96-19940. Santa Ana Pueblo Liquor Code  

  • [Federal Register Volume 61, Number 153 (Wednesday, August 7, 1996)]
    [Notices]
    [Pages 41172-41177]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-19940]
    
    
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    DEPARTMENT OF THE INTERIOR
    
    Bureau of Indian Affairs
    
    
    Santa Ana Pueblo Liquor Code
    
    AGENCY: Bureau of Indian Affairs, Interior.
    
    ACTION: Notice.
    
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    SUMMARY: This Notice is published in accordance with authority 
    delegated by the Secretary of the Interior to the Assistant Secretary--
    Indian Affairs by 209 DM 8, and in accordance with the Act of August 
    15, 1953, 67 Stat. 586, 18 U.S.C. Sec. 1161. I certify that by 
    Resolution No. 96-R-08, the Santa Ana Pueblo Liquor Code was duly 
    adopted by the Tribal Council of the Pueblo of Santa Ana on May 2. 
    1995. The Code provides for the regulation of the activities of the 
    regulation, manufacture, distribution, possession, sale and consumption 
    of liquor on the Santa Ana Pueblo Indian Reservation, under the 
    jurisdiction of the Pueblo of Santa Ana, and is in conformity with the 
    laws of the State of New Mexico.
    
    DATES: This Code is effective as of August 7, 1996.
    
    FOR FURTHER INFORMATION CONTACT: Chief, Branch of Judicial Services, 
    Division of Tribal Government Services, 1849 C Street N.W., MS 4603-
    MIB, Washington, D.C. 20240-4001; telephone (202) 208-4401.
    
    SUPPLEMENTARY INFORMATION: The Santa Ana Pueblo Liquor Code is to read 
    as follows:
    
    Title 10: Licensing & Regulation
    
    Chapter One: Liquor Code
    
    Subchapter One: General Provisions
    
    Section 101: Findings
    
        The Tribal Council finds as follows:
        A. The introduction, possession and sale of alcoholic beverages on 
    the Santa Ana Indian Reservation has, for a long time, been clearly 
    recognized as a matter of special concern to the Pueblo and its members 
    and to the United States; and
        B. Under federal law and New Mexico state law, and as a matter of 
    inherent Tribal sovereignty, the question of when and to what extent 
    alcoholic beverages may be introduced into and sold or consumed within 
    the Santa Ana Indian Reservation is to be decided by the governing body 
    of the Tribe; and
        C. It is desirable that the Tribal Council legislate 
    comprehensively on the subject of the sale and possession of alcoholic 
    beverages within the Santa Ana Indian Reservation, both to establish a 
    consistent and reasonable Tribal policy on this important subject, as 
    well as to facilitate economic development projects within the Santa 
    Ana Indian Reservation that may involve outlets for the sale and 
    consumption of alcoholic beverages; and
        D. It is the policy of the Tribal Council that the introduction, 
    sale and consumption of alcoholic beverages within the Santa Ana Indian 
    Reservation be carefully regulated so as to protect the public health, 
    safety and welfare, and that licensees be made fully accountable for 
    violations of conditions of their licenses and the consequences 
    thereof.
    
    Section 102: Definitions
    
        As used in this Chapter, the following words shall have the 
    following meanings:
        A. ``Pueblo'' or ``Tribe'' means the Pueblo of Santa Ana.
        B. ``Council'' means the Tribal Council of the Pueblo of Santa Ana.
        C. ``Governor'' means the Governor of the Pueblo of Santa Ana.
        D. ``Tribal Administrator'' means the Tribal Administrator of the 
    Pueblo of Santa Ana.
        E. ``Person'' means any natural person, partnership, corporation, 
    joint venture, association, or other legal entity.
        F. ``Sale'' or ``sell'' means any exchange, barter, or other 
    transfer of goods from one person to another for commercial purposes, 
    whether with or without consideration.
        G. ``Liquor'' or ``Alcoholic Beverage'' includes the four varieties 
    of liquor commonly referred to as alcohol, spirits, wine and beer, and 
    all fermented, spirituous, vinous or malt liquors or combinations 
    thereof, mixed liquor, any part of which is fermented, spirituous, 
    vinous, or malt liquor, or any otherwise intoxicating liquid, including 
    every liquid or solid or semi-solid or other substance, patented or 
    not, containing alcohol, spirits, wine or beer and intended for oral 
    consumption.
        H. ``Licensee'' means a person or entity that has been issued a 
    license to sell alcoholic beverages on the licensed premises under the 
    provision of this Liquor Code.
        I. ``Licensed Premises'' means the location within the Santa Ana 
    Indian Reservation at which a licensee is permitted to sell and allow 
    the consumption of alcoholic beverages, and may, if requested by the 
    applicant and approved by the Governor, include any related or 
    associated facilities under the control of the licensee, or within 
    which the licensee is otherwise authorized to conduct business (but 
    subject to any conditions or limitations as to sales within such area 
    that may be imposed by the Governor in issuance of the license).
        J. ``Santa Ana Indian Reservation'' means all lands within the 
    exterior boundaries of the Santa Ana Indian Reservation, all lands 
    within the exterior boundaries of the El Ranchito Grant and the Santa 
    Ana Pueblo Grant, and all other lands owned by the Pueblo subject to 
    federal law restrictions on alienation or held by the United States for 
    the use and benefit of the Pueblo.
        K. ``Development Area'' means those lands within the Santa Ana 
    Indian Reservation that are situated west of the Rio Grande and that 
    abut State Road 44, State Road 528 or the Jemez Canyon Dam Road, but 
    does not include any lands within one mile of the intersection of State 
    Road 44 and the turnoff to the village of Tamaya (provided however, 
    that if such term is more specifically defined in a planning or zoning 
    statute or ordinance adopted by the Tribal Council, or in any 
    regulations issued under the authority of any such duly adopted 
    planning or zoning statute or ordinance, such definition shall 
    supersede and control the definition of such term set forth herein).
        L. ``Special Event'' means a bona fide special occasion such as a 
    fair, fiesta, show, tournament, contest, meeting, picnic or similar 
    event within the Development Area, sponsored by an established business 
    or organization, lasting no more than three days. A special event may 
    be open to the public or to a designated group, and it may be a one-
    time event or periodic, provided, however, that such events held more 
    than four times a year by the same business or organization may not be 
    deemed special events for purposes of this Liquor Code, in the 
    discretion of the Governor.
        M. ``Liquor Code'' means the Santa Ana Pueblo Liquor Code, this 
    Chapter.
    
    Section 103: Sovereign Immunity Preserved
    
        Nothing in the Liquor Code shall be construed as a waiver or 
    limitation of the sovereign immunity of the Pueblo.
    
    Section 104: Initial Compliance
    
        No person shall be disqualified from being issued a license under 
    the
    
    [[Page 41173]]
    
    provisions of this Liquor Code, or shall be found to have violated any 
    provision of this Chapter, solely because such person, having been duly 
    authorized to engage in the sale of alcoholic beverages within the 
    Santa Ana Indian Reservation under the law as it existed prior to 
    enactment of this Liquor Code, continues to engage in such business 
    without a license issued under the provisions of this Liquor Code after 
    the effective date hereof, so long as such person, within 90 days after 
    such effective date (or within 30 days after receiving written notice 
    from the Pueblo of the enactment of the Liquor Code, whichever is 
    later) submits an application for such license in compliance with the 
    provisions of this Liquor Code, and a license is thereafter issued in 
    due course; provided, however, that upon the issuance of a license 
    under the provisions of this Liquor Code to any person or entity, or 
    upon the rejection of an application for such license by any person or 
    entity, no license issued by the State of New Mexico or issued under 
    the provisions of any prior law of the Pueblo that is held by such 
    person or entity, or that purports to authorize the possession, sale or 
    consumption of alcoholic beverages on premises covered by a license 
    issued (or a license application rejected) under the provisions of this 
    Liquor Code, shall have any further validity or effect within the Santa 
    Ana Indian Reservation.
    
    Section 105: Severability
    
        In the event any provision of this Liquor Code is held invalid or 
    unenforceable by any court of competent jurisdiction, the remainder of 
    the Code shall continue in full force and effect, notwithstanding the 
    invalidity or unenforceability of such provision, to the fullest extent 
    practicable.
    Subchapter Two: Sale, Possession And Consumption Of Alcoholic Beverages
    
    Section 121: Prohibition
    
        The sale, introduction for sale, purchase, or other dealing in 
    alcoholic beverages, except as is specifically authorized by the Liquor 
    Code, is prohibited within the Santa Ana Indian Reservation.
    
    Section 122: Possession for Personal Use
    
        Possession of alcoholic beverages for personal use shall be lawful 
    within the Santa Ana Indian Reservation only if such alcoholic 
    beverages were lawfully purchased from an establishment duly licensed 
    to sell such beverages, whether on or off the Santa Ana Indian 
    Reservation, and are possessed by a person or persons 21 years of age 
    or older. Such possession is otherwise prohibited.
    
    Section 123: Transportation Through Reservation Not Affected
    
        Nothing herein shall pertain to the otherwise lawful transportation 
    of alcoholic beverages through the Santa Ana Indian Reservation by 
    persons remaining upon public highways (or other paved public 
    facilities for motor vehicles) and where such beverages are not 
    delivered, sold or offered for sale to anyone within the Santa Ana 
    Indian Reservation.
    
    Section 124: Requirement of Pueblo License
    
        No person shall sell any alcoholic beverage within the Santa Ana 
    Indian Reservation, or offer any such beverage for sale, unless such 
    person holds a license issued by the Pueblo under the provisions of 
    this Chapter.
    
    Section 125: All Sales for Personal Use
    
        No person licensed to sell alcoholic beverages within the Santa Ana 
    Indian Reservation shall sell any such beverage for resale, but all 
    such sales shall be for the personal use of the purchaser. Nothing 
    herein shall prohibit a duly licensed wholesale dealer in alcoholic 
    beverages from selling and delivering such beverages to properly 
    licensed retailers within the Santa Ana Indian Reservation, so long as 
    such sales and deliveries are otherwise in conformity with the laws of 
    the State of New Mexico and this Liquor Code.
    
    Section 126: Package Sales and Sales of Liquor by the Drink 
    Permitted
    
        Sales of alcoholic beverages on the Santa Ana Indian Reservation 
    may be in package form or for consumption on the premises, or both, so 
    long as the seller is properly licensed by the Pueblo to make sales of 
    that type. No seller of alcoholic beverages shall permit any person to 
    bring onto premises where liquor by the drink is authorized to be sold 
    any alcoholic beverages purchased elsewhere, unless such person is 
    otherwise licensed to possess or distribute such beverages on such 
    premises.
    
    Section 127: No Sales to Minors
    
        No alcoholic beverages may be sold within the Santa Ana Indian 
    Reservation to persons under the age of 21 years.
    
    Section 128: Hours and Days of Sale
    
        A. Alcoholic beverages may be sold, offered for sale, delivered or 
    consumed on licensed premises within the Santa Ana Indian Reservation, 
    other than at gaming establishments, only during the following days and 
    hours:
        1. On Mondays through Saturdays, between the hours of 10:00 a.m. 
    and 12:00 midnight.
        2. On Sundays, from 10:00 a.m. until midnight.
        B. At any gaming establishment licensed as such by the Santa Ana 
    Gaming Regulatory Commission, that is also a licensed premises within 
    the meaning of this Liquor Code, alcoholic beverages may be sold, 
    offered for sale, delivered or consumed from 10:00 a.m. until 2:00 a.m. 
    on Mondays through Saturdays (provided, however, that after midnight 
    such sales shall only be for consumption on the premises, regardless 
    what type of license is held by the gaming establishment), and on 
    Sundays from 12:00 noon until midnight.
    
    Section 129: Sales on Election Day
    
        No sales of alcoholic beverages shall be permitted to any person 
    within the Santa Ana Indian Reservation on any Tribal, State or Federal 
    election day, until one (1) hour after the polls are closed.
    
    Section 130: Other Prohibitions on Sales
    
        The Tribal Council may, by duly enacted resolution, establish other 
    days on which or times at which sales or consumption of alcoholic 
    beverages are not permitted within the Santa Ana Indian Reservation. 
    The Council shall give notice of any such enactment promptly to all 
    licensees within the Santa Ana Indian Reservation. In addition, the 
    Governor of the Pueblo may, in the event of a bona fide emergency, and 
    by written order, prohibit the sale of any alcoholic beverages within 
    the Santa Ana Indian Reservation for a period of time not to exceed 48 
    hours. The Governor shall give prompt notice of such emergency order to 
    all licensees within the Santa Ana Indian Reservation. No such 
    emergency order may extend beyond 48 hours, unless during that time the 
    Tribal Council meets and determines that the emergency requires a 
    further exension of such order.
    
    Section 131: Location of Sales
    
        No person licensed to sell alcoholic beverages within the Santa Ana 
    Indian Reservation shall make such sales except at the licensed 
    premises specifically designated in such license. No person holding a 
    premises license shall permit consumption of alcoholic
    
    [[Page 41174]]
    
    beverages purchased from such licensee to occur off of the licensed 
    premises.
    
    Section 132: Sales To Be Made by Adults
    
        No person shall take any order, make any delivery, or accept 
    payment for any sale of alcoholic beverages within the Santa Ana Indian 
    Reservation, or otherwise have any direct involvement in any such sale, 
    who is less than 21 years of age.
    
    Section 133: All Sales Cash
    
        No licensee shall make any sale of any alcoholic beverages within 
    the Santa Ana Indian Reservation without receiving payment therefor by 
    cash, check or credit card at or about the time the sale is made; 
    provided, that nothing herein shall preclude a licensee from receiving 
    a delivery of alcoholic beverages from a duly authorized wholesaler 
    where arrangements have been made to pay for such delivery at a 
    different time; and provided further that nothing herein shall preclude 
    a licensee from allowing a customer to purchase more than one alcoholic 
    beverage in sequence, and to pay for all such purchases at the 
    conclusion thereof, so long as payment is made in full before the 
    customer has left the licensed premises; and provided further that 
    nothing herein shall prevent a licensee from distributing alcoholic 
    beverages to customers without charge, so long as such distribution is 
    not otherwise in violation of any provision of this Liquor Code.
    Subchapter Three: Issuance of Licenses
    
    Section 151: Requirement of License
    
        Any person wishing to sell, offer for sale, store or possess for 
    commercial purposes, or maintain premises for the consumption of 
    alcoholic beverages within the Santa Ana Indian Reservation, must be 
    duly licensed under the provisions of this Liquor Code.
    
    Section 152: Classes of Licenses
    
        The following types or classes of licenses for the sale or 
    distribution of alcoholic beverages within the Santa Ana Indian 
    Reservation shall be permitted:
        A. Package license, which shall authorize the licensee to store, 
    possess, sell and offer for sale alcoholic beverages, for consumption 
    only off the licensed premises.
        B. Premises license, which shall authorize the licensee to store, 
    possess and sell alcoholic beverages for consumption on the licensed 
    premises only, and to permit such consumption on the licensed premises 
    only.
        C. Special event license, which shall authorize the licensee to 
    possess, distribute, sell and offer for sale alcoholic beverages for 
    consumption only on the licensed premises, and to permit such 
    consumption, but only for a bona fide special event, and only during 
    the period or periods specified in such license, which period or 
    periods shall be limited to the periods during which the special event 
    is occurring and from beginning to end shall not exceed 72 hours.
    
    Section 153: Qualifications for License
    
        A. No person shall be entitled to be issued a license under the 
    provisions of this Liquor Code who has previously been the subject of 
    any proceeding resulting in the revocation of any license for the sale 
    of alcoholic beverages issued by the Pueblo or by any state or other 
    jurisdiction, or who has been convicted of any felony in any 
    jurisdiction involving theft, corruption or embezzlement, or who has 
    not at the time the application for license is submitted attained the 
    age of 21 years, or who is otherwise determined by the Pueblo to be 
    unfit to be licensed to sell alcoholic beverages, or whose spouse is a 
    person not qualified to hold a license under the provisions of this 
    section.
        B. No partnership or corporation shall be entitled to be issued a 
    license under the provisions of this Liquor Code if any individual 
    occupying any management or supervisory position within such 
    corporation or partnership, or who sits on the management committee or 
    board of directors or trustees thereof, or who holds or controls a 
    financial interest of ten percent or more in such partnership or 
    corporation, is a person who would not be entitled to be issued a 
    license under the provisions of this section.
        C. No person shall be entitled to be issued a package or premises 
    license hereunder unless such person has, by virtue of an approved 
    lease or other valid interest in lands within the Santa Ana Indian 
    Reservation, lawful entitlement to engage in a business within the 
    Development Area with which such license would be compatible, and can 
    demonstrate that such person is otherwise capable of complying with all 
    of the requirements imposed on licensees by this Liquor Code.
        D. No application for a package or premises license shall be issued 
    for any licensed premises outside of the Development Area.
        E. Notwithstanding anything in this section to the contrary, the 
    Pueblo and its agencies, programs and enterprises shall be entitled to 
    be issued licenses hereunder in appropriate circumstances, provided 
    that all other provisions of this Liquor Code are complied with.
    
    Section 154: Package and Premises License Application; Procedure; Fees
    
        A. Every person seeking a package or premises license under the 
    provisions of this Liquor Code (other than the Pueblo or any of its 
    agencies, programs or enterprises) shall submit to the Tribal 
    Administrator a written application, under oath, in the form prescribed 
    by and containing the information required by this section.
        B. If the applicant is a natural person, the application shall 
    contain, at a minimum, all of the following information:
        1. The full legal name of the applicant, plus any other names under 
    which the applicant has been known or done business during the previous 
    20 years, and the applicant's date and place of birth, as shown by a 
    certified copy of the applicant's birth certificate.
        2. The applicant's current legal residence address and business 
    address, if any, and every residence address that the applicant has 
    maintained during the previous ten years, with the dates during which 
    each such address was current.
        3. The trade name, business address and description of every 
    business in which the applicant has engaged or had any interest (other 
    than stock ownership or partnership interest amounting to less than 
    five percent of total capital) during the previous ten years, and the 
    dates during which the applicant engaged in or held an interest in any 
    such business.
        4. A listing of every other jurisdiction in which the applicant has 
    ever applied for a license to sell or distribute alcoholic beverages, 
    the date on which each such application was filed, the name of the 
    regulatory agency with which the application was filed, the action 
    taken on each such application, and if any such license was issued, the 
    dates during which it remained in effect, and as to each such license a 
    statement whether any action was ever taken by the regulatory body to 
    suspend or revoke such license, with full dates and details of any such 
    incident.
        5. A listing of every crime with which the applicant has ever been 
    charged, other than routine traffic offenses (but including any charge 
    of driving while intoxicated or the like), giving as to each the date 
    on which the charge was made, the location, the jurisdiction, the court 
    in which the matter was heard, and the outcome or ultimate disposition 
    thereof.
        6. The name and address of every person or entity holding any 
    security interest in any of the assets of the business to be conducted 
    by the
    
    [[Page 41175]]
    
    applicant, or in any of the proceeds of such business.
        7. A detailed plat of the business premises within the Development 
    Area, including the floor plans of any structure and the details of any 
    exterior areas intended to be part of the licensed premises, together 
    with evidence of the applicant's right to conduct business on such 
    premises.
        8. A detailed description of the business conducted or intended to 
    be conducted on the licensed premises, and including (but not limited 
    to) hours of operation and number of employees.
        9. The type(s) of license(s) requested.
        C. If the applicant is a corporation, the corporation, each officer 
    of the corporation and every person holding 10% or more of the 
    outstanding stock in the corporation shall submit an application 
    complying with the provisions of paragraph B of this section, and in 
    addition, the applicant shall also submit the following:
        1. A certified copy of its Articles of Incorporation and Bylaws.
        2. The names and addresses of all officers and directors and those 
    stockholders owning 5% or more of the voting stock of the corporation 
    and the amount of stock held by each such stockholder.
        3. The name of the resident agent of the corporation who would be 
    authorized to accept service of process, including orders and notices 
    issued by the Pueblo, and who will have principal supervisory 
    responsibility for the business to be conducted on the licensed 
    premises.
        4. Such additional information regarding the corporation as the 
    Tribal Administrator may require to assure a full disclosure of the 
    corporation's structure and financial responsibility.
        D. If the applicant is a partnership, the partnership, the managing 
    partner and every partner having an interest amounting to 10% or more 
    of the total equity interest in the partnership shall submit applicants 
    complying with the provisions of paragraph B of this section, and in 
    addition, the applicant shall submit the following:
        1. A certified copy of the Partnership Agreement.
        2. The names and addresses of all general partners and of all 
    limited partners contributing 10% or more of the total value of 
    contributions made to the limited partnership or who are entitled to 
    10% or more of any distributions of the limited partnership.
        3. The name and address of the partner, or other agent of the 
    partnership, authorized to accept service of process, including orders 
    and notices issued by the Pueblo, and who will have principal 
    supervisory responsibility for the business to be conducted in the 
    licensed premises.
        4. Such additional information regarding the partnership as the 
    Tribal Administrator may require to assure a full disclosure of the 
    partnership's structure and financial responsibility.
        E. Every applicant who is a natural person, and every person 
    required by paragraphs C or D of this section to comply with the 
    provisions of paragraph B, shall also submit with the application a 
    complete set of fingerprints, taken under the supervision of and 
    certified to by an officer of an authorized law enforcement agency 
    located within the State of New Mexico.
        F. Every applicant for either a package license or a premises 
    license shall submit with the completed license application a non-
    refundable license processing fee, in the amount set forth below:
    
    Package license--$5,000.00
    Premises license--1,000.00
    
        G. Upon receiving a completed license application together with the 
    required fee, the Tribal Administrator shall cause a background 
    investigation to be performed of the applicant, to determine whether 
    the applicant is qualified to be licensed under the provisions of this 
    Liquor Code. Upon the written recommendation of the Tribal 
    Administrator (if requested by the applicant), the Governor may, in his 
    discretion, issue a preliminary license to the applicant effective for 
    a period of no more than 90 days, but which shall be renewable for one 
    additional period of 90 days in the event the background investigation 
    cannot be completed within the first 90-day period; provided, however, 
    that in no event shall the issuance of a preliminary license, or the 
    renewal of such license for an additional 90-day period, entitle the 
    applicant to favorable consideration with respect to the application 
    for a package or premises license.
        H. The Pueblo or any of its agencies, programs or enterprises may 
    apply for a package or premises license by submitting an application to 
    the Tribal Administrator identifying the applicant, describing in 
    detail the purpose of the license, including a detailed description of 
    the proposed licensed premises, and including the appropriate fee as 
    set forth in Paragraph F of this section.
    
    Section 155: Issuance of License
    
        Upon making a determination that an applicant for a package or 
    premises license satisfies the requirements of Section 153 of this 
    chapter, the Governor shall issue the license, authorizing the 
    applicant to engage in sales of alcoholic beverages within the Santa 
    Ana Indian Reservation as permitted by the class of license applied 
    for, and specifying in detail the licensed premises where such sales 
    are permitted (which shall be within the Development Area), but subject 
    also to all the terms and conditions of this Liquor Code, and to such 
    other appropriate conditions, not inconsistent with the provisions of 
    this Liquor Code, as the Governor may deem reasonable and necessary 
    under the circumstances.
    
    Section 156: Term; Renewal; Fee
    
        Each package or premises license issued hereunder shall have a term 
    of one (1) year from the date of issuance, provided that such license 
    shall be renewable for additional periods of one year each by any 
    licensee who has complied fully with the terms and provisions of the 
    license and of this Liquor Code during the term of the license, and who 
    remains fully qualified to be licensed under the provisions of Section 
    153 of this Chapter, upon payment to the Pueblo of a license renewal 
    fee in the amount of the initial application fee, and submission of an 
    application for renewal on a form specified by the Tribal 
    Administrator, no less than thirty (30) days prior to the expiration 
    date of the license. The failure to submit timely renewal application, 
    with the required fee, may subject the licensee to a late charge of 
    $500.00. If the renewal application is not submitted prior to 
    expiration of the license, the Tribal Administrator may treat the 
    license as having expired, and may require the licensee to file a new 
    application in compliance with Section 154 of this chapter.
    
    Section 157: Conditions of License
    
        No licensee shall have any property interest in any license issued 
    under the provisions of this Liquor Code, and every such license shall 
    be deemed to confer a privilege, revocable by the Pueblo in accordance 
    with the provisions of this Chapter. The continued validity of every 
    package and premises license issued hereunder shall be dependent upon 
    the following conditions:
        A. Every representation made by the licensee and any of its 
    officers, directors, shareholders, partners or other persons required 
    to submit information in support of the application, shall have been 
    true at the time such information was submitted, and shall continue to 
    be true, except to the extent the licensee advises the Tribal 
    Administrator in writing of any
    
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    change in any such information, and notwithstanding any such change, 
    the licensee shall continue to be qualified to be licensed under the 
    provisions of this Liquor Code.
        B. The licensee shall at all times conduct its business on the 
    Santa Ana Indian Reservation in full compliance with the provisions of 
    this Liquor Code and with the other laws of the Pueblo.
        C. The licensee shall maintain in force, public liability insurance 
    covering the licensed premises, insuring the licensee and the Pueblo 
    against any claims, losses or liability whatsoever for any acts or 
    omissions of the licensee or of any business invitee on the licensed 
    premises resulting in injury, loss or damage to any other party, with 
    coverage limits of at least $1 million per injured person, and the 
    Tribal Administrator shall at all times have written evidence of the 
    continued existence of such policy of insurance.
        D. The licensee shall continue to have authority to engage in 
    business within the Development Area, and shall have paid all required 
    rentals, assessments, taxes, or other payments due the Pueblo.
        E. The business conducted on the licensed premises shall be 
    conducted by the licensee or its employees directly, and shall not be 
    conducted by any lessee, sublessee, assignee or other transferee, nor 
    shall any license or any interest therein be sold, assigned, leased or 
    otherwise transferred to any other person.
        F. All alcoholic beverages sold on the licensed premises shall have 
    been obtained from a New Mexico licensed wholesaler.
        G. The licensee shall submit to the jurisdiction of the Tribal 
    Court of the Pueblo with respect to any action brought by the Pueblo or 
    any of its agencies or officials to enforce the provisions of this 
    Liquor Code.
    
    Section 158: Sanctions for Violation of License
    
        A. Upon determining that any person licensed by the Pueblo to sell 
    alcoholic beverages under the provisions of this chapter is for any 
    reason no longer qualified to hold such license under the provisions of 
    Section 153 hereof, or has violated any of the conditions set forth in 
    Section 157, the Governor shall immediately serve written notice upon 
    such licensee directing that he show cause within ten (10) calendar 
    days why his license should not be suspended or revoked, or a fine 
    imposed. The notice shall specify the precise grounds relied upon and 
    the action proposed.
        B. If the licensee fails to respond to such notice within ten (10) 
    calendar days of service of such notice, the Governor shall issue an 
    order suspending the license for such period as the Governor deems 
    appropriate, or revoking the license, effective immediately, or 
    imposing a fine, in such amount as the Governor deems reasonable. If 
    the licensee, within the 10-day period, files with the Office of the 
    Governor a written response and request for a hearing before the Santa 
    Ana Tribal Court, such hearing shall be set no later than thirty (30) 
    calendar days after receipt of such request.
        C. At the hearing, the licensee, who may be represented by counsel, 
    shall present evidence and argument directed at the issue of whether or 
    not the asserted grounds for the proposed action are in fact true, and 
    whether such grounds justify such action. The Pueblo may present such 
    other evidence as it deems appropriate.
        D. The court after considering all of the evidence and arguments 
    shall issue a written decision either upholding the proposed action of 
    the Governor, modifying such action by imposing some lesser penalty, or 
    ruling in favor of the licensee, and such decision shall be final and 
    conclusive.
    
    Section 159: Special Event License
    
        A. Any person authorized to conduct business within the Development 
    Area, or any established organization (including any agency, department 
    or enterprise of the Pueblo) that includes any member of the Pueblo and 
    that has authority to conduct any activities within the Santa Ana 
    Indian Reservation, that is not a licensee hereunder and that has not 
    had an application for a license rejected, may apply to the Tribal 
    Administrator for a special event license, which shall entitle the 
    applicant to distribute alcoholic beverages, whether or not for 
    consideration, in connection with a bona fide special event to be held 
    by the applicant within the Development Area. Any such application must 
    be filed in writing, in a form prescribed by the Tribal Administrator, 
    no later than ten (10) calendar days prior to the event, and must be 
    accompanied by a fee in the amount of $10.00, and must contain at least 
    the following information:
        1. The exact days and times during which the event will occur 
    (provided, that in no event shall any license be in effect for a period 
    exceeding 72 hours, from the beginning of the first day of the event 
    until the end of the last day);
        2. The precise location within the Development Area where the event 
    will occur, and where alcoholic beverages will be distributed;
        3. The nature and purpose of the event, and the identity or 
    categories of persons who are invited to participate;
        4. The nature of any food and beverages to be distributed, and the 
    manner in which such distribution shall occur;
        5. Details of all provisions made by the applicant for sanitation, 
    security and other measures to protect the health and welfare of 
    participants at the event;
        6. Certification that the event will be covered by a policy of 
    public liability insurance as described in Section 157(C) of this 
    Liquor Code, that includes the Pueblo as a co-insured, or that the 
    applicant will indemnify the Pueblo and hold it harmless from any 
    claims, demands, liability or expense as a result of the act or 
    omission of any person in connection with the special event.
        7. Any other information required by the Tribal Administrator 
    relative to the event.
        B. The Tribal Administrator, or the Governor, shall act to approve 
    or reject the application no later than three days following submission 
    of the application with the required fee. If the application is 
    approved, the Tribal Administrator or the Governor shall issue the 
    license, which shall specify the hours during which and the premises 
    within which sales, distribution and consumption of alcoholic beverages 
    may occur. If any application is rejected, the rejection shall indicate 
    the grounds therefor, and the applicant shall be entitled to file a new 
    application correcting any deficiencies or problems found in the 
    original application that warranted the rejection.
        C. Alcoholic beverages may be sold or distributed pursuant to a 
    special event license only at the location and during the hours 
    specified in such license, in connection with the special event, only 
    to participants in such special event, and only for consumption on the 
    premises described in the license. Such sales or distribution must 
    comply with any conditions imposed by the license, and with all other 
    applicable provisions of this Liquor Code. All such alcoholic beverages 
    must have been obtained from a New Mexico licensed wholesaler or 
    retailer.
    
    Section 160: Display of License
    
        Every person licensed by the Pueblo to sell alcoholic beverages 
    within the Santa Ana Indian Reservation shall prominently display the 
    license on the licensed premises during hours of operation.
    
    [[Page 41177]]
    
    Subchapter Four: Offenses
    
    Section 181: Purchase From or Sale to Unauthorized Persons
    
        Within the Santa Ana Indian Reservation, no person shall purchase 
    any alcoholic beverage at retail except from a person licensed by the 
    Pueblo under the provisions of this title; no person except a person 
    licensed by the Pueblo under the provisions of this title shall sell 
    any alcoholic beverage at retail; nor shall any person sell any 
    alcoholic beverage for resale to any person other than a person 
    properly licensed by the Pueblo under the provisions of this title.
    
    Section 182: Sale to Minors
    
        A. No person shall sell or provide any alcoholic beverage to any 
    person under the age of 21 years.
        B. It shall be a defense to an alleged violation of this Section 
    that the purchaser presented to the seller an apparently valid 
    identification document showing the purchaser's age to be 21 years or 
    older.
    
    Section 183: Purchase by Minor
    
        No person under the age of 21 years shall purchase, attempt to 
    purchase or possess any alcoholic beverage.
    
    Section 184: Sale to Person Under the Influence of Alcohol
    
        No person shall sell any alcoholic beverage to a person who the 
    seller has reason to believe is under the influence of alcohol or who 
    the seller has reason to believe intends to provide such alcoholic 
    beverage to a person under the influence of alcohol.
    
    Section 185: Purchase by Person Under the Influence of Alcohol
    
        No person under the influence of alcohol shall purchase any 
    alcoholic beverage.
    
    Section 186: Drinking in Public Places
    
        No person shall consume any alcoholic beverage in any public place 
    within the Santa Ana Indian Reservation except on premises licensed by 
    the Pueblo for the sale of alcoholic beverages by the drink.
    
    Section 187: Bringing Liquor Onto Licensed Premises
    
        No person shall bring any alcoholic beverage for personal 
    consumption onto any premises within the Santa Ana Indian Reservation 
    where liquor is authorized to be sold by the drink, unless such 
    beverage was purchased on such premises, or unless the possession or 
    distribution of such beverages on such premises is otherwise licensed 
    under the provisions of this liquor code.
    
    Section 188: Open Containers Prohibited
    
        No person shall have an open container of any alcoholic beverage in 
    a public place, other than on premises licensed for the sale of 
    alcoholic beverages by the drink,or in any automobile, whether moving 
    or standing still. This Section shall not apply to empty containers 
    such as aluminum cans or glass bottles collected for recycling.
    
    Section 189: Use of False or Altered Identification
    
        No person shall purchase or attempt to purchase any alcoholic 
    beverage by the use of any false or altered identification document 
    that falsely purports to show the individual to be 21 years of age or 
    older.
    
    Section 190: Penalties
    
        A. Any person convicted of committing any violation of this Chapter 
    shall be subject to punishment of up to one (1) year imprisonment or a 
    fine not to exceed five thousand dollars ($5,000.00), or to both such 
    imprisonment and fine.
        B. Any person not a member of the Pueblo, upon committing any 
    violation of any provision of this Chapter, may be subject to a civil 
    action for trespass, and upon having been determined by the court to 
    have committed the alleged violation, shall be found to have trespassed 
    upon the lands of the Pueblo, and shall be assessed such damages as the 
    court deems appropriate in the circumstances.
        C. Any person suspected of having violated any provision of this 
    Chapter shall, in addition to any other penalty imposed hereunder, be 
    required to surrender any alcoholic beverages in such person's 
    possession to the officer making the arrest or issuing the complaint.
    
    Section 191: Jurisdiction
    
        Any and all actions, whether civil or criminal, pertaining to 
    alleged violations of this title, or seeking any relief against the 
    Pueblo or any officer or employee of the Pueblo with respect to any 
    matter addressed by this Liquor Code, shall be brought in the Tribal 
    Court of the Pueblo, which court shall have exclusive jurisdiction 
    thereof.
    
        Dated: July 31, 1996.
    Ada E. Deer,
    Assistant Secretary--Indian Affairs.
    [FR Doc. 96-19940 Filed 8-6-96; 8:45 am]
    BILLING CODE 4310-02-U
    
    
    

Document Information

Effective Date:
8/7/1996
Published:
08/07/1996
Department:
Indian Affairs Bureau
Entry Type:
Notice
Action:
Notice.
Document Number:
96-19940
Dates:
This Code is effective as of August 7, 1996.
Pages:
41172-41177 (6 pages)
PDF File:
96-19940.pdf