96-21568. Regulatory Reinvention  

  • [Federal Register Volume 61, Number 165 (Friday, August 23, 1996)]
    [Proposed Rules]
    [Pages 43640-43642]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-21568]
    
    
          
    
    [[Page 43639]]
    
    
    _______________________________________________________________________
    
    Part IV
    
    
    
    
    
    Department of Education
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    34 CFR Part 75 et al.
    
    
    
    48 CFR Chapter 34
    
    
    
    Regulatory Reinvention; Proposed Rule
    
    Federal Register / Vol. 61, No. 165 / Friday, August 23, 1996 / 
    Proposed Rules
    
    [[Page 43640]]
    
    
    
    DEPARTMENT OF EDUCATION
    
    34 CFR Parts 75, 76, 77, 270, 271, 272, 607, 642, 648, 662, 663, 
    664 and 48 CFR Chapter 34
    
    
    Regulatory Reinvention
    
    AGENCY: Department of Education.
    
    ACTION: Advance notice of proposed rulemaking.
    
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    SUMMARY: The Secretary is giving the public early notice of actions he 
    intends to take to simplify regulations and reduce regulatory burden. 
    This notice solicits public input to help guide the Department in 
    developing proposed amendments to certain regulations.
    
    DATES: Comments will be most useful if submitted by September 23, 1996 
    or by the date specified in the section discussing the relevant 
    regulations or programs.
    
    ADDRESSES: All comments should be addressed to the individual listed in 
    the relevant program sections.
    
    FOR FURTHER INFORMATION CONTACT:
    The individual listed in the ``Contact'' portion of the section 
    discussing the relevant regulations or programs. Individuals who use a 
    telecommunications device for the deaf (TDD) may call the Federal 
    Information Relay Service (FIRS) at 1-800-877-8339 between 8 a.m. and 8 
    p.m., Eastern time, Monday through Friday except Federal holidays.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The President, on March 4, 1995, announced a Regulatory Reinvention 
    Initiative to reform the Federal regulatory system. The Initiative 
    required all Federal agencies to review their regulations page by page. 
    Regulators were asked to eliminate obsolete regulations, improve or 
    reinvent regulations, revise regulations to reward results rather than 
    process, and streamline regulations to achieve agency goals in the most 
    efficient and least intrusive way possible. Since March of 1995, the 
    Department has been reviewing thoroughly all of its regulations 
    pursuant to the President's instructions.
        As directed by the President, in June of 1995 each Federal agency 
    submitted a plan to the Director of the Office of Management and Budget 
    describing the actions it planned to take to eliminate or improve 
    existing regulations. The Secretary promised the President that the 
    Department would eliminate or reinvent 1,984 pages of regulations, 
    representing 93% of the Department's regulations. As of June 30, 1996, 
    the Department has achieved well over one-half of its goals. The 
    Department has eliminated or reinvented 1347 pages (approximately 68%) 
    of the regulations the Department promised it would change. In 
    addition, comprehensive legislative reinvention proposals regarding the 
    Individuals with Disabilities Education Act and adult and vocational 
    education are pending in Congress that would affect 512 pages (26%) of 
    the regulations that the Department is committed to eliminating or 
    improving. The remaining 289 pages that the Department promised to 
    eliminate or improve have been or are being reviewed, and Department 
    employees are developing final regulations or notices of proposed 
    rulemaking to eliminate or improve the regulations.
    
    Examples of Regulatory Reinvention
    
        The Department already has made a number of reforms that have led 
    to fewer regulations and better decisions about when to regulate. The 
    Office of the Federal Register proposed that the Department publish an 
    additional fourth volume for Title 34 of the Code of Federal 
    Regulations; the Department avoided this action by removing enough 
    regulations to obviate the need for a fourth volume.
        One specific example of regulatory reform is the Department's 
    decision not to issue regulations to implement the Goals 2000 and 
    School-to-Work statutes, giving schools, school districts, and States 
    maximum flexibility to use funds within statutory limits.
        The Department has made a number of changes to the student 
    financial aid regulations that eliminate paperwork burden, increase 
    flexibility, and reduce regulatory requirements for certain colleges 
    and universities. These changes include relieving colleges and 
    universities with sound financial standing and good refund processing 
    histories of the requirement to maintain a cash reserve fund to cover 
    tuition refunds and allowing institutions with access to the National 
    Student Loan Data System (NSLDS) once in operation, to use that system 
    to obtain financial aid transcripts.
        In one of the most far-reaching changes, the Department eliminated 
    discretionary grant application requirements for non-competing 
    continuation awards, substantially reducing paperwork burden on 
    applicants and streamlining the Department's grant award process. 
    Instead, the Department will approve budgets for the entire project 
    period and will base approval of non-competing continuation awards 
    solely on the grantees' performance reports. This reform will save 
    6,000 grantees from submitting applications each year.
    
    Invitation to Comment
    
        The Secretary invites comments on the Department's plans to revise 
    the administrative and program regulations discussed below. After 
    considering the comments received in response to this advance notice, 
    the Secretary intends to publish notices of proposed rulemaking with an 
    opportunity for further public comment before implementing any 
    amendments to the regulations.
        Interested persons are invited to submit comments and 
    recommendations regarding the Department's plans to the individual 
    listed in the ``Contact'' section of the regulations to be amended. 
    Comments will be available for public inspection during and after the 
    comment period at the specified address between the hours of 9:00 a.m. 
    and 4:30 p.m., Monday through Friday of each week except Federal 
    holidays.
    
    General Questions
    
        The Secretary requests comments on the following general questions:
         Would the actions described below provide useful 
    regulatory relief?
         Are there other ways the Secretary could reduce costs and 
    burdens associated with these regulations?
    More specific questions about particular regulations are asked in the 
    sections below.
    
    Specific Programs and Regulations
    
    1. Education Department General Administrative Regulations (34 CFR 
    Parts 75, 76, and 77)
    Proposed Actions
        Parts 75, 76, and 77 of the Education Department General 
    Administrative Regulations (EDGAR) contain general requirements that 
    govern direct grant programs and State-administered grant programs. The 
    Secretary proposes to reduce dramatically the number of regulations in 
    parts 75 and 76. The Secretary plans to remove from parts 75, 76, and 
    77 those sections that are unnecessary, obsolete or merely explanatory. 
    Also, the Secretary plans to update references, renumber sections, and 
    consolidate a number of provisions. The Secretary plans to revise the 
    evaluation requirements and may add other provisions that will give 
    grantees more flexibility in administering a project. Most important, 
    the Secretary intends to create a handbook that would contain 
    descriptions of procedural requirements and statutory requirements 
    instead of putting the
    
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    information in regulations. The Secretary intends to include in 
    internal Department directives, as well as in the handbook, those 
    provisions currently in EDGAR that regulate Department conduct and do 
    not affect recipients. The Secretary is particularly interested in 
    comments on whether grant applicants and program beneficiaries would 
    find a comprehensive handbook useful.
        Comments will be available for public inspection in Room 3636, GSA 
    National Capital Region Building, at 7th and D Streets S.W., 
    Washington, D.C.
        Contact: Kathy Thomas by telephone at (202) 708-8287, by writing to 
    U.S. Department of Education, 600 Independence Avenue S.W., (Room 3636, 
    ROB Building), Washington, D.C. 20202-4248, or by e-mail to thomas@ed.gov.
    2. Education Department Acquisition Regulation (48 CFR Chapter 34)
    Proposed Actions
        The Secretary plans to make the Education Department Acquisition 
    Regulation (EDAR) easier to use by eliminating unnecessary regulations 
    and updating provisions. The Secretary would eliminate those 
    requirements that duplicate the requirements in the Federal Acquisition 
    Regulation, such as Sec. 3404.170 regarding ratification of 
    unauthorized contract awards. As another example, the Department would 
    eliminate Subpart 3437.2 and related clause 3452.237-70 which require 
    all reports prepared by a contractor to contain certain information 
    that is no longer necessary.
        The Secretary particularly requests comments on which areas, if 
    any, should be deregulated in EDAR.
        Comments will be available for public inspection in Room 3636, GSA 
    National Capital Region Building, at 7th and D Streets, S.W., 
    Washington, D.C.
        Contact: Cathy Girouard by telephone at (202) 708-8529, by writing 
    to U.S. Department of Education, 600 Independence Avenue, S.W. (Room 
    3636, ROB Building), Washington, D.C. 20202-4248, or by e-mail to 
    cathy__girouard@ed.gov.
    3. Desegregation of Public Education Programs (34 CFR Parts 270, 271, 
    and 272)
    Proposed Actions
        These programs provide grants to projects that help public school 
    districts and personnel in the preparation, adoption, and 
    implementation of plans for the desegregation of public schools and in 
    the development of effective methods of coping with special educational 
    problems occasioned by desegregation. In addition to removing redundant 
    requirements and unnecessary definitions in the general regulations 
    (Part 270), State Educational Agency Program (Part 271), and 
    Desegregation Assistance Center Program (Part 272), the Secretary plans 
    to consolidate the regulations governing these programs into one CFR 
    part. The Secretary expects these changes to highlight distinctions 
    between the two programs and result in clearer regulations that are 
    easier for grantees to use.
        Comments will be available for public inspection in Room 4500, 
    Portals Building, at 1250 Maryland Avenue, S.W., Washington, D.C.
        Contact: Adell Washington by telephone at (202) 260-2495, by 
    writing to U.S. Department of Education, 600 Independence Avenue, S.W., 
    (Room 4500, Portals), Washington, D.C. 20202, or by e-mail to 
    adell__washington@ed.gov.
    4. Strengthening Institutions Program (34 CFR Part 607)
     Proposed Actions
        This program provides grants to institutions of higher education to 
    improve their academic programs, institutional management, and fiscal 
    stability. The Secretary intends to revise the selection criteria and 
    eligibility requirements for the program. The Secretary would like to 
    clarify the requirements for demonstrating eligibility for a waiver of 
    the statutory eligibility requirements. How should these requirements 
    be revised?
        The Secretary would make these changes after the program is 
    reauthorized because the Secretary believes it would not be useful to 
    devote resources to revising the regulations now when it is possible 
    that the statutory requirements may change as a result of 
    reauthorization. The program is authorized until September, 1997. The 
    Secretary particularly requests comments on whether there are reasons 
    why the Department should consider revising the regulations prior to 
    reauthorization.
        Comments will be available for public inspection in Room 600C, 
    Portals Building, at 1250 Maryland Avenue, S.W., Washington, D.C.
        Contact: Louis Venuto by telephone at (202) 708-8839, by writing to 
    U.S. Department of Education, 600 Independence Avenue, S.W. (Room 600C, 
    Portals Building), Washington, D.C. 20202-5335, or by e-mail to 
    louis__venuto@ed.gov.
    5. Training Program for Federal Trio Programs (34 CFR Part 642)
     Proposed Actions
        The Secretary is currently reviewing these regulations and would 
    like public comment on how the program and program regulations could be 
    improved. For example, could the selection criteria or the 
    implementation of the funding priority for applicants that have 
    conducted training projects under Title IV of the Higher Education Act 
    be improved?
        The Secretary would implement any changes after the program is 
    reauthorized because the Secretary believes it would not be useful to 
    devote resources to revising the regulations now when it is possible 
    the statutory requirements may change in the next year. The program is 
    authorized until September, 1997.
        The Secretary particularly requests comments on whether there are 
    reasons why the Department should consider revising the regulations 
    prior to reauthorization.
        Comments will be available for public inspection in Room 600D, 
    Portals Building, at 1250 Maryland Avenue, S.W., Washington, D.C.
        Contact: Blanca Rodriguez by telephone at (202) 708-4804, by 
    writing to U.S. Department of Education, 600 Independence Avenue, S.W. 
    (Room 600D, Portals Building), Washington, D.C. 20202-5249, or by e-
    mail to blanca__rodriguez@ed.gov.
    6. Graduate Assistance in Areas of National Need (34 CFR Part 648)
    Proposed Actions
        This program provides fellowships through academic departments of 
    institutions of higher education to assist graduate students of 
    superior ability who demonstrate financial need. The Secretary is 
    currently considering changes to these regulations to improve the 
    program and reduce regulatory burden. Are there particular regulatory 
    provisions that could be eliminated or improved?
        The Secretary would make any changes after the program is 
    reauthorized because the Secretary believes it would not be useful to 
    devote resources to revising the regulations because the statutory 
    requirements may change in the next year. The program is authorized 
    until September 30, 1997. The Secretary particularly requests comments 
    on whether there are reasons why the Department should consider 
    revising the regulations prior to reauthorization.
        Comments will be available for public inspection in Room CYC 80, 
    Portals
    
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    Building, at 1250 Maryland Avenue, S.W., Washington, D.C.
        Contact: Cosette Ryan by telephone at (202) 260-3608, by writing to 
    U.S. Department of Education, 600 Independence Avenue, S.W. (CYC 80, 
    Portals Building), Washington, D.C. 20202-5247, or by e-mail to 
    cossette__ryan@ed.gov.
    7. Higher Education Programs in Modern Foreign Language Training and 
    Area Studies: Doctoral Dissertation Research Abroad Fellowship Program; 
    Faculty Research Abroad Fellowship; Group Projects Abroad Program (34 
    CFR Parts 662, 663, and 664)
     Proposed Actions
        These programs are designed to contribute to the development and 
    improvement of the study of modern foreign languages and area studies 
    in the United States by providing opportunities for scholars to conduct 
    research abroad. The Secretary intends to improve the application 
    review process and to update the regulations in light of developments 
    in the field of foreign language, area, and international studies, such 
    as political developments abroad, modifications in the policies and 
    practices of the J. William Fulbright Foreign Scholarship Board, and 
    new interpretations of regulations. These anticipated changes include 
    changes in nomenclature, changes in selection criteria, and reduction 
    of burden associated with the regulations.
        Would improvements in these areas be useful? Are there additional 
    improvements in the regulations that could be made?
        Comments will be available for public inspection in Suite 600, 
    Portals Building, at 1250 Maryland Avenue, S.W., Washington, D.C.
        Dates: Comments will be most useful if submitted by August 30, 
    1996.
        Contact: Karla Ver Bryck Block by telephone at (202) 401-9774, by 
    writing to U.S. Department of Education, 600 Independence Avenue, S.W. 
    (Suite 600, Portals Building), Washington, D.C. 20202, or by e-mail to 
    karla__verbryckblock@ed.gov.
    
        Dated: August 19, 1996.
    Richard W. Riley,
    Secretary of Education.
    [FR Doc. 96-21568 Filed 8-22-96; 8:45 am]
    BILLING CODE 4000-01-M
    
    
    

Document Information

Published:
08/23/1996
Department:
Education Department
Entry Type:
Proposed Rule
Action:
Advance notice of proposed rulemaking.
Document Number:
96-21568
Dates:
Comments will be most useful if submitted by September 23, 1996 or by the date specified in the section discussing the relevant regulations or programs.
Pages:
43640-43642 (3 pages)
PDF File:
96-21568.pdf
CFR: (13)
34 CFR 75
34 CFR 75
34 CFR 76
34 CFR 77
34 CFR 270
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