97-21291. Draft Guidance for Industry; Consumer-Directed Broadcast Advertisements; Availability  

  • [Federal Register Volume 62, Number 155 (Tuesday, August 12, 1997)]
    [Notices]
    [Pages 43171-43173]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-21291]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    [Docket No. 97D-0302]
    
    
    Draft Guidance for Industry; Consumer-Directed Broadcast 
    Advertisements; Availability
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice.
    
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    SUMMARY: The Food and Drug Administration (FDA) is announcing the 
    availability of a draft guidance entitled ``Consumer-Directed Broadcast 
    Advertisements.'' The draft guidance is intended to provide information 
    to enable product sponsors to fulfill the requirements for consumer-
    directed broadcast advertisements, while providing consumers with 
    required risk information about the advertised products. This draft 
    guidance represents the agency's current thinking on consumer-directed 
    broadcast advertisements for prescription drugs for humans and animals, 
    and human biological products. The agency requests comments on this 
    draft guidance.
    
    DATES: Written comments may be submitted on the draft guidance document 
    by October 14, 1997. General comments on agency guidance documents are 
    welcome at any time.
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFD-305), Food and Drug Administration, 12420 Parklawn Dr., rm 1-23, 
    Rockville, MD 20857. Submit written requests for single copies of the 
    draft guidance entitled ``Consumer-Directed Broadcast Advertisements'' 
    to the Drug Information Branch (HFD-210), Center for Drug Evaluation 
    and Research, Food and Drug Administration, 5600 Fishers Lane, 
    Rockville, MD 20857. Send one self-addressed adhesive label to assist 
    that office in processing your requests.
    
    FOR FURTHER INFORMATION CONTACT:
         Regarding prescription human drugs: Nancy M. Ostrove, Division of 
    Drug Marketing, Advertising and Communications (HFD-40), Center for 
    Drug Evaluation and Research, Food and Drug Administration, 5600 
    Fishers Lane, rm. 17B04, Rockville, MD 20857, 301-827-2828, or via e-
    mail at ostrove@cder.fda.gov.
        Regarding prescription human biological products: Toni M. Stifano, 
    Center for Biologics Evaluation and Research (HFM-200), Food and Drug 
    Administration, 1401 Rockville Pike, Rockville, MD 20852-1448, 301-827-
    3028, or via e-mail at stifano@cber.fda.gov.
         Regarding prescription animal drugs: Edward Spenser, Center for 
    Veterinary Medicine (HFV-216), Food and Drug Administration, 7500 
    Standish Pl., Rockville, MD, 20855, 301-594-1722, or via e-mail at 
    espenser@bangate.fda.gov.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
    A. Statutory and Regulatory Requirements
    
        Section 502(n) (21 U.S.C. 352(n)) of the Federal Food, Drug, and 
    Cosmetic
    
    [[Page 43172]]
    
    Act (the act) requires that advertisements for prescription drugs for 
    humans and animals and human biological products include information in 
    brief summary relating to side effects, contraindications, and 
    effectiveness. This is known as the ``brief summary'' requirement. The 
    prescription drug advertising regulations in Sec.  202.1(e)(1) and 
    (e)(3)(iii) (21 CFR 202.1(e)(1) and (e)(3)(iii)) further require that 
    the brief summary disclose all the risk-related information in a 
    product's approved package labeling (package insert or product package 
    insert).
        The regulations for advertising prescription drugs through 
    broadcast media, such as radio, television, or telephone communications 
    systems, however, modify the disclosure requirements somewhat. All 
    prescription drug broadcast advertisements must include information 
    about the major risks of the advertised drug (the ``major statement'') 
    in either the audio or audio and visual parts of the presentation. 
    Instead of presenting a ``brief summary'' in connection with the 
    broadcast advertisement, a sponsor may make adequate provision for the 
    dissemination of the approved package labeling in connection with the 
    broadcast presentation (Sec.  202.1(e)(1)). This alternative 
    requirement is referred to as the ``adequate provision'' requirement.
        The ``adequate provision'' requirement recognizes the inability of 
    broadcast advertisements of reasonable length to present and 
    communicate effectively the extensive information that would be 
    included in a brief summary; it instead specifies that presentation of 
    the advertised product's most important risk information as part of the 
    ``major statement,'' together with ``adequate provision'' for the 
    dissemination of the approved labeling, can fulfill the risk 
    information disclosure mandated by the act.
    
    B. History
    
        Although direct-to-consumer (DTC) advertising has been practiced by 
    the prescription drug industry since the early 1980's, it has become 
    increasingly popular in the 1990's. As a result, FDA has consulted 
    recently with industry, consumers, health care professionals, and other 
    interested parties regarding DTC prescription drug advertising.
        In the Federal Register of August 16, 1995 (60 FR 42581), FDA 
    published a document explaining the background of DTC promotion, asking 
    for feedback on a number of DTC-related issues and questions, and 
    announcing a public hearing regarding DTC promotion. The hearing was 
    held on October 18 and 19, 1995, in Silver Spring, MD. In the Federal 
    Register of May 14, 1996 (61 FR 24314), FDA published a followup 
    document to address the erroneous belief expressed by some during the 
    public hearing that FDA required preclearance of DTC promotion and to 
    request feedback on several issues concerning DTC promotion. The notice 
    clarified that FDA has never required DTC promotional materials to be 
    precleared before use.
    
    II. FDA's Plans Concerning Consumer-Directed Advertisements
    
        As mentioned in section I.A of this document, the regulations 
    addressing prescription drug and biological product advertisements are 
    highly specific with regard to the kind and amount of information 
    required to be disclosed or disseminated in connection with 
    advertisements. Either a highly inclusive brief summary must be 
    presented or, in the case of broadcast advertisements, substitution may 
    be made by ensuring dissemination of approved package labeling. In 
    response to recent agency requests for input, many comments have 
    expressed concerns about the value for consumers of the complex, 
    detailed information in the brief summary for print advertisements and 
    approved package labeling for broadcast advertisements. FDA will 
    initiate any rulemaking necessary to address these concerns. In the 
    interim, FDA encourages product sponsors to provide consumers with 
    nonpromotional, consumer-friendly information that is consistent with 
    approved product labeling, in addition to the information currently 
    required by the regulations (package insert for broadcast 
    advertisements or brief summary for print advertisements). FDA suggests 
    that this information follow the guidelines outlined in the ``Action 
    Plan for the Provision of Useful Prescription Medicine Information'' 
    coordinated by The Keystone Center, as accepted by the Secretary of the 
    Department of Health and Human Services in January 1996. In cases where 
    an advertised product has FDA-approved patient labeling, FDA encourages 
    its inclusion as part of full prescribing information. In cases where 
    the regulations require a brief summary, FDA encourages sponsors to 
    write the brief summary in consumer-friendly language. This applies to 
    consumer-directed print advertisements and broadcast advertisements 
    that present a brief summary.
    
    III. Consumer-Directed Broadcast Advertisements
    
        Previously, FDA had not described how prescription drug and 
    biological product sponsors could fulfill the ``adequate provision'' 
    requirement for consumer-directed broadcast advertising. However, over 
    the past several years, FDA has vastly expanded its experience in 
    regulating DTC advertising that communicates important information and 
    is not false or misleading. In light of the agency's increased 
    experience and recent public input, FDA has reconsidered the issue of 
    adequate provision as it relates to consumer-directed broadcast 
    advertising. Therefore, FDA is publishing a draft guidance entitled, 
    ``Consumer-Directed Broadcast Advertisements.'' It is directed to all 
    new drug application, abbreviated new drug application, and abbreviated 
    antibiotic drug application holders; biological product license 
    holders; and new animal drug application and abbreviated new animal 
    drug application holders. This draft guidance is intended to provide 
    consumers with adequate communication of required risk information, 
    while facilitating the process used by sponsors to advertise their 
    products to consumers. This draft guidance describes an approach that 
    sponsors can use to fulfill the requirement for adequate provision for 
    dissemination of the approved package labeling in connection with 
    consumer-directed broadcast advertisements for drug and biological 
    products, as long as the advertisement itself includes a thorough major 
    statement describing the product's most important risk information.
        Within 2 years of publication of the final guidance, FDA intends to 
    evaluate the effects of the guidance, including effects on the public 
    health, of DTC promotion, and specifically of consumer-directed 
    broadcast advertising. At the end of this evaluation period, FDA will 
    determine whether this guidance should be withdrawn, continued, or 
    modified to reflect the agency's current thinking. During this period, 
    FDA will continue to collect information. The agency will keep the 
    docket open to encourage the collection and submission of additional 
    information from the public. FDA requests that sponsors and other 
    interested parties collect relevant data on the impact of DTC 
    promotional messages and make their findings known to the agency. FDA 
    specifically solicits feedback on questions such as: (1) How has DTC 
    promotion generally affected the public health; (2) to what
    
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    extent are consumers taking advantage of the mechanisms for obtaining 
    approved package labeling in connection with broadcast advertisements; 
    and (3) how risk messages can best be integrated into broadcast 
    advertisements.
        This draft guidance represents the agency's current thinking on 
    procedures to fulfill the requirements for the disclosure of product 
    information in connection with consumer-directed broadcast 
    advertisements for prescription human and animal drugs, and human 
    biological products. It does not create or confer any rights for or on 
    any person and does not operate to bind FDA or the public. An 
    alternative approach may be used if such approach satisfies the 
    requirement of the applicable statute, regulations, or both.
    
    IV. Request for Comments
    
        Interested persons may, on or before October 14, 1997 submit 
    written comments on the draft guidance to the Dockets Management Branch 
    (address above). Two copies of any comments are to be submitted, except 
    that individuals may submit one copy. Comments are to be identified 
    with the docket number found in brackets in the heading of this 
    document. The draft guidance and received comments may be seen in the 
    office above between 9 a.m. and 4 p.m., Monday through Friday. An 
    electronic version of this draft guidance is also available on the 
    Internet at http://www.fda.gov/cder/guidance.htm.
    
        Dated: August 5, 1997.
    Michael A. Friedman,
    Lead Deputy Commissioner for the Food and Drug Administration.
    [FR Doc. 97-21291 Filed 8-8-97; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
08/12/1997
Department:
Food and Drug Administration
Entry Type:
Notice
Action:
Notice.
Document Number:
97-21291
Dates:
Written comments may be submitted on the draft guidance document by October 14, 1997. General comments on agency guidance documents are welcome at any time.
Pages:
43171-43173 (3 pages)
Docket Numbers:
Docket No. 97D-0302
PDF File:
97-21291.pdf