96-21261. Advanced Television Systems and Their Impact on the Existing Television Service  

  • [Federal Register Volume 61, Number 163 (Wednesday, August 21, 1996)]
    [Proposed Rules]
    [Pages 43209-43214]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-21261]
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Part 73
    
    [MM Docket No. 87-268; FCC 96-317]
    
    
    Advanced Television Systems and Their Impact on the Existing 
    Television Service
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Commission is continuing the process for implementation of 
    the next era of broadcast television: digital television (DTV) service. 
    In this action, the Commission proposes policies for developing the 
    initial DTV Table of Allotments, procedures for assigning DTV 
    frequencies, and plans for spectrum recovery. The Commission also 
    proposes technical criteria for the allotment of additional DTV 
    frequencies and provides a draft DTV Table of Allotments. These 
    proposals are intended to provide frequencies on which broadcasters 
    will operate digital television service and to plan for recovery of 
    spectrum from television service for other uses.
    
    DATES: Comments must be received on or before November 22, 1996, and 
    reply comments on or before December 23, 1996.
    
    ADDRESSES: Federal Communications Commission, 1919 M Street, N.W., 
    Washington, D.C. 20554.
    
    FOR FURTHER INFORMATION CONTACT: Bruce Franca (202-418-2470), Alan 
    Stillwell (202-418-2470) or Robert Eckert (202-428-2470), Office of 
    Engineering and Technology.
    
    SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Sixth 
    Further Notice of Proposed Rule Making in MM Docket No. 87-268, FCC 96-
    317, adopted July 25, 1996. The full text of this decision is available 
    for inspection and copying during normal business hours in the FCC 
    Dockets Branch (Room 230), 1919 M Street, N.W., Washington, D.C. The 
    complete text of this decision also may be purchased from the 
    Commission's duplicating contractor, International Transcription 
    Service, 2100 M Street, N.W., Washington, D.C. 20036, (202-857-3800).
    
    Summary of the Sixth Further Notice of Proposed Rule Making
    
        1. In this action, the Commission is continuing the DTV 
    implementation process by proposing policies for developing the initial 
    DTV allotments and procedures for assigning DTV frequencies to 
    broadcasters. The Commission also proposed technical criteria for the 
    allotment of additional DTV frequencies and provided a draft DTV Table 
    of Allotments. The draft Table, which shows how digital frequencies 
    might be allotted in individual markets, is based on the principles of 
    accommodating all eligible broadcasters, replicating existing service 
    areas, and sound spectrum management. The Commission stated that, while 
    it expects the final DTV Table of Allotments to be based on these 
    principles, the Table issued in this Further Notice is a draft and 
    revisions are anticipated. The Commission's staff will work with 
    broadcasters and other parties to revise the Table as appropriate. The 
    Commission said that its goals in this phase of the proceeding are to 
    ensure that the spectrum is used efficiently and effectively through 
    reliance on market forces, and to ensure that the introduction of 
    digital television fully serves the public interest.
        2. The Commission is proposing several primary objectives for 
    guiding the development of DTV allotments and assignments to ensure 
    that broadcasters will be able to transition their transmitting 
    facilities to DTV service. The first of these principles is to fully 
    accommodate all eligible broadcasters,
    
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    i.e., the Commission will attempt to provide a second channel for DTV 
    service for all existing NTSC broadcasters. Eligible broadcasters 
    include: (1) all full service television broadcast stations licensees; 
    (2) permittees authorized as of October 24, 1994; and (3) all parties 
    with applications for a construction permit on file as of October 24, 
    1991, who are ultimately awarded full-service broadcast station 
    licenses. This approach would ensure that all full service broadcasters 
    are able to provide digital TV service.
        3. The second objective is to provide, to the extent possible, all 
    existing broadcasters with a DTV service area that is comparable to 
    their existing NTSC service area (service replication). Broadcasters 
    would thus be assigned channels that replicate the service areas of 
    their existing stations.
        4. The third objective is to attempt to minimize all unavoidable 
    interference without preference to either NTSC or DTV service. The 
    proposed allotment approach would balance unavoidable interference 
    among both NTSC and DTV stations equally.
        5. The Commission stated that it intends to consider a spectrum 
    plan under which all future digital TV service would eventually be 
    located in a core region of the existing VHF and UHF broadcast 
    spectrum, namely the spectrum at VHF channels 7-13 and UHF channels 14-
    51. This is the area of the TV spectrum that is technically best suited 
    for the transmission of DTV. Under this plan, the Commission would 
    attempt to provide all broadcasters with access to a 6 MHz channel for 
    DTV broadcasting within the core region. Because of the limited 
    availability of spectrum and the need to accommodate all existing 
    facilities with minimal interference among stations, however, some 
    broadcasters would be provided transition DTV channels outside this 
    area. These broadcasters would move their DTV operations to a channel 
    in the core spectrum when one became available. This plan would permit 
    the eventual recovery of 138 MHz of spectrum nationwide. This spectrum 
    wold be obtained from the lower VHF channels, i.e., channels 2-6, and 
    the upper UHF channels, i.e., channels 52-69. The Commission further 
    observed that this plan may facilitate the early recovery of channels 
    60-69.
        6. The FNPRM also asks for comment on an option suggested by the 
    Association of Maximum Service Television, Inc. This approach would not 
    attempt to concentrate DTV allotments in a core area of the spectrum. 
    Since all channels would be available, such an approach could 
    theoretically provide for some degree of improved service area 
    replication and interference performance. Such an approach might also 
    have less impact on low power TV and TV translator stations. On the 
    other hand, this option would place more DTV stations on channels that 
    are less desirable for broadcast operations. Further, early recovery of 
    spectrum would be more difficult and therefore less likely.
        7. The Commission also presented a number of proposals for other 
    policies, procedures and technical criteria to be used in allotting DTV 
    channels. These proposals include: (1) specifying the use of existing 
    NTSC transmitter site coordinates as the reference points for the new 
    DTV allotments; (2) deleting all existing vacant NTSC allotments to 
    provide sufficient spectrum for DTV and, where feasible, replacing 
    deleted NTSC vacant noncommercial allotments with new DTV allotments; 
    (3) avoiding the use of TV channels 3, 4, and 6 to minimize 
    interference to cable terminal devices, VCRs and FM radio service; and, 
    (4) protecting land mobile authorizations on channels 14-20. In 
    addition, the Commission requested comments and proposals regarding an 
    appropriate frequency labeling scheme for DTV service.
        8. The Commission proposed to continue the secondary status of low 
    power TV and TV translator stations. However, it requested comment on 
    ways in which to minimize the impact on low power operations.
        9. The construction of an actual Table of Allotments is an 
    extremely complex and difficult task. To fulfill this task, the 
    Commission's our staff has developed sophisticated operations research 
    methodology and computer software that provides the capability to 
    produce allotment/assignment table based on alternative policy plans 
    and to incorporate alternate allotment schemes that may be negotiated 
    by broadcasters.
        10. The Commission proposed an initial DTV Table of Allotments that 
    is based on the principles, policies and methodologies described above. 
    This Table, which provides a DTV allotment for all 1578 eligible 
    broadcasters and also allows for an additional 143 DTV allotments to be 
    reserved for future noncommercial use, meets all of the Commission's 
    proposed policy objectives.
        11. The Commission stated that it intended to provide broadcasters 
    an opportunity to negotiate changes to the proposed DTV Table of 
    Allotments and would consider such negotiated changes in the 
    development of the final DTV Table. Specifically, the Commission 
    indicated that it will permit broadcasters within a community to 
    exchange among themselves their designated allotments. It also stated 
    that it will permit broadcasters to develop alternative allotment/
    assignment plans for their local area.
        12. The Commission stated that, consistent with its proposal to 
    eliminate all existing vacant allotments, it will not accept additional 
    applications for new NTSC stations that are filed after 30 days from 
    the publication of this Further Notice in the Federal Register. This 
    will provide time for filing of any applications that are currently 
    under preparation. The Commission stated that as it processes the 
    applications on file now and those that are filed before the end of 
    this filing opportunity, it will continue its current policy of 
    considering requests for waiver of its 1987 freeze Order (Order, RM-
    5811, Mimeo No. 4074, released July 17, 1987), on a case-by-case basis. 
    When applications for new stations are accepted for filing, the 
    Commission will continue its process of issuing Public Notices that 
    ``cut-off'' the opportunity for filing competing, mutually-exclusive 
    applications. In connection with these cut-off notices, it will allow 
    additional competing applications to be filed after the end of this 
    filing opportunity. The Commission indicated that while it anticipates 
    that these applications for new NTSC TV stations on existing allotments 
    will not have a significant negative impact on the development of the 
    DTV Table of Allotments, it reserves the right, in specific cases, to 
    determine that the public interest is better served if they are not 
    granted, granted only if amended to specify reduced facilities, or 
    granted only with a condition that limits the interference that the 
    station would be allowed to cause.
        13. The Commission stated that it also will not accept petitions 
    for rule making proposing to amend the existing TV Table of Allotments 
    in Section 73.606(b) of the rules, 47 CFR Section 73.606(b), to add an 
    allotment for a new NTSC station. Other petitions to amend the TV Table 
    of Allotments (for example, proposing to change a station's community 
    of license or altering the channel on which it operates, including 
    changes in which channel allotment in a community is reserved for 
    noncommercial educational use) can continue to be filed, but any such 
    changes to the table that include a modification of a station's 
    authorization will be conditioned on the outcome of this DTV rule 
    making proceeding. This termination of the opportunity to file 
    petitions to add NTSC allotments for new stations is effective as of 
    the close
    
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    of business on the date of adoption of this Further Notice. Any 
    petitions that are currently on file and any rule making proceedings 
    that are currently open will be addressed on a case-by-case basis, 
    taking into account the impact on the draft DTV allotment table. For 
    those pending cases in which a new NTSC channel is allotted, the 
    Commission will make an exception to its decision to cease accepting 
    applications for new NTSC stations, and the accompanying allotment 
    Report and Order will specify the period of time for filing 
    applications.
        14. The Commission stated that its decision to cease accepting 
    applications for new NTSC TV stations 30 days after publication of this 
    Further Notice in the Federal Register and new petitions for rule 
    making to add new NTSC allotments immediately, as indicated above, is 
    based on the need to preserve the available spectrum for use by new DTV 
    stations during the transition. The draft DTV Table provided herein was 
    developed on the assumption that the existing vacant NTSC allotments 
    for which no construction permit application is pending will be 
    deleted. It is necessary to delete these allotments in order to provide 
    a DTV allotment for all eligible broadcast stations. The Commission 
    also stated that it is necessary to terminate the licensing of new NTSC 
    as quickly as possible in order to begin the process of transitioning 
    to DTV service. To continue to accept new applications for NTSC 
    stations, now that the actual start of this new service is approaching, 
    could potentially prolong the transition process. The Commission 
    indicated that the additional 30 day period it has provided for filing 
    new applications for NTSC construction permits will accommodate any 
    parties who may be in the process of preparing such applications now. 
    Accordingly, as allowed under Section 553 (b) and (d) of the 
    Administrative Procedures Act, the Commission found that there is good 
    cause for implementing these new policies without a notice and comment 
    procedure and that such a procedure would be contrary to its efforts to 
    implement DTV service.
        15. With regard to modifications of existing stations, the 
    Commission stated that it is concerned that the service area 
    replications to be provided by the draft Table set forth herein could 
    be substantially affected if stations make changes to their technical 
    operations, i.e., maximum effective radiated power (ERP), antenna 
    height above average terrain (HAAT), and transmitter locations from 
    this point on. Furthermore, continuing changes in station operations 
    could affect broadcasters ability to comment meaningfully on the 
    proposed Table and our ability to finalize the DTV Table of Allotments. 
    The Commission indicated, however, that it is also concerned that 
    freezing modifications to existing NTSC stations could pose hardships 
    for broadcasters. The Commission noted that in many cases it may be 
    possible to permit modification of existing stations without affecting 
    the DTV Table. It therefore stated that it will continue to permit the 
    filing of applications to modify the technical facilities, i.e., ERP, 
    HAAT or transmitter location, of existing or authorized NTSC TV 
    stations. However, in order to preserve our ability to develop the DTV 
    Table, the Commission stated that it will henceforth condition the 
    grant of applications for modifications of technical facilities, 
    including those for applications on file before the date of the 
    adoption of this Further Notice but granted after that date, on the 
    outcome of its final decision on the DTV Table of Allotments. To the 
    extent that an existing station's service or potential for causing 
    interference are extended into new areas by grant of an application, 
    the condition may require the station's authorized facilities to be 
    reduced or modified. The Commission is seeking comment on whether this 
    condition should involve different consequences for applications for 
    modifications on file as of the date of adoption of this Further 
    Notice, as opposed to such applications filed after that date.
    
    Procedural Matters
    
        16. Pursuant to applicable procedures set forth in Sections 1.415 
    and 1.419 of the Commission's Rules, 47 CFR Sections 1.415 and 1.419, 
    interested parties may file comments on or before November 22, 1996, 
    and reply comments on or before December 23, 1996. To file formally in 
    this proceeding, you must file an original and five copies of all 
    comments, reply comments, and supporting comments. If you want each 
    Commissioner to receive a personal copy of your comments, you must file 
    an original plus nine copies. You should send comments and reply 
    comments to Office of the Secretary, Federal Communications Commission, 
    Washington, D.C. 20554. Comments and reply comments will be available 
    for public inspection during regular business hours in the Dockets 
    Reference Room of the Federal Communications Commission, 1919 M Street, 
    N.W., Washington, D.C. 20554. You may also file comments electronically 
    via the internet at dtvallotments@fcc.gov.
        17. As required by Section 603 of the Regulatory Flexibility Act, 
    the Commission has prepared an Initial Regulatory Flexibility Analysis 
    (IRFA) of the expected significant economic impact on small entities by 
    the policies and rules proposed in this Further Notice of Proposed Rule 
    Making in MM Docket No. 87-268. Written public comments are requested 
    on the IRFA. Comments must be identified as responses to the IRFA and 
    must be filed by the deadlines for comments on the Further Notice 
    provided above in Section X.
        Need for and Objectives of the Proposed Rule: In this rule making 
    action the Commission presents proposals for the policies, procedures 
    and technical criteria that it will use in allotting channels for 
    broadcast digital television (DTV), plans for the recovery of a portion 
    of the spectrum currently allocated to TV broadcasting, and a draft DTV 
    Table of Allotments. The objective of this action is to obtain comment 
    and information that will assist the Commission in allotting DTV 
    channels. The Commission seeks to allot DTV channels in a manner that 
    is most efficient for broadcasters and the public and least disruptive 
    to broadcast television service during the period of transition from 
    NTSC to DTV service and to recover spectrum.
        Legal Basis: The proposed action is authorized under Sections 4(i), 
    7, 301, 302, 303 and 307 of the Communications Act of 1934, as amended, 
    47 U.S.C. Sections 154(i), 157, 301, 302, 303 and 307.
    
    Description and Estimate of the Number of Small Entities To Which the 
    Rules Will Apply
    
    (1) Definition of a ``Small Business''
        Under the Regulatory Flexibility Act, small entities may include 
    small organizations, small businesses, and small governmental 
    jurisdictions. 5 U.S.C. Sec. 601(6). The Regulatory Flexibility Act, 5 
    U.S.C. Sec. 601(3) generally defines the term ``small business'' as 
    having the same meaning as the term ``small business concern'' under 
    the Small Business Act, 15 U.S.C. Sec. 632. A small business concern is 
    one which: (1) is independently owned and operated; (2) is not dominant 
    in its field of operation; and (3) satisfies any additional criteria 
    established by the Small Business Administration (``SBA''). According 
    to the SBA's regulations, entities engaged in television broadcasting 
    may have a maximum of $10.5 million in annual receipts in order to 
    qualify as a small business concern. 13 CFR 121.201. This
    
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    standard also applies in determining whether an entity is a small 
    business for purposes of the Regulatory Flexibility Act.
        Pursuant to 5 U.S.C. Sec. 601(3), the statutory definition of a 
    small business applies ``unless an agency after consultation with the 
    Office of Advocacy of the Small Business Administration and after 
    opportunity for public comment, establishes one or more definitions of 
    such term which are appropriate to the activities of the agency and 
    publishes such definition(s) in the Federal Register.'' While we 
    tentatively believe that the foregoing definition of ``small business'' 
    greatly overstates the number of television broadcast stations that are 
    small businesses and is not suitable for purposes of determining the 
    impact of the new rules on small business, we did not propose an 
    alternative definition in the IRFA. Accordingly, for purposes of this 
    Further Notice of Proposed Rule Making, we utilize the SBA's definition 
    in determining the number of small businesses to which the rules apply, 
    but we reserve the right to adopt a more suitable definition of ``small 
    business'' as applied to television broadcast stations and to consider 
    further the issue of the number of small entities that are television 
    broadcasters in the future. Further, in this IRFA, we will identify the 
    different classes of small television stations that may be impacted by 
    the rules adopted in this Further Notice of Proposed Rule Making.
    (2) Issues in Applying the Definition of a ``Small Business''
        The SBA has defined ``annual receipts'' specifically in 13 CFR part 
    104, and its calculations include an averaging process. We do not 
    currently require submission of financial data from licensees that we 
    could use to apply the SBA's definition of a small business. Thus, for 
    purposes of estimating the number of small entities to which the rules 
    apply, we are limited to considering the revenue data that are publicly 
    available, and the revenue data on which we rely may not correspond 
    completely with the SBA definition of annual receipts.
        Under SBA criteria for determining annual receipts, if a concern 
    has acquired an affiliate or been acquired as an affiliate during the 
    applicable averaging period for determining annual receipts, the annual 
    receipts in determining size status include the receipts of both firms. 
    13 CFR 121.104(d)(1). The SBA defines affiliation in 13 CFR 121.103. 
    While the Commission refers to an affiliate generally as a station 
    affiliated with a network, the SBA's definition of affiliate is 
    analogous to our attribution rules. Generally, under the SBA's 
    definition, concerns are affiliates of each other when one concern 
    controls or has the power to control the other, or a third party or 
    parties controls or has the power to control both. 13 CFR 
    121.103(a)(1). The SBA considers factors such as ownership, management, 
    previous relationships with or ties to another concern, and contractual 
    relationships, in determining whether affiliation exists. 13 CFR 
    121.103(a)(2). Instead of making an independent determination of 
    whether television stations were affiliated based on SBA's definitions, 
    we relied on the industry data bases available to us to afford us that 
    information.
    (3) Estimates Based on Census and BIA Data
        According to the Census Bureau, in 1992, there were 1,155 out of 
    1,478 operating television stations with revenues of less than ten 
    million dollars. This represents 78 percent of all television stations, 
    including non-commercial stations. See 1992 Census of Transportation, 
    Communications, and Utilities, Establishment and Firm Size, May 1995, 
    at 1-25. The Census Bureau does not separate the revenue data by 
    commercial and non-commercial stations in this report. Neither does it 
    allow us to determine the number of stations with a maximum of 10.5 
    million dollars in annual receipts. Census data also indicates that 81 
    percent of operating firms (that owned at least one television station) 
    had revenues of less than $10 million.
        We have also performed a separate study based on the data contained 
    in the BIA Publications, Inc. Master Access Television Analyzer 
    Database, which lists a total of 1,141 full-power commercial television 
    stations. It should be noted that the percentage figures derived from 
    the data base may be underinclusive because the data base does not list 
    revenue estimates for noncommercial educational stations, and these are 
    therefore excluded from our calculations based on the data base. Non-
    commercial stations would be subject to the allotment rules and 
    policies proposed herein. The data indicate that, based on 1995 revenue 
    estimates, 440 full-power commercial television stations had an 
    estimated revenue of 10.5 million dollars or less. That represents 54 
    percent of commercial television stations with revenue estimates listed 
    in the BIA program. The data base does not list estimated revenues for 
    331 stations. Using a worst case scenario, if those 331 stations for 
    which no revenue is listed are counted as small stations, there would 
    be a total of 771 stations with an estimated revenue of 10.5 million 
    dollars or less, representing approximately 68 percent of the 1,141 
    commercial television stations listed in the BIA data base.
        Alternatively, if we look at owners of commercial television 
    stations as listed in the BIA data base, there are a total of 488 
    owners. The data base lists estimated revenues for 60 percent of these 
    owners, or 295. Of these 295 owners, 158 or 54 percent had annual 
    revenues of $10.5 million or less. Using a worst case scenario, if the 
    193 owners for which revenue is not listed are assumed to be small, the 
    total of small entities would constitute 72 percent of owners.
        In summary, based on the foregoing worst case analysis using census 
    data, we estimate that our rules will apply to as many as 1,155 
    commercial and non-commercial television stations (78 percent of all 
    stations) that could be classified as small entities. Using a worst 
    case analysis based on the data in the BIA data base, we estimate that 
    as many as approximately 771 commercial television stations (about 68 
    percent of all commercial television stations) could be classified as 
    small entities. As we noted above, these estimates are based on a 
    definition that we believe greatly overstates the number of television 
    broadcasters that are small businesses. Further, it should be noted 
    that under the SBA's definitions, revenues of affiliates that are not 
    television stations should be aggregated with the television station 
    revenues in determining whether a concern is small. The estimates 
    overstate the number of small entities since the revenue figures on 
    which they are based do not include or aggregate such revenues from 
    non-television affiliated companies.
        The proposed DTV Table of Allotments would also affect low power 
    television (LPTV) and TV translator stations. The Commission's records 
    indicate that currently, there are about 1,750 licensed LPTV stations 
    and 5,050 licensed TV translators. The Commission has also issued about 
    1,400 construction permits for new LPTV stations. We do not collect 
    individual station financial data for low power television (LPTV) 
    Stations and TV translator stations. However, based on its experience 
    with LPTV and TV translator stations, the Commission believes that all 
    such stations have revenues of less than $10.5 million. We also seek 
    information on the number of low power stations that operate 
    commercially and noncommercially.
    
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    (4) Alternative Classification of Small Stations
        An alternative way to classify small television stations is by the 
    number of employees. The Commission currently applies a standard based 
    on the number of employees in administering its Equal Employment 
    Opportunity Rule (EEO) for broadcasting. Thus, radio or television 
    stations with fewer than five full-time employees are exempted from 
    certain EEO reporting and recordkeeping requirements. We estimate that 
    the total numbers of commercial and noncommercial television stations 
    with 4 or fewer employees are 132 and 136, respectively.
        Description of Projected Reporting, Recordkeeping and Other 
    Compliance Requirements: The proposals set forth in this action would 
    involve no changes to reporting, recordkeeping and other compliance 
    requirements beyond what is already required under the current 
    regulations.
        Federal Rules Which Overlap, Duplicate or Conflict With These 
    Rules: None.
        Significant Alternatives to Proposed Rules Which Minimize 
    Significant Economic Impact of Small Entities and Accomplish Stated 
    Objectives: The DTV Table of Allotments proposed in this action will 
    affect all of the commercial and noncommercial broadcast television 
    stations eligible for a DTV channel in the transition period and a 
    significant number of the low power and TV translator stations. It is 
    expected that the proposed allotments will constitute the population of 
    channels on which broadcasters will operate DTV service in the future. 
    Allotment of these channels is therefore expected to be very important 
    to the broadcast community. All of the affected stations will have to 
    obtain new transmission facilities and, to a varying extent, production 
    equipment to operate on the new DTV channels. The cost of equipment to 
    operate on these new channels is expected to vary from $750,000 upwards 
    to $10 million. The actual cost of equipment is expected to vary in 
    accordance with the degree to which the station becomes involved in DTV 
    programming and origination.
        The proposed DTV Table of Allotments will also affect low power 
    television (LPTV) and TV translator stations. Total investment in the 
    LPTV and TV translator facilities is estimated to be about $150-$250 
    million. Studies by the FCC staff indicate that there is not sufficient 
    spectrum to accommodate both low power stations and DTV stations. These 
    studies estimate that up to about one-third of all LPTV stations and 
    one-quarter of all TV translators may have to cease operation to make 
    way for DTV stations. In general, most LPTV stations within major 
    markets will be affected, while rural operations will be affected to 
    lesser degrees. In this regard, we note that, at our December 12, 1995, 
    en banc meeting on digital television, Mr. Sherwin Grossman of the 
    Community Broadcasters Association expressed concern about the impact 
    that implementation of DTV service would have on the low power TV 
    industry. He argued that to avoid affecting low power TV service we 
    should pick a date or range of dates and require all existing stations 
    to convert to DTV service, rather than giving them a second channel, 
    and that we should not look to recover TV spectrum until everyone who 
    needs broadcast service is able to receive it. Similarly, Abacus 
    Television (Abacus), in comments submitted in response to our Fourth 
    Further Notice and Third Notice of Inquiry in this proceeding, 60 FR 
    42130 (August 15, 1995), argued that we should attempt to protect low 
    power stations in order to protect the unique and diverse services that 
    low power stations provide the public.
        The process of creating DTV channel allotments is an optimization 
    task that offers a great number of possible alternative ``mixes'' of 
    channel allotments for each community. In evaluating the merits of 
    allotment alternatives, the Commission intends to make every effort to 
    accommodate the needs and concerns of all affected parties. We also 
    intend to consider negotiated allotment/assignment agreements submitted 
    by broadcasters. We expect that the final Table that is adopted will 
    contain a number of revisions of the allotments proposed herein.
        As indicated above, we also intend to consider policies for 
    minimizing the impact of our DTV allotment and spectrum recovery 
    proposals on low power stations. In particular, we are proposing to 
    permit displaced low power stations to apply for a suitable replacement 
    channel in the same area without being subject to competing 
    applications. We will also permit low power stations to operate until a 
    displacing DTV station or new service provider is operational. Further, 
    we are proposing to allow low power stations to file non-window 
    displacement relief applications to change their operating parameters 
    to cure or prevent interference caused to or received from a DTV 
    station or other protected service. Finally, we intend to explore other 
    possibilities that would preserve access to LPTV programming. One 
    approach would be to require DTV stations to devote a portion of their 
    channel capacity to the carriage of local LPTV stations that are 
    displaced. Another approach would be to require that all full service 
    broadcasters in a market agree on some arrangement for the carriage of 
    the programming of displaced LPTV stations during the transition.
        We recognize that in addition to the costs incurred to upgrade 
    engineering and technical operations from analog to digital 
    transmission, small stations will also incur costs to promote their new 
    channel identification. Such costs may include: advertising and 
    publicity on-air and additional media; changes to the signage mounted 
    in studio and newsroom sets; channel identification on vehicles, 
    camera/video equipment and accessories; graphic design, typesetting and 
    printing costs for new stationary and paper products; and the 
    production of sales marketing and promotional materials. We seek 
    comment on the type of modifications, production and costs necessary to 
    facilitate a transition to a new channel and the economic impact these 
    expenses will have on small commercial and noncommercial television 
    stations. We seek comment on whether the Commission should adopt 
    measures that will assist small stations (as classified under either 
    the SBA definition or their number of employees) in their transition, 
    either in their cost to upgrade technical operations or new channel 
    identification. If such measures should be taken, please provide 
    recommendations and state with particularity what class of small 
    stations should be the beneficiaries of such proposals.
        It is possible that there may be some small stations that will be 
    required to move a second time, and will incur additional costs, within 
    a relatively short period of time, to promote their new DTV channel 
    identification. We seek comments on how to minimize or offset these 
    additional costs to a small station who is also subjected to a second 
    move.
    
    Ordering Clauses
    
        18. In accordance with the proposals and actions described herein, 
    it is ordered, that the Commission will not accept additional 
    applications for new NTSC stations that are filed after 30 days from 
    the date of publication of this Further Notice in the Federal Register. 
    The Commission will continue to process applications for new NTSC 
    stations that are currently on file and any new such applications that 
    are filed
    
    [[Page 43214]]
    
    on or before 30 days from the date of publication of this Further 
    Notice in the Federal Register in accordance with procedures and 
    standards indicated herein. In addition, it is ordered that, effective 
    immediately as of the close of business on the date of adoption of this 
    Further Notice, the Commission will not accept any additional Petitions 
    for Rule Making proposing to amend the existing TV Table of Allotments 
    in Section 73.606(b) of its rules to add an allotment for a new NTSC 
    station. It is further ordered that, effective immediately as of the 
    close of business on the date of adoption of this Further Notice, the 
    Commission will condition the grant of any modifications of the 
    technical parameters of existing full service NTSC stations on the 
    outcome of this rule making proceeding.
        19. This action is being taken pursuant to authority contained in 
    Sections 4(i), 7, 301, 302, 303 and 307 of the Communications Act of 
    1934, as amended, 47 U.S.C. Sections 154(i), 157, 301, 302, 303 and 
    307. This is a non-restricted notice and comment rule making 
    proceeding. Ex parte presentations are permitted, except during the 
    Sunshine Agenda period, provided they are disclosed as provided in the 
    Commission's rules. See generally 47 CFR Sections 1.1202, 1.1203, and 
    1.1206(a).
    
    List of Subjects in 47 CFR Part 73
    
        Television.
    
    Federal Communications Commission
    William F. Caton,
    Acting Secretary.
    [FR Doc. 96-21261 Filed 8-20-96; 8:45 am]
    BILLING CODE 6712-01-P
    
    
    

Document Information

Published:
08/21/1996
Department:
Federal Communications Commission
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
96-21261
Dates:
Comments must be received on or before November 22, 1996, and reply comments on or before December 23, 1996.
Pages:
43209-43214 (6 pages)
Docket Numbers:
MM Docket No. 87-268, FCC 96-317
PDF File:
96-21261.pdf
CFR: (1)
47 CFR 73