Z5-2810. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Proposed Uniform Branch Office Registration Form (“Form BR”) and Amendments to ...  

  • Start Preamble Start Printed Page 48802 End Preamble Start Supplemental Information

    Correction

    In notice document E5-2810 beginning on page 32386 in the issue of Thursday, June 2, 2005 make the following correction:

    On page 32387, in the first column, in the footnotes, the first paragraph of footnote 3 should read: “3 Currently, broker-dealers register or report branch offices or other business locations on Schedule E of the Form BD. NYSE member firms are required to submit the NYSE Branch Office Application to register a branch office with the NYSE. In addition, Connecticut, Florida, Nevada and Vermont have separate branch office forms that request similar information for firms seeking to register a branch office in those states; moreover, more than 20 states require broker-dealers to submit a “notice filing” when a firm opens or closes a branch office.”.

    End Supplemental Information

    [FR Doc. Z5-2810 Filed 8-18-05; 8:45 am]

    BILLING CODE 1505-01-D

Document Information

Published:
08/19/2005
Department:
Securities and Exchange Commission
Entry Type:
Correction
Document Number:
Z5-2810
Pages:
48802-48802 (1 pages)
Docket Numbers:
Release No. 34-51742, File No. SR-NASD-2005-030
PDF File:
z5-2810.pdf