Intermediaries Registered With the Commission as of July 2024
CTAs 1 1,237 CPOs 1 1,188 IBs 919 FCMs 62 Swap Dealers 107 1 These categories are not mutually exclusive, i.e., a CPO may also be registered as a CTA.
Document Information
- Effective Date:
- 9/16/2024
- Published:
- 08/15/2024
- Department:
- Commodity Futures Trading Commission
- Entry Type:
- Rule
- Action:
- Final rule.
- Document Number:
- 2024-17828
- Dates:
- The rules will become effective September 16, 2024.
- Pages:
- 66201-66210 (10 pages)
- RINs:
- 3038-AF37: Amendments to Part 48 Regulations for FBOTs
- RIN Links:
- https://www.federalregister.gov/regulations/3038-AF37/amendments-to-part-48-regulations-for-fbots
- PDF File:
- 2024-17828.pdf
- CFR: (1)
- 17 CFR 48