96-20420. Energy Conservation Program for Consumer Products: Energy Conservation Standards for Refrigerators, Refrigerator-Freezers, and Freezers  

  • [Federal Register Volume 61, Number 156 (Monday, August 12, 1996)]
    [Proposed Rules]
    [Pages 41748-41750]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-20420]
    
    
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    DEPARTMENT OF ENERGY
    
    Office of Energy Efficiency and Renewable Energy
    
    10 CFR Part 430
    
    [Docket No. EE-RM-93-801]
    
    
    Energy Conservation Program for Consumer Products: Energy 
    Conservation Standards for Refrigerators, Refrigerator-Freezers, and 
    Freezers
    
    AGENCY: Office of Energy Efficiency and Renewable Energy, Department of 
    Energy (DOE).
    
    ACTION: Proposed rule; reopening of comment period.
    
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    SUMMARY: The Department of Energy provides notice that the comment 
    period is reopened on a proposal to amend the energy conservation 
    standards for refrigerators, refrigerator-freezers, and freezers 
    (refrigerator products). The Department is reopening the comment period 
    on this proposal to obtain further comment on issues related to the 
    appropriate consideration of the relationship between regulations under 
    the Clean Air Act banning manufacture of hydrochlorofluorocarbon-141b 
    (HCFC-141b) and the effective date and revised standard levels for DOE 
    efficiency standards.
    
    DATES: The comment period on this proposal is reopened until September 
    11, 1996. The Department requests 10 copies of the comments and, if 
    possible, a computer disk.
    
    ADDRESSES: Written comments are to be submitted to: Refrigerator 
    Rulemaking (Docket No. EE-RM-93-801), U.S. Department of Energy, Office 
    of Codes and Standards, EE-43, 1000 Independence Avenue, S.W., Room 1J-
    018, Washington, D.C. 20585-0121, (202) 586-7574.
    
    FOR FURTHER INFORMATION CONTACT:
    Michael G. Raymond, U.S. Department of Energy, Office of Energy 
    Efficiency and Renewable Energy, Forrestal Building, Mail Station EE-
    43, 1000 Independence Avenue, S.W., Washington, D.C. 20585-0121, (202) 
    586-9611.
    Eugene Margolis, Esq., U.S. Department of Energy, Office of General 
    Counsel, Forrestal Building, Mail Station GC-72, 1000 Independence 
    Avenue, S.W., Washington, D.C. 20585-0103, (202) 586-9507.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On July 20, 1995, the Department issued a notice of proposed 
    rulemaking to amend the energy efficiency standards for refrigerator 
    products. 60 FR 37388 (July 20, 1995). The proposal described two tiers 
    of standards for different products: (1) Standards for products 
    manufactured with the current insulation blowing agent, HCFC-141b (the 
    ``Tier 1 standards''); (2) standards for products manufactured with a 
    non-HCFC substitute blowing agent (the ``Tier 2 standards''). The Tier 
    1 standards would be more stringent than Tier 2. Overall, the Tier 1 
    standards would result in a 30 percent improvement in energy efficiency 
    relative to current standards, although the improvement varied 
    considerably among the different classes of covered products. The Tier 
    2 standards would be less stringent--they would permit use of 10 
    percent more energy than the Tier 1 standard for all product classes 
    and sizes to compensate for the assumed energy penalty of the 
    replacement for HCFC-141b. The revised standards would take effect 
    three years after the promulgation of the final rule. The Tier 2 
    standards would be in effect for six years, after which time all 
    products would be required to meet the Tier 1 standard level. The two 
    tiers were developed to accommodate the interrelationship between the 
    revised DOE standards and regulations of the U.S. Environmental 
    Protection Agency (EPA) to implement the Montreal Protocol on 
    Substances that Deplete the Ozone Layer and the Clean Air Act. The EPA 
    regulations will prohibit production and import of HCFC-141b after 
    January 1, 2003. 40 CFR Sec. 82.4 (l), (m). The July 1995 notice of 
    proposed rulemaking discussed the relationship between the DOE 
    standards and the EPA standards, and acknowledged the uncertainty with 
    regard to what substitutes for HCFC-141b would be available. 60 FR at 
    37396.
        The July 1995 proposed rule was based in large part on a joint 
    comment, filed by manufacturers, efficiency advocates, states and 
    utilities in November 1994, that made a consensus recommendation on 
    revised standards. In September and October of 1995, a number of 
    manufacturers submitted comments on the proposed refrigerator standards 
    indicating that, for a variety of reasons, they no longer supported the 
    imposition of updated standards prior to 2003, and emphasizing the 
    continuing uncertainty surrounding the thermal efficiency 
    characteristics and costs of insulation produced using a blowing agent 
    other than HCFC-141b. Efficiency advocates have indicated that the 
    consensus recommendation on standards was based on estimates of the
    
    [[Page 41749]]
    
    efficiency of compressors to be available in 2000, and that if the 
    effective date of the standard were delayed to 2003, further 
    improvements in compressor efficiency likely to occur by 2003 should be 
    considered in adopting any 2003 standard level.
        To inform the development of a final rule on revised refrigerator 
    standards, DOE is seeking further comment on these issues related to 
    the relationship between revising DOE efficiency standards and EPA 
    regulation of HCFCs, and on several options for responding to the 
    comments received on this issue to date, as described below. No 
    amendment to the July 1995 notice of proposed rulemaking is required to 
    address these issues. However, consistent with the Department's 
    commitment to providing ample opportunity for public input, DOE has 
    concluded that reopening the comment period on these important matters 
    is an appropriate step prior to promulgating a final rule.
    
    Possible Responses To Comment on Effective Date and Standard Levels
    
        To respond to comments about the effective date and uncertainty 
    relating to substitute blowing agents, DOE is considering several 
    possible adjustments to the standard levels and effective date for 
    updated standards described in the July 1995 proposed rule:
        1. DOE could promulgate the two-tiered standards as described in 
    the July 1995 proposed rule effective on January 1, 2000. The less 
    stringent Tier 2 would phase out 6 years thereafter. This approach 
    would probably save more energy than the other approaches listed 
    herein, but could result in manufacturers making two significant 
    product design changes within a three-year period for some products.
        2. DOE could promulgate the less stringent Tier 2 standards 
    effective January 1, 2000, and begin a new rulemaking to consider 
    revisions to take effect January 1, 2005. The energy savings from this 
    approach could be comparable to the energy savings of the approach 
    described in the proposed rule, depending on the outcome of the new 
    rulemaking. The effective date of 2000, combined with EPA's 2003 
    phaseout date for HCFC-141b, could result in two significant product 
    design changes within a three-year period.
        3. DOE could promulgate the less stringent Tier 2 standards 
    effective January 1, 2003, and begin a new rulemaking for further 
    revised standards to take effect January 1, 2008. This approach would 
    fully address manufacturer concerns about timing of redesigns, but 
    could sacrifice energy savings because it assumes that there will be a 
    10 percent energy penalty for the HCFC-141b substitute.
        4. DOE could promulgate a final rule establishing that the revised 
    standards between the Tier 1 and Tier 2 levels would take effect 
    January 1, 2003, and that the precise levels would be set in 1999 based 
    on a narrow determination concerning the energy penalty, if any, of 
    using an HCFC substitute. Because the possible energy penalty of the 
    replacement blowing agent is unknown at this time, the Department would 
    not establish the final standard until late 1999. Prior to that 
    determination, DOE would solicit public comment on the issue of the 
    magnitude of the energy penalty for available substitutes of HCFC-141b. 
    After identifying blowing agents likely to be used by manufacturers of 
    refrigerators produced for the U.S. market, DOE would make a 
    determination by the end of 1999 concerning the energy penalty, if any, 
    associated with an HCFC-141b substitute that: (1) Will be available for 
    use (e.g., satisfies regulatory criteria relating to toxicological 
    effects and could be produced in adequate quantities by 2003); (2) 
    appears likely to result in the smallest energy penalty (or greatest 
    efficiency improvement); and (3) is sufficiently comparable in cost to 
    HCFC-141b so as not to require substantial revision of the economic 
    analysis supporting the proposed standards. This determination would be 
    used to establish specific standard levels for refrigerator products 
    within the range between the Tier 1 and Tier 2 standards. Standard 
    levels outside this range would not be considered. In determining this 
    level, DOE would carefully consider the cost impacts on manufacturers 
    of the use of particular HCFC-141b substitutes, using data obtained 
    from manufacturers and other interested parties.
        The Tier 1 standards would be the standard if there were no energy 
    penalty for the replacement blowing agent relative to HCFC-141b. If the 
    energy penalty relative to HCFC-141b is 10 percent or greater, the 
    standards would be set at the Tier 2 standards. If the energy penalty 
    is determined to be between 0 and 10 percent, the standard would be 
    finalized at (1+.01 x ) times the Tier 1 standard. Thus, for instance, 
    if the energy penalty was determined to be 5 percent, the standards 
    would be set at the mid-point between the Tier 1 and Tier 2 standards.
        This approach addresses manufacturer concerns about the timing of 
    the effective date of the revised standards, and addresses the 
    uncertainty regarding the energy penalty of substitute blowing agents 
    by deferring that narrow question until there is better information. 
    This approach achieves significant energy savings in any case, and 
    implements the more energy efficient Tier 1 standards if there is no 
    energy penalty associated with the HCFC-141b substitute. This approach 
    also takes advantage of the bulk of the work done by manufacturers, 
    efficiency advocates, states and utilities to develop the joint 
    recommendation on refrigerator standards, and the DOE's analytical work 
    to support the proposal based on that recommendation.
        5. DOE could promulgate a final rule with the standard level at a 
    specified intermediate level between Tier 1 and Tier 2, effective 
    January 1, 2003. This approach would require a judgment now about the 
    characteristics of likely available HCFC substitutes, but would avoid 
    the need for a subsequent determination in 1999.
        6. DOE could promulgate a final rule with two separate product 
    classes. The class of refrigerator products manufactured with HCFC and 
    hydrofluorocarbon (HFC) foams would be subject to standards at the Tier 
    1 level, and the class of refrigerator products manufactured with 
    hydrocarbon (HC) foams would be subject to standards at the Tier 2 
    level. This approach would require a judgment now about the 
    characteristics of likely HFC and HC substitutes for HCFCs, but would 
    avoid the need for a subsequent determination in 1999.
        7. DOE could discard the work done to date and start a new 
    rulemaking from the outset using the full panoply of procedures and 
    policies established in the DOE final rule on procedures for 
    consideration of new or revised energy conservation standards issued on 
    July 15, 1996. 61 FR 36974 (July 15, 1996).
        DOE's preferred option is that described in item 4 above--
    promulgate a final rule establishing that standards will be set in the 
    range between Tier 1 and Tier 2 levels effective January 1, 2003, with 
    the final levels to be set based on a narrow determination of the 
    energy penalty of HCFC-141b substitutes to be made in 1999. This 
    approach is consistent with the program policies outlined in the July 
    15, 1996, final rule on procedures for developing standards: it 
    addresses concerns about mitigating the cumulative impact of multiple 
    regulations; it acknowledges uncertainty about a key engineering issue 
    and crafts a sensible approach for addressing that uncertainty; and it 
    puts to use the hard work of stakeholders to develop a consensus 
    recommendation to the DOE on revised standards.
    
    [[Page 41750]]
    
    Issues for Comment
    
        DOE requests comments and supporting data on any issue related to 
    the relationship between the phaseout of HCFC-141b and revised DOE 
    standards for refrigerator products. DOE also requests comments on the 
    advantages or disadvantages of the approaches described in this notice, 
    and particularly on the preferred option as described in item 4 above. 
    DOE specifically requests input on the following:
         When should new refrigerator standards take effect? Would 
    significant cost savings result from having the standards take effect 
    at the same time as the HCFC production ban? Information and data on 
    the cost impacts of a refrigerator efficiency standard taking effect in 
    2000 combined with a 2003 phaseout of HCFCs are specifically requested.
         What standard level, or range of standard levels, should 
    be adopted given current information on blowing agents?
         Is new information available on design options, including 
    more efficient compressors, that would indicate that the analysis that 
    accompanied the 1995 proposed rule should be redone?
         What blowing agents will be available to replace HCFC-
    141b? If there is uncertainty now, will there be sufficient information 
    available in 1999 to make this assessment?
         What will be the range of impacts on manufacturers of 
    using a substitute blowing agent?
         If a later determination is to be made on energy penalties 
    of HCFC-141b substitutes, what procedure should be followed to 
    determine the energy penalty and the resulting final standard? If this 
    approach is adopted, should the final rule specify a baseline or 
    default standard level that would take effect in the event no 
    determination is made?
         Under what range of conditions concerning the cost of HCFC 
    substitutes, and related manufacturing cost impacts, can the existing 
    economic analysis be used?
    
        Issued in Washington, DC, August 6, 1996.
    Christine A. Ervin,
    Assistant Secretary, Energy Efficiency and Renewable Energy.
    [FR Doc. 96-20420 Filed 8-9-96; 8:45 am]
    BILLING CODE 6450-01-P
    
    
    

Document Information

Published:
08/12/1996
Department:
Energy Efficiency and Renewable Energy Office
Entry Type:
Proposed Rule
Action:
Proposed rule; reopening of comment period.
Document Number:
96-20420
Dates:
The comment period on this proposal is reopened until September 11, 1996. The Department requests 10 copies of the comments and, if possible, a computer disk.
Pages:
41748-41750 (3 pages)
Docket Numbers:
Docket No. EE-RM-93-801
PDF File:
96-20420.pdf
CFR: (1)
10 CFR 430