2018-15896. Regulation of NMS Stock Alternative Trading Systems  

Document Information

Effective Date:
10/9/2018
Published:
08/07/2018
Department:
Securities and Exchange Commission
EntryType:
Rule
Action:
Final rule.
Document Number:
2018-15896
Dates:
Effective Date: October 9, 2018.
Pages:
38768-38936 (169 pages)
Docket Numbers:
Release No. 34-83663, File No. S7-23-15
RIN:
3235-AL66: Regulation of NMS Stock Alternative Trading Systems
RINLinks:
https://www.federalregister.gov/regulations/3235-AL66/regulation-of-nms-stock-alternative-trading-systems-
SectionNoes:
232.101,240.3a1-1,242.300,242.301,242.303,242.304,249.640
Topics:
Brokers, Confidential business information, Fraud, Reporting and recordkeeping requirements, Securities
PDF File:
2018-15896.pdf
CFR: (7)
17 CFR 232.101
17 CFR 242.300
17 CFR 242.301
17 CFR 242.303
17 CFR 242.304
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