98-22414. Program Announcement, ``Nonparticipating State Program, Kentucky''  

  • [Federal Register Volume 63, Number 161 (Thursday, August 20, 1998)]
    [Notices]
    [Pages 44637-44642]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-22414]
    
    
    =======================================================================
    -----------------------------------------------------------------------
    
    DEPARTMENT OF JUSTICE
    
    Office of Juvenile Justice and Delinquency Prevention
    [OJP (OJJDP)-1186]
    RIN 1121-ZB23
    
    
    Program Announcement, ``Nonparticipating State Program, 
    Kentucky''
    
    AGENCY: Office of Justice Programs, Office of Juvenile Justice and 
    Delinquency Prevention, Justice.
    
    ACTION: Notice of issuance of competitive program announcement.
    
    -----------------------------------------------------------------------
    
    SUMMARY: Notice is hereby given that the Office of Juvenile Justice and 
    Delinquency Prevention (OJJDP), pursuant to the provisions of Section 
    223(d) of the Juvenile Justice and Delinquency Prevention Act of 1974, 
    as amended, 42 U.S.C. 5601 et seq., (hereinafter the JJDP Act), is 
    issuing a program announcement and solicitation for applications from 
    local public and private nonprofit agencies serving the State of 
    Kentucky. Because of non-compliance with the core requirements of the 
    JJDP Act, the State is not eligible to receive its fiscal year 1994, 
    1995, and 1996 Formula Grants program allocations under Part B of Title 
    II of the JJDP Act. These funds total $2,477,000. Eligible applicants 
    for the Nonparticipating State Program are limited to local public and 
    private nonprofit agencies who propose innovative service delivery 
    programs designed to provide placement alternatives to secure 
    confinement placements that are not consistent with the core 
    requirements of the JJDP Act. Applicants must currently be operating in 
    the State and their proposed programs must directly impact the State of 
    Kentucky's ability to meet the core requirements of the JJDP Act. Such 
    agencies are eligible to receive assistance awards to be expended over 
    a two year period. Multiple assistance awards will be made to local 
    public and
    
    [[Page 44638]]
    
    nonprofit agencies in amounts ranging from $100,000 to $150,000 per 
    applicant from a total of $1,477,000 that is available from fiscal year 
    1994-1996 Formula Grant funds that have been reallocated for award 
    under the Nonparticipating State Program. A cooperative agreement of up 
    to $1,000,000 will also be awarded on a competitive basis to a private 
    nonprofit agency currently operating statewide in Kentucky. Of this 
    amount, $800,000 would be used to contract for local community-based 
    placement alternatives to adult jails and lockups with the remaining 
    $200,000 used to manage the local assistance awards and provide 
    technical assistance to and coordination among the multiple assistance 
    award recipients funded under the Nonparticipating State Grant Program.
    
    DATES: Applications under this program are due October 19, 1998.
    
    FOR FURTHER INFORMATION CONTACT: Gregory C. Thompson, State 
    Representative, State Relations and Assistance Division, Office of 
    Juvenile Justice and Delinquency Prevention, 810 7th Street, NW, 
    Washington, DC 20531, (202) 307-5921; e-mail: Thompson@ojp.usdoj.gov
    
    SUPPLEMENTARY INFORMATION:
    
    I. Introduction and Background
    
    A. JJDP Act Statutory Requirement
    
        Pursuant to Section 223(d) of the JJDP Act, if a State chooses not 
    to submit a Formula Grants Program plan, fails to submit a plan, or 
    submits a plan which does not meet the requirements of the JJDP Act, 
    the OJJDP Administrator shall endeavor to make the Formula Grants 
    Program fund allotment, under Section 222(a) of the JJDP Act, available 
    to local public and private nonprofit agencies within the State. The 
    funds must be used solely for the purpose(s) of achieving compliance 
    with the following JJDP Act core requirements:
        1. Section 223(a)(12)(A), requires that juveniles who are charged 
    with or who have committed offenses that would not be criminal if 
    committed by an adult or offenses (Other than an offense that 
    constitutes a violation of a valid court order or a violation of 
    section 922(x) of Title 18 or a similar State law), which do not 
    constitute violations of valid court orders, or alien juveniles in 
    custody, or such nonoffenders as dependent or neglected children, shall 
    not be placed in secure detention facilities or secure correctional 
    facilities;
        2. Section 223(a)(13), provides that juveniles alleged to be or 
    found to be delinquent and youths within the purview of section 
    223(a)(12)(A) above, shall not be detained or confined in any 
    institution in which they have contact with adult persons incarcerated 
    because they have been convicted of a crime or are awaiting trial on 
    criminal charges or with the part-time or full-time security staff 
    (including management) or direct-care staff of a (collocated) jail or 
    lockup for adults;
        3. Section 223(a)(14) provides that no juvenile shall be detained 
    or confined in any jail or lockup for adults, except that the 
    Administrator shall promulgate regulations which make exceptions with 
    regard to the detention of juveniles accused of nonstatus offenses who 
    are awaiting an initial court appearance pursuant to an enforceable 
    State law requiring such appearances within twenty-four hours after 
    being taken into custody (excluding weekends and holidays) provided 
    that such exceptions are limited to areas that are in compliance with 
    section 223(a)(13); and
        a. (1) are outside a Standard Metropolitan Statistical Area; and
        (2) have no existing acceptable alternative placement available;
        b. are located where conditions of distance to be traveled or the 
    lack of highway, road, or other ground transportation do not allow for 
    court appearances within 24 hours, so that a brief (not to exceed 48 
    hours) delay is excusable; or
        c. are located where conditions of safety exist (such as severely 
    adverse, life-threatening weather conditions that do not allow for 
    reasonably safe travel), in which case the time for an appearance may 
    be delayed until 24 hours after the time that such conditions allow for 
    reasonably safe travel.
        For further information and explanation of regulatory exceptions, 
    to the provisions of Section 223(a)(12)(A), (13) and (14), see the 
    OJJDP Consolidated Regulation (28 CFR Part 31), 31.303 (c-d) 
    substantive requirements. Copies of the Consolidated Regulation may be 
    obtained by contacting the Office of Juvenile Justice and Delinquency 
    Prevention at (202) 307-5921.
    
    B. History
    
        Kentucky has begun the process of working toward compliance with 
    the core requirements of the JJDP Act. While these steps are 
    encouraging and OJJDP will continue to work with the State agency with 
    the goal of Kentucky rejoining the OJJDP Formula Grants program, based 
    on monitoring data submitted by Kentucky demonstrating failure to 
    achieve compliance with the core requirements of the JJDP Act, the 
    State has not qualified for award of its Formula Grants program 
    allocation since fiscal year 1990. Of particular concern is Kentucky's 
    chronically high number of Section 223(a)(14) jail and lockup removal 
    violations. The maximum allowable (de minimis) violation rate is 9 per 
    100,000 of the juvenile population while Kentucky's rate has ranged 
    from 409.32 to 565.48 per 100,000 over the past six years. This 
    violation rate, coupled with Kentucky's failure to pass legislation 
    incorporating the core requirements of the JJDP Act into State law, or 
    in absence of passing a State law, promulgating enforceable 
    administrative rules/executive orders that are consistent with the JJDP 
    Act core requirements and will bring the State into compliance, 
    continues to prevent Kentucky from qualifying for its Formula Grants 
    award.
    
    C. Problems to be Addressed
    
        Kentucky has not been able to successfully address the core 
    requirements of the JJDP Act due to State laws that sanction 
    violations, lack of local policies, lack of coordination in use of 
    resources, and a limited number of alternative resources available to 
    communities. Local jurisdictions, in turn, are using secure facilities 
    to detain or confine juveniles in a manner inconsistent with sections 
    223(a)(12)(A), (13) and (14) for a number of reasons:
        1. A lack of coordination and cooperation among juvenile justice 
    system agencies including schools, law enforcement, prosecution, the 
    judiciary, jails, corrections, public and private service providers, 
    and local public interest groups, which contributes to placement of 
    juveniles in jails and lockups that violate the sections 223(a)(12)(A), 
    (13), and (14) of the JJDP Act;
        2. A lack of public awareness and policies regarding the issues of 
    juveniles in secure confinement consistent with section 223(a)(13) and 
    (14), and the secure confinement of status offenders and nonoffenders 
    in violation of section 223(a)(12)(A) of the JJDP Act;
        3. The lack of a flexible network of services and programs that is 
    responsive to local jurisdiction's needs and capabilities. This network 
    should focus upon jurisdictions with the most difficult barriers to 
    meeting the core requirements of the JJDP Act; and
        4. The lack of alternative services which can be sustained over 
    time with local resources including, but not limited to:
        a. availability of appropriate secure juvenile facilities for the 
    detention of juvenile criminal-type offenders;
        b. intensive supervision in a child's home as a placement 
    alternative and use
    
    [[Page 44639]]
    
    of home detention, including electronic monitoring;
        c. emergency foster care, shelter care, group care, and independent 
    living arrangements; and
        d. crisis intervention services, short-term residential crisis 
    intervention programs, and non-secure holdovers that can be used for 
    conflict mediation, emergency holding, and provision of emergency 
    attention for youth with physical or emotional problems.
    
    II. Program Goals and Objectives
    
        In accordance with section 223(d) of the JJDP Act, the goal of the 
    Nonparticipating State Program is to assist Kentucky in developing a 
    range of secure and nonsecure alternatives and revising associated 
    policies to move the State toward measurable compliance with section 
    223(a)(12)(A), the deinstitutionalization of status offenders and 
    nonoffenders, section 223(a)(13), the separation of juveniles from 
    adults in adult jails and lockups, and section 223(a)(14), the removal 
    of juveniles from adult jails and lockups. To achieve these goals, and 
    thus ensure a fair and effective system for juvenile custody, 
    applicants must provide each of the following:
        A. A succinct statement describing their understanding of the goals 
    and objectives of the program.
        B. A problem statement to include a discussion of the applicant's 
    understanding of:
        1. State laws impacting the placement of juveniles in adult jails 
    and lockups and status offenders and non-offenders in secure detention 
    or correctional facilities, and the issues surrounding the removal of 
    such juveniles from the facilities;
        2. What the monitoring data indicates about the targeted 
    jurisdiction's compliance in relation to the measurable core 
    requirements of the JJDP Act where the applicant is proposing to 
    develop alternative placements to adult jails and lockups;
        3. State legislative, judicial and executive branch activities 
    related to supervision and protection of status offenders and non-
    offenders and jail removal;
        4. How the applicant plans to impact, in measurable terms, the goal 
    of meeting the core requirements of the JJDP Act, in Kentucky, by 
    providing community-based alternative placements to adult jails and 
    lockups; and
        5. How, in order to coordinate efforts and enhance the project's 
    impact on the State's efforts to meet the JJDP Act core requirements, 
    the local or statewide applicant has the ability to establish and 
    maintain a working relationship with the following:
    
    The selected statewide nonparticipating State grantee (local applicants 
    only);
    The Kentucky State Advisory Group (SAG); and,
    The Kentucky Department of Juvenile Justice.
    
    C. Program Strategy
    
        OJJDP anticipates funding multiple public and private nonprofit 
    local applicants to implement the program in Kentucky and a nonprofit 
    organization operating statewide to contract for community-based 
    placement alternatives to adult jails and lockups and provide technical 
    assistance to, and coordination among, the multiple service providers 
    involved in the Nonparticipating State Program.
        Applicants should describe the proposed approach and timeline for 
    achieving program goals and objectives. For applicants proposing to 
    provide community-based alternatives to detention and confinement in 
    adult jails and lockups, the timeline needs to address the development 
    of policies and procedures, a training plan for project employees, a 
    plan for the provision of program services, and public awareness 
    efforts about the core requirements of the JJDP Act. A discussion of 
    how the goals and objectives of the program will be accomplished and a 
    description of the products to be prepared, and other anticipated 
    outcomes should also be included. A plan for assessing the 
    effectiveness of the overall program must be described.
        All applicants shall establish a working relationship with the 
    Kentucky SAG and the Kentucky Department of Juvenile Justice (DJJ). 
    Each local applicant is expected to use monitoring data specific to 
    their targeted jurisdiction in their assessment of the proposed 
    project's impact on advancing the State efforts to meet the JJDP Act 
    core requirements. Additionally, the applicant is expected to provide 
    an assessment of detention and incarceration legislation, policies, 
    procedures and practices impacting the jurisdiction that is the target 
    of the proposed program.
        The strategy developed by the statewide applicant who proposes to 
    contract for community-based placement alternatives to adult jails and 
    lockups and to provide technical assistance to and coordinate among the 
    multiple service providers involved in the Nonparticipating State Grant 
    Program must describe in detail how the applicant will:
        1. Provide technical assistance to the multiple local recipients 
    and those that are providing community-based placement alternatives to 
    adult jails and lockups on program implementation and evaluation;
        2. Establish an ongoing working relationship with the Kentucky SAG 
    and the Kentucky DJJ in order to maximize the impact of the projects on 
    the State's efforts to meet the JJDP Act core requirements; and
        3. Provide coordination among other recipients participating in the 
    Nonparticipating State Grant Program to ensure that the individuals and 
    collective efforts are enhancing the State's ability to meet the core 
    requirements of the JJDP Act.
        4. Undertake a public information effort to inform public officials 
    and citizens about the core requirements of the JJDP Act and best 
    practices in juvenile justice and delinquency prevention programming.
    
    D. Program Implementation Plan
    
        Applicants should prepare a plan that outlines the major activities 
    involved in implementing the program and describe how they will 
    allocate available resources to implement the program and how the 
    program will be managed.
    
    E. Organizational Capability
    
        Applicants must demonstrate that they are eligible to compete for 
    an award on the basis of eligibility criteria established in this 
    solicitation.
    1. Organizational Experience
        Applicants must concisely describe their experience with respect to 
    the eligibility criteria described in Section IV. Applicants must 
    demonstrate how their experience and capabilities will enable them to 
    achieve the goals and objectives of this initiative.
    2. Capability of Working With Other Organizations in the State
        Applicants must demonstrate that they have discussed this program 
    with local and State elected public officials or their staffs, the 
    Kentucky DJJ, key decision makers in the juvenile justice system such 
    as juvenile court judges, associations of those involved in juvenile 
    justice, the boards of public and private youth service providers, the 
    Kentucky Jailers Association, the Kentucky SAG, and other groups whose 
    cooperation or participation is essential to the success of the 
    program. The applicant must certify that it is able to obtain the 
    aforementioned cooperation or participation.
    3. Financial Capability
        In addition to the assurances provided in Part V, Assurances (OJP 
    Form 4000/
    
    [[Page 44640]]
    
    3), OJP procedures require private nonprofit applicants to demonstrate 
    that their organization has or can establish fiscal controls and 
    accounting procedures which assure that Federal funds available under 
    this announcement are disbursed and accounted for properly.
        When the applicant is a non-governmental entity and if there has 
    been no recent history with the Office of Justice Programs (OJP), a 
    financial capability questionnaire will be provided to the applicant. 
    This questionnaire must be completed by an independent auditor and 
    submitted to the awarding agency before the award is made. Copies of 
    the form (Accounting System and Financial Capability Questionnaire--OJP 
    Form 7120/1) will be provided in the application kit and must be 
    prepared and submitted along with the application.
    
    III. Dollar Amount and Duration
    
        A. The project period for this program is two years from the date 
    of award. Local recipients will be eligible for awards ranging from 
    $100,000 to $150,000, for a total of up to $1,477,000, and the 
    statewide grantee will be eligible for an award of up to $1,000,000, of 
    which $800,000 will be used to contract for community-based placement 
    alternatives to adult jails and lockups and $200,000 will be used for 
    managing the contracts and for providing technical assistance to and 
    coordination among the multiple service providers involved in the 
    Nonparticipating State Grant Program. Funds will be made available 
    through cooperative agreements. Financial assistance provided under 
    this program requires no matching contribution in accordance with Part 
    C of Title II of the JJDP Act, except as provided under C, below.
        B. OJJDP anticipates that 10 to 15 local applicants will be 
    selected for cooperative agreements to provide community-based 
    placement alternatives to adult jails and lockups and one applicant 
    will be selected to award and manage contracts statewide to establish 
    community-based placement alternatives to adult jails and lockups and 
    provide technical assistance to and statewide coordination among the 
    multiple service providers involved in the Nonparticipating State 
    Program pursuant to the selection criteria established in this 
    announcement.
        C. No more than one-fourth of the funds received by a public or 
    private organization may be used for construction or renovation 
    purposes. Use of funds for construction is limited to innovative, 
    community-based facilities for fewer than 20 persons and must be 
    approved in advance by OJJDP. All construction funds must be matched 
    dollar-for-dollar, in cash, by the local organization.
    
    IV. Eligibility Criteria
    
        Applications are invited from local public and private nonprofit 
    agencies and from nonprofit agencies operating statewide, within the 
    State of Kentucky, that agree to operate their programs and services, 
    whether or not supported with Federal grant funds, in a manner 
    consistent with the JJDP Act core requirements and can demonstrate 
    knowledge and experience in developing and/or implementing programs and 
    projects statewide or at the local level. Applicants that have 
    previously received Nonparticipating State grant funds are also 
    eligible to compete for these funds. To be eligible for consideration, 
    an applicant must address the following:
        A. An understanding of the intent of the statutory requirements of 
    the JJDP Act and the general approaches for implementing the 
    requirements at the local level;
        B. Knowledge of, and experience with, juvenile justice systems, 
    local jails, lockups, and secure juvenile detention facilities, the 
    specific problems, strategies, and program alternatives necessary to 
    achieve the objectives of this program, ability to use monitoring data 
    specific to the targeted jurisdiction to indicate the project's impact 
    on JJDP Act compliance, and the ability to provide community-based 
    alternative placements to adult jails and lockups;
        C. Capability to develop management and fiscal systems necessary 
    for the proper administration of Federal funds;
        D. Capability to fulfill the activities and responsibilities 
    identified in the Program Strategy section of this announcement;
        E. Capability to work effectively with local and State elected 
    public officials, Kentucky Department of Juvenile Justice officials, 
    key decision makers in the juvenile justice system, the boards of 
    public and private youth service providers, the Kentucky Jailers 
    Association, and the Kentucky State Advisory Group which exist within 
    the State for the purpose of achieving the objectives of this program;
        F. Capability to analyze project impact in light of monitoring data 
    specific to the target jurisdiction;
        G. Provide an explanation of how all their agency programs and 
    services will operate in a manner consistent with the core requirements 
    of the JJDP Act;
        H. Provide a discussion of the status of the jurisdiction to be 
    impacted (city, county, State) with regard to deinstitutionalization of 
    status and nonoffenders, separating juveniles and adults by sight and 
    sound in secure placement, and removing juveniles from adult jails and 
    lockups in accordance with the JJDP Act using identified data sources 
    specifying the time period studied; and
        I. Capability to develop, submit for approval, and utilize approved 
    policies and procedures for the implementation of community-based 
    services and placement options programs, a timeline for development of 
    the policies and procedures, a training plan for project employees, a 
    timetable for the provision of program services, and a strategy to 
    educate the public about the program and solicit State and local 
    support for the core requirements of the JJDP Act.
        The applicant must describe how the provision of the proposed 
    services will directly impact, in measurable terms, the State's ability 
    to meet the measurable core requirements of the JJDP Act.
    
    V. Program Application Requirements
    
        Only applicants who agree to operate in a manner consistent with 
    the core requirements of the JJDP Act and that provide an assurance 
    that they will work toward the goal of bringing the State into 
    compliance with the core requirements of the JJDP Act will be eligible 
    for an award. All applicants must submit a completed Standard Form 424, 
    Application for Federal Assistance; Standard Form 424A, Budget 
    Information; OJP Form 4000/3, Program Narrative and Assurances; and OJP 
    Form 4061/6, Certifications. All applications must include the 
    information required by this specific solicitation and the Standard 
    Form 424. The narrative must not exceed 35 pages in length (excluding 
    forms, assurances, and appendixes) and must be submitted on 8\1/2\ by 
    11-inch paper, double spaced on one side of the paper in a standard 12-
    point font. This is necessary to maintain fair and uniform standards 
    among all applicants. If the narrative does not conform to these 
    standards, OJJDP will deem the application ineligible for 
    consideration.
        The SF-424 must appear as a cover sheet for the entire application. 
    The project summary should follow the SF-424. All other forms must then 
    follow. Applicants must sign: OJP forms 4000/3 and 4061/6, 
    Certifications Regarding Lobbying; Debarment, Suspension and other 
    Responsibility Matters; and Drug-Free Workplace Requirements. The 
    applicant's signature on this form
    
    [[Page 44641]]
    
    provides for compliance with certification requirements under 28 CFR 
    Part 69, ``New Restrictions on Lobbying'' and 28 CFR Part 67, 
    ``Government-wide Debarment and Suspension (Nonprocurement) and 
    Government-wide Requirements for Drug-Free Workplace (Grants).'' The 
    certifications shall be treated as a material representation of fact 
    upon which reliance will be placed when the Department of Justice 
    determines to award the covered transaction, grant, or cooperative 
    agreement. Applicants are requested to submit the original signed 
    application (SF-424) and two copies to OJJDP.
        Applicants that are receiving other funds in support of the 
    proposed activity should identify other organizations that will provide 
    financial assistance to the program and indicate the amount of funds to 
    be contributed during the program period. Provide the title of the 
    project, name of the public and private grantor, and amount to be 
    contributed during the program period. Give a brief description of the 
    program. In addition to the above requirements, the following 
    information should be included in the application.
        If this program is closely related to a project supported by 
    another agency, the following information must be provided:
        A. A list of the names of any organizational units that will assist 
    in any part of this other particular program activity.
        B. The title of the other project, the name of the public or 
    private grantor, and the amounts requested or to be contributed during 
    this program/budget period.
        C. A brief description of the program.
        Applications and copies must be sent to the following address: 
    Gregory C. Thompson, State Representative, Office of Juvenile Justice 
    and Delinquency Prevention, SRAD, 810 7th Street, NW, 8th Floor, 
    Washington, D.C. 20531.
        OJJDP will notify applicants in writing that their applications 
    have been received. Subsequently, applicants will be notified by letter 
    as to the decision made regarding whether or not their submission has 
    been selected for funding.
        When submitting joint applications with more than one organization, 
    the relationships among the parties must be set forth in the 
    application. As a general rule, organizations that describe their 
    working relationship as primarily cooperative or collaborative when 
    developing products and delivering services will be considered co-
    applicants. In the event of a co-applicant submission, one co-applicant 
    must be designated the payee and, as such, will receive and disburse 
    project funds and be responsible for the supervision and coordination 
    of the activities of the other co-applicant. Under this arrangement, 
    each organization would agree to be jointly and separately responsible 
    for all project funds and services. Each co-applicant must sign the SF-
    424 and indicate their acceptance of the conditions of joint and 
    separate responsibility with the other co-applicant.
        All procurement transactions, whether negotiated or competitively 
    bid and without regard to dollar value, shall be conducted in a manner 
    so as to provide maximum open and free competition. All sole source 
    procurement in excess of $100,000 must receive prior approval of the 
    awarding agency.
    
    VI. Procedures and Criteria for Selection
    
        All applicants will be evaluated and rated by an OJJDP staff panel 
    according to general selection criteria below. Selection criteria 
    determine each applicant's responsiveness to minimum program 
    application requirements, organizational capability, thoroughness, and 
    innovativeness in responding to strategic issues related to project 
    implementation. OJJDP staff reviewers will use the following criteria 
    to rate applications.
        A. Statement of the Problem. (20 Points) The applicant includes a 
    clear, concise statement of the problem addressed in this program.
        B. Definition of Objectives. (20 Points) The goals and objectives 
    are clearly defined and the objectives are clear, measurable, and 
    attainable.
        C. Project Design. (20 points) The project design is sound and 
    constitutes an effective approach to meeting the goals and objectives 
    of this program and impacting the State's efforts to meet the core 
    requirements of the JJDP Act. The design provides a detailed 
    implementation plan with a timeline that indicates significant 
    milestones in the project, due dates for products, and the nature of 
    the products to be submitted. The design contains program elements 
    directly linked to the achievement of the project.
        D. Management Structure. (15 points) The project's management 
    structure and staffing is adequate to successfully implement and 
    complete the project. The management structure for the project is 
    consistent with the project goals and tasks described in the 
    application. Application explains how the management structure and 
    staffing assignments are consistent with the needs of the program.
        E. Organizational Structure. (15 points) The applicant 
    organization's potential to conduct the project successfully must be 
    documented. Applicant demonstrates knowledge of and experience in the 
    juvenile justice field, particularly in the area of study the project 
    addresses. Applicant demonstrates that staff members have sufficient 
    substantive expertise and technical experience. The applications will 
    be judged on the appropriateness of the position descriptions, required 
    qualifications, and staff selection criteria.
        F. Reasonable of Costs. (10 points) Budgeted costs are reasonable, 
    allowable, and cost effective for the activities proposed, and are 
    directly related to the achievement of the program objectives. All 
    costs are justified in a budget narrative that explains how costs are 
    determined.
        OJJDP staff review recommendations are advisory only and the final 
    award decision will be made by the Administrator. OJJDP will negotiate 
    specific terms of the award with the selected applicants.
    
    VII. Audit Requirements
    
        State and local governments, nonprofit organizations, and 
    institutions of higher education are governed by OMB Circular A-133, as 
    amended. Whether an audit is required under this circular is dependent 
    upon the amount of Federal funds that are expended during the 
    recipient's fiscal year. If the organization expends $300,000 or more 
    per year in Federal funds, the organization shall have a single audit 
    conducted in accordance with the OMB Circular A-133.
    
    VIII. State Single Point of Contact
    
        To comply with Executive Order 12372, applicants from State and 
    local units of government or other organizations providing services 
    within a State must submit a copy of their application to the State 
    Single Point of Contact, if one exists, and if the program has been 
    selected for review by the State.
    
    IX. Civil Rights Compliance
    
        A. All recipients of OJJDP assistance including any contractors, 
    must comply with the nondiscrimination requirements of the Juvenile 
    Justice and Delinquency Prevention Act of 1974, as amended; Title VI of 
    the Civil Rights Act of 1964; section 504 of the Rehabilitative Act of 
    1973 as amended; Title IX of the Education Amendments of 1972; the Age 
    Discrimination Act of
    
    [[Page 44642]]
    
    1975; and the Department of Justice Nondiscrimination Regulations (28 
    CFR part 42, subparts C, D, E, and G).
        B. In the event a Federal or State court or administrative agency 
    makes a finding of discrimination, after a due process hearing, on the 
    grounds of race, color, religion, national origin or sex against a 
    recipient of funds, the recipient will forward a copy of the finding to 
    the Office for Civil Rights (OCR) of the Office of Justice Programs.
        C. Applicants shall maintain and submit to OJJDP upon request, 
    timely, complete, and accurate data establishing the fact that no 
    person or persons will be or have been denied or prohibited from 
    participation in, benefits of, or denied or prohibited from obtaining 
    employment in connection with any program activity funded in whole or 
    in part with funds made available under this program because of their 
    race, national origin, sex, religion, handicap or age. In the case of 
    any program under which the primary recipient of Federal funds extends 
    financial assistance to any other recipient or contracts with any other 
    person(s) or group(s) shall also submit such compliance reports to the 
    primary recipient as may be necessary to enable the primary recipient 
    to assure its civil rights compliance obligations under a grant award.
    
    X. Immigration and Naturalization Service Requirements
    
        Organizations funded under the Kentucky Nonparticipating State 
    Program must agree to complete and keep on file, as appropriate, the 
    Immigration and Naturalization Service Employment Eligibility Form (I-
    9). This form is to be used by the recipient of Federal funds to verify 
    that persons employed by the recipient are eligible to work in the 
    United States.
    
    XI. Submission Requirements
    
        This program announcement is a request for proposals from local 
    public and private nonprofit agencies in the State of Kentucky. The 
    applications and necessary forms will be provided upon request. 
    Applicants must submit an original signed application and two copies to 
    OJJDP.
        Applications must be received by mail or hand delivered to the 
    OJJDP by 5:00 p.m. EST October 19, 1998. Those applications sent by 
    mail should be addressed to: Thomas Bell, SRAD/OJJDP, United States 
    Department of Justice, 810 7th Street, NW, 8th Floor, Washington, DC 
    20531. Hand delivered applications must be taken to the SRAD, 8th 
    Floor, 810 7th Street, NW, Washington, DC between the hours of 8:00 
    a.m. and 5:00 p.m. except Saturdays, Sundays or Federal holidays.
    Shay Bilchik,
    Administrator, Office of Juvenile Justice and Delinquency Prevention.
    
    Appendix--Definitions of Terms
    
        1. Adult jail. A locked facility administered, by State, county, 
    or local law enforcement and public or private correctional 
    agencies. The purpose of such facility is to detain adults charged 
    with violating criminal law pending trial. Facilities used to hold 
    convicted adult criminal offenders, usually sentenced for less than 
    one year, are also considered adult jails.
        2. Adult lockup. Similar to an adult jail except that an adult 
    lockup is generally a municipal or police facility of a temporary 
    nature which does not hold persons after they have been formally 
    charged.
        3. Criminal-type offender. A juvenile offender who has been 
    adjudicated for conduct which would, under the law of the 
    jurisdiction in which the offense was committed, be a crime if 
    committed by an adult (i.e. a criminal-type offense).
        4. Accused juvenile offender. A juvenile on whom a petition has 
    been filed in the juvenile court or other action has occurred 
    alleging that such juvenile is a juvenile offender, (i.e., a 
    criminal-type offender or a status offender), but no final 
    adjudication has been made by the juvenile court.
        5. Adjudicated juvenile offender. A juvenile who the juvenile 
    court has determined through an adjudicative procedure is a juvenile 
    offender, (i.e., a criminal-type offender or a status offender).
        6. Facility. A place, an institution, a building or part 
    thereof, a set of buildings or an area, whether or not enclosing a 
    building or set of buildings, that is used for the lawful custody 
    and treatment of juveniles and that may be owned and/or operated by 
    public and private agencies.
        7. Juvenile offender. An individual within a juvenile court's 
    jurisdiction for purposes of adjudication and treatment based on age 
    and offense limitations as defined by State law (i.e., a criminal-
    type offender or a status offender).
        8. Lawful custody. The exercise of care, supervision and control 
    over a juvenile offender or non-offender pursuant to the provisions 
    of the law, a judicial order or decree.
        9. Local private nonprofit agency. A nonprofit organization that 
    provides services within an identifiable unit(s) or a combination of 
    units of general local government, but which is not under public 
    supervision or control. A nonprofit organization means an 
    organization described in section 501(c)(3) of the Internal Revenue 
    Code of 1986 that is exempt from taxation under section 501(a) of 
    the Internal Revenue Code of 1986.
        10. Local public agency. Any unit of local government, 
    combination of such units, or any department, agency, or 
    instrumentality of any such unit or combination of such units.
        11. Non-offender. A juvenile who is subject to the jurisdiction 
    of the juvenile court--usually under abuse, dependency, or neglect 
    statutes--for reasons other than legally prohibited conduct of the 
    juvenile.
        12. Nonparticipating State. A State which chooses not to submit 
    a plan, fails to submit a plan, or submits a plan which does not 
    meet the requirements of section 223 of the JJDP Act and thus is not 
    participating in the Formula Grants Program authorized by Part B of 
    Title II of the JJDP Act for a particular fiscal year; or a State 
    found ineligible to receive program funds because of failure to 
    achieve or maintain substantial compliance with the JJDP Act, its 
    implementing regulation (28 CFR Part 23), or a plan or application 
    submitted pursuant to Part B of Title II of the JJDP Act.
        13. Secure. As used to define a detention or correctional 
    facility this term describes residential facilities which include 
    construction fixtures designed to physically restrict the movements 
    and activities of persons in custody such as locked rooms and 
    buildings, fences, or other physical structures. It does not include 
    facilities where physical restriction of movement or activity is 
    provided solely through facility staff.
        14. Status offender. A juvenile offender who has been charged 
    with or adjudicated for conduct which would not, under the law of 
    the jurisdiction in which the offense was committed, be a crime if 
    committed by an adult.
        15. Valid Court Order. The term means a court order given by a 
    juvenile court judge to a juvenile who was brought before the court 
    and made subject to a court order; who received, before the issuance 
    of such order, the full due process rights guaranteed to such 
    juvenile by the Constitution of the United States; and with respect 
    to whom an appropriate public agency, before the issuance of such 
    order--
        (i) reviewed the behavior of such juvenile and the circumstances 
    under which such juvenile was brought before the court and made 
    subject to such order;
        (ii) determined the reasons for the behavior that caused such 
    juvenile to be brought before the court and made subject to such 
    order; and
        (iii) determined that all dispositions (including treatment), 
    other than placement in a secure detention facility or a secure 
    correctional facility, have been exhausted or are clearly 
    inappropriate.
        The requirements for using the valid court order exception can 
    be found in the Formula Grants Regulation, 28 CFR Part 31, at 
    Sec. 31.303(f).
    
    [FR Doc. 98-22414 Filed 8-19-98; 8:45 am]
    BILLING CODE 4410-18-P
    
    
    

Document Information

Published:
08/20/1998
Department:
Juvenile Justice and Delinquency Prevention Office
Entry Type:
Notice
Action:
Notice of issuance of competitive program announcement.
Document Number:
98-22414
Dates:
Applications under this program are due October 19, 1998.
Pages:
44637-44642 (6 pages)
Docket Numbers:
OJP (OJJDP)-1186
RINs:
1121-ZB23
PDF File:
98-22414.pdf