98-21996. Off-the-Shelf Software Use in Medical Devices; Draft Guidance; Availability  

  • [Federal Register Volume 63, Number 158 (Monday, August 17, 1998)]
    [Notices]
    [Pages 43951-43952]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-21996]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    [Docket No. 98D-0565]
    
    
    Off-the-Shelf Software Use in Medical Devices; Draft Guidance; 
    Availability
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice.
    
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    SUMMARY: The Food and Drug Administration (FDA) is announcing the 
    availability of a draft guidance document entitled ``Off-the-Shelf 
    Software Use in Medical Devices.'' This draft guidance document is not 
    final or in effect at this time. The purpose of the draft guidance 
    document is to describe the information that should be provided in a 
    medical device application involving Off-the-Shelf (OTS) software. 
    While the draft guidance document is not intended for compliance with 
    Quality System requirements, many of the principles outlined may be 
    helpful to device manufacturers in establishing design controls and 
    validation plans for use of off-the-shelf software in their devices.
    
    DATES: Submit written comments by November 16, 1998. After the close of 
    the comment period, written comments may be submitted at any time to 
    Daniel A. Spyker (address below).
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, 
    Rockville, MD 20852. Submit written requests for single copies on a 
    3.5'' diskette of the draft guidance document entitled ``Off-the-Shelf 
    Software Use in Medical Devices'' to the Division of Small 
    Manufacturers Assistance (HFZ-220), Center for Devices and Radiological 
    Health, Food and Drug Administration, 1350 Piccard Dr., Rockville, MD 
    20850. Send two self-addressed adhesive labels to assist that office in 
    processing your request, or fax your request to 301-443-8818. See the 
    SUPPLEMENTARY INFORMATION section for information on electronic access 
    to the draft guidance document.
    FOR FURTHER INFORMATION CONTACT: Daniel A. Spyker, Center for Devices 
    and Radiological Health (HFZ-450), Food and Drug Administration, 9200 
    Corporate Blvd., Rockville, MD 20850, 301-443-8320.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        This draft guidance document was developed to address the many 
    questions asked by medical device manufacturers regarding what they 
    need to provide to FDA when they use OTS software. The response to 
    these questions depends on the medical device in question and the 
    impact on patient safety when the OTS software fails. Thus, the answer 
    to the question ``What do I need to do or document?'' will be based on 
    the hazard analysis that is an integral part of designing a medical 
    device. The detail of documentation to be provided to FDA and the level 
    of life cycle control necessary for the medical device manufacturer 
    increase as the hazard to the patient from software failure increases.
        This draft guidance document lays out in broad terms how the 
    medical device manufacturer should determine what is necessary to do 
    and to document for submission to the agency. A ``BASIC'' set of need-
    to-do items is proposed for OTS software, and a detailed discussion is 
    provided on additional (``SPECIAL'') needs and responsibilities of the 
    manufacturer when hazards from OTS software failure become more 
    significant.
    
    II. Significance of Guidance
    
        This draft guidance document represents the agency's current 
    thinking on use of OTS software in medical devices. It does not create 
    or confer any rights for or on any person and does not operate to bind 
    FDA or the public. An alternative approach may be used if such approach 
    satisfies the applicable statute, regulations, or both.
        The agency has adopted Good Guidance Practices (GGP's), which set 
    forth the agency's policies and procedures for the development, 
    issuance, and use of guidance documents (62 FR 8961, February 27, 
    1997). This draft guidance document is issued as a Level 2 guidance 
    document
    
    [[Page 43952]]
    
    consistent with GGP's. This draft guidance document was first made 
    available on the internet on June 20, 1997. FDA now believes that it 
    would be useful to make the document more widely available for comment.
    
    III. Electronic Access
    
        In order to receive the draft guidance document ``Off-the-Shelf 
    Software Use In Medical Devices,'' via your fax machine, call the CDRH 
    Facts-On-Demand (FOD) at 800-899-0381 or 301-827-0111 from a touch-
    tone-telephone. At the first voice prompt press 1 to access DSMA Facts, 
    at second voice prompt press 2, and then enter the document number 
    (585) followed by the pound sign (#). Then follow the remaining voice 
    prompts to complete your request.
        Persons interested in obtaining a copy of the guidance may also do 
    so using the World Wide Web (WWW). CDRH maintains an entry on the WWW 
    for easy access to information including text, graphics, and files that 
    may be downloaded to a personal computer with access to the Web. 
    Updated on a regular basis, the CDRH home page includes ``Off-the-Shelf 
    Software Use In Medical Devices'' device safety alerts, Federal 
    Register reprints, information on premarket submissions (including 
    lists of approved applications and manufacturers' addresses), small 
    manufacturers' assistance, information on video conferencing and 
    electronic submissions, mammography matters, and other device-oriented 
    information. The CDRH home page may be accessed at ``http://
    www.fda.gov/cdrh''.
    
    IV. Comments
    
        Interested persons may, on or before November 16, 1998, submit to 
    the Dockets Management Branch (address above) written comments 
    regarding this draft guidance. Two copies of any comments are to be 
    submitted, except that individuals may submit one copy. Comments are to 
    be identified with the docket number found in brackets in the heading 
    of this document. Received comments may be seen in the office above 
    between 9 a.m. and 4 p.m., Monday through Friday.
        After November 16, 1998, written comments regarding this draft 
    guidance document may be submitted at any time to the contact person 
    (address above).
    
        Dated: August 4, 1998.
    D.B. Burlington,
    Director, Center for Devices and Radiological Health.
    [FR Doc. 98-21996 Filed 8-14-98; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
08/17/1998
Department:
Food and Drug Administration
Entry Type:
Notice
Action:
Notice.
Document Number:
98-21996
Dates:
Submit written comments by November 16, 1998. After the close of the comment period, written comments may be submitted at any time to
Pages:
43951-43952 (2 pages)
Docket Numbers:
Docket No. 98D-0565
PDF File:
98-21996.pdf