95-21521. Standards for Address Lists: Public Law 103-430  

  • [Federal Register Volume 60, Number 168 (Wednesday, August 30, 1995)]
    [Notices]
    [Pages 45137-45140]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-21521]
    
    
    
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    DEPARTMENT OF COMMERCE
    
    Bureau of the Census
    [Docket No. 950807204-5204-01]
    
    
    Standards for Address Lists: Public Law 103-430
    
    AGENCY: Bureau of the Census, Commerce.
    
    ACTION: Notice of Proposed Program and Request for Comments.
    
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    SUMMARY: In accordance with Public Law (Pub. L.) 103-430, ``The Census 
    Address List Improvement Act of 1994,'' the Census Bureau will accept 
    address lists from States,1 tribal governments, and local units of 
    general purpose government,2 as well as from metropolitan planning 
    organizations and other regional planning agencies, (referred to 
    hereafter as ``tribal, and local governments''), for the purpose of 
    building and updating a nationwide address list called the Master 
    Address File (MAF). The Census Bureau is developing the MAF to document 
    the address of every living quarters in the United States and its 
    territories and will use it to implement the full range of Census 
    Bureau statistical programs. The Census Bureau will begin accepting 
    address lists from tribal and local governments (``address lists'') in 
    October 1995. Following Census Bureau review and processing of these 
    address lists, the Census Bureau will provide detailed information to 
    the submitting tribal or local government documenting the actions taken 
    regarding each address. The program for using address lists to build 
    the MAF and keep it up to date is referred to as the Program for 
    Address List Supplementation (PALS). The Census Bureau is requesting 
    comments on the proposed standards for the submission of address lists 
    to the Census Bureau under the PALS program.
    
        \1\ The term ``State'' includes the District of Columbia, the 
    Commonwealth of Puerto Rico, the Commonwealth of the Northern 
    Mariana Islands, American Samoa, Guam, the Virgin Islands of the 
    United States, and any other territory or possession of the United 
    States.
        \2\ As defined in section 184 of Title 13, U.S. Code, the term 
    ``local units of general purpose government'' means the government 
    of a county, municipality, township, Indian tribe, Alaska Native 
    village, parish, borough, or other unit of government other than a 
    state.
    
    DATES: Any suggestions or recommendations concerning the proposed 
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    standards should be submitted in writing by September 29, 1995.
    
    ADDRESSES: Director, Bureau of the Census, Washington, DC 20233-0001.
    
    FOR FURTHER INFORMATION CONTACT: Dr. Joel Morrison, Chief, Geography 
    Division, Bureau of the Census, Washington, DC, telephone (301) 457-
    1132, or e-mail to joel.morrison@census.gov.''
    
    SUPPLEMENTARY INFORMATION: Later in the decade, the Census Bureau will 
    provide relevant portions of the MAF to ``Census Liaisons'' designated 
    by tribal and local governments for their review and concurrence in 
    conjunction with the 2000 census (a process herein referred to as ``MAF 
    review''), consistent with the confidentiality provisions of Title 13, 
    United States Code, as specified in Pub. L. 103-430. Further, the 
    Office of Information and Regulatory Affairs (OIRA) within the Federal 
    Office of Management and Budget, in consultation with the Census 
    Bureau, will develop an appeals process for Pub. L. 103-430 activities. 
    Because the plan for these future activities is under development, the 
    timetable for the activities described in this notice is tentative. 
    Future notices (to be published by late 1996) will announce and seek 
    comments on a detailed timetable for all address list improvement 
    activities, information on Census Bureau processes for verifying 
    addresses, and the substantive details of the appeals process.
        The Census Bureau will begin accepting and processing address lists 
    containing city-style addresses (that is, those with house number-
    street name addresses) beginning in October 1995. The Census Bureau 
    will publish standards and a timetable for processing lists containing 
    noncity-style addresses 
    
    [[Page 45138]]
    (those with rural route and box number, P.O. Box number, or general 
    delivery addresses) in a future notice (to be published by late 1996). 
    As address lists change due to deletions, corrections, and additions, 
    the Census Bureau will accept second and subsequent submissions on a 
    continuous basis, and process them as resources permit.
        The Census Bureau will attempt to use the most recent address 
    information provided by a tribal or local government to conduct each 
    subsequent census and survey, regardless of when that government 
    provides it. Before the 2000 decennial census, the Census Bureau will 
    seek to reach agreement with tribal and local officials--through 
    processes of list matching, address verification, MAF review by the 
    designated Census Liaisons, and Census Bureau feedback on results--
    about the inventory of living quarters addresses within their 
    jurisdictions. Addresses on address lists submitted to the Census 
    Bureau by mid-calendar year 1998 (exact date to be determined and 
    announced later) will be included in the full set of processes for MAF 
    review described above. This MAF review process will provide an 
    important opportunity for the designated Census Liaisons to check the 
    Census Bureau's geographic assignment of each residential address 
    within governmental unit boundaries and individual census blocks. 
    Addresses on address lists submitted to the Census Bureau by late 1998 
    (exact date to be determined and announced later) also will be eligible 
    for the appeals process called for in Pub. L. 103-430. Between late 
    1998 and the date for the 2000 census, the Census Bureau will accept 
    and process address lists only to the extent they can be verified in 
    other 2000 census operations; addresses on lists submitted after that 
    date will not be eligible for the Pub. L. 103-430 appeals process. 
    These late submissions will be most productive in helping the Census 
    Bureau include in the census all housing units in existence as of the 
    census date when tribal and local governments have previously submitted 
    address lists.
        To effectively use the addresses contained on address lists to 
    build and update the MAF, and to provide meaningful feedback to the 
    tribal and local list providers, the Census Bureau must determine a 
    geographic location for each address. The Census Bureau will do this 
    through an automated match to its geographic support system, the 
    Topologically Integrated Geographic Encoding and Referencing (TIGER) 
    data base. When the Census Bureau is unable to determine the geographic 
    location of an address, it will request that the submitting tribal or 
    local government supply a map location for that address and for the 
    street along which it is located before adding that address to the MAF 
    and the street to the TIGER data base. The Census Bureau can provide 
    maps for this purpose. For new addresses submitted after late 1998 and 
    before the date for the 2000 census, the Census Bureau requests that 
    the tribal or local government provide this map location information 
    for all such new addresses at the time the address lists are submitted.
        The Census Bureau will conduct procedures to independently verify 
    all addresses it adds to the MAF from address lists (for example, 
    through matches to address information from the U.S. Postal Service, 
    other independent sources, or its own field operations) and will remove 
    from the MAF those addresses for which it cannot find confirming 
    evidence.
        The Census Bureau will treat all address information received from 
    tribal and local governments as confidential, pursuant to Title 13, 
    United States Code, in accordance with Pub. L. 103-430; this does not 
    limit in any manner the right of the tribal or local government to use 
    its own address information, nor does it preclude the Census Bureau 
    from providing detailed feedback to the submitting jurisdiction about 
    the Census Bureau's disposition of addresses on its lists.
        STANDARDS FOR ADDRESS LISTS USED IN CONJUNCTION WITH PUB. L. 103-
    430:
        The basic standards proposed in Section 1, below, describe the 
    address list characteristics that will enable the Census Bureau to use 
    the tribal and local address information. Address lists that also meet 
    the supplemental standards specified in Section 2, below, will improve 
    the Census Bureau's ability to process the information in a timely 
    manner and will improve the match rate between the addresses on those 
    lists and the addresses in the MAF. Along with other factors, such as 
    when the address lists are received, the Census Bureau will consider 
    the extent to which each address list meets these standards in setting 
    priorities for processing.
    1. Basic Standards
    
        The following basic standards apply to all address lists that a 
    tribal or local government plans to submit to the Census Bureau as part 
    of the PALS.
        a. Addresses must accurately reflect residential units existing at 
    the time of submission. The definition of ``residential unit'' includes 
    housing units in single or multiple-occupancy structures and in group 
    living quarters where unrelated individuals share the facilities of a 
    structure. Group living quarters include residential units such as 
    college dormitories, orphanages, nursing homes, military barracks, 
    prisons, and large rooming or boarding houses. A housing unit is a 
    house, an apartment, a group of rooms, or a single room that is 
    occupied as a separate living quarters or, if vacant, intended for 
    occupancy as a separate living quarters. A separate living quarters is 
    one in which the occupants live and eat separately from other people in 
    the building AND for which the occupants have direct access from 
    outside the building or through a common hall.
        b. City-style addresses must show the basic street address (that 
    is, house number and street name). The street name must include 
    applicable street directional and street type indicators (for example, 
    ``105 S MAIN ST NW'').
        c. For jurisdictions that have converted from a rural-style to a 
    city-style address system, or that have replaced one city-style system 
    with another city-style system, the addresses must reflect the current 
    system. (See also related non-mandatory standards.) File documentation 
    and the address list must indicate whether the current address system 
    is recognized for mail delivery by the U.S. Postal Service.3
    
        \3\ For address lists wherein the city-style addresses are not 
    recognized for mail delivery, the feedback provided by the Census 
    Bureau will be on a different schedule and will lack the same level 
    of detail as where the addresses are used for mail delivery.
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        d. If the address list includes both residential and nonresidential 
    addresses, it must distinguish between the two. (If an address is used 
    to identify a unit used for both residential and nonresidential 
    purposes, it should be identified as ``residential'' or ``mixed use'' 
    for purposes of this standard.)
        e. For jurisdictions that include addresses in more than one ZIP 
    Code, each address record must include the correct and current 5-digit 
    ZIP Code.
        f. Addresses in a multiunit structure must include a unit 
    designation for each housing unit (for example, ``101 MAIN ST, APT A'') 
    and a tally of the total number of individual dwelling units located 
    within the multiunit structure. In addition to (but not instead of) the 
    basic street address, it is useful for the Census Bureau to receive the 
    building, apartment, and complex names as well.
        If individual unit designations are not available, each address 
    record must include descriptive information that identifies the 
    addresses for multi-unit structures separately from those addresses for 
    single-unit structures. The 
    
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    options described below are in preferential order.
        (1) When the address list has in its inventory only one record 
    representing a multiunit structure:
        i. Include as part of each address record a tally of the total 
    number of individual dwelling units located within the multiunit 
    structure.
        ii. Include as part of each address record a single character 
    signifying that it represents a multiunit structure (for example, 
    ``M'').
        (2) When the address list includes a unique record for every 
    individual unit, but does not contain distinguishing unit designations, 
    mark each such record with a single character flag signifying that it 
    represents an individual unit in a multiunit structure (for example, 
    ``I'').
        g. Tribal and local governments must provide with each address list 
    documentation describing the file specifications, record layout 
    (including field names, descriptions, character positions, and/or field 
    delimiters), and data elements for each record in the address list, 
    along with a description of the source of the address information.
    
    2. Supplemental Standards
    
        The following supplemental standards set forth desirable 
    characteristics for address lists that a tribal or local government 
    plans to submit to the Census Bureau as part of the PALS.
        a. Address lists are most useful when they are submitted in a 
    computer-readable format, using one of the following media: PC floppy 
    disk, CD-ROM, 8-mm tape, or 9-track magnetic tape (no label with 1,600 
    or 6,250 BPI density). All media casings should have external labels 
    that clearly identify the data contained and the name of the tribal or 
    local government.
        b. Computer-readable address lists are most useful when they are 
    submitted using the file specifications and content format specified 
    below:
        (1) ASCII files with fixed length records.
        (2) Separate records for each residential unit with an end-of-
    record indicator appropriate to the submitting government's operating 
    system.
        (3) Arrange the file content as:
    
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       Character position                          Field                    
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    1-5.....................  5-digit ZIP Code.                             
    6-77....................  Street Address, including house number, street
                               name, and within-structure designation.      
    78......................  Multiunit Indicator (a flag signifying whether
                               or not the address record pertains to a      
                               multiunit structure; use for the situation   
                               represented by item 1f(1)ii OR 1f(2)).       
    79-82...................  Multiunit Tally, right justified (the total   
                               number of units sharing the basic street     
                               address represented on the record; see item  
                               1f(1)i).                                     
                                                                            
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                   Optional Fields, with Suggested Positioning              
                                                                            
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    83-102..................  Post Office Name.                             
    103-104.................  2-character USPS State Abbreviation or 2-digit
                               FIPS State Code.                             
    105-107.................  3-digit FIPS County Code.                     
    108-111.................  USPS Plus-4 add-on code.                      
    112-end.................  Other Descriptive Information (for example, a 
                               single character indicator that distinguishes
                               between addresses used for mail delivery and 
                               those that are not [item 1c], a single       
                               character indicator that distinguishes       
                               between residential, nonresidential, and     
                               ``mixed use'' [item 1d], a building name     
                               address [item 2b(5)], the superseded address 
                               where a new address system has been put in   
                               place [item 2b(6)], a single-character       
                               indicator that distinguishes between address 
                               records that are corrections, deletions, and 
                               additions [item 2f], and for those address   
                               records incorporating a correction from a    
                               previous address list submission, the old    
                               information [item 2f]).                      
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    The Street Address field (character positions 6-77) can be shortened if 
      no address record requires the full allotted space. In order to save  
      space, the tribal or local government may shorten each address record 
      by reducing the size of the Street Address field, eliminating the     
      optional fields, or repositioning the optional fields. Regardless of  
      data format used, basic standard 1,g requires that the tribal or local
      government document the file specifications, record layout, and data  
      elements for each record in the address list.                         
    The Street Address field should contain only the indicated information. 
      It is highly desirable that this field NOT include person-name        
      information, post office name, or state abbreviations.                
    
        (4) Files that have the components of the Street Address stored in 
    separate fields should include documentation that defines the subfields 
    within the Street Address field (character positions 6-77) and the 
    position of each component of the address in their appropriate 
    subfields. Please ensure that the documentation accurately describes 
    the field arrangement.
        (5) For residential units that are identified by both a house 
    number-street name address and a building name address, it is most 
    useful to have the house number-street name address in the Street 
    Address field and the equivalent building name address in the Other 
    Descriptive Information field. When the house number-street name 
    address is unavailable, either place the building name address in the 
    Street Address field or in the Other Descriptive Information field. 
    Whichever is the case, please ensure that the documentation accurately 
    describes the file content arrangement.
        (6) In addition to providing computerized address list and 
    documentation, it is very helpful for the tribal or local government to 
    submit a hard-copy document containing a representative sample of 
    address records.
        c. For jurisdictions in which all addresses are in a single 5-digit 
    ZIP Code, each address record should include the 5-digit ZIP Code.
        d. Append the 4-digit USPS Plus-4 add-on code, along with the 5-
    digit ZIP Code, to each address record, if available.
        e. If a tribal or local government is submitting information from 
    more than one address list, it should consolidate and unduplicate the 
    address lists before submitting them to the Census Bureau. Otherwise, 
    the submitting government should specify the sequence in which the 
    Census Bureau should process the multiple lists.
        f. For jurisdictions that have changed address systems during the 
    preceding five years, each address record should include both the 
    current address and the superseded address.
        g. For second or subsequent address list submissions, it is 
    preferable that the new address lists include only additions, 
    deletions, and corrections to the original list(s). Provide an 
    indicator (diagnostic flag) that will distinguish between the new 
    address records (for 
    
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    example, ``N''), records from an earlier list that now should be 
    deleted (such as, ``D''), and the corrected records (for example, 
    ``C''). For address records requiring corrections, provide the original 
    depiction of the address in the Other Descriptive Information space 
    allotment (character positions 112-end); this will significantly help 
    the Census Bureau's efforts to identify and remove the superseded 
    version of the address and avoid delivery of more than one 
    questionnaire to the same household.
    
        Dated: August 24, 1995.
    Harry A. Scarr,
    Deputy Director, Bureau of the Census.
    [FR Doc. 95-21521 Filed 8-29-95; 8:45 am]
    BILLING CODE 3510-07-P
    
    

Document Information

Published:
08/30/1995
Department:
Census Bureau
Entry Type:
Notice
Action:
Notice of Proposed Program and Request for Comments.
Document Number:
95-21521
Dates:
Any suggestions or recommendations concerning the proposed
Pages:
45137-45140 (4 pages)
Docket Numbers:
Docket No. 950807204-5204-01
PDF File:
95-21521.pdf