95-19719. Federal Motor Carrier Safety Regulations; General; Intermodal Transportation  

  • [Federal Register Volume 60, Number 154 (Thursday, August 10, 1995)]
    [Rules and Regulations]
    [Pages 40761-40763]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-19719]
    
    
    
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    DEPARTMENT OF TRANSPORTATION
    
    Federal Highway Administration
    
    49 CFR Part 390
    
    [FHWA Docket No. MC-93-17]
    RIN 2125-AD14
    
    
    Federal Motor Carrier Safety Regulations; General; Intermodal 
    Transportation
    
    AGENCY: Federal Highway Administration (FHWA), DOT.
    
    ACTION: Final rule; petitions for reconsideration of effective date; 
    final determination.
    
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    SUMMARY: Several petitioners requested an extension of the effective 
    date of, and certain exemptions from, the final rule implementing the 
    Intermodal Safe Container Transportation Act of 1992. On May 25, 1995 
    (60 FR 27700), the FHWA requested comments on the major issues raised 
    by these petitioners. The FHWA has determined that a further extension 
    is warranted and, therefore, is extending the effective date of the 
    final rule until September 1, 1996 to allow the intermodal 
    transportation industry sufficient time to comply by means of 
    electronic data interchange and to allow the FHWA, the intermodal 
    transportation industry, and other parties enough time to inform 
    affected domestic and foreign entities of their responsibilities.
    
    EFFECTIVE DATE: September 1, 1996.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Peter C. Chandler, Office of Motor 
    Carrier Research and Standards, HCS-10, (202) 366-5763; or Mr. Charles 
    E. Medalen, Office of the Chief Counsel, HCC-20, (202) 366-1354, 
    Federal Highway Administration, 400 Seventh Street SW., Washington, DC 
    20590. Office hours are from 7:45 a.m. to 4:15 p.m., e.t., Monday 
    through Friday, except Federal holidays.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On December 29, 1994, the FHWA published a final rule which 
    implemented the requirements of the Intermodal Safe Container 
    Transportation Act of 1992 (the Act) (Pub. L. 102-548, 106 Stat. 3646, 
    partly codified at 49 U.S.C. 5901-5907 (formerly 49 U.S.C. 501 and 
    508)). The original effective date of the final rule was June 27, 1995. 
    The final rule requires any person who presents a container or trailer 
    with a gross cargo weight of more than 4,536 kilograms or 10,000 pounds 
    to an initial carrier for intermodal transportation to provide a 
    certification to such carrier. Motor carriers are prohibited from 
    accepting a loaded container or trailer prior to receiving a tangible 
    certification. Motor carriers, rail carriers, water carriers, ocean 
    common carriers, and intermediaries that receive a certification in the 
    course of intermodal transportation must forward the certification to a 
    subsequent carrier transporting the loaded container or trailer. The 
    objective of the final rule is to reduce the number of overweight motor 
    vehicles transporting intermodal containers or trailers by improving 
    communication between shippers and motor carriers.
    
    [[Page 40762]]
    
    
    Petitions
    
        During April and May 1995, the FHWA received letters from several 
    companies and industry groups petitioning for an extension of the 
    effective date of the final rule. Among those requesting an extension 
    were APL Land Transport Services, Inc.; the European Shippers' 
    Councils; ``K'' Line America, Inc.; the Intermodal Safe Container 
    Coalition (Coalition); the National Industrial Transportation League; 
    the Steamship Association of Southern California; and, Warren & 
    Associates, a law firm representing two freight conferences.
        On May 16, 1995 (60 FR 26001), the FHWA administratively extended 
    the June 27, 1995, effective date until September 27, 1995, to allow 
    the agency sufficient time to consider public comment on whether a 
    further extension was warranted. On May 25, 1995 (60 FR 27700), the 
    FHWA requested comments on whether an extension of the effective date 
    of the final rule beyond September 27, 1995, was necessary. As a part 
    of the second publication, the FHWA requested comments on a petition 
    filed by the American Trucking Associations, Inc. (ATA) to exempt three 
    types of motor carrier operations from the rule.
    
    General Discussion of the Comments
    
        Forty-six comments were received in response to the May 25, 1995, 
    publication. Of these, twenty-two were from companies connected with 
    intermodal transportation, nineteen from industry associations, two 
    from individuals, and one each from a safety organization, a public 
    association, and a port.
    
    Comments Regarding Effective Date
    
        Three parties supported a further extension, but recommended no 
    specific effective date. One party recommended an effective date one 
    year after publication of the final determination of the petitions. 
    Seven parties supported a January 1, 1996, effective date. Seventeen 
    parties supported a May 1, 1996, effective date. One party supported an 
    effective date in the spring of 1996. Five parties supported a June 1, 
    1996, effective date. One party supported a September 1, 1996, 
    effective date. Of the parties who supported a specific date, three 
    stated that an additional extension may be necessary. Two parties 
    opposed a further extension.
    
    Electronic Data Interchange
    
        The intermodal transportation industry relies heavily on electronic 
    data interchange (EDI). In order to forward certifications by EDI, the 
    intermodal transportation industry, in particular rail and water 
    carriers, need to complete the following steps: The development of 
    standards; preliminary analysis and design; computer programming; field 
    testing and coordination; training; and final computer programming. The 
    Union Pacific System and the Coalition commented that the American 
    National Standards Institute and the Intermodal Association of North 
    America have incorporated the necessary changes in their EDI Standard 
    3050 to accommodate a certification. The Coalition commented that EDI 
    standard 3050 will be available in July, 1995, but Union Pacific and 
    the Coalition stated that this standard will not become effective for 
    the railroad industry until September 1, 1995. Union Pacific and the 
    Association of American Railroads (AAR) explained further that 
    railroads must be able to receive information via this standard by this 
    date, but are not required to be able to send information via this 
    standard until September 1, 1996. The Coalition and the AAR stated that 
    one year from the effective date of a new standard is normally allowed 
    for full implementation because of the complexity of the process. The 
    Coalition explained that any company using a standard previous to EDI 
    standard 3050 must modify the previous standard to accommodate a 
    certification. Burlington Northern Railroad commented that programming 
    the new or modified EDI standard will take until May, 1996 and that 
    testing the standard and assisting their customers in the transition to 
    the standard will take until September, 1996.
        Based on the information submitted by the commenters, the FHWA has 
    determined that a further extension of the effective date of the final 
    rule is warranted. The FHWA extends the effective date of the final 
    rule until September 1, 1996 to allow the intermodal transportation 
    industry sufficient time to complete the necessary steps to achieve 
    compliance with the final rule through the use of EDI.
    
    Education
    
        Several commenters to the May 25, 1995, publication asserted that a 
    further extension of the effective date is necessary to provide 
    sufficient time to educate affected parties in their responsibilities. 
    Some commenters stated that there is a widespread lack of knowledge of 
    the Act and the implementation of regulations outside the United States 
    and expressed concern about the difficult task of educating foreign 
    entities. Some commenters also made suggestions about the FHWA's 
    educational efforts. Several stressed that the agency should make 
    educational materials available prior to the effective date. The FHWA 
    agrees that additional time is needed to educate affected domestic and 
    foreign entities in order to avoid large disruptions in trade and 
    commerce which may result from inadvertent failures to comply with the 
    rule. The extension of the effective date until September 1, 1996, will 
    enable the FHWA and cooperating entities to distribute educational 
    materials and will also provide the intermodal transportation industry 
    additional time to familiarize appropriate parties with their 
    responsibilities.
        Educational pamphlets, in English, which provide an overview of the 
    final rule are now available for distribution. Individuals and 
    companies interested in obtaining the pamphlet should contact the local 
    FHWA Office of Motor Carriers in their area. The pamphlet will also be 
    available in German, French, Spanish, Japanese, and Mandarin Chinese in 
    the near future. Pamphlets will be provided to various associations for 
    domestic and international distribution. In addition, the Department of 
    State will assist the FHWA with the international distribution of the 
    pamphlets. The FHWA will also request the assistance of various 
    embassies with this task.
    
    Petition for Exemptions by the American Trucking Associations, Inc.
    
        On April 7, 1995, the ATA filed a petition to exempt three types of 
    motor carrier operations from the final rule. In response to the May 
    25, 1995, publication, the ATA and the National Industrial 
    Transportation League (NITL) modified the third exemption requested and 
    stated that they would also submit by August 1, 1995, a joint petition 
    requesting further changes to the rule. In view of these developments, 
    the FHWA will defer until a later time any discussion of the ATA and 
    ATA/NITL petitions, as well as the comments already submitted on the 
    ATA's petition for three exemptions.
    Rulemaking Analyses and Notices
    
    Executive Order 12866 (Regulatory Planning and Review) and DOT 
    Regulatory Policies and Procedures
    
        The FHWA has previously determined that the final rule implementing 
    the Intermodal Safe Container Transportation Act of 1992 is a 
    significant regulatory action within the meaning of Executive Order 
    12866 and significant under Department of Transportation regulatory 
    policies and 
    
    [[Page 40763]]
    procedures because it affects intermodal transportation and attracts 
    substantial public interest. As such, the final rule was reviewed by 
    the Office of Management and Budget and the Office of the Secretary of 
    Transportation before being published. This present action only extends 
    the effective date of the final rule and provides clarification of the 
    rule. It is anticipated that the economic impact of this action will be 
    minimal; therefore, a full regulatory evaluation is not required.
    
    Regulatory Flexibility Act
    
        In compliance with the Regulatory Flexibility Act (5 U.S.C. 601-
    612), the FHWA has evaluated the effects of this action on small 
    entities. Based upon this evaluation, as well as for the reasons set 
    forth in the previous paragraph, the FHWA hereby certifies that this 
    action will not have a significant economic impact on a substantial 
    number of small entities.
    
    Executive Order 12612 (Federalism Assessment)
    
        This action has been analyzed in accordance with the principles and 
    criteria contained in Executive Order 12612, and it has been determined 
    that this action does not have sufficient Federalism implications to 
    warrant the preparation of a Federalism assessment. Nothing in this 
    action directly preempts any State law or regulation.
    
    Executive Order 12372 (Intergovernmental Review)
    
        Catalog of Federal Domestic Assistance Program Number 20.217, Motor 
    Carrier Safety. The regulations implementing Executive Order 12372 
    regarding intergovernmental consultation on Federal programs and 
    activities apply to this program.
    
    Paperwork Reduction Act
    
        The information collection requirements contained in the December 
    29, 1994, final rule have been approved by the Office of Management and 
    Budget in accordance with the provisions of the Paperwork Reduction Act 
    of 1980, 44 U.S.C. 3501 et seq. and assigned the control number of 
    2125-0557 which expires on June 30, 1997. This action does not affect 
    the recordkeeping requirements previously established.
    
    National Environmental Policy Act
    
        The agency has analyzed this rulemaking for the purpose of the 
    National Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and 
    has determined that this action would not have any effect on the 
    quality of the environment.
    
    Regulation Identification Number
    
        A regulation identification number (RIN) is assigned to each 
    regulatory action listed in the Unified Agenda of Federal Regulations. 
    The Regulatory Information Service Center publishes the Unified Agenda 
    in April and October of each year. The RIN contained in the heading of 
    this document can be used to cross reference this action with the 
    Unified Agenda.
    
    List of Subjects in 49 CFR Part 390
    
        Highway safety, Highways and roads, Intermodal transportation, 
    Motor carriers, Recordkeeping requirements.
    
        Authority: 49 U.S.C. 5901-5907, 31132, 31136, 31502 and 31504; 
    49 CFR 1.48.
    
        Issued on August 3, 1995.
    Rodney E. Slater,
    Federal Highway Administrator.
    [FR Doc. 95-19719 Filed 8-9-95; 8:45 am]
    BILLING CODE 4910-22-P
    
    

Document Information

Effective Date:
9/1/1996
Published:
08/10/1995
Department:
Federal Highway Administration
Entry Type:
Rule
Action:
Final rule; petitions for reconsideration of effective date; final determination.
Document Number:
95-19719
Dates:
September 1, 1996.
Pages:
40761-40763 (3 pages)
Docket Numbers:
FHWA Docket No. MC-93-17
RINs:
2125-AD14
PDF File:
95-19719.pdf
CFR: (1)
49 CFR 390