-
Start Preamble
AGENCY:
Securities and Exchange Commission.
ACTION:
Notice of OMB approval of collections of information.
Start Further InfoFOR FURTHER INFORMATION CONTACT:
Robert L. Tuleya, Senior Counsel, (202) 551-6787, IArules@sec.gov, Office of Investment Adviser Regulation, Division of Investment Management, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-0506.
End Further Info End Preamble Start Supplemental InformationSUPPLEMENTARY INFORMATION:
In conjunction with Investment Advisers Act of 1940 rule 202(a)(11)-1,[1] the Securities and Exchange Commission submitted certain existing collections of information to the Office of Management and Budget (“OMB”) in accordance with 44 U.S.C. 3507(d) and 5 CFR 1320.11. OMB has approved changes to these collection of information requirements which are described in Certain Broker-Dealers Deemed Not To Be Investment Advisers.[2] The titles of the affected collections of information are: “Form ADV” (OMB Control No. 3235-0049); “Form ADV-NR” (OMB Control No. 3235-0240); “Form ADV-W and Rule 203-2” (OMB Control No. 3235-0313); “Rule 203-3 and Form ADV-H” (OMB Control No. 3235-0538); “Rule 204-2” (OMB Control No. 3235-0278); “Rule 204-3” (OMB Control No. 3235-0047); “Rule 204A-1” (OMB Control No. 3235-0596); “Rule 206(4)-3” (OMB Control No. 3235-0242); “Rule 206(4)-4” (OMB Control No. 3235-0345); “Rule 206(4)-6” (OMB Control No. 3235-0571); and “Rule 206(4)-7” (OMB Control No. 3235-0585).
Start SignatureDated: August 18, 2005.
Margaret H. McFarland,
Deputy Secretary.
Footnotes
2. Investment Advisers Act Rel. No. 2376 (Apr. 12, 2005) [70 FR 20424 (Apr. 19, 2005)].
Back to Citation[FR Doc. 05-16867 Filed 8-23-05; 8:45 am]
BILLING CODE 8010-01-P
Document Information
- Published:
- 08/24/2005
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Action:
- Notice of OMB approval of collections of information.
- Document Number:
- 05-16867
- Pages:
- 49687-49687 (1 pages)
- Docket Numbers:
- Release Nos. 34-52293, IA-2417, File No. S7-25-99
- RINs:
- 3235-AH78: Certain Broker-Dealers Deemed Not To Be Investment Advisers
- RIN Links:
- https://www.federalregister.gov/regulations/3235-AH78/certain-broker-dealers-deemed-not-to-be-investment-advisers
- PDF File:
- 05-16867.pdf