99-19715. Order Cancelling Registration of Certain Transfer Agents  

  • [Federal Register Volume 64, Number 147 (Monday, August 2, 1999)]
    [Notices]
    [Pages 41983-41984]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-19715]
    
    
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    SECURITIES AND EXCHANGE COMMISSION
    
    [Release No. 34-41651]
    
    
    Order Cancelling Registration of Certain Transfer Agents
    
    July 26, 1999.
        On May 21, 1999, notice was published in the Federal Register that 
    the Securities and Exchange Commission (``Commission'') intended to 
    issue an order, pursuant to Section 17a(c)(4)(B) of the Securities 
    Exchange Act of 1934 (Exchange Act),\1\ cancelling the registrations of 
    the transfer agents whose names appear in the Appendix attached to this 
    Order.\2\ For the reasons discussed below, the Commission is cancelling 
    the registration of each of the transfer agents identified in the 
    attached Appendix.
    
        \1\ 15 U.S.C. 78q-1(c)(4)(B).
        \2\ Securities Exchange Act Release No. 34-41391 (May 12, 1999), 
    64 FR 27840 (May 21, 1999).
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    FOR FURTHER INFORMATION CONTACT: Jerry W. Carpenter, Assistant 
    Director, or Gregory J. Dumark, Staff Attorney, at 202/942-4187, 
    Division of Market Regulation, Securities and Exchange Commission, 450 
    Fifth Street, N.W., Washington, D.C. 20549-1001.
    
    Background and Discussion
    
        Section 17A(c)(4)(B) of the Exchange Act provides that if the 
    Commission finds that any transfer agent registered with the Commission 
    is no longer in existence or has ceased to do business as a transfer 
    agent, the Commission shall by order cancel that transfer agent's 
    registration. On May 12, 1999, the Commission issued a Notice of
    
    [[Page 41984]]
    
    Intention to Cancel Registrations of Certain Transfer Agents which 
    identified 14 transfer agents that the Commission believed were no 
    longer in existence or had ceased doing business as transfer agents. 
    The Notice stated that at any time after June 20, 1999, which was 30 
    days after the Notice was published in the Federal Register, the 
    Commission intended to issue an order cancelling the registrations of 
    any or all of the identified transfer agents. None of the 14 identified 
    transfer agents have contacted the Commission to object to the 
    cancellation of its registration.
        Accordingly, the Commission is cancelling the registration of each 
    of the identified 14 transfer agents.
    
    Order
    
        On the basis of the foregoing, the Commission finds that each of 
    the transfer agents whose name appears in the attached Appendix either 
    is no longer in existence or has ceased doing business as a transfer 
    agent.
        It is therefore ordered, pursuant to section 17A(c)(4)(B) of the 
    Exchange Act, that the registration of each of the transfer agents 
    whose name appears in the attached Appendix be and hereby is canceled.
    
        For the Commission by the Division of Market Regulation, 
    pursuant to delegated authority.\3\
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        \3\ 17 CFR 200.30-3(a)(22).
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    Margaret H. McFarland,
    Deputy Secretary.
    
                                    Appendix
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            Registration No.                           Name
    ------------------------------------------------------------------------
    84-1758.........................  Corporate Strategic Services, Inc.
    84-1997.........................  DC Trading & Development Corp.
    84-5406.........................  First Federal Savings Bank Bryan,
                                       Texas.
    84-1945.........................  Hawthorne Shareholder Services, Inc.
    84-5553.........................  The Herman Group, Inc.
    84-5522.........................  Keller Financial Services, Inc.
    84-1766.........................  Kinlaw Energy Partners Corp.
    84-5615.........................  NRG Incorporated.
    84-5560.........................  Partnership Services, Inc.
    84-0047.........................  Penn Square Management Corporation.
    84-5412.........................  Schuster, Jill Lauren.
    84-998..........................  Silver Crescent, Inc.
    84-5614.........................  Wisconsin Real Estate Investment
                                       Trust.
    84-1566.........................  Yreka United, Inc.
    ------------------------------------------------------------------------
    
    [FR Doc. 99-19715 Filed 7-30-99; 8:45 am]
    BILLING CODE 8010-01-M
    
    
    

Document Information

Published:
08/02/1999
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
99-19715
Pages:
41983-41984 (2 pages)
Docket Numbers:
Release No. 34-41651
PDF File:
99-19715.pdf