Z5-2810. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to ...
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Correction
In notice document E5-2810 beginning on page 32386 in the issue of Thursday, June 2, 2005 make the following correction:
On page 32387, in the first column, in the footnotes, the first paragraph of footnote 3 should read: “3 Currently, broker-dealers register or report branch offices or other business locations on Schedule E of the Form BD. NYSE member firms are required to submit the NYSE Branch Office Application to register a branch office with the NYSE. In addition, Connecticut, Florida, Nevada and Vermont have separate branch office forms that request similar information for firms seeking to register a branch office in those states; moreover, more than 20 states require broker-dealers to submit a “notice filing” when a firm opens or closes a branch office.”.
End Supplemental Information[FR Doc. Z5-2810 Filed 8-18-05; 8:45 am]
BILLING CODE 1505-01-D
Document Information
- Published:
- 08/19/2005
- Department:
- Securities and Exchange Commission
- Entry Type:
- Correction
- Document Number:
- Z5-2810
- Pages:
- 48802-48802 (1 pages)
- Docket Numbers:
- Release No. 34-51742, File No. SR-NASD-2005-030
- PDF File:
- z5-2810.pdf