99-21306. Certification Renewal and Amendment Processes  

  • [Federal Register Volume 64, Number 158 (Tuesday, August 17, 1999)]
    [Rules and Regulations]
    [Pages 44645-44650]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-21306]
    
    
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    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Part 76
    
    RIN 3150-AF85
    
    
    Certification Renewal and Amendment Processes
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) is amending the 
    regulations governing the U.S. Enrichment Corporation's (USEC or the 
    Corporation) gaseous diffusion plants to modify the certification 
    renewal and amendment processes. The amendments are intended to improve 
    these processes so that they are more effective and efficient. The 
    final rule modifies the process for certificate renewals, establishes a 
    process for certificate amendments comparable to the process currently 
    used to amend a fuel cycle license, revises the appeal process for 
    amendments, eliminates the ``significant'' designation for amendments, 
    simplifies the criteria for persons who are eligible to file a petition 
    for review of an amendment action, removes references to the initial 
    application because the initial certificates have been issued, and 
    lengthens the time periods associated with filing a petition for 
    review.
    
    EFFECTIVE DATE: September 16, 1999.
    
    FOR FURTHER INFORMATION CONTACT: Mr. John L. Telford, Office of Nuclear 
    Material Safety and Safeguards, U.S. Nuclear Regulatory Commission, 
    Washington, DC 20555-0001, telephone (301) 415-6229, e-mail 
    [email protected]
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The regulations establishing NRC's requirements for USEC's Paducah 
    and Portsmouth gaseous diffusion plants (GDPs) were published on 
    September 23, 1994 (59 FR 48960). Subsequently, the Atomic Energy Act 
    (AEA) of 1954 was modified to increase the period for certificate 
    renewals from 1 year to up to 5 years. The regulations implementing 
    this modification to the AEA were published on February 12, 1997 (62 FR 
    6670). On March 3, 1997, the GDP's came under NRC's oversight. Since 
    1997, the NRC has implemented the initial certification and numerous 
    certificate amendments. As a result, the NRC staff identified several 
    areas where changes would improve the effectiveness and efficiency of 
    the certificate renewal and amendment processes.
        On September 15, 1998 (63 FR 49301), the NRC published a proposed 
    rule that presented amendments to 10 CFR Part 76 intended to make the 
    certification renewal and amendment processes more effective and 
    efficient.
    
    Comments on the Proposed Rule
    
        The Commission received one letter commenting on the proposed rule. 
    A copy of the letter is available for public inspection and copying for 
    a fee at the
    
    [[Page 44646]]
    
    Commission's Public Document Room, located at 2120 L Street, NW (Lower 
    Level), Washington, D.C. This letter came from USEC, which leases and 
    operates the GDPs. The Corporation supported the proposed rule, but had 
    two specific comments.
        Comment 1: ``The proposed wording states that a certificate 
    amendment will be effective when issued by the NRC staff. Immediate 
    implementation upon issuance of the amendment may be possible in some 
    cases; however, in most cases some implementation time will be 
    required. USEC anticipates that in submitting amendment requests, it 
    will continue the current practice of requesting that site 
    implementation occur within a certain period of time (e.g., 30 days) or 
    after completion of certain activities (e.g., equipment installation, 
    testing) after the staff's issuance of the amendment. USEC assumes that 
    the NRC, in granting an immediately effective certificate amendment, 
    will continue to provide the requisite flexibility and time for 
    effective implementation.''
        Response: The Commission agrees with the comment. When granting an 
    amendment, the NRC staff intends to allow an appropriate implementation 
    period (e.g., 30 days). To clarify this intent further, the regulatory 
    text has been modified to make an amendment effective on a date 
    specified by the NRC staff.
        Comment 2: ``These paragraphs [76.45 (d) and (e)] specify 
    requirements for obtaining the Director's review of the staff's 
    determination and the Commission's review of a Director's decision on 
    an amendment application. These paragraphs state that if the Director 
    or Commission does not issue a decision or otherwise act after 
    receiving a petition for review, the determination on the amendment 
    application remains in effect. However, the ability of the Corporation 
    to implement an effective amendment should a petition be received is 
    unclear. Therefore, USEC requests that the proposed wording in 
    Sec. 76.45(d) and Sec. 76.45(e) be clarified to indicate that, should a 
    petition on an effective amendment be received, implementation of the 
    amendment at the gaseous diffusion plants may continue, unless and 
    until the Director modifies or sets aside the findings, conclusions, 
    conditions or terms in the staff's amendment determination or the 
    Commission modifies or sets aside the findings, conclusions, conditions 
    or terms in the Director's amendment review decision. Should either the 
    staff's decision or the Director's decision be modified or set aside, 
    upon NRC notification, the Corporation would take the required actions 
    with respect to implementation of the effective amendment. USEC's 
    comments in this regard could be addressed with the addition of the 
    following language to Secs. 76.45 (d) and (e):
        The pendency of a petition [for review] under this subsection shall 
    not delay the effective date of the amendment as issued by the staff 
    under Sec. 76.45(c) above.''
        Response: The language of Sec. 76.45 (d) and (e) does not need to 
    be revised. If a petition for review is pending, the Commission 
    believes that the Corporation may implement an effective certificate 
    amendment because of the statements in Sec. 76.45 (c), (d), and (e). In 
    particular, if a petition for review is pending, it would not delay the 
    effective date of the certificate amendment. The Corporation may 
    continue implementation of an effective certificate amendment unless 
    and until it is modified or set aside by either the Director or the 
    Commission.
    
    The Final Rule
    
        This final rule makes the following changes:
        Currently, Sec. 76.37 specifies that the Director of the Office of 
    Nuclear Material Safety and Safeguards (the Director) shall publish a 
    Federal Register notice of receipt of an application for renewal. This 
    final rule replaces ``shall'' with ``may, at his or her discretion,'' 
    and inserts ``for renewal'' after the first occurrence of the word 
    ``application'' in paragraphs (a), (b), and (c). Replacing ``shall'' 
    with ``may, at his or her discretion,'' allows the Director to 
    determine if a Federal Register notice is warranted for an application 
    for renewal on a case-by-case basis. There are two reasons for this 
    action. First, if the application does not address any new safety 
    issues or there have not been any major changes to the facility or its 
    operating procedures that would substantially increase the risk 
    associated with the facility, the Director may decide that a Federal 
    Register notice is not necessary. This flexibility allows the NRC to 
    focus its resources on safety issues that have significant potential 
    risk. Second, there is no requirement in the AEA to notice an 
    application for certificate renewal. Furthermore, similar actions for 
    10 CFR Parts 30, 40, and 70 facilities are not noticed. Adding ``for 
    renewal'' clarifies that the application is specifically for renewal.
        In Sec. 76.39, the phrase ``for renewal'' is being inserted after 
    each occurrence of the word ``application.'' This clarifies that the 
    application being discussed in Sec. 76.39 is specifically for renewal.
        Section 76.45(a) is being changed to remove the responsibility for 
    making the initial decision on an amendment application from the 
    Director. This change allows the decision to grant or deny an amendment 
    application to be delegated to the branch chief. This action 
    contributes to a more efficient use of NRC resources and is comparable 
    to the process used for facilities regulated by the Commission under 10 
    CFR Parts 30, 40, and 70.
        Section 76.45(b) is being deleted. The first sentence currently 
    requires that the Director determine whether the proposed activities 
    are ``significant'' and, if so, follow the procedures specified in 
    Secs. 76.37 and 76.39. This sentence is being deleted because the 
    procedures specified in Sec. 76.37 to be followed by the Director will 
    be discretionary, and the procedures specified in Sec. 76.39 are 
    currently discretionary. Accordingly, it would not be logical to compel 
    the Director to follow either of them. This action eliminates the 
    current distinction between ``significant'' and not significant 
    proposed activities. This action also provides a more flexible and 
    efficient regulatory process. However, the public's opportunity to 
    follow each amendment remains the same because licensing documents are 
    placed in the Commission's Public Document Room, and in the near 
    future, the NRC plans to place these documents on NRC's website. 
    Accordingly, the public will have an opportunity to file a petition for 
    review of an amendment as described in revised Sec. 76.45(d). In 
    addition, the last sentence in Sec. 76.45(b) is being deleted because 
    decisions on certificate amendment applications will be delegated to 
    the branch chief. This delegation is comparable to the process 
    currently used for 10 CFR Parts 30, 40, and 70 facilities.
        The current Sec. 76.45(c) is being redesignated as paragraph (b) 
    because the current paragraph (b) is being deleted.
        In a new Sec. 76.45(c), the first sentence provides that a 
    certificate amendment will be effective on a date specified by the NRC 
    staff. This allows the NRC staff to handle issues that need to be 
    addressed quickly to avoid an unnecessary operational upset of a GDP, 
    ensure adequate protection of public health and safety from 
    radiological hazards, and/or provide for the common defense and 
    security. The second sentence of Sec. 76.45(c) provides that the NRC 
    staff may, at its discretion, publish a notice of its decision on an 
    amendment application in the Federal Register. The NRC staff will take 
    this action when publication of a notice is
    
    [[Page 44647]]
    
    warranted on a case-by-case basis. If the application does not address 
    any new safety issues or there have not been any major changes to the 
    facility or its operating procedures that would substantially increase 
    the risk associated with the facility, the NRC staff may decide that a 
    Federal Register notice is not necessary. This flexibility allows the 
    NRC to devote its resources to safety issues that have significant 
    potential risk. The AEA does not require that a certificate amendment 
    application be noticed. Furthermore, the Commission does not notice 
    similar actions for 10 CFR Parts 30, 40, and 70 facilities.
        Currently, a decision on an amendment application may be appealed 
    by filing a request for the Commission's review. A new Sec. 76.45(d), 
    concerning the NRC staff's determination on an amendment application, 
    establishes procedures for the Corporation, or any person whose 
    interests may be affected, to file a petition for the Director's 
    review. Because the initial determination on a certificate amendment 
    application may be delegated to the branch chief, it is logical for the 
    Director to be the first level of review. This process contributes to a 
    more efficient use of agency resources because an appeal issue may be 
    resolved by the Director and not require the Commission's review.
        A new Sec. 76.45(e), concerning the Director's decision, 
    establishes procedures for either the Corporation, or any person whose 
    interests may be affected and who filed a petition for review or filed 
    a response to a petition for review under Sec. 76.45(d), to file a 
    petition for the Commission's review. Because the initial review of an 
    NRC staff determination on an amendment application is rendered by the 
    Director, it is logical for the Commission to be the final level of 
    review.
        In revised Sec. 76.62(c), the phrase, ``who submitted written 
    comments in response to the Federal Register notice on the application 
    or compliance plan under Sec. 76.37, or provided oral comments at any 
    meeting held on the application or compliance plan conducted under 
    Sec. 76.39,'' is removed. This action eliminates restrictions that 
    limit those entities who may file a petition requesting review of the 
    Director's decision regarding issuance of a certificate and/or approval 
    of a compliance plan. Eliminating these restrictions is consistent with 
    the Commission's practice for 10 CFR Parts 30, 40, and 70 facilities. 
    Further, if a Federal Register notice is not issued for a certificate 
    renewal, a notice of the Director's decision will provide the first 
    published opportunity for a person whose interest may be affected to be 
    aware of the action.
        The number of days specified in Sec. 76.62(c) is being increased 
    from 15 to 30 days. This provides more time for the Corporation or 
    other members of the public whose interests may be affected to file a 
    petition for review on a certificate renewal action. Because the time 
    period for a certificate renewal was recently extended from annually to 
    up to 5 years, the need to act within 15 days because of the time 
    constraint formerly associated with annual renewals is removed.
        The sentence, ``Unless the Commission grants the petition for 
    review or otherwise acts within 60 days after the publication of the 
    Federal Register notice, the Director's initial decision on the 
    certificate application or compliance plan becomes effective and 
    final,'' is being revised to read: ``If the Commission does not issue a 
    decision or take other appropriate action within 90 days after the 
    publication of the Federal Register notice, the Director's decision 
    remains in effect.'' This change clarifies that the Director's decision 
    is effective upon issuance and, if a petition for review is filed, 
    eliminates a potential 60-day suspension of the effectiveness of the 
    Director's decision. The Director's decision remains in effect unless 
    it is changed by the Commission. This procedure is also more consistent 
    with the process for license renewals pursuant to 10 CFR Parts 30, 40, 
    and 70. In addition, to accommodate the increased time for both filing 
    a petition for review and responding to a petition, the time provided 
    for the Commission to act is being increased from 60 to 90 days 
    following publication of the Federal Register notice.
        The changes made in Sec. 76.62(c) are also being made in 
    Sec. 76.64(d) for the same reasons.
        In the introductory text of Sec. 76.91, reference to Sec. 76.35(d) 
    is being changed to Sec. 76.35(f) to correct a typographical error.
        In addition, Part 76 is being modified to remove references to the 
    initial certification application or initial certification decision 
    that are no longer relevant because the initial certificates have been 
    issued. In Secs. 76.33(a)(1), (b), (c), (d), and (e), and 76.35, 
    references to ``initial'' are being removed. Section 76.9(c) is being 
    removed as no longer relevant because the condition of effectiveness at 
    the time of the initial certification application has been satisfied. 
    Phrases in Secs. 76.21(a), 76.36(a), 76.60(e)(2), and 76.91(n) 
    concerning initial certification are being removed. References in 
    Secs. 76.7(e)(1), 76.60(c)(2), 76.60(d)(2), and 76.60(e)(1) to the NMSS 
    Director's decision on the initial certificate are also being removed.
        Section 76.33 is being amended to correct a printing error in the 
    regulatory text. In Sec. 76.33(a)(2), the redundant phrase ``the names, 
    addresses, and citizenship of its principal office,'' is being removed.
    
    Compatibility of Agreement State Regulations
    
        Under the ``Policy Statement on Adequacy and Compatibility of 
    Agreement State Programs'' that was approved by the Commission on June 
    30, 1997, and published in the Federal Register on September 3, 1997 
    (62 FR 46517), Part 76 is classified as compatibility Category ``NRC''. 
    The NRC program elements in this category are those that relate 
    directly to areas of regulation reserved to the NRC by the AEA or 
    provisions of Title 10 of the Code of Federal Regulations.
    
    Plain Language
    
        The Presidential Memorandum dated June 1, 1998, entitled, ``Plain 
    Language in Government Writing,'' directed that the government's 
    writing be in plain language. This memorandum was published June 10, 
    1998 (63 FR 31883). In complying with this directive, editorial changes 
    have been made in the final revisions to improve the organization and 
    readability of the existing language of the paragraphs being revised. 
    These types of changes are not discussed further in this notice.
    
    Voluntary Consensus Standards
    
        The National Technology Transfer and Advancement Act of 1995, Pub. 
    L. 104-113, requires that agencies use technical standards that are 
    developed or adopted by voluntary consensus standard bodies unless the 
    use of such a standard is inconsistent with applicable law or otherwise 
    impractical. In this final rule, the NRC is amending the regulations 
    governing the gaseous diffusion plants to modify the process used to 
    renew or amend a certificate of compliance. The amended regulations are 
    procedural and apply to a specific entity. Therefore, this action does 
    not establish a technical standard of generally applicable 
    requirements.
    
    Environmental Impact: Categorical Exclusion
    
        The NRC has determined that this regulation is the type of action 
    described as a categorical exclusion in 10 CFR 51.22(c)(2). Therefore, 
    neither an environmental impact statement nor an environmental 
    assessment has been prepared for this final rule.
    
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    Paperwork Reduction Act Statement
    
        The information collection requirements contained in this final 
    rule of limited applicability affect fewer than ten respondents. 
    Therefore, Office of Management and Budget approval is not required 
    pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et 
    seq.).
    
    Regulatory Analysis
    
        This final rule modifies the process for certificate renewals, 
    establishes a process for certificate amendments comparable to the 
    process currently used to amend a fuel cycle license, revises the 
    appeal process for amendments, eliminates the ``significant'' 
    designation for amendments, simplifies the criteria for persons who are 
    eligible to file a petition for review of an amendment action, removes 
    references to the initial application because the initial certificates 
    have been issued, and lengthens the time periods associated with filing 
    a petition for review.
        Part 76 contains a process for amending a certificate and the GDP 
    certificates have been amended several times. These actions identified 
    several deficiencies in the Sec. 76.45 process that should be 
    corrected. The NRC staff examined how the process could be revised and 
    improved so that it is more effective and efficient. The amendment 
    process for GDP certificates as modified by this final rule parallels 
    the process currently used for 10 CFR Parts 30, 40, and 70 facilities. 
    This final rule also removes the ambiguity associated with determining 
    who can petition the NRC for review of an amendment application 
    decision.
        Because the statute has been amended to allow up to a 5-year 
    certificate renewal period instead of an annual certificate renewal 
    requirement, the lengthened certificate period has permitted 
    consideration of improvements to the certificate renewal process. 
    Because the annual certification time constraint has been removed, the 
    final rule makes appropriate changes to the time for appeals and lifts 
    restrictions on who may appeal a certification decision. As a result, 
    the certificate renewal process more closely resembles the process for 
    renewal of materials and fuel cycle facility licenses under 10 CFR 
    Parts 30, 40, and 70.
        A no-change option retains the deficiencies and ambiguities 
    identified in the current certification renewal and amendment processes 
    and precludes an improved process that is more effective and efficient.
    
    Impacts on the Corporation
    
        An uncomplicated certificate amendment process provides a more 
    timely regulatory process. If the identified deficiencies and 
    ambiguities in the amendment process are not corrected, there is a 
    potential for expense due to plant operational delays and reduced 
    efficiencies that may be related to amendment requests.
        Clarification of who can petition the Director for review of an NRC 
    staff determination on an amendment application and/or extension of the 
    period for requesting a review may result in additional petitions. 
    Similarly, lifting restrictions on who can petition for review of a 
    certification renewal decision and lengthening the time for this type 
    of petition may result in additional petitions. This rulemaking is not 
    expected to have any adverse economic impacts on the Corporation.
    
    Benefit
    
        An uncomplicated process for certificate amendment will result in a 
    more effective and efficient NRC review process. This, in turn, 
    provides for more timely completion of amendment reviews. Clarification 
    of who can petition the Director for review of a certificate amendment 
    determination will remove undesirable ambiguities. Specifically, the 
    final rule removes a restriction on who can petition for review by 
    eliminating the current requirement that a petition for review may only 
    be filed by a person who had previously provided comments. The final 
    rule will allow anyone whose interests may be affected to file a 
    petition for review. The extension of the time periods associated with 
    filing a petition for review provides more time for the public to 
    participate in the amendment process. The final rule also removes the 
    same restrictions on who may petition for review of a certification 
    renewal decision and extends the time period for accepting petitions 
    for review of a certification renewal decision. The final rule also 
    provides for NRC staff discretion in publishing the Federal Register 
    notice of receipt of the application for Certificate renewal. This 
    discretion permits the NRC staff to use its resources in the most 
    effective and efficient manner.
    
    Preferred Option
    
        The preferred option is amending the regulations to eliminate 
    ambiguities, reduce inefficiencies, better define the processes for 
    certificate renewals and amendments, allow immediately effective 
    amendments, and allow more time for public participation, while 
    continuing to ensure adequate protection of public health and safety.
        This constitutes the regulatory analysis for the final rule.
    
    Regulatory Flexibility Certification
    
        In accordance with the Regulatory Flexibility Act, 5 U.S.C. 605(b), 
    the Commission certifies that this final rule does not have a 
    significant economic impact on a substantial number of small entities 
    because it only addresses USEC or its successor. The Corporation does 
    not fall within the scope of the definition of ``small entities'' set 
    forth in 10 CFR 2.810 or the Small Business Size Standards set out in 
    regulations issued by the Small Business Administration at 13 CFR part 
    121.
    
    Backfit Analysis
    
        The NRC has determined that these amendments do not involve any 
    provisions that would impose backfits as defined in 10 CFR 76.76. 
    Therefore, a backfit analysis is not required for this final rule.
    
    Small Business Regulatory Enforcement Fairness Act
    
        In accordance with the Small Business Regulatory Enforcement 
    Fairness Act of 1996, the NRC has determined that this action is not a 
    major rule and has verified this determination with the Office of 
    Information and Regulatory Affairs of OMB.
    
    List of Subjects in 10 CFR Part 76
    
        Certification, Criminal penalties, Radiation protection, Reporting 
    and recordkeeping requirements, Security measures, Special nuclear 
    material, Uranium enrichment by gaseous diffusion.
        For the reasons set out in the preamble and under the authority of 
    the Atomic Energy Act of 1954, as amended; the Energy Reorganization 
    Act of 1974, as amended; and 5 U.S.C. 552 and 553; the NRC is adopting 
    the following amendments to 10 CFR Part 76.
    
    PART 76--CERTIFICATION OF GASEOUS DIFFUSION PLANTS
    
        1. The authority citation for Part 76 continues to read as follows:
    
        Authority: Secs. 161, 68 Stat. 948, as amended, secs. 1312, 
    1701, as amended, 106 Stat. 2932, 2951, 2952, 2953, 110 Stat. 1321-
    349 (42 U.S.C. 2201, 2297b-11, 2297f); secs. 201, as amended, 204, 
    206, 88 Stat. 1244, 1245, 1246 (42 U.S.C. 5841, 5842, 5845, 5846); 
    sec. 234(a), 83 Stat. 444, as amended by Pub. L. 104-134, 110 Stat. 
    1321, 1321-349 (42 U.S.C. 2243(a)).
        Sec. 76.7 also issued under Pub. L. 95-601, sec. 10, 92 Stat. 
    2951 (42 U.S.C. 5851). Sec.
    
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    76.22 is also issued under sec. 193(f), as amended, 104 Stat. 2835, 
    as amended by Pub. L. 104-134, 110 Stat. 1321, 1321-349 (42 U.S.C. 
    2243(f)). Sec. 76.35(j) also issued under sec. 122, 68 Stat. 939 (42 
    U.S.C. 2152).
    
        2. In Sec. 76.7, paragraph (e)(1) is revised to read as follows:
    
    
    Sec. 76.7  Employee protection.
    
    * * * * *
        (e)(1) The Corporation shall prominently post the revision of NRC 
    Form 3, ``Notice to Employees,'' referenced in 10 CFR 19.11(c). This 
    form must be posted at locations sufficient to permit employees 
    protected by this section to observe a copy on the way to or from their 
    place of work. Premises must be posted during the term of the 
    certificate and for 30 days following certificate termination.
    * * * * *
    
    
    Sec. 76.9  [Amended]
    
        3. In Sec. 76.9, paragraph (c) is removed.
        4. In Sec. 76.21, paragraph (a) is revised to read as follows:
    
    
    Sec. 76.21  Certificate required.
    
        (a) The Corporation or its contractors may not operate the gaseous 
    diffusion plants at Piketon, Ohio, and Paducah, Kentucky, unless an 
    appropriate certificate of compliance, and/or an approved compliance 
    plan is in effect under this part. Unless authorized by the NRC under 
    other provisions of this chapter, a person other than the Corporation 
    or its contractors may not acquire, deliver, receive, possess, use, or 
    transfer radioactive material at the gaseous diffusion plants at 
    Piketon, Ohio, and Paducah, Kentucky.
    * * * * *
        5. Section 76.33 is revised to read as follows:
    
    
    Sec. 76.33  Application procedures.
    
        (a) Filing requirements. (1) An application for a certificate of 
    compliance must be tendered by filing 20 copies of the application with 
    the Director, Office of Nuclear Material Safety and Safeguards, with 
    copies sent to the NRC Region III Office and appropriate resident 
    inspector, in accordance with Sec. 76.5.
        (2) The application must include the full name, address, age (if an 
    individual), and citizenship of the applicant. If the applicant is a 
    corporation or other entity, the application must indicate the State 
    where it was incorporated or organized; the location of the principal 
    office; and the names, addresses, and citizenship of its principal 
    officers. The applicant shall include any known information concerning 
    the control or ownership, if any, exercised over the applicant by any 
    alien, foreign corporation, or foreign government.
        (b) Oath or affirmation. An application for a certificate of 
    compliance must be executed in a signed original by a duly authorized 
    officer of the Corporation under oath or affirmation.
        (c) Pre-filing consultation. The Corporation may confer with the 
    Commission's staff before filing an application.
        (d) Additional information. At any time during the review of an 
    application, the Corporation may be required to supply additional 
    information to the Commission's staff to enable the Commission or the 
    Director, as appropriate, to determine whether the certificate should 
    be issued or denied, or to determine whether a compliance plan should 
    be approved.
        (e) Withholdable information. If an application contains Restricted 
    Data, National Security Information, Safeguards Information, 
    Unclassified Controlled Nuclear Information, proprietary data, or other 
    withholdable information, the applicant shall ensure that the 
    withholdable information is separate from the information to be made 
    publicly available.
        6. In Sec. 76.35, the section heading and introductory paragraph 
    are revised to read as follows:
    
    
    Sec. 76.35  Contents of application.
    
        The application for a certificate of compliance must include the 
    information identified in this section.
    * * * * *
        7. In Sec. 76.36, paragraph (a) is revised to read as follows:
    
    
    Sec. 76.36  Renewals.
    
        (a) The Corporation shall file periodic applications for renewal, 
    as required by Sec. 76.31.
    * * * * *
        8. Section 76.37 is revised to read as follows:
    
    
    Sec. 76.37  Federal Register notice.
    
        The Director may, at his or her discretion, publish in the Federal 
    Register:
        (a) A notice of the filing of an application for renewal 
    (specifying that copies of the application, except for Restricted Data, 
    Unclassified Controlled Nuclear Information, Classified National 
    Security Information, Safeguards Information, Proprietary Data, or 
    other withholdable information will be made available for public 
    inspection in the Commission's Public Document Room at 2120 L Street, 
    NW. (Lower Level), Washington, DC, and in the local public document 
    room at or near the location of the plant);
        (b) A notice of opportunity for written public comment on the 
    application for renewal; and
        (c) The date of any scheduled public meeting regarding the 
    application for renewal.
        9. In Sec. 76.39, paragraph (a), and paragraphs (b)(1) and (b)(4) 
    are revised to read as follows:
    
    
    Sec. 76.39  Public meeting.
    
        (a) A public meeting will be held on an application for renewal if 
    the Director, in his or her discretion, determines that a meeting is in 
    the public interest with respect to a decision on the application for 
    renewal.
        (b) * * *.
        (1) The Director shall conduct any public meeting held on the 
    application for renewal.
    * * * * *
        (4) Members of the public will be given an opportunity during a 
    public meeting to make their views regarding the application for 
    renewal known to the Director.
    * * * * *
        10. Section 76.45 is revised to read as follows:
    
    
    Sec. 76.45  Application for amendment of certificate.
    
        (a) Contents of an amendment application. In addition to the 
    application for certification submitted under Sec. 76.31, the 
    Corporation may at any time apply for an amendment of the certificate 
    to cover proposed new or modified activities. The amendment application 
    should contain sufficient information for the NRC to make findings of 
    compliance or acceptability for the proposed activities in the same 
    manner as was required for the original certificate.
        (b) Oath or affirmation. An application for an amendment of the 
    certificate of compliance must be executed in a signed original by the 
    Corporation under oath or affirmation.
        (c) Amendment application determinations. If the NRC staff approves 
    an application for a certificate amendment, it will be effective on a 
    date specified by the NRC staff. If an application for a certificate 
    amendment is not approved by the NRC staff, the Corporation will be 
    informed in writing. The NRC staff may, at its discretion, publish 
    notice of its determination on an amendment application in the Federal 
    Register.
        (d) Request for review of staff's determination on an amendment 
    application. The Corporation, or any person whose interest may be 
    affected,
    
    [[Page 44650]]
    
    may file a petition requesting the Director's review of an NRC staff 
    determination on an amendment application. A petition requesting the 
    Director's review may not exceed 30 pages and must be filed within 30 
    days after the date of the NRC staff's determination. Any person 
    described in this paragraph may file a written response to a petition 
    requesting the Director's review. This response may not exceed 30 pages 
    and must be filed within 15 days after the filing date of the petition 
    requesting the Director's review. The Director may adopt, modify, or 
    set aside the findings, conclusions, conditions, or terms in the NRC 
    staff's amendment determination by providing a written basis for the 
    action. If the Director does not issue a decision or take other 
    appropriate action within 60 days after receiving the petition for 
    review, the NRC staff's determination on the amendment application 
    remains in effect.
        (e) Request for review of a Director's decision. The Corporation, 
    or any person whose interest may be affected and who filed a petition 
    for review or filed a response to a petition for review under 
    Sec. 76.45(d), may file a petition requesting the Commission's review 
    of a Director's decision on an amendment application.
        (1) A petition requesting the Commission's review may not exceed 30 
    pages and must be filed within 30 days after the date of the Director's 
    decision. A petition requesting the Commission's review may be either:
        (i) Delivered to the Rulemakings and Adjudications Staff of the 
    Office of the Secretary at One White Flint North, 11555 Rockville Pike, 
    Rockville, MD 20852; or
        (ii) Sent by mail or telegram to the Secretary, U.S. Nuclear 
    Regulatory Commission, Washington, DC 20555-0001, Attention: 
    Rulemakings and Adjudications Staff.
        (2) Any person described in paragraph (e) of this section may file 
    a written response to a petition requesting the Commission's review. 
    This response may not exceed 30 pages and must be filed within 15 days 
    after the filing date of the petition requesting the Commission's 
    review.
        (3) The Commission may adopt, by order, further procedures that, in 
    its judgment, would serve the purpose of review of the Director's 
    decision. The Commission may adopt, modify, or set aside the findings, 
    conclusions, conditions, or terms in the Director's amendment review 
    decision and will state the basis of its action in writing. If the 
    Commission does not issue a decision or take other appropriate action 
    within 90 days after receiving the petition for review, the Director's 
    decision, under Sec. 76.45(d), on the amendment application remains in 
    effect.
        11. In Sec. 76.60, paragraphs (c)(2), (d)(2), (e)(1), and (e)(2) 
    are revised to read as follows:
    
    
    Sec. 76.60  Regulatory requirements which apply.
    
    * * * * *
        (c) * * *
        (2) The Corporation shall post NRC Form 3 during the term of the 
    certificate and for 30 days following certificate termination.
        (d) * * *
        (2) The Corporation shall comply with the requirements in this part 
    or as specified in an approved plan for achieving compliance.
        (e) * * *
        (1) The Corporation shall comply with the requirements in 
    Secs. 21.6 and 21.21.
        (2) Under Sec. 21.31, procurement documents issued by the 
    Corporation must specify that the provisions of 10 CFR Part 21 apply.
    * * * * *
        12. In Sec. 76.62, paragraph (c) is revised to read as follows:
    
    
    Sec. 76.62  Issuance of certificate and/or approval of compliance plan.
    
    * * * * *
        (c) The Corporation, or any person whose interest may be affected, 
    may file a petition, not to exceed 30 pages, requesting review of the 
    Director's decision. This petition must be filed with the Commission 
    not later than 30 days after publication of the Federal Register 
    notice. Any person described in this paragraph may file a response to 
    any petition for review, not to exceed 30 pages, within 15 days after 
    the filing of the petition. If the Commission does not issue a decision 
    or take other appropriate action within 90 days after the publication 
    of the Federal Register notice, the Director's decision remains in 
    effect. The Commission may adopt, by order, further procedures that, in 
    its judgment, would serve the purpose of review of the Director's 
    decision.
    * * * * *
        13. In Sec. 76.64, paragraph (d) is revised to read as follows:
    
    
    Sec. 76.64  Denial of certificate or compliance plan.
    
    * * * * *
        (d) The Corporation, or any person whose interest may be affected, 
    may file a petition for review, not to exceed 30 pages, requesting 
    review of the Director's decision. This petition for review must be 
    filed with the Commission not later than 30 days after publication of 
    the Federal Register notice. Any person described in this paragraph may 
    file a response to any petition for review, not to exceed 30 pages, 
    within 15 days after the filing of the petition for review. If the 
    Commission does not issue a decision or take other appropriate action 
    within 90 days after the publication of the Federal Register notice, 
    the Director's decision remains in effect. The Commission may adopt, by 
    order, further procedures that, in its judgment, would serve the 
    purpose of review of the Director's decision.
    * * * * *
        14. In Sec. 76.91, the introductory paragraph and paragraph (n) are 
    revised to read as follows:
    
    
    Sec. 76.91  Emergency planning.
    
        The Corporation shall establish, maintain, and be prepared to 
    follow a written emergency plan. The emergency plan submitted under 
    Sec. 76.35(f) must include the following information:
    * * * * *
        (n) Comment from offsite response organizations. The Corporation 
    shall allow the offsite response organizations that are expected to 
    respond in case of an accident 60 days to comment on the emergency plan 
    before submitting it to NRC. The Corporation shall provide any comments 
    received within the 60 days to the NRC with the emergency plan.
    * * * * *
    
        Dated at Rockville, Maryland, this 11th day of August, 1999.
    
        For the Nuclear Regulatory Commission.
    Annette L. Vietti-Cook,
    Secretary of the Commission.
    [FR Doc. 99-21306 Filed 8-16-99; 8:45 am]
    BILLING CODE 7590-01-P
    
    
    

Document Information

Effective Date:
9/16/1999
Published:
08/17/1999
Department:
Nuclear Regulatory Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
99-21306
Dates:
September 16, 1999.
Pages:
44645-44650 (6 pages)
RINs:
3150-AF85: Certification Renewal Amendment Process
RIN Links:
https://www.federalregister.gov/regulations/3150-AF85/certification-renewal-amendment-process
PDF File:
99-21306.pdf
CFR: (16)
10 CFR 234(a)
10 CFR 76.45(d)
10 CFR 76.35(f)
10 CFR 76.7
10 CFR 76.9
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