="" these="" data="" are="" also="" consistent="" with="" epidemiologic="" data="" from="" several="" natural="" history="" studies.="" in="" a="" study="" in="" connecticut,="" 39%="" of="" women="" with="" cd4="" count="">200><200>200>3 who did not receive ZDV therapy during
pregnancy had infected infants compared to 4% of women with similar CD4
counts who received ZDV. (Simpson 1997) In North Carolina, perinatal
HIV-1 transmission has declined over time from 21% in 1993 to 6% in
early 1996; only 3% of women who received all three components of the
ZDV regimen had infected infants. (Fiscus 1997) In a large U.S.
prospective multicenter natural history cohort of 556 mother-infant
pairs, perinatal transmission declined from 19% in infants born before
March 1994, before the results of PACTG 076 were available, to 8% in
infants born after March 1994; decline in transmission was observed
regardless of maternal CD4 lymphocyte count, duration of membrane
rupture, mode of delivery, gestational age, and illicit drug use.
(Cooper 1996) In another multicenter U.S. cohort, perinatal
transmission declined from 20% among 1,160 children born before March
1994 to 12% among 373 born afterwards. (Simonds 1996)
At the present time, there are no clinical trials which demonstrate
that antiretroviral drugs other than ZDV are effective in reducing
perinatal transmission. Potent combination antiretroviral regimens have
been shown to significantly suppress viral replication and improve
clinical status in infected adults. However, the efficacy of ZDV
exceeds the magnitude of reduction in plasma HIV-1 RNA copy number
observed in PACTG 076. If pre-exposure prophylaxis of the infant is an
important mechanism of prevention, it is possible that any
antiretroviral drug with significant placental passage may be equally
effective, although if antiretroviral activity within the placenta is
important for protection, ZDV may be unique among the available
nucleoside analogue drugs. While there are advantages of combination
therapy for the woman's own health, further research is needed before
it can be determined if there is an additional advantage to combination
antiretroviral therapy for reducing perinatal transmission.
Perinatal HIV-1 Transmission and Maternal HIV-1 RNA Copy Number
The clear correlation of HIV-1 RNA levels with disease progression
risk in non-pregnant infected adults suggests that HIV-1 RNA should be
monitored during pregnancy at least as often as recommended for non-
pregnant individuals (e.g., every 3 to 4 months or approximately once
each trimester). Whether increased frequency of testing is needed
during pregnancy is unclear and requires further study. Although there
is no convincing data that pregnancy accelerates HIV-1 disease
progression, longitudinal measurements of HIV-1 RNA levels during and
after pregnancy have been evaluated in only one prospective cohort to
date. In this cohort of 198 HIV-1-infected women, plasma HIV-1 RNA
levels were higher at 6 months post partum than ante partum in many
women; this increase was observed in women who had received and not
received ZDV during pregnancy, as well as in women who continued
therapy post partum. (Cao 1997)
Data on the correlation of viral load with risk of perinatal
transmission have been conflicting, with some small studies suggesting
an absolute correlation between HIV-1 RNA copy number and transmission
risk. (Dickover 1996) However, in several larger studies while higher
HIV-1 RNA levels were observed in transmitting women, there was large
overlap in HIV-1 RNA copy number between transmitting and non-
transmitting women, transmission was observed across the entire range
of HIV-1 RNA levels (including in women with undetectable HIV-1 RNA),
and the positive predictive value of RNA copy number for transmission
was relatively low. (Mayaux 1997, Burchett 1996, Cao 1997, Thea 1997)
In PACTG 076, there was a relationship between HIV-1 RNA copy number
and transmission in women receiving placebo, but in ZDV-receiving women
the relationship was markedly attenuated and no longer statistically
significant. (Sperling 1996) No HIV-1 RNA threshold below which there
was no risk of transmission was identified, and ZDV was effective in
reducing transmission regardless of maternal HIV-1 RNA copy number.
While a general correlation between plasma and genital viral load
has been described, women with undetectable plasma HIV-1 RNA levels in
whom virus was detectable in the genital tract have been reported.
(Rasheed 1996) If exposure to virus in the maternal genital tract
during delivery is an important risk factor for perinatal transmission,
then plasma HIV-1 RNA levels may not be a fully accurate indicator of
risk.
Whether lowering maternal HIV-1 RNA copy number during pregnancy
would reduce perinatal transmission risk requires more study. In a
virologic study in 44 infected pregnant women, ZDV was effective in
reducing transmission despite minimal effect on HIV-1 RNA levels,
similar to what was observed in PACTG 076. (Melvin 1997) However, it is
not known if a more potent antiretroviral regimen that more
significantly suppresses viral replication would be associated with
enhanced efficacy in reducing transmission risk over and above that
observed with ZDV alone. At the present time, determination of HIV-1
copy number is important for decisions related to treatment. However,
because ZDV benefit is observed regardless of maternal HIV-1 RNA level
and because transmission may occur when HIV-1 RNA is not detectable,
HIV-1 RNA
[[Page 36815]]
should not be the determining factor in decisions regarding use of ZDV
chemoprophylaxis against perinatal transmission.
General Principles Regarding Use of Antiretrovirals in Pregnancy
Care of the HIV-1-infected pregnant woman should involve a
collaboration between the HIV-specialist caring for the woman when she
is not pregnant, her obstetrician, and the woman herself. Decisions
regarding use of antiretroviral drugs during pregnancy should be made
by the woman following discussion with her health care provider of the
known and unknown benefits and risks of therapy. Initial evaluation of
an infected pregnant woman should include an assessment of HIV-1
disease status and recommendations regarding antiretroviral treatment
or alteration of her current antiretroviral regimen. This assessment
should include evaluation of the degree of existing immunodeficiency
determined by CD4 count; risk of disease progression determined by the
level of plasma RNA; history of prior or current antiretroviral
therapy; and gestational age. For those women not currently receiving
antiretroviral therapy, decision-making regarding initiation of therapy
should be the same as for non-pregnant individuals, with the additional
consideration of the potential impact of such therapy on the fetus and
infant. (PanelRec 1997) Similarly, for women currently receiving
antiretrovirals, decisions regarding alterations in therapy should use
the same parameters as for non-pregnant individuals. Additionally, use
of the 3-part ZDV chemoprophylaxis regimen, alone or in combination
with other antiretrovirals, should be discussed with and offered to all
infected pregnant women for the purpose of reducing perinatal
transmission risk.
Decisions regarding the use and choice of antiretroviral drugs
during pregnancy are complex and must balance a number of competing
factors influencing risk and benefit. Discussion regarding use of
antiretroviral drugs during pregnancy should include what is known and
not known about the effects of such drugs on the fetus and newborn,
including lack of long-term outcome data on use of any of the available
antiretroviral drugs in pregnancy; what would be recommended in terms
of treatment for her own health; and the efficacy of ZDV for reduction
of perinatal transmission. These discussions should include what is
known from preclinical and animal studies and available clinical
information about use of the various antiretroviral agents during
pregnancy. It is important to place the hypothetical risks of these
drugs during pregnancy in perspective to the proven benefit of
antiretroviral therapy for her own health and ZDV chemoprophylaxis for
reducing the risk of HIV-1 transmission to her infant.
Discussion of treatment options should be noncoercive, and the
final decision regarding the use of antiretroviral drugs is the
responsibility of the woman. Decisions regarding use and choice of
antiretroviral drugs in non-pregnant individuals are becoming
increasingly complicated, as the standard of care moves toward
simultaneous use of multiple antiretroviral drugs to suppress viral
replication below detectable limits. These decisions are further
complicated in pregnancy, as the long-term consequences of in utero
exposure to antiretroviral drugs, alone or in combination, for the
infant are unknown. A decision to not accept treatment with ZDV or
other drugs should not result in punitive action or denial of care, nor
should use of ZDV be denied to a woman who wishes to minimize exposure
of the fetus to other antiretroviral drugs and therefore chooses to
receive only ZDV during pregnancy to reduce the risk of perinatal
transmission after receiving appropriate counseling.
A long-term treatment plan should be developed with the patient and
the importance of adherence to any prescribed antiretroviral regimen
discussed with her. Depending on individual circumstances, provision of
support services, drug treatment, and coordination of services between
the criminal justice system, drug treatment programs and prenatal care
providers may each play an important role in assisting women with
adherence to antiretroviral regimens.
Public Health Service recommendations for infected women in the
U.S. to refrain from breastfeeding to avoid postnatal transmission of
HIV-1 to their infants through breast milk should not be altered for
women receiving antiretroviral therapy. (CDC 1985, CDC 1995) Passage of
antiretroviral drugs into breast milk has been evaluated for only a few
antiretroviral drugs: ZDV, 3TC and nevirapine can be detected in the
breast milk of women receiving the drugs, and ddI, d4T, and indinavir
can be detected in the breast milk of lactating rats receiving therapy.
The efficacy of antiretroviral therapy for prevention of postnatal
transmission of HIV-1 through breast milk and the toxicity of chronic
antiretroviral exposure of the infant via breast milk are unknown.
It is strongly recommended that health care providers who are
treating HIV-1-infected pregnant women report cases of prenatal
exposure to ZDV, ddI, ddC, d4T, 3TC, saquinavir or indinavir alone or
in combination to the Antiretroviral Pregnancy Registry. The registry
is an epidemiologic project to collect observational, non-experimental
data on antiretroviral exposure during pregnancy for the purpose of
assessing potential teratogenicity of these drugs in pregnancy.
Registry data will be used to supplement animal toxicology studies and
assist clinicians in weighing the potential risks and benefits of
treatment for individual patients.
The registry is a collaborative project jointly managed by Glaxo
Wellcome, Hoffmann-LaRoche Inc., Bristol-Myers Squibb Co., and Merck &
Co. Inc., with an advisory committee of practitioners and CDC and NIH
staff; it is anticipated that additional antiretroviral drugs will be
added to the registry in the future. The registry does not use patient
names, and birth outcome follow-up is obtained by registry staff from
the reporting physician. Referrals should be directed to Antiretroviral
Pregnancy Registry, Post Office Box 13398, Research Triangle Park, NC
27709-3398; telephone (919) 483-9437 or (800) 722-9292, ext. 39437; fax
919-315-8981.
Recommendations for Antiretroviral Chemoprophylaxis to Reduce Perinatal
HIV Transmission
The following recommendations for use of antiretroviral
chemoprophylaxis to reduce the risk of perinatal transmission are based
upon various circumstances that may be commonly encountered in clinical
practice (Table 3), with relevant considerations highlighted in the
subsequent discussion section. These scenarios present only
recommendations and flexibility should be exercised according to the
circumstances of the individual patient. In the 1994 recommendations, 6
clinical scenarios were delineated based on maternal CD4 count,
gestational age and prior antiretroviral use. Because current data
indicate that the PACTG 076 ZDV regimen is also effective women with
advanced disease, low CD4 count and prior ZDV therapy, clinical
scenarios by CD4 count and prior ZDV use are not presented.
Additionally, because current data indicate most transmission occurs
near to or during delivery, it was felt that ZDV chemoprophylaxis
should be recommended regardless of gestational age; thus, clinical
scenarios by gestational age are also not presented.
[[Page 36816]]
Table 1 shows the ZDV dosage and regimen used in PACTG 076. The
antenatal dosing regimen in PACTG 076 (100 mg orally five times daily)
was selected based on standard ZDV dosage for adults at the time of the
study. Recent reports from several laboratories have demonstrated that
administration of ZDV three times a day will maintain intracellular ZDV
tri-phosphate at levels comparable to that observed with more frequent
dosing. (Rodman 1996; Barry 1996; Gambertoglio 1996) Additionally,
comparable clinical response with twice daily dosing has been observed
in some clinical trials. (Mulder 1994, Mannucci 1994, Cooper 1993)
Thus, the current standard adult ZDV dosing regimen is 200 mg three
times daily or 300 mg twice daily. Because the mechanism by which ZDV
reduces perinatal transmission is not known, it cannot be known with
certainty that these dosing regimens will have equivalent efficacy to
that observed in PACTG 076. However, it would be anticipated that a two
or three times daily regimen might be associated with enhanced maternal
adherence over a five times daily regimen.
The recommended ZDV dosage for infants was derived from
pharmacokinetic studies performed in term infants. (Boucher 1993) ZDV
is primarily cleared through hepatic glucuronidation to an inactive
metabolite. The glucuronidation metabolic enzyme system is immature in
neonates, leading to prolonged ZDV half-life and clearance compared to
older infants (ZDV half-life, 3.1 hours vs 1.9 hours, and clearance,
10.9 vs 19.0 mL per minute per kg body weight, respectively). Because
premature infants have even greater immaturity in hepatic metabolic
function than term infants, further prolongation in clearance may be
expected. In a small pharmacokinetic study of 7 premature infants who
were 28 to 33 weeks gestation and received a variety of ZDV dosing
regimens, mean ZDV half-life was 6.3 hours and mean clearance was 2.8
mL per minute per kg body weight during the first 10 days of life.
(Capparelli 1996) Appropriate ZDV dosing for premature infants has not
been defined, but is being evaluated in a phase I clinical trial in
premature infants less than 34 weeks gestation. The dosing regimen
being studied is 1.5 mg per kg body weight orally or intravenously
every 12 hours for the first 2 weeks of life; from 2 to 6 weeks of age,
the dose is increased to 2 mg per kg body weight every 8 hours.
Because subtherapeutic dosing of antiretroviral drugs may be
associated with enhancing the likelihood for the development of drug
resistance, women who must temporarily discontinue therapy due to
pregnancy-related hyperemesis should not reinstitute therapy until
sufficient time has elapsed to assure that the drugs will be tolerated.
In order to reduce the potential for emergence of resistance, if
therapy requires temporary discontinuation for any reason during
pregnancy, all drugs should be stopped and reintroduced simultaneously.
Clinical Scenarios
Scenario #1
HIV-Infected Pregnant Women Without Prior Antiretroviral Therapy
Recommendation: HIV-1 infected pregnant women must receive standard
clinical, immunologic and virologic evaluation, and recommendations for
initiation and choice of antiretroviral therapy should be based on the
same parameters used in non-pregnant individuals, with consideration
and discussion of the known and unknown risks and benefits of such
therapy during pregnancy.
The 3-part ZDV chemoprophylaxis regimen should be recommended for
all HIV-infected pregnant women to reduce the risk of perinatal
transmission. If the woman's clinical, immunologic and virologic status
indicates that more aggressive therapy is recommended to treat her
infection (Panelrec, 1997), other antiretroviral drugs should be
recommended in addition to ZDV. If the woman's status is such that
therapy would be considered optional, the use of additional
antiretrovirals may be offered, although whether this will provide
additional benefit to the woman or her child is not known. Women who
are in the first trimester of pregnancy may wish to consider delaying
initiation of therapy at least until after 10 to 12 weeks gestation.
Discussion: The only drug that has been shown to reduce the risk of
perinatal HIV-1 transmission is ZDV when administered in the 3-part
PACTG 076 regimen; this regimen was shown to reduce transmission risk
by approximately 70%. The mechanism by which ZDV reduced transmission
is not known, and there are insufficient data available at present to
justify the substitution of any antiretroviral drug other than ZDV for
the purpose of reducing perinatal transmission. Therefore, if
combination antiretroviral therapy is initiated during pregnancy, it is
recommended that ZDV be included as a component of antenatal therapy
and the intrapartum and newborn ZDV parts of the chemoprophylactic
regimen should be recommended for the specific purpose of reducing
perinatal transmission.
Women should be counseled that combination therapy may have
significant benefit for their own health but is of unknown benefit to
the fetus. Potent combination antiretroviral regimens may be shown in
the future to provide enhanced protection against perinatal
transmission, but this benefit is not yet proven. Decisions regarding
the use and choice of an antiretroviral regimen will need to be
individualized based on discussion with the woman about her risk for
disease progression and the risks and benefits of delaying initiation
of therapy; potential drug toxicities and interactions with other
drugs; the need for adherence to the prescribed drug schedule; and
preclinical, animal and clinical data relevant to use of the currently
available antiretrovirals during pregnancy.
Because the period of organogenesis when the embryo is most
susceptible to potential teratogenic effects of drugs is the first 10
weeks of gestation and the risks of antiretroviral therapy during that
period are unknown, women who are in the first trimester of pregnancy
may wish to consider delaying initiation of therapy until after 10 to
12 weeks gestation. This decision should be carefully considered and
discussed between the health care provider and the patient, including
an assessment of the woman's health status and the benefits and risks
of delaying initiation of therapy for several weeks.
Women for whom initiation of antiretroviral therapy for the
treatment of their HIV infection would be considered optional (eg. high
CD4 count and low or undetectable RNA copy number) should have the
potential benefits of standard combination therapy discussed with them
and standard therapy, including the 3-part ZDV chemoprophylaxis
regimen, offered to them. Some women may wish to restrict their
exposure to antiretroviral drugs during pregnancy but still wish to
reduce the risk of transmitting HIV-1 to their infant; the 3-part ZDV
chemoprophylaxis regimen should be recommended in this situation. In
these circumstances, the development of resistance should be minimized
by the limited viral replication in the patient and the time-limited
exposure to ZDV.
Because ZDV alone does not suppress HIV replication to undetectable
levels, there are theoretical concerns that use of ZDV chemoprophylaxis
alone might select for ZDV resistant viral variants which might limit
future ability to favorable response to combination antiretroviral
regimens that include
[[Page 36817]]
ZDV. There are currently insufficient data to determine if such use
would have adverse consequences for the woman postpartum. In some adult
combination antiretroviral clinical trials, patients with previous ZDV
therapy experienced less benefit from combination therapy than those
who were antiretroviral naive. (Delta 1996, Hammer 1996, Saravolatz
1996) However, the median duration of prior ZDV in these studies was 12
to 20 months and enrolled patients had more advanced disease and lower
CD4 counts than the population of women enrolled in PACTG 076 or for
whom initiation of therapy would be considered optional. In one study,
patients with less than 12 months of ZDV responded as favorably to
combination therapy as did those without prior ZDV therapy.(Saravolatz
1996) In PACTG 076, the median duration of ZDV therapy was 11 weeks,
and the maximal duration of ZDV begun at 14 weeks gestation would be
6.5 months for a full-term pregnancy.
However, for women initiating therapy who have more advanced
disease, concerns about development of resistance with use of ZDV alone
as chemoprophylaxis during pregnancy would be greater. Factors that
predict more rapid development of ZDV resistance include more advanced
HIV-1 disease, low CD4 count, high HIV-1 RNA copy number, and possibly
syncytium-inducing viral phenotype.(Kuritzkes 1996, Japour 1995)
Therefore, women with advanced disease, low CD4 count or high RNA copy
number should be counseled that therapy with a combination
antiretroviral regimen that includes ZDV for reducing transmission risk
would be more optimal for their own health than use of ZDV
chemoprophylaxis alone.
Scenario #2
HIV-Infected Women Receiving Antiretroviral Therapy During the Current
Pregnancy
Recommendation: HIV-1 infected women receiving antiretroviral
therapy in whom pregnancy is identified after the first trimester
should continue therapy. For women receiving antiretroviral therapy in
whom pregnancy is recognized during the first trimester, the woman
should be counseled regarding the benefits and potential risks of
antiretroviral administration during this period, and continuation of
therapy should be considered. If therapy is discontinued during the
first trimester, all drugs should be stopped and reintroduced
simultaneously to avoid the development of resistance. If the current
therapeutic regimen does not contain ZDV, the addition of ZDV or
substitution of ZDV for another nucleoside analogue antiretroviral is
recommended after 14 weeks gestation. Intrapartum and newborn ZDV
administration is recommended regardless of the antepartum
antiretroviral regimen.
Discussion: Women who require antiretroviral treatment for their
HIV infection should continue treatment during pregnancy.
Discontinuation of therapy could lead to rebound in viral load, which
theoretically could result in decline in immune status and/or disease
progression, all of which might have adverse consequences for the fetus
as well as the woman. Because the efficacy of non-ZDV containing
antiretroviral regimens for reduction of perinatal transmission is
unknown, it is recommended that ZDV be a component of the antenatal
antiretroviral treatment regimen after 14 weeks gestation, and that
intrapartum and newborn ZDV be administered. If a woman does not
receive ZDV as a component of her antepartum antiretroviral regimen
(eg. because of prior history of ZDV-related severe toxicity or
personal choice), intrapartum and newborn ZDV should continue to be
recommended.
Some women receiving antiretroviral therapy may recognize their
pregnancy early in gestation, and concern for potential teratogenicity
may lead some to consider temporarily stopping antiretroviral treatment
until after the first trimester. There are insufficient data to support
or refute the teratogenic risk of antiretroviral drugs when
administered during the first 10 weeks of gestation. The decision to
discontinue therapy during the first trimester should be carefully
considered and discussed between the clinician and the woman.
Considerations include gestational age of the pregnancy, the woman's
clinical, immunologic and virologic status, and what is known and not
known about the potential effects of the antiretroviral drugs on the
fetus. If antiretroviral therapy is discontinued during the first
trimester, all agents should be stopped and restarted in the second
trimester simultaneously to avoid the development of resistance. There
are currently no data to address whether transient discontinuation of
therapy in this manner would be harmful for the woman and/or fetus.
The impact of prior antiretroviral exposure on the efficacy of ZDV
chemoprophylaxis is unclear. Data from PACTG 185 indicate that duration
of prior ZDV therapy in women with advanced HIV-1 disease, many of whom
received prolonged ZDV prior to pregnancy, did not appear to be
associated with diminished ZDV efficacy for reduction of transmission:
perinatal transmission rates were similar among women who first
initiated ZDV during pregnancy and women who had received ZDV prior to
pregnancy. Thus at the present time, a history of ZDV therapy prior to
the current pregnancy should not limit recommendations for
administration of ZDV chemoprophylaxis to reduce perinatal
transmission.
Some experts might consider administration of ZDV in combination
with other antiretroviral drugs to newborns of women with a history of
prior antiretroviral therapy, particularly in situations where the
woman is infected with HIV-1 with documented high-level ZDV resistance,
had disease progression while receiving ZDV, or had extensive prior ZDV
monotherapy. However, the efficacy of this approach is not known. The
appropriate dose and short and long-term safety for most antiretroviral
agents other than ZDV are not defined for neonates. Because of immature
liver metabolism and renal function, the half-life of many drugs
(including ZDV, 3TC and nevirapine) is prolonged during the neonatal
period, requiring specific dosing adjustments. Phase I studies of a
number of other antiretroviral drugs in neonates are ongoing, but data
are not yet available. The infected woman should be counseled regarding
the postulated benefit of combination antiretroviral drugs in the
neonate and the potential risks, what is known about appropriate dosing
of the drugs in newborn infants, and that use of additional
antiretroviral drugs for newborn prophylaxis is of unknown efficacy for
reducing perinatal transmission risk.
Scenario #3
HIV-Infected Women in Labor Who Have Had no Prior Therapy
Recommendation: Administration of intrapartum intravenous ZDV
should be recommended along with the 6 week newborn ZDV regimen. In the
immediate postpartum period, the woman should have appropriate
assessments (eg., CD4 count, HIV-1 RNA copy number) to determine if
antiretroviral therapy is recommended for her own health.
Discussion: Intrapartum ZDV will not prevent the portion of
perinatal transmission that occurs prior to labor. Therefore, the
efficacy of an intrapartum/newborn antiretroviral regimen in reducing
perinatal transmission is likely to be less than the
[[Page 36818]]
efficacy observed in PACTG 076. However, increasing data indicate that
a majority of perinatal transmission occurs near to or during birth.
Additionally, the efficacy of ZDV in reducing perinatal transmission is
not primarily related to treatment-induced reduction in maternal HIV-1
RNA copy number. This implies that the presence of systemic
antiretroviral drug levels in the neonate just prior to, during and for
a period following birth may be a critical component for reducing
transmission.
There are minimal data to address the efficacy of a regimen that
lacks the antenatal ZDV component. An epidemiologic study from North
Carolina compared perinatal transmission rates from mother-infant pairs
who received different parts of the ZDV chemoprophylactic regimen.
(Fiscus 1997) Among those who received all 3 components, 6 of 188
infants were infected (3%). While the numbers were small, only one of
16 infants (6%) were infected among those who received intrapartum and
newborn ZDV.
ZDV readily crosses the placenta. Administration of the intravenous
ZDV loading dose followed by continuous ZDV infusion during labor to
the woman will provide ZDV levels in the newborn during passage through
the birth canal that are nearly equivalent to maternal ZDV levels. The
initial intravenous ZDV loading dose assures rapid attainment of
virucidal ZDV levels in the woman and her infant, and the continuous
ZDV infusion assures stable drug levels in the infant during the birth
process regardless of the duration of labor. A study is currently
ongoing in the U.S. to evaluate if oral dosing of ZDV during labor in a
regimen of 300 mg orally every 3 hours would provide equivalent infant
drug exposure to intravenous ZDV administration. Until this data is
available, oral intrapartum administration of ZDV cannot be assumed to
be equivalent to the intravenous intrapartum ZDV.
ZDV administered both during the intrapartum period and to the
newborn provides both pre-and post-exposure prophylaxis to the infant.
Some clinicians might consider administration of ZDV in combination
with other antiretroviral drugs to the newborn, analogous to
recommendations for post-exposure prophylaxis of nosocomial HIV-1
exposure. (CDC 1996) Any decision to use combination antiretroviral
prophylaxis in the newborn must be accompanied by a discussion with the
woman of potential benefits and risks and that there currently are no
data to address the efficacy and safety of this approach.
Scenario #4
Infants Born to Mothers Who Have Received No Antiretroviral Therapy
During Pregnancy or Intrapartum
Recommendation: The 6 week neonatal ZDV component of the ZDV
chemoprophylactic regimen should be discussed with the mother and
offered for the newborn; ZDV should be initiated as soon as possible
after birth, preferably within 12-24 hours after birth. Some clinicians
may choose to use ZDV in combination with other antiretroviral drugs,
particularly if the mother has known or suspected ZDV-resistant virus.
However, the efficacy of this approach is unknown and appropriate
dosing regimens for neonates are incompletely defined. In the immediate
postpartum period, the woman should undergo appropriate assessments
(e.g., CD4 count, HIV-1 RNA copy number) to determine if antiretroviral
therapy is required for her own health.
Discussion: Definitive data are not available to address whether
ZDV administered solely during the neonatal period would reduce the
risk of perinatal transmission. However, data from a case-control study
of post-exposure prophylaxis of health care workers who had nosocomial
percutaneous exposure to blood from HIV-1-infected individuals indicate
that ZDV administration was associated with a 79% reduction in the risk
for HIV-1 seroconversion following exposure. (CDC 1995) Post-exposure
prophylaxis has also been shown to prevent retroviral infection in some
animal studies. (Van Rompay 1995, Tsai 1995, Bottiger 1997)
The interval for which benefit may be gained from post-exposure
prophylaxis is undefined, but data from animal studies indicate that
the longer the delay in institution of prophylaxis, the less likely
prevention will be observed. In most animal studies, antiretroviral
prophylaxis initiated after 24-36 hours is usually not effective for
preventing infection, although later administration has been associated
with decreased viremia in ultimately infected animals in some cases.
(VanRompay 1995, Bottiger 1997, Tsai 1995) In the feline leukemia virus
cat model, ZDV treatment initiated within the first 4 days after viral
challenge afforded protection, while treatment initiated one week
postexposure did not prevent infection. (Mathes 1992) The relevance of
the animal studies to prevention of perinatal transmission in humans is
unknown. HIV-1 infection is established in the majority of infected
infants by 1 to 2 weeks of age. In a study of 271 infected infants,
HIV-1 DNA polymerase chain reaction (PCR) was positive in 38% of
infected infants tested within 48 hours of birth. No major change in
diagnostic sensitivity was observed over the first week of life, but
detection rose rapidly during the second week of life, reaching 93% by
14 days of age. (Dunn 1995) Therefore, it would be unlikely that
initiation of post-exposure prophylaxis after 14 days of age would have
efficacy in preventing transmission, as infection would already be
established in most children.
Recommendations have been made for antiretroviral post-exposure
prophylaxis of nosocomial HIV-1 exposure. It was recommended that ZDV
be administered as soon after exposure as possible, and the addition of
3TC was recommended in most cases to provide increased antiretroviral
activity and presumed activity against ZDV-resistant HIV-1 strains.
(CDC 1996) The addition of a protease inhibitor was recommended for
particularly high-risk exposures. There are no data to address whether
the addition of other antiretroviral drugs to ZDV increase the
effectiveness of post-exposure prophylaxis. However, some clinicians
may wish to provide ZDV in combination with one or more other
antiretroviral agents in situations in which only post-exposure newborn
prophylaxis is administered. Such a decision must be accompanied by a
discussion with the woman of potential benefits and risks of this
approach.
Recommendations for Monitoring of Women and Their Infants
Pregnant Woman and Fetus
HIV-1-infected pregnant women should be monitored in the same
fashion that nonpregnant individuals are monitored. This should include
measurement of CD4 lymphocyte count and HIV-1 RNA levels approximately
every trimester (every 3 to 4 months) to determine need for
antiretroviral therapy of maternal HIV-1 disease or alterations in such
therapy, and/or initiation of prophylaxis against Pneumocystis carinii
pneumonia. Some studies have found that changes in absolute CD4 count
during pregnancy may reflect the physiologic changes of pregnancy on
hemodynamic parameters and blood volume as opposed to a longterm
influence of pregnancy upon CD4 count; CD4 percent appears to be more
stable and may be a more accurate reflection of immune status during
pregnancy. (Miotti 1992, Tuomala 1997)
[[Page 36819]]
Long-range plans should be developed with the woman regarding
continuity of medical care and antiretroviral therapy for her own
health after she delivers her infant.
Monitoring for potential complications of antiretroviral
administration during pregnancy should take into account what is known
about the side effects of the drugs the woman is receiving. For
example, routine hematologic and liver chemistry monitoring is
recommended for women receiving ZDV. Because there is less experience
with use of combination antiretroviral regimens during pregnancy, more
intensive monitoring may be warranted for women receiving drugs other
than or in addition to ZDV.
Antepartum fetal monitoring for women who receive only ZDV
chemoprophylaxis should be performed as clinically indicated, as the
available data do not indicate that ZDV use in pregnancy is associated
with increased risk for fetal complications. However, much less is
known about the effect of combination antiretroviral therapy during
pregnancy on the fetus. More intensive monitoring should be considered,
including assessment of fetal anatomy with a level II ultrasound and
continued assessment of fetal growth and well-being during the third
trimester.
Neonate
A complete blood count and differential should be performed as a
baseline evaluation prior to administration of ZDV. Anemia has been the
primary complication of the 6 week ZDV regimen in the neonate, thus at
a minimum, repeat measurement of hemoglobin is required at the
completion of the 6 week ZDV regimen; repeat measurement may be
performed at 12 weeks of age, by which any ZDV-related hematologic
toxicity should be resolved. Infants who have anemia at birth or who
are premature warrant more intensive monitoring.
There is little experience with potential toxicities in infants
whose mothers have received combination antiretroviral therapy. More
intensive monitoring of hematologic and chemistry measurements during
the first few weeks of life would be advised in these infants.
All infants born to HIV-1-infected women should be placed on
prophylaxis to prevent Pneumocystis carinii pneumonia at 6 weeks of
age, following completion of the ZDV prophylaxis regimen. (CDC 1995)
Monitoring and diagnostic evaluation of HIV-1-exposed infants should
follow current standards of care. The available data do not indicate
any delay in HIV-1 diagnosis in infants who have received the ZDV
regimen. (Connor 1994, Kovacs 1995) However, the effect of combination
antiretroviral therapy in the mother and/or newborn on the sensitivity
of infant virologic diagnostic testing is unknown. Infants with
negative virologic tests during the first 6 weeks of life should have
diagnostic evaluation repeated after completion of the neonatal
antiretroviral prophylaxis regimen.
Postpartum Follow-Up of Women
Comprehensive care and support services are required for women
infected with HIV-1 and their families. Components of comprehensive
care include the full range of medical care services including family
planning and drug treatment; coordination of care for the woman, her
children and other family members; support services such as case
management and childcare; assistance with basic life needs such as
housing, food, and transportation; and legal and advocacy services.
This care should begin prior to pregnancy, with continuity of care
ensured throughout pregnancy and postpartum.
Maternal medical services during the postpartum period must be
coordinated between obstetric and HIV-specialist health care providers.
Continuity of antiretroviral treatment when therapy is required for
treatment of the woman's HIV infection is especially critical and must
be assured. All women should have linkage with comprehensive health
care services for her own medical care and for assistance with family
planning and contraception.
Data from PACTG Protocols 076 and 288 do not indicate adverse
effects through 18 months postpartum among women who received ZDV
during pregnancy; however, continued clinical, immunologic and
virologic follow-up of these women is ongoing. Women who have received
only ZDV chemoprophylaxis during pregnancy should receive appropriate
evaluation to determine the need for antiretroviral therapy in the
postpartum period.
Long-Term Follow-Up of Infants
Data remain insufficient to address the effect that exposure to ZDV
or other antiretroviral agents in utero might have on long-term risk
for neoplasia or organ system toxicities in children. Data from follow-
up of PACTG 076 infants through 18 to 36 months of age do not indicate
any differences in immunologic, neurologic and growth parameters
between infants who were exposed to the ZDV regimen compared to
placebo; continued intensive follow-up through PACTG 219 is ongoing.
PACTG 219 will also provide intensive follow-up for infants born to
women who receive other antiretroviral drugs as part of PACTG perinatal
protocols, so some data regarding follow-up of exposure to other
antiretroviral agents alone or in combination will be available in the
future.
Innovative methods are needed to provide follow-up to infants with
in utero exposure to ZDV or any other antiretrovirals outside of PACTG
protocols. Information regarding such exposure should be part of the
ongoing medical record of the child, particularly for uninfected
children. Follow-up of children with antiretroviral exposure should
continue into adulthood because of the theoretical concerns regarding
potential for carcinogenicity of the nucleoside analogue antiretroviral
drugs. Long-term follow-up should include at least yearly physical
examination of all antiretroviral-exposed children, and for older
adolescent females, gynecologic evaluation with pap smears.
On a population basis, HIV-1 surveillance databases from states
that require HIV-1 reporting provide an opportunity to collect
information on in utero antiretroviral exposure. To the extent
permitted by federal law and regulations, these confidential registries
can be used to compare to birth defect and cancer registries to look
for potential adverse outcomes.
Future Research Needs
An increasing number of HIV-1-infected women will be receiving
antiretroviral therapy for their own health during pregnancy.
Preclinical evaluations of antiretroviral drugs for potential
pregnancy- and fetal-related toxicities should be completed for all
current and new antiretroviral drugs. More data are needed regarding
the safety and pharmacokinetics of antiretroviral drugs during
pregnancy and in the neonate, particularly when used in combination
regimens. Results from a number of phase I studies will be available in
the next year which will assist in delineating appropriate dosing and
provide data on short-term safety of these drugs in pregnant women and
infants. However, the long-term consequences of in utero antiretroviral
exposure for the infant is unknown, and mechanisms must be developed to
gather information about the long-term outcome for exposed infants.
Innovative methods are needed to enable identification and follow-up of
populations of children with in utero antiretroviral exposure.
[[Page 36820]]
Additional studies are needed to determine the long-term
consequences of transient use of ZDV chemoprophylaxis during pregnancy
for women who do not desire to receive combination therapy antenatally,
including the risk for development of ZDV-resistance.
While there are theoretical reasons to believe that more potent
antiretroviral combination regimens that dramatically diminish viral
load may also prevent perinatal transmission, there are currently no
data to address this hypothesis. The efficacy of combination
antiretroviral therapy specifically to decrease the risk of perinatal
HIV-1 transmission needs to be evaluated in ongoing and future
perinatal clinical trials. Additionally, epidemiologic studies and
clinical trials are needed to delineate the relative efficacy of the
various components of the 3-part ZDV chemoprophylactic regimen.
Improved understanding of the factors associated with perinatal
transmission despite ZDV chemoprophylaxis is needed in order to develop
alternative effective regimens. Because of the dramatic decline in
perinatal HIV-1 transmission with widespread implementation of ZDV
chemoprophylaxis, the conduct of such epidemiologic studies and
clinical trials requires an international collaborative effort.
Additionally, regimens that are more feasible for implementation in
the developing world are urgently needed. The 3-part ZDV
chemoprophylactic regimen is complex and may not be a feasible option
for many developing countries: most pregnant women show up in health
care systems only around the time of delivery; widespread safe
administration of intravenous ZDV infusions during labor may not be
possible; and the cost of the regimen may be prohibitive and many times
greater than the per capita health expenditures for the country. There
are several ongoing studies in developing countries that are evaluating
the efficacy of more practical, abbreviated modifications of the ZDV
regimen. Additionally, a number of non-antiretroviral interventions are
also under study. Results of these studies will be available in the
next few years.
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John M. Eisenberg,
Principal Deputy Assistant Secretary for Health, U.S. Department of
Health and Human Services.
Table 1.--PACTG 076 ZDV Regimen
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Antepartum.......................................... Oral administration of 100 mg ZDV five times daily,
initiated at 14-34 weeks gestation and continued
throughout the pregnancy.
Intrapartum......................................... During labor, intravenous administration of ZDV in a 1-
hour loading dose of 2 mg per kg of body weight, followed
by a continuous infusion of 1 mg per kg of body weight
per hour until delivery.
Postpartum.......................................... Oral administration of ZDV to the newborn (ZDV syrup at 2
mg per kg body weight per dose every 6 hours) for the
first 6 weeks of life, beginning at 8-12 hours after
birth (Note: intravenous dosage for infants who cannot
tolerate oral intake is 1.5 mg per kg body weight
intravenously every 6 hours).
----------------------------------------------------------------------------------------------------------------
Table 2.--Preclinical and Clinical Data Relevant to Use of Antiretrovirals in Pregnancy
--------------------------------------------------------------------------------------------------------------------------------------------------------
Long-term animal
Antiretroviral drug FDA pregnancy category* Placental passage [newborn: maternal drug ratio] carcinogenicity studies
--------------------------------------------------------------------------------------------------------------------------------------------------------
Nucleoside Analogue Reverse
Transcriptase Inhibitors:
Zidovudine (ZDV).................. C Yes (human) [0.85]............................... Positive (rodent, noninvasive
vaginal epithelial tumors).
Zalcitabine (ddC)................. C Yes (rhesus) [0.30-0.50]......................... Positive (rodent, thymic
lymphomas).
Didanosine (ddI).................. B Yes (human) [0.5]................................ Negative (no tumors, lifetime
rodent study).
Stavudine (d4T)................... C Yes (rhesus) [0.76].............................. Not completed.
Lamivudine (3TC).................. C Yes (human) [1.0]................................ Negative (no tumors, lifetime
rodent study).
Non-Nucleoside Reverse Transcriptase
Inhibitors:
Nevirapine........................ C Yes (human) [1.0]................................ Not completed.
Delavirdine....................... C Unknown.......................................... Not completed.
Protease Inhibitors:
Indinavir......................... C Yes (rats) ``Significant'' in rats, but low in Not completed.
rabbits.
Ritonavir......................... B Yes (rats) [mid-term fetus, 1.15; late-term Not completed.
fetus, 0.15-0.64].
Saquinavir........................ B Unknown.......................................... Not completed.
Nelfinavir........................ B Unknown.......................................... Not completed.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* FDA Pregnancy Categories are:
A--Adequate and well-controlled studies of pregnant women fail to demonstrate a risk to the fetus during the first trimester of pregnancy (and there
is no evidence of risk during later trimesters);
B--Animal reproduction studies fail to demonstrate a risk to the fetus and adequate but well-controlled studies of pregnant women have not been
conducted;
C--Safety in human pregnancy has not been determined, animal studies are either positive for fetal risk or have not been conducted, and the drug
should not be used unless the potential benefit outweighs the potential risk to the fetus;
D--Positive evidence of human fetal risk based on adverse reaction data from investigational or marketing experiences, but the potential benefits from
the use of the drug in pregnant women may be acceptable despite its potential risks;
X--Studies in animals or reports of adverse reactions have indicated that the risk associated with the use of the drug for pregnant women clearly
outweighs any possible benefit.
Table 3.--Summary: Clinical Situations and Recommendations for Use of
Antiretroviral Drugs To Reduce Perinatal HIV Transmission
------------------------------------------------------------------------
Clinical scenario Recommendation*
------------------------------------------------------------------------
Scenario #1: HIV-infected HIV-1 infected pregnant women must
pregnant women without prior receive standard clinical, immunologic
antiretroviral therapy. and virologic evaluation, and
recommendations for initiation and
choice of antiretroviral therapy should
be based on the same parameters used in
non-pregnant individuals, with
consideration and discussion of the
known and unknown risks and benefits of
such therapy during pregnancy.
The 3-part ZDV chemoprophylaxis regimen
should be recommended for all HIV-
infected pregnant women to reduce the
risk of perinatal transmission.
If the woman's clinical, immunologic and
virologic status indicates that more
aggressive therapy is recommended to
treat her infection (Panelrec, 1997),
other antiretroviral drugs should be
recommended in addition to ZDV.
[[Page 36823]]
If the woman's status is such that
therapy would be considered optional,
the use of additional antiretrovirals
may be offered, although whether this
will provide additional benefit to the
woman or her child is not known.
Women who are in the first trimester of
pregnancy may wish to consider delaying
initiation of therapy at least until
after 10 to 12 weeks gestation.
Scenario #2: HIV-infected HIV-1 infected women receiving
women receiving antiretroviral therapy in whom pregnancy
antiretroviral therapy is identified after the first trimester
during the current pregnancy. should continue therapy.
For women receiving antiretroviral
therapy in whom pregnancy is recognized
during the first trimester, the woman
should be counseled regarding the
benefits and potential risks of
antiretroviral administration during
this period, and continuation of therapy
should be considered.
If therapy is discontinued during the
first trimester, all drugs should be
stopped and reintroduced simultaneously
to avoid the development of resistance.
If the current therapeutic regimen does
not contain ZDV, the addition of ZDV or
substitution of ZDV for another
nucleoside analogue antiretroviral is
recommended after 14 weeks gestation.
Intrapartum and newborn ZDV
administration is recommended regardless
of the antepartum antiretroviral
regimen.
Scenario #3: HIV-infected Administration of intrapartum intravenous
women in labor who have had ZDV should be recommended along with the
no prior therapy. 6-week newborn ZDV regimen.
In the immediate postpartum period, the
woman should have appropriate
assessments (e.g., CD4 count, HIV-1 RNA
copy number) to determine if
antiretroviral therapy is recommended
for her own health.
Scenario #4: Infants born to The 6 week neonatal ZDV component of the
mothers who have received no ZDV chemoprophylactic regimen should be
antiretroviral therapy discussed with the mother and offered
during pregnancy or for the newborn.
intrapartum.
ZDV should be initiated as soon as
possible after birth, preferably within
12-24 hours after birth.
Some clinicians may choose to use ZDV in
combination with other antiretroviral
drugs, particularly if the mother has
known or suspected ZDV-resistant virus.
However, the efficacy of this approach
is unknown and appropriate dosing
regimen for neonates are incompletely
defined.
In the immediate postpartum period, the
woman should undergo appropriate
assessments (e.g., CD4 count, HIV-1 RNA
copy number) to determine if
antiretroviral therapy is required for
her own health.
------------------------------------------------------------------------
* General note: Discussion of treatment options and recommendations
should be noncoercive, and the final decision regarding the use of
antiretroviral drugs is the responsibility of the woman. A decision to
not accept treatment with ZDV or other drugs should not result in
punitive action or denial of care, nor should use of ZDV be denied to
a woman who wishes to minimize exposure of the fetus to other
antiretroviral drugs and therefore chooses to receive only ZDV during
pregnancy to reduce the risk of perinatal transmission.
[FR Doc. 97-17854 Filed 7-8-97; 8:45 am]
BILLING CODE 4140-01-P
500>