99-21700. Establishment by the National Institutes of Health of Categorical Exclusions Under the National Environmental Policy Act  

  • [Federal Register Volume 64, Number 161 (Friday, August 20, 1999)]
    [Notices]
    [Pages 45558-45560]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-21700]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    National Institutes of Health
    
    
    Establishment by the National Institutes of Health of Categorical 
    Exclusions Under the National Environmental Policy Act
    
    AGENCY: National Institutes of Health, DHHS.
    
    ACTION: Notice of establishment by the NIH of categorical exclusions 
    under the National Environmental Policy Act.
    
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    SUMMARY: This notice lists the categories of actions by the NIH that 
    normally do not require the preparation of either an environmental 
    impact statement or an environmental assessment under the National 
    Environmental Policy Act. This list has been prepared in accordance 
    with the Council On Environmental Quality's (CEQ) regulations and with 
    Chapter 30 of the DHHS General Administration Manual. These exclusions 
    apply to all NIH organizations and activities.
    
    DATES: Written comments must be received on or before October 19, 1999.
    
    ADDRESSES: Address all comments concerning this notice to Joseph G. 
    Hugo, P.E., Chief, Pollution Control Section, Division of Safety, 
    Office of Research Services, National Institutes of Health, Building 
    13, Room 2W64, Bethesda, Maryland 20892.
    
    FOR FURTHER INFORMATION CONTACT: Joseph G. Hugo, P.E., Chief, Pollution 
    Control Section, Division of Safety, Office of Research Services, 
    National Institutes of Health, Building 13, Room 2W64, Bethesda, 
    Maryland 20892; telephone 301-496-7775; FAX 301-480-8056; E-mail 
    Address: jhg@helix.nih.gov.
    
    SUPPLEMENTARY INFORMATION: The National Environmental Policy Act of 
    1969 (NEPA), as amended, 42 U.S.C. 4321 et seq., mandates that agencies 
    perform environmental reviews of their actions. NEPA specifically 
    requires that agencies prepare detailed environmental statements for 
    major Federal actions that have a significant effect on the quality of 
    the human environment, 42 U.S.C. 4332(2)(C). CEQ's regulations 
    implementing NEPA require that Federal agencies revise their policies, 
    procedures, and regulations to ensure full compliance with NEPA's 
    purposes and provisions, 40 CFR 1500.6, 1507.3. CEQ's regulations also 
    require agencies to establish procedures governing categories of 
    actions normally excluded from NEPA review because they do not 
    individually or cumulatively have a significant effect on the human 
    environment, 40 CFR 1508.4.
        DHHS adopted such procedures after giving notice in the Federal 
    Register (45 FR 76519). These procedures were approved by CEQ on 
    October 2, 1980, and they have been included in DHHS General 
    Administration Manual (GAM) Chapter 30. These procedures require DHHS 
    agencies to evaluate their actions in order to determine the potential 
    environmental effects of the actions. DHHS agencies can exclude from 
    further NEPA review the categories of actions they take that normally 
    do not have a significant effect on the quality of the human 
    environment. Under these procedures, the categories of an agency's 
    actions excluded from NEPA environmental review must be approved by the 
    head of the DHHS agency and receive the concurrence of the DHHS 
    Assistant Secretary for Management and Budget. On January 11, 1999, 
    DHHS published notice of proposed revisions to DHHS GAM Chapter 30 (64 
    FR 1656).
        The NIH's statutory mission is to conduct and support biomedical 
    and behavioral research, training, the preparation and dissemination of 
    health information, and related programs. In order to fulfill this 
    mission, the NIH both performs research in its own facilities and 
    supports research by other institutions through the awarding of grants 
    and contracts.
        The NIH has reviewed the types of actions taken by the agency that 
    could have a foreseeable effect on the quality of the human 
    environment. The NIH is providing notice of the actions taken by the 
    agency that will normally be categorically excluded from further 
    environmental review because individually and cumulatively they will 
    not have a significant effect on the human environment. The categorical 
    exclusions listed below are in addition to those listed in DHHS GAM 
    Chapter 30. Additional, if a proposed action is
    
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    included in one of the categories but extraordinary circumstances as 
    described in section D of this notice apply, an environmental review 
    will be performed.
    
    Contents
    
    A. General exclusions.
    B. Functional exclusions.
    C. Program exclusions.
    D. Extraordinary circumstances.
    
    A. General exclusions
    
        Subject to a review for extraordinary circumstances, NIH will not 
    perform an environmental review of actions excluded by regulation from 
    NEPA review.
    
    B. Functional Exclusions
    
        The following actions are normally excluded from NEPA review, 
    subject to a review for extraordinary circumstances.
        1. Routine administrative and management support, including budget 
    and finance, planning, procurement of supplies and services, management 
    and oversight of grants and other funding instruments, legal counsel, 
    public affairs, program evaluation, travel, and human resources 
    management.
        2. Maintenance, including repairs necessary to ensure the operation 
    of existing facilities, grounds maintenance, and the decontamination of 
    laboratory or other space and equipment.
        3. Acquisition of space by lease and modifications of leases, when 
    the use of the space will comply with all applicable Federal, State, 
    and local laws, including all environmental protection and zoning laws, 
    and lease extensions and terminations.
        4. Relocation of employees into existing Government-owned or 
    Government-leased space.
        5. Facility planning and design.
        6. Construction, or construction pursuant to a lease, of 12,000 
    square feet or less of occupiable space.
        7. Interior construction and renovation of NIH facilities.
        8. The acquisition, sale, release, disposal, abandonment, closure, 
    or transfer of real or personal property, provided that the action does 
    not violate applicable Federal, State, or local laws, including 
    historical preservation laws.
        9. Acquisition of equipment and the repair or replacement of NIH-
    owned equipment.
        10. Acquisition, installation, maintenance, and operation of 
    utility and communications systems, data processing cables, and similar 
    electronic equipment.
        11. Packaging, storage, and disposal of hazardous substances, 
    including low-level radioactive, medical, and chemical waste materials 
    generated by intramural research activities, provided that the waste is 
    packed, stored, and disposed of in compliance with all applicable 
    Federal, State, and local laws.
        12. The identification, collection, testing, and distribution of 
    substances and living organisms for research purposes.
        13. Research and training activities that are conducted in DHHS 
    facilities by or under the supervision of DHHS employees, conducted 
    under the Stevenson-Wydler Technology Innovation Act of 1980, as 
    amended, 15 U.S.C. 3701 et seq., conducted in accordance with 45 CFR 
    part 9.
        14. The issuance of revocable licenses, use permits, and easements 
    allowing outside parties to use NIH facilities.
        15. Filing for, obtaining, licensing, enforcing, and protecting 
    intellectual property rights arising from NIH-conducted or NIH-
    supported research or other activities.
        16. Actions taken to comply with requirements of applicable 
    legislation or regulations (e.g., meet emissions requirements 
    established pursuant to Clean Air Act).
        17. The preparation and submission of proposals for legislation, or 
    major recommendations or reports to Congress on proposals for 
    legislation, that, based on reasonable judgment, will not establish or 
    modify programs that will have a significant effect on the quality of 
    the human environment.
        18. The awarding, renewal, suspension, termination, or 
    discontinuance of collaborative research agreements, including 
    Cooperative Research and Development Agreements (CRADA) established 
    under the Stevenson-Wydler Technology Innovation Act of 1980, as 
    amended, 15 U.S.C. 3701 et.seq., contracts, cooperative agreements, 
    grants, and interagency agreements entered into by the NIH pursuant to 
    the Economy Act, 31 U.S.C. 1535. For those contracts, cooperative 
    agreements, grants, and interagency agreements that involve 
    construction of more than 12,000 square feet of occupiable space, 
    recipients of NIH funds must certify that they are in compliance with 
    all Federal, State, and local environmental laws and must, as 
    prescribed by NIH, perform all environmental reviews required by NEPA, 
    including preparing environmental assessments and, if necessary, 
    environmental impact statements, and submit these documents to the NIH 
    for review, approval and adoption.
        19. All actions undertaken in preparing for and conducting 
    litigation.
        20. The collection, processing, retention, evaluation and 
    dissemination, including publication, of data and other information, 
    including the acquisition and management of resources necessary to 
    carry out those functions.
        21. Proposing and adopting guidelines.
        22. Traffic management measures, including the installation and 
    operation of traffic control and safety devices and actions designed to 
    control or reduce the number of motor vehicles coming onto the NIH 
    Bethesda campus.
        23. Actions taken to respond to public health emergencies.
    
    C. Program Exclusions
    
        The DHHS procedures on environmental review of agency actions 
    authorize the establishment of a categorical exclusion for programs 
    within an agency that will not have a significant effect on the human 
    environment. Actions taken by the following NIH organizations and their 
    components are normally excluded from NEPA review, subject to a review 
    for extraordinary circumstances. Actions taken by any successor 
    organizations to those listed will also be categorically excluded. 
    Actions taken by organizations of NIH not listed in this category may 
    be included in other categories of excluded actions.
    
    1. Center for Information Technology
    2. Center for Scientific Review
    3. Fogarty International Center
    4. Office of Administration
    5. Office of Communications
    6. Office of Equal Opportunity
    7. Office of Education
    8. Office of Community Liaison
    9. Office of Loan Repayment and Scholarship
    10. Office of Human Resources Management
    11. Office of Financial Management
    12. Office of Technology Transfer
    13. Office of Program Coordination
    14. National Library of Medicine
    
    D. Extraordinary Circumstances
    
        Consistent with CEQ's regulations, environmental review is required 
    for all NIH actions involving extraordinary circumstances. Following 
    are examples of extraordinary circumstances that may apply to specific 
    NIH actions.
        1. Greater scope of size than other actions included within a 
    category.
        2. A threatened violation of a Federal, State, or local law 
    established for protection of the environment or for public health and 
    safety.
        3. Potential effects of the action are unique or highly uncertain.
        4. Potential effect on a protected or ecologically sensitive area 
    of land, like a wetland or floodplain.
    
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        5. Possible impact on property that is listed or eligible for 
    listing on the National Register of Historic Places or that is 
    otherwise of scientific, cultural, or historic importance or interest.
        6. Possible impact on an endangered or threatened species.
        7. Use of especially hazardous substances or processes for which 
    adequate and accepted controls and safeguards and unknown or not 
    available.
        8. Substantial and reasonable controversy exists about the 
    environmental effects of the action.
    
        Dated: August 11, 1999.
    Ruth L. Kirschstein,
    Acting Director, National Institutes of Health.
    [FR Doc. 99-21700 Filed 8-19-99; 8:45 am]
    BILLING CODE 4140-01-M
    
    
    

Document Information

Published:
08/20/1999
Department:
National Institutes of Health
Entry Type:
Notice
Action:
Notice of establishment by the NIH of categorical exclusions under the National Environmental Policy Act.
Document Number:
99-21700
Dates:
Written comments must be received on or before October 19, 1999.
Pages:
45558-45560 (3 pages)
PDF File:
99-21700.pdf