95-19601. State Grants Program for Technology-Related Assistance for Individuals With Disabilities  

  • [Federal Register Volume 60, Number 153 (Wednesday, August 9, 1995)]
    [Proposed Rules]
    [Pages 40688-40701]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-19601]
    
    
    
    
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    Part III
    
    
    
    
    
    Department of Education
    
    
    
    
    
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    34 CFR Part 345
    
    
    
    State Grants Program for Technology-Related Assistance for Individuals 
    With Disabilities; Proposed Rule
    
    Federal Register / Vol. 60, No. 153 / Wednesday, August 9, 1995 / 
    Proposed Rules
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    DEPARTMENT OF EDUCATION
    
    34 CFR Part 345
    
    RIN 1820-AB28
    
    
    State Grants Program for Technology-Related Assistance for 
    Individuals With Disabilities
    
    AGENCY: Department of Education.
    
    ACTION: Notice of proposed rulemaking.
    
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    SUMMARY: The Secretary proposes regulations for the State Grants 
    Program for Technology-Related Assistance for Individuals with 
    Disabilities. This program provides grants to States to support systems 
    change and advocacy activities designed to assist States in developing 
    and implementing consumer-responsive comprehensive Statewide programs 
    of technology-related assistance. These regulations are needed to 
    implement the Technology-Related Assistance for Individuals with 
    Disabilities Act Amendments of 1994. The proposed regulations 
    incorporate statutory requirements and provide rules for applying for 
    and spending Federal funds under this program.
    
    DATES: Comments must be received on or before September 8, 1995.
    
    ADDRESSES: All comments concerning these proposed regulations should be 
    addressed to Carol G. Cohen, U.S. Department of Education, Mary E. 
    Switzer Building, Room 3420, Washington, DC. 20202-5251. Internet 
    address Tech--Assistance@ed.gov.
        A copy of any comments that concern information collection 
    requirements should also be sent to the Office of Management and Budget 
    at the address listed in the Paperwork Reduction Act section of this 
    preamble.
    
    FOR FURTHER INFORMATION CONTACT: Carol G. Cohen. Telephone: (202) 205-
    5666. Individuals who use a telecommunications device for the deaf 
    (TDD) may call the Federal Information Relay Service (FIRS) at 1-800-
    877-8339 between 8 a.m. and 8 p.m., Eastern time.
    
    SUPPLEMENTARY INFORMATION: These proposed regulations would implement 
    Title I of the Technology-Related Assistance for Individuals with 
    Disabilities Act of 1988 (Act), as amended by the Technology-Related 
    Assistance for Individuals with Disabilities Act Amendments of 1994 
    (1994 Amendments) (Pub. L. 103-218). Title I of the Act establishes the 
    State Grants Program for Technology-Related Assistance for Individuals 
    with Disabilities. This program provides grants to States to support 
    systems change and advocacy activities designed to assist States in 
    developing and implementing consumer-responsive comprehensive Statewide 
    programs of technology-related assistance.
        The State Grants Program for Technology-Related Assistance for 
    Individuals with Disabilities supports the National Education Goals. 
    The program furthers the goal that every adult American--including 
    individuals with disabilities--will be literate and will possess the 
    knowledge and skills necessary to compete in a global economy and 
    exercise the rights and responsibilities of citizenship.
    
    Summary of Major Provisions
    
        The following is a summary of the major regulatory provisions for 
    the State Grants Program for Technology-Related Assistance for 
    Individuals with Disabilities. The summary distinguishes between 
    regulatory provisions that (1) incorporate statutory requirements and 
    (2) other regulatory provisions. The other regulatory provisions 
    contain interpretations of statutory text or provide standards and 
    procedures for the program that are not stated in the statutory text. 
    The Secretary is not authorized to change statutory requirements. 
    Therefore, commenters are requested to direct their comments to the 
    other regulatory provisions.
    
     Statutory requirements
    
        These proposed regulations implement the following statutory 
    changes enacted in the 1994 Amendments:
        --Types of grants (Sec. 345.3):
        Each State is eligible for one 3-year development grant, one 2-year 
    extension grant (initial extension grant), and one 5-year extension 
    grant (second extension grant). During the fourth year of a State's 
    second extension grant, Federal funds will be reduced to 75% of the 
    grant award received by the State in the third year; in the fifth year, 
    Federal funds will be reduced to 50% of the grant award received by the 
    State in the third year. After the fifth year, Federal funding will 
    terminate. Each State is required, during its years of Federal funding 
    under the Act, to seek alternative private and public funds for the 
    future to enable the program to continue on a permanent basis after 
    Federal funding is terminated.
        --Mandated activities (Secs. 345.30(b)(1) and 345.55):
        States receiving grants under this program will be required to 
    either perform six specific systems change and advocacy activities or 
    perform other activities and demonstrate through progress reports that 
    ``significant progress'' has been made in the development and 
    implementation of a consumer-responsive comprehensive statewide program 
    of technology-related assistance.
        --Protection and advocacy services (Sec. 345.55):
        A State shall provide protection and advocacy services in one of 
    two ways: A State may either provide funds to the designated protection 
    and advocacy organization in that State, or a State may request that 
    the Secretary annually reserve, from the funds made available to the 
    State, an amount of funds to provide to a specific protection and 
    advocacy organization in that State. However, if a State has been 
    providing protection and advocacy services through an entity that is 
    capable of performing the functions that would otherwise be performed 
    under section 102(e)(20) of the Act by the system described in that 
    section, as of June 30, 1993, the State may continue to do so.
        The minimum amount that a State must expend on protection and 
    advocacy services is determined by the Secretary, based on the size of 
    the State's grant, the needs of individuals with disabilities within a 
    State, the population of a State, and the geographic size of a State. 
    In determining the minimum amount, the Secretary will primarily rely on 
    the size of the State's grant. Annually the Department will specify the 
    minimum amount for each State and will transmit this information to 
    States. The minimum amount shall not be less than $40,000 and not more 
    than $100,000. (There is no statutory limit or ceiling on the amount a 
    State may expend on protection and advocacy services.) During the 
    fourth and fifth years of the State's second extension grant, this 
    minimum amount will be reduced to 75% and 50%, respectively, of the 
    minimum amount specified for the State for the third year of the second 
    extension grant. Federal funding terminates under this authority after 
    the fifth year.
        --Corrective action plan (Secs. 345.60-345.62):
        If a State does not make significant progress in developing its 
    program of technology-related assistance, it becomes subject to a 
    corrective action plan. Corrective action may include partial or 
    complete fund termination, ineligibility to participate in the grant 
    program for the following year, reduction in funding for the following 
    year, or required redesignation of the lead agency. The Governor of the 
    State must appoint a monitoring panel to oversee compliance with the 
    corrective action plan. If the Governor fails to appoint a panel, the 
    Secretary terminates Federal funds under this 
    
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    program. Based on its findings, a monitoring panel may determine that 
    the lead agency has not accomplished the purposes of the Act and that 
    there is good cause for redesignation of the agency and the temporary 
    loss of funds by the State under Title I of the Act. The Secretary, 
    based on the findings and recommendations of the monitoring panel, and 
    after providing to the public notice and an opportunity for comment, 
    makes a final determination regarding whether to order the Governor to 
    redesignate the lead agency.
        --Redesignation of protection and advocacy services provider 
    (Sec. 345.63):
        The protection and advocacy services provider in each State also is 
    subject to redesignation if it has not met the protection and advocacy 
    service needs of individuals with disabilities within the State. Under 
    these circumstances, the Governor of the State would redesignate, but 
    only after determining that good cause exists, providing public notice 
    and opportunity for comment, and allowing the current protection and 
    advocacy services provider the opportunity to appeal the determination 
    to the Secretary. To redesignate, the Governor would hold an open 
    competition within the State, consistent with section 105(d) of the 
    Act.
        --Information and technical assistance:
        The Secretary will provide information and technical assistance to 
    participating States, as well as to individuals with disabilities.
    
     Major Regulatory Provisions
    
        The Secretary would implement the following regulatory provisions 
    in these proposed regulations:
        --Control and administration of amounts received under the grant 
    (Secs. 345.4 and 345.5(b)):
        Each State is required under section 102(d) of the Act to designate 
    a lead agency to be eligible for a grant under this program. The lead 
    agency may be a (1) commission appointed by the Governor; (2) public-
    private partnership or consortium; (3) university-affiliated program; 
    (4) public agency; (5) council established under Federal or State law; 
    or (6) another appropriate office, agency, entity, or individual.
        For purposes of the Act, obligations and responsibilities of the 
    State are the same as those of the lead agency with two exceptions. 
    Section 102(e)(12) requires a State to assure in its application that a 
    public agency will be responsible for the control and administration of 
    amounts received under the grant and that a public agency or an 
    individual with a disability will hold title to property purchased with 
    grant funds and administer this property. Thus, if the lead agency is 
    an entity other than a public agency, a public agency will be 
    responsible for controlling and administering amounts received under 
    the grant and may be responsible for holding title to and administering 
    property purchased with grant funds.
        --Allowable expenses (Sec. 345.20(d)):
        Section 101(b)(4) of the Act provides that a State may use program 
    funds to pay for expenses, including travel expenses, and support 
    services, including services of qualified interpreters, readers, and 
    personal assistants services, that may be necessary to ensure access to 
    the comprehensive statewide program of technology-related assistance by 
    individuals with disabilities who are determined by the State to be in 
    financial need.
        The Secretary would limit these expenses to those incurred by 
    participants in activities associated with the state technology 
    program. Participants would include, for example, individuals with 
    disabilities, parents, family members, advocates, authorized 
    representatives, advisory board members, consumer consultants, and 
    consumer attendees at State-sponsored conferences. Participants would 
    not include, for example, consumers seeking direct services such as 
    assessment and training and associated support such as transportation 
    to an evaluation/demonstration site.
        The Secretary would interpret allowable expenses to include, for 
    example, travel, lodging, meals, childcare, eldercare, interpreters, 
    and readers. In order to limit the costs allowed under the program, the 
    Secretary believes it is necessary to pay for only those costs that 
    would support the inclusion of eligible participants.
        The Secretary solicits comments on whether any other participants 
    or expenses should be included as examples, and whether a list should 
    be included in the final regulations.
        --Protection and advocacy services (Sec. 345.55):
        Section 102(e)(20) of the Act provides that a State has the option 
    to (1) make a grant to, or enter into a contract with, an entity to 
    support protection and advocacy services through the systems 
    established to provide protection and advocacy services; or (2) request 
    that the Secretary do so on behalf of the State. If the State decides 
    to enter into this grant or contract itself, the Secretary would 
    require that each State that seeks a development or an extension grant 
    must include in its application, and annually thereafter in its 
    progress report, a copy of the protection and advocacy contract or 
    grant agreement entered into by the State, or evidence of ongoing 
    negotiations if it has not yet entered into a new contract or 
    agreement. This is necessary to ensure that the State has entered into 
    this contract or grant agreement.
        If the State decides to request that the Secretary enter into this 
    agreement with the entity established to provide protection and 
    advocacy services, the Secretary would award a grant--not a contract--
    for protection and advocacy services. The Secretary would reduce the 
    amount of the State's grant to carry out this activity. If a State 
    makes this request, the State would be required to include the request 
    in its application for a development grant or an extension grant and 
    annually thereafter in its progress report. This is necessary to ensure 
    that the Department has sufficient time to negotiate and enter into 
    this agreement.
        --Limitation on indirect costs (Sec. 345.30(b)(14):
        Section 102(e)(22) of the Act provides that a State must provide an 
    assurance in its application that the percentage of funds received 
    under the grant that is used for indirect costs shall not exceed 10 
    percent. The indirect cost limitation would apply to the total amount 
    of the State's grant.
        The indirect cost limitation does not ensure a subcontractor or 
    subgrantee an indirect cost rate. This rate must be negotiated by the 
    State and the subcontractor or subgrantee.
        --Mandated activities and significant progress (Sec. 345.30(b)(1)):
        Section 102(e)(7) of the Act provides States with the option of (1) 
    performing the six activities listed in section 102(e)(7)(B) of the Act 
    in carrying out systems change and advocacy activities; or (2) 
    performing other activities and demonstrating through progress reports 
    that ``significant progress'' has been made in the development and 
    implementation of a consumer-responsive comprehensive statewide program 
    of technology-related assistance. Section 104(a) of the Act requires 
    that the Secretary develop guidelines to be used in assessing the 
    extent to which a State is making ``significant progress.'' The 
    Secretary is developing these guidelines. The Secretary would 
    disseminate these guidelines on an annual basis to all grantees.
        Each year, the Secretary will send to all States and entities 
    either performance guidelines or a first or a second extension grant 
    application packet that includes performance 
    
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    guidelines. The package will contain directions regarding meeting the 
    performance guidelines and copies of the performance guidelines. Each 
    grantee would be required to meet or demonstrate significant progress 
    toward meeting its annually derived set of priorities, goals, and 
    objectives. If planned priorities, goals, or objectives are not met, 
    grantees must document why, and if appropriate, provide a revised plan 
    that includes a timetable for the particular priority, goal, and 
    objective.
        --Compliance with section 508 of the Rehabilitation Act of 1973 
    (Sec. 345.31(d)):
        Section 103(d)(6) of the Act provides that, in an application for 
    an extension grant, a State must provide an assurance that the State 
    ``or any recipient of funds made available to the State under (a 
    development grant)'' will comply with guidelines developed under 
    section 508 of the Rehabilitation Act of 1973 (section 508). Section 
    508 guarantees that individuals with disabilities will have access to 
    electronic and information technology. This requirement applies to all 
    offices, agencies, and entities in a State. The Secretary believes that 
    section 508 also applies to all subrecipients under the Act. The 
    Secretary particularly solicits comments on this interpretation.
        --Appeal of corrective action finding (Sec. 345.60)):
        Section 105(b)(1) of the Act provides that any State that fails to 
    comply with the requirements of Title I of the Act shall be subject to 
    a corrective action plan. The Secretary would require that a State 
    appeal a finding that it is subject to corrective action within 30 days 
    of being notified in writing by the Secretary of the finding. (This 
    timeframe is consistent with the Education Department General 
    Administrative Regulations, at 34 CFR 81.37, which allows recipients of 
    federal financial assistance from the Department of Education 30 days 
    to appeal a notice of a disallowance decision requesting the return of 
    misspent funds). The Secretary would respond to an appeal within 30 
    days.
        --Title to devices (Sec. 345.30(b)(5)(ii)):
        The Secretary would encourage the recycling of assistive technology 
    devices that are no longer being used. Section 102(e)(12)(B) requires a 
    public agency or an individual with a disability to hold title to 
    property purchased with funds under the Act. Upon death or upon any 
    event rendering an individual incapable of using, or making it 
    unnecessary for an individual to use, an assistive technology device, 
    the Secretary recommends that the individual, the individual's family, 
    or the public agency recycle the device for use by other disabled 
    individuals.
    
    Executive Order 12866
    
    1. Assessment of Costs and Benefits
    
        These proposed regulations have been reviewed in accordance with 
    Executive Order 12866. Under the terms of the order the Secretary has 
    assessed the potential costs and benefits of this regulatory action.
        The potential costs associated with the proposed regulations are 
    those resulting from statutory requirements and those determined by the 
    Secretary to be necessary for administering this program effectively 
    and efficiently. Burdens specifically associated with information 
    collection requirements, if any, are identified and explained elsewhere 
    in this preamble under the heading Paperwork Reduction Act of 1980.
        In assessing the potential costs and benefits--both quantitative 
    and qualitative--of these proposed regulations, the Secretary has 
    determined that the benefits of the proposed regulations justify the 
    costs.
        To assist the Department in complying with the specific 
    requirements of Executive Order 12866, the Secretary invites comment on 
    whether there may be further opportunities to reduce any potential 
    costs or increase potential benefits resulting from these proposed 
    regulations without impeding the effective and efficient administration 
    of the program.
    
    2. Clarity of the Regulations
    
        Executive Order 12866 requires each agency to write regulations 
    that are easy to understand.
        The Secretary invites comments on how to make these proposed 
    regulations easier to understand, including answers to questions such 
    as the following: (1) Are the requirements in the proposed regulations 
    clearly stated? (2) Do the regulations contain technical terms or other 
    wording that interferes with their clarity? (3) Does the format of the 
    regulations (grouping and order of sections, use of headings, 
    paragraphing etc.) aid or reduce their clarity? Would the regulations 
    be easier to understand if they were divided into more (but shorter) 
    sections? (A ``section'' is preceded by the symbol ``Sec. '' and a 
    numbered heading; for example, Sec. 345.1 What is the State Grants 
    Program for Technology-Related Assistance for Individuals with 
    Disabilities?) (4) Is the description of the regulations in the 
    ``Supplementary Information'' section of this preamble helpful in 
    understanding the regulations? How could this description be more 
    helpful in making the regulations easier to understand? (5) What else 
    could the Department do to make the regulations easier to understand?
        A copy of any comments that concern how the Department could make 
    these proposed regulations easier to understand should be sent to 
    Stanley M. Cohen, Regulations Quality Officer, U.S. Department of 
    Education, 600 Independence Avenue, SW. (Room 5121, FB-10B), 
    Washington, DC. 20202-2241.
    
    Regulatory Flexibility Act Certification
    
        The Secretary certifies that these proposed regulations would not 
    have a significant economic impact on a substantial number of small 
    entities.
        Because these proposed regulations would affect only States and 
    State agencies, the regulations would not have an impact on small 
    entities. States and State agencies are not defined as ``small 
    entities'' in the Regulatory Flexibility Act.
    
    Paperwork Reduction Act of 1980
    
        Sections 345.30, 345.31, 345.42, 345.50, 345.53, and 345.55 contain 
    information collection requirements. As required by the Paperwork 
    Reduction Act of 1980, the Department of Education will submit a copy 
    of these sections to the Office of Management and Budget (OMB) for its 
    review. (44 U.S.C. 3504(h))
        States are eligible to apply for grants under these regulations. 
    The Department needs and uses the information to make grants. Annual 
    public reporting burden for this collection of information is estimated 
    to be 30 hours per response for 55 respondents, including the time for 
    reviewing instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information.
        Organizations and individuals desiring to submit comments on the 
    information collection requirements should direct them to the Office of 
    Information and Regulatory Affairs, OMB, Room 3002, New Executive 
    Office Building, Washington, D.C. 20503; Attention: Daniel J. Chenok.
    
    Intergovernmental Review
    
        This program is subject to the requirements of Executive Order 
    12372 and the regulations in 34 part 79. The objective of the Executive 
    order is to foster an intergovernmental partnership and a strengthened 
    federalism by relying on processes developed by State 
    
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    and local governments for coordination and review of proposed Federal 
    financial assistance.
        In accordance with the order, this document is intended to provide 
    early notification of the Department's specific plans and actions for 
    this program.
    
    Invitation to Comment
    
        Interested persons are invited to submit comments and 
    recommendations regarding these proposed regulations.
        All comments submitted in response to these proposed regulations 
    will be available for public inspection, during and after the comment 
    period, in Room 3022, ROB-3, 7th and D Streets, SW., Washington, DC., 
    between the hours of 8:30 a.m. and 4 p.m., Monday through Friday of 
    each week except Federal holidays.
    
    Assessment of Educational Impact
    
        The Secretary particularly requests comments on whether the 
    proposed regulations in this document would require transmission of 
    information that is being gathered by or is available from any other 
    agency or authority of the United States.
    
    List of Subjects in 34 CFR Part 345
    
        Grant program-education, Reporting and recordkeeping requirements.
    
        Dated: October 27, 1994.
    Judith E. Heumann,
    Assistant Secretary for Special Education and Rehabilitative Services.
    (Catalog of Federal Domestic Assistance Number 84.224--State Grants 
    Program for Technology-Related Assistance for Individuals with 
    Disabilities)
    
        The Secretary proposes to amend title 34 of the Code of Federal 
    Regulations by revising part 345 to read as follows:
    
    PART 345--STATE GRANTS PROGRAM FOR TECHNOLOGY-RELATED ASSISTANCE 
    FOR INDIVIDUALS WITH DISABILITIES
    
    Subpart A--General
    
    Sec.
    345.1  What is the State Grants Program for Technology-Related 
    Assistance for Individuals with Disabilities?
    345.2  What are the purposes of the State grants program for 
    technology-related assistance for individuals with disabilities?
    345.3  What are the types of awards under this program?
    345.4  Who is eligible to receive a development grant?
    345.5  What are the responsibilities of the lead agency or public 
    agency in applying for and in administering a development grant?
    345.6  How does a State designate the lead agency?
    345.7  Who is eligible to receive an extension grant?
    345.8  What are the responsibilities of the lead agency in applying 
    for and in administering an extension grant?
    345.9  What regulations apply to this program?
    345.10  What definitions apply to this program?
    
    Subpart B--What Kinds of Activities Does the Department Support?
    
    345.20  What types of activities are authorized under this program?
    
    Subpart C--How Does a State Apply for a Grant?
    
    345.30  What is the content of an application for a development 
    grant?
    345.31  What is the content of an application for an extension 
    grant?
    
    Subpart D--How Does the Secretary Make a Grant?
    
    345.40  How does the Secretary evaluate an application for a 
    development grant under this program?
    345.41  What other factors does the Secretary take into 
    consideration in making development grant awards under this program?
    345.42  What is the review process for an application for an 
    extension grant?
    345.43  What priorities does the Secretary establish?
    
    Subpart E--What Conditions Must Be Met After an Award?
    
    345.50  What are the reporting requirements for the recipients of 
    development and extension grants?
    345.51  When is a State making significant progress?
    345.52  Who retains title to devices provided under this program?
    345.53  What are the requirements for grantee participation in the 
    Secretary's progress assessments?
    345.54  How may grant funds be used under this program?
    345.55  What are the responsibilities of a State in carrying out 
    protection and advocacy services?
    
    Subpart F--What Compliance Procedures May the Secretary Use?
    
    345.60  Who is subject to a corrective action plan?
    345.61  What penalties may the Secretary impose on a grantee that is 
    subject to corrective action?
    345.62  How does a State redesignate the lead agency when it is 
    subject to corrective action?
    345.63  How does a State redesignate the entity responsible for 
    providing protection and advocacy services?
    
        Authority: 29 U.S.C. 2201-2217, unless otherwise noted.
    
     PART 345--STATE GRANTS PROGRAM FOR TECHNOLOGY-RELATED ASSISTANCE 
    FOR INDIVIDUALS WITH DISABILITIES
    
    Subpart A--General
    
    
    Sec. 345.1  What is the State Grants Program for Technology-Related 
    Assistance for Individuals with Disabilities?
    
        This program provides grants to States to support systems change 
    and advocacy activities designed to assist States in developing and 
    implementing consumer-responsive comprehensive Statewide programs of 
    technology-related assistance that accomplish the purposes in 
    Sec. 345.2.
    
    (Authority: 29 U.S.C. 2211(a); sec. 101(a) of the Act)
    
    
    Sec. 345.2  What are the purposes of the State grants program for 
    technology-related assistance for individuals with disabilities?
    
        The purposes of this program are to provide financial assistance to 
    States to support systems change and advocacy activities designed to 
    assist each State in developing and implementing a consumer-responsive 
    comprehensive statewide program of technology-related assistance, for 
    individuals with disabilities of all ages, that is designed to--
        (a) Increase the availability of, funding for, access to, and 
    provision of, assistive technology devices and assistive technology 
    services;
        (b) Increase the active involvement of individuals with 
    disabilities and their family members, guardians, advocates, and 
    authorized representatives, in the planning, development, 
    implementation, and evaluation of the program;
        (c) Increase the involvement of individuals with disabilities and, 
    if appropriate, their family members, guardians, advocates, or 
    authorized representatives, in decisions related to the provision of 
    assistive technology devices and assistive technology services;
        (d) Increase the provision of outreach to underrepresented 
    populations and rural populations, to enable the two populations to 
    enjoy the benefits of programs carried out to accomplish the purposes 
    described in this section to the same extent as other populations;
        (e) Increase and promote coordination among State agencies, and 
    between State agencies and private entities, that are involved in 
    carrying out activities under this part, particularly providing 
    assistive technology devices and assistive technology services, that 
    accomplish a purpose described in another paragraph of this section; 
    
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        (f)(1) Increase the awareness of laws, regulations, policies, 
    practices, procedures, and organizational structures, that facilitate 
    the availability or provision of assistive technology devices and 
    assistive technology services; and
        (2) Facilitate the change of laws, regulations, policies, 
    practices, procedures, and organizational structures, that impede the 
    availability or provision of assistive technology devices and assistive 
    technology services;
        (g) Increase the probability that individuals with disabilities of 
    all ages will, to the extent appropriate, be able to secure and 
    maintain possession of assistive technology devices as these 
    individuals make the transition between services offered by human 
    service agencies or between settings of daily living;
        (h) Enhance the skills and competencies of individuals involved in 
    providing assistive technology devices and assistive technology 
    services;
        (i) Increase awareness and knowledge of the efficacy of assistive 
    technology devices and assistive technology services among--
        (1) Individuals with disabilities and their family members, 
    guardians, advocates, and authorized representatives;
        (2) Individuals who work for public agencies, or for private 
    entities (including insurers), that have contact with individuals with 
    disabilities;
        (3) Educators and related services personnel;
        (4) Technology experts (including engineers);
        (5) Employers; and
        (6) Other appropriate individuals;
        (j) Increase the capacity of public agencies and private entities 
    to provide and pay for assistive technology devices and assistive 
    technology services on a statewide basis for individuals with 
    disabilities of all ages; and
        (k) Increase the awareness of the needs of individuals with 
    disabilities for assistive technology devices and for assistive 
    technology services.
    
    (Authority: 29 U.S.C. 2201(b); sec. 2(b) of the Act)
    
    
    Sec. 345.3  What are the types of awards under this program?
    
        (a) Under this program, the Secretary--
        (1) Awards three-year development grants to assist States in 
    developing and implementing consumer-responsive comprehensive statewide 
    programs that accomplish the purposes in Sec. 345.2;
        (2) May award an initial two-year extension grant to any State that 
    meets the standards in Sec. 345.42(a); and
        (3) May award a second extension grant, for a period of not more 
    than 5 years, to any State that meets the standards in Sec. 345.42(b).
        (b) The Secretary calculates the amount of the development grants 
    in paragraph (a)(1) of this section on the basis of--
        (1) Amounts available for making grants under this part;
        (2) The population of the State or territory concerned; and
        (3) The types of activities proposed by the State relating to the 
    development of a consumer-responsive comprehensive statewide program of 
    technology-related assistance.
        (c) The Secretary calculates the amount of the extension grants in 
    paragraph (a)(2) of this section on the basis of--
        (1) Amounts available for making grants;
        (2) The population of the State;
        (3) The types of assistance proposed by the State in its 
    application; and
        (4) A description in its application of the amount of resources 
    committed by the State and available to the State from other sources to 
    sustain the program after federal funding ends.
        (d)(1) In providing any increases in initial extension grants in 
    paragraph (a)(2) of this section above the amounts provided to States 
    for Fiscal Year 1993, the Secretary may give priority to States (other 
    than the territories) that--
        (i) Have the largest populations, based on the most recent census 
    data; and
        (ii) Are sparsely populated.
        (2) To be eligible for the priority in paragraph (d)(1) of this 
    section, the circumstances in paragraphs (d)(1)(i) or (ii) must have 
    impeded the development of a consumer-responsive, comprehensive 
    statewide program of technology-related assistance in a State.
        (e) During the fourth and fifth years of a State's second extension 
    grant, the amount received by a State will be reduced to 75% and 50%, 
    respectively, of the amount paid to the State for the third year of the 
    grant.
    
    (Authority: 29 U.S.C. 2212(b), 2213(a), 2213(c)(1)(B) and (2), and 
    2213(c)(1)(D); secs. 102(b), 103(a), 103(c)(1)(B) and (2), 
    103(c)(1)(D) of the Act)
    
    
    Sec. 345.4  Who is eligible to receive a development grant?
    
        A State is eligible to receive a development grant under this 
    program, provided that the Governor has designated a lead agency to 
    carry out the responsibilities contained in Sec. 345.5.
    
    (Authority: 29 U.S.C. 2212(a)(1) and 2212 (d)(1); sec. 102(a) and 
    102(d)(1) of the Act)
    
    
    Sec. 345.5  What are the responsibilities of the lead agency or public 
    agency in applying for and in administering a development grant?
    
        (a) The lead agency is responsible for the following:
        (1) Submitting the application containing the information and 
    assurances contained in Sec. 345.30.
        (2) Administering and supervising the use of amounts made available 
    under the grant.
        (3)(i) Coordinating efforts related to, and supervising the 
    preparation of, the application;
        (ii) Coordinating the planning, development, implementation, and 
    evaluation of the consumer-responsive comprehensive statewide program 
    of technology-related assistance among public agencies and between 
    public agencies and private agencies, including coordinating efforts 
    related to entering into interagency agreements; and
        (iii) Coordinating efforts related to, and supervising, the active, 
    timely, and meaningful participation by individuals with disabilities 
    and their family members, guardians, advocates, or authorized 
    representatives, and other appropriate individuals, with respect to 
    activities carried out under the grant.
        (4) The delegation, in whole or in part, of any responsibilities 
    described in paragraphs (a) (1) through (3) of this section to one or 
    more appropriate offices, agencies, entities, or individuals.
        (b) If the lead agency is not a public agency, a public agency 
    shall have the responsibility of controlling and administering amounts 
    received under the grant.
    
    (Authority: 29 U.S.C. 2212(d)(1) and 2212(e)(12)(A); sec. 102(d)(1) 
    and 102(e)(12)(A) of the Act)
    
    
    Sec. 345.6  How does a State designate the lead agency?
    
        (a) The Governor may designate--
        (1) A commission appointed by the Governor;
        (2) A public-private partnership or consortium;
        (3) A university-affiliated program;
        (4) A public agency;
        (5) A council established under Federal or State law; or
        (6) Another appropriate office, agency, entity, or individual.
        (b) The State shall provide evidence that the lead agency has the 
    ability--
        (1) To respond to assistive technology needs across disabilities 
    and ages;
        (2) To promote the availability throughout the State of assistive 
    technology devices and assistive technology services;
        (3) To promote and implement systems change and advocacy 
    activities; 
    
    [[Page 40693]]
    
        (4) To promote and develop public-private partnerships;
        (5) To exercise leadership in identifying and responding to the 
    technology needs of individuals with disabilities and their family 
    members, guardians, advocates, and authorized representatives;
        (6) To promote consumer confidence, responsiveness, and advocacy; 
    and
        (7) To exercise leadership in implementing effective strategies for 
    capacity building, staff and consumer training, and enhancement of 
    access to funding for assistive technology devices and assistive 
    technology services across agencies.
    
    (Authority: 29 U.S.C. 2212(d) (2) and (3); secs. 102(d) (2) and (3) 
    of the Act)
    
    
    Sec. 345.7  Who is eligible to receive an extension grant?
    
        A State is eligible to receive an extension grant under this 
    program.
    
    
    Sec. 345.8  What are the responsibilities of the lead agency in 
    applying for and in administering an extension grant?
    
        (a) To be eligible to receive an initial extension grant, the lead 
    agency shall--
        (1) Submit an application containing the information and assurances 
    in Sec. 345.31; and
        (2) Hold a public hearing in the third year of a program carried 
    out under a development grant, after providing appropriate and 
    sufficient notice to allow interested groups and organizations and all 
    segments of the public an opportunity to comment on the program.
        (b) To be eligible to receive a second extension grant, the lead 
    agency shall--
        (1) Submit an application containing the information and assurances 
    in Sec. 345.31; and
        (2) Hold a public hearing in the second year of a program carried 
    out under an initial extension grant, after providing appropriate and 
    sufficient notice to allow interested groups and organizations and all 
    segments of the public an opportunity to comment on the program.
    
    (Authority: 29 U.S.C. 2213 (d) and (e); sec. 103 (d) and (e) of the 
    Act)
    
    
    Sec. 345.9  What regulations apply to this program?
    
        The following regulations apply to the State Grants Program for 
    Technology-Related Assistance for Individuals with Disabilities:
        (a) The Education Department General Administrative Regulations 
    (EDGAR) as follows:
        (1) 34 CFR part 74 (Administration of Grants to Institutions of 
    Higher Education, Hospitals, and Nonprofit Organizations);
        (2) 34 CFR part 75 (Direct Grant Programs), except Sec. 75.618;
        (3) 34 CFR part 77 (Definitions That Apply to Department 
    Regulations);
        (4) 34 CFR part 79 (Intergovernmental Review of Department of 
    Education Programs and Activities);
        (5) 34 CFR part 80 (Uniform Administrative Requirements for Grants 
    and Cooperative Agreements to State and Local Governments), except 
    Secs. 80.32(a) and 80.33(a);
        (6) 34 CFR part 81 (General Education Provisions Act--Enforcement);
        (7) 34 CFR part 85 (Governmentwide Debarment and Suspension 
    (Nonprocurement) and Governmentwide Requirements for Drug-Free 
    Workplace (Grants)); and
        (8) Part 86 (Drug-Free Schools and Campuses).
        (b) The regulations in this part.
    
    (Authority: 29 U.S.C. 2201-2217; sec. 101-107 of the Act)
    
    
    Sec. 345.10  What definitions apply to this program?
    
        (a) Definitions in EDGAR. The following terms used in this part are 
    defined in 34 CFR 77.1:
    
    Applicant
    Application
    Award
    Department
    EDGAR
    Fiscal year
    Grant period
    Nonprofit
    Nonpublic
    Private
    Project
    Project period
    Public
    
        (b) Definitions in the Technology-Related Assistance for 
    Individuals with Disabilities Act of 1988.
        (1) The following terms used in this part are defined in section 3 
    of the Act:
    
    Advocacy services
    Assistive technology device
    Assistive technology service
    Comprehensive statewide program of technology-related assistance
    Consumer-responsive
    Disability
    Individual with a disability; individuals with disabilities
    Institution of higher education
    Protection and advocacy services
    Secretary
    State
    Systems change and related activities
    Technology-related assistance
    Underrepresented population
    
        (2) The following term used in this part is defined in section 
    102(b)(5) of the Act:
    
    Territory
    
        (d) Other definitions. The following definitions also apply to this 
    part:
        Initial extension grant means the two-year extension grant 
    following a three-year development grant under this program.
        Second extension grant means the extension grant following the 
    initial extension grant under this program. The period of this grant is 
    for a period of not more than 5 years.
    
    (Authority: 29 U.S.C. 2201-2217; secs. 101-107 of the Act)
    
    Subpart B--What Kinds of Activities Does the Department Support
    
    
    Sec. 345.20  What type of activities are authorized under this program?
    
        Any State that receives a development or extension grant shall use 
    the funds made available through the grant to accomplish the purposes 
    described in Sec. 345.2 and, in accomplishing such purposes, may carry 
    out any of the following systems change and advocacy activities:
        (a) Support activities to increase access to, and funding for, 
    assistive technology, including--
        (1) The development, and evaluation of the efficacy, of model 
    delivery systems that provide assistive technology devices and 
    assistive technology services to individuals with disabilities, that 
    pay for devices and services, and that, if successful, could be 
    replicated or generally applied, such as--
        (i) The development of systems for the purchase, lease, other 
    acquisition, or payment for the provision, of assistive technology 
    devices and assistive technology services; or
        (ii) The establishment of alternative State or privately financed 
    systems of subsidies for the provision of assistive technology devices 
    and assistive technology services, such as--
        (A) A loan system for assistive technology devices;
        (B) An income-contingent loan fund;
        (C) A low interest loan fund;
        (D) A revolving loan fund;
        (E) A loan insurance program; or
        (F) A partnership with private entities for the purchase, lease, or 
    other acquisition of assistive technology devices and the provision of 
    assistive technology services;
        (2) The demonstration of assistive technology devices, including--
        (i) The provision of a location or locations within the State where 
    the following individuals can see and touch assistive technology 
    devices, and learn about the devices from personnel who are familiar 
    with such devices and their applications: 
    
    [[Page 40694]]
    
        (A) Individuals with disabilities and their family members, 
    guardians, advocates, and authorized representatives;
        (B) Education, rehabilitation, health care, and other service 
    providers;
        (C) Individuals who work for Federal, State, or local government 
    entities; and
        (D) Employers.
        (ii) The provision of counseling and assistance to individuals with 
    disabilities and their family members, guardians, advocates, and 
    authorized representatives to determine individual needs for assistive 
    technology devices and assistive technology services; and
        (iii) The demonstration or short-term loan of assistive technology 
    devices to individuals, employers, public agencies, or public 
    accommodations seeking strategies to comply with the Americans with 
    Disabilities Act of 1990 (42 U.S.C. 12101 et seq.) and section 504 of 
    the Rehabilitation Act of 1973 (29 U.S.C. 794); and
        (3) The establishment of information systems about, and recycling 
    centers for, the redistribution of assistive technology devices and 
    equipment that may include device and equipment loans, rentals, or 
    gifts.
        (b) Support activities to--
        (1) Identify and coordinate Federal and State policies, resources, 
    and services, relating to the provision of assistive technology devices 
    and assistive technology services, including entering into interagency 
    agreements;
        (2) Convene interagency work groups to enhance public funding 
    options and coordinate access to funding for assistive technology 
    devices and assistive technology services for individuals with 
    disabilities of all ages, with special attention to the issues of 
    transition (such as transition from school to work, and transition from 
    participation in programs under part H of the Individuals with 
    Disabilities Education Act (20 U.S.C. 1471 et seq.), to participation 
    in programs under part B of such Act (20 U.S.C. 1411 et seq.)) home 
    use, and individual involvement in the identification, planning, use, 
    delivery, and evaluation of such devices and services; or
        (3) Document and disseminate information about interagency 
    activities that promote coordination with respect to assistive 
    technology devices and assistive technology services, including 
    evidence of increased participation of State and local special 
    education, vocational rehabilitation, and State medical assistance 
    agencies and departments.
        (c) Carry out activities to encourage the creation or maintenance 
    of, support, or provide assistance to, statewide and community-based 
    organizations, or systems, that provide assistive technology devices 
    and assistive technology services to individuals with disabilities or 
    that assist individuals with disabilities in using assistive technology 
    devices or assistive technology services. The activities may include 
    outreach to consumer organizations and groups in the State to 
    coordinate the activities of the organizations and groups with efforts 
    (including self-help, support groups, and peer mentoring) to assist 
    individuals with disabilities and their family members, guardians, 
    advocates, or authorized representatives, to obtain funding for, and 
    access to, assistive technology devices and assistive technology 
    services.
        (d) Pay for expenses, including travel expenses, and services, 
    including services of qualified interpreters, readers, and personal 
    assistants services that may be necessary to ensure access to the 
    comprehensive statewide program of technology-related assistance by 
    individuals with disabilities who are determined by the State to be in 
    financial need. The expenses must be incurred by participants in 
    activities associated with the State technology program.
        (e) Conduct a statewide needs assessment that may be based on data 
    in existence on the date on which the assessment is initiated and may 
    include--
        (1) Estimates of the numbers of individuals with disabilities 
    within the State, categorized by residence, type and extent of 
    disabilities, age, race, gender, and ethnicity;
        (2) In the case of an assessment carried out under a development 
    grant, a description of efforts, during the fiscal year preceding the 
    first fiscal year for which the State received a grant, to provide 
    assistive technology devices and assistive technology services to 
    individuals with disabilities within the State, including--
        (i) The number of individuals with disabilities who received 
    appropriate assistive technology devices and assistive technology 
    services; and
        (ii) A description of the devices and services provided;
        (3) Information on the number of individuals with disabilities who 
    are in need of assistive technology devices and assistive technology 
    services, and a description of the devices and services needed;
        (4) Information on the cost of providing assistive technology 
    devices and assistive technology services to all individuals with 
    disabilities within the State who need such devices and services;
        (5) A description of State and local public resources and private 
    resources (including insurance) that are available to establish a 
    consumer-responsive comprehensive statewide program of technology-
    related assistance;
        (6) Information identifying Federal and State laws, regulations, 
    policies, practices, procedures, and organizational structures, that 
    facilitate or interfere with the operation of a consumer-responsive 
    comprehensive statewide program of technology-related assistance;
        (7) A description of the procurement policies of the State and the 
    extent to which such policies will ensure, to the extent practicable, 
    that assistive technology devices purchased, leased, or otherwise 
    acquired with assistance made available through a development or 
    extension grant under this part are compatible with other technology 
    devices, including technology devices designed primarily for use by--
        (i) Individuals who are not individuals with disabilities;
        (ii) Individuals who are elderly; or
        (iii) Individuals with particular disabilities; and
        (8) Information resulting from an inquiry about whether a State 
    agency or task force (composed of individuals representing the State 
    and individuals representing the private sector) should study the 
    practices of private insurance companies holding licenses within the 
    State that offer health or disability insurance policies under which an 
    individual may obtain reimbursement for--
        (i) The purchase, lease, or other acquisition of assistive 
    technology devices; or
        (ii) The use of assistive technology services.
        (f) Support--
        (1)(i) A public awareness program designed to provide information 
    relating to the availability and efficacy of assistive technology 
    devices and assistive technology services for--
        (A) Individuals with disabilities and their family members, 
    guardians, advocates, or authorized representatives;
        (B) Individuals who work for public agencies, or for private 
    entities (including insurers), that have contact with individuals with 
    disabilities;
        (C) Educators and related services personnel;
        (D) Technology experts (including engineers);
        (E) Employers; and
        (F) Other appropriate individuals and entities; or 
    
    [[Page 40695]]
    
        (ii) Establish and support the program if no such program exists.
        (2) A public awareness program that may include the--
        (i) Development and dissemination of information relating to the--
        (A) Nature of assistive technology devices and assistive technology 
    services;
        (B) Appropriateness, cost, and availability of, and access to, 
    assistive technology devices and assistive technology services; and
        (C) Efficacy of assistive technology devices and assistive 
    technology services with respect to enhancing the capacity of 
    individuals with disabilities;
        (ii) Development of procedures for providing direct communication 
    among public providers of assistive technology devices and assistive 
    technology services and between public providers and private providers 
    of devices and services (including employers); and
        (iii) Development and dissemination of information relating to the 
    use of the program by individuals with disabilities and their family 
    members, guardians, advocates, or authorized representatives, 
    professionals who work in a field related to an activity described in 
    this section, and other appropriate individuals.
        (g) Carry out directly, or may provide support to a public or 
    private entity to carry out, training and technical assistance 
    activities that--
        (1)(i) Are provided for individuals with disabilities and their 
    family members, guardians, advocates, and authorized representatives, 
    and other appropriate individuals; and
        (ii) May include--
        (A) Training in the use of assistive technology devices and 
    assistive technology services;
        (B) The development of written materials, training, and technical 
    assistance describing the means by which agencies consider the needs of 
    an individual with a disability for assistive technology devices and 
    assistive technology services in developing, for the individual, any 
    individualized education program described in section 614(a)(5) of the 
    Individuals with Disabilities Education Act (20 U.S.C. 1414(a)(5)), any 
    individualized written rehabilitation program described in section 102 
    of the Rehabilitation Act of 1973 (29 U.S.C. 722), any individualized 
    family service plan described in section 677 of the Individuals with 
    Disabilities Education Act (20 U.S.C. 1477), and any other 
    individualized plans or programs;
        (C) Training regarding the rights of the persons described in 
    paragraph (f)(1)(i) of this section to assistive technology devices and 
    assistive technology services under any law other than this Act, to 
    promote fuller independence, productivity, and inclusion in and 
    integration into society of such persons; and
         (D) Training to increase consumer participation in the 
    identification, planning, use, delivery, and evaluation of assistive 
    technology devices and assistive technology services; and
        (2)(i) Enhance the assistive technology skills and competencies 
    of--
        (A) Individuals who work for public agencies or for private 
    entities (including insurers) that have contact with individuals with 
    disabilities;
        (B) Educators and related services personnel;
        (C) Technology experts (including engineers);
        (D) Employers; and
        (E) Other appropriate personnel; and
        (ii) Include taking actions to facilitate the development of 
    standards, or, when appropriate, the application of standards, to 
    ensure the availability of qualified personnel.
        (h) Support the compilation and evaluation of appropriate data 
    related to a program described in Sec. 345.1.
        (i)(1) Develop, operate, or expand a system for public access to 
    information concerning an activity carried out under another paragraph 
    of this section, including information about assistive technology 
    devices and assistive technology services, funding sources and costs of 
    assistance, and individuals, organizations, and agencies capable of 
    carrying out such an activity for individuals with disabilities.
        (2) Access to the system may be provided through community-based 
    entities, including public libraries, centers for independent living 
    (as defined in section 702(1) of the Rehabilitation Act of 1973 (29 
    U.S.C. 796a(1)), and community rehabilitation programs, as defined in 
    section 7(25) of such Act (29 U.S.C. 706(25)).
        (3) In developing, operating, or expanding a system described in 
    paragraph (h)(1) of this section, the State may--
        (i) Develop, compile, and categorize print, large print, braille, 
    audio, and video materials, computer disks, compact discs (including 
    compact discs formatted with read-only memory), information that can be 
    used in telephone-based information systems, and other media as 
    technological innovation may make appropriate;
        (ii) Identify and classify existing funding sources, and the 
    conditions of and criteria for access to such sources, including any 
    funding mechanisms or strategies developed by the State;
        (iii) Identify existing support groups and systems designed to help 
    individuals with disabilities make effective use of an activity carried 
    out under another paragraph of this section; and
        (iv) Maintain a record of the extent to which citizens of the State 
    use or make inquiries of the system established in paragraph (h)(1) of 
    this section, and of the nature of inquiries.
        (4) The information system may be organized on an interstate basis 
    or as part of a regional consortium of States in order to facilitate 
    the establishment of compatible, linked information systems.
        (i)(1) The State may enter into cooperative agreements with other 
    States to expand the capacity of the States involved to assist 
    individuals with disabilities of all ages to learn about, acquire, use, 
    maintain, adapt, and upgrade assistive technology devices and assistive 
    technology services that individuals need at home, at school, at work, 
    or in other environments that are part of daily living.
        (2) The State may operate or participate in a computer system 
    through which the State may electronically communicate with other 
    States to gain technical assistance in a timely fashion and to avoid 
    the duplication of efforts already undertaken in other States.
        (j) Support the establishment or continuation of partnerships and 
    cooperative initiatives between the public sector and the private 
    sector to promote the greater participation by business and industry in 
    the--
        (1) Development, demonstration, and dissemination of assistive 
    technology devices; and
        (2) Ongoing provision of information about new products to assist 
    individuals with disabilities.
        (k) Provide advocacy services.
        (l) Utilize amounts made available through development and 
    extension grants for any systems change and advocacy activities, other 
    than the activities described in another paragraph of this section, 
    that are necessary for developing, implementing, or evaluating the 
    consumer-responsive comprehensive statewide program of technology-
    related assistance.
    
    (Authority: 29 U.S.C. 2211(b); sec. 101(b) of the Act)
    
    Subpart C--How Does a State Apply for a Grant?
    
    
    Sec. 345.30  What is the content of an application for a development 
    grant?
    
        (a) Applicants for development grants under this program shall 
    include the 
    
    [[Page 40696]]
    following information in their applications:
        (1) Information identifying the lead agency designated by the 
    Governor under Sec. 345.4 and the evidence described in Sec. 345.6(b).
        (2) A description of the nature and extent of involvement of 
    various State agencies, including the State insurance department, in 
    the preparation of the application and the continuing role of each 
    agency in the development and implementation of the consumer-responsive 
    comprehensive statewide program of technology-related assistance, 
    including the identification of the available resources and financial 
    responsibility of each agency for paying for assistive technology 
    devices and assistive technology services.
        (3)(i) A description of procedures that provide for--
        (A)(1) The active involvement of individuals with disabilities and 
    their family members, guardians, advocates, and authorized 
    representatives, and other appropriate individuals, in the development, 
    implementation, and evaluation of the program; and
        (2) To the maximum extent appropriate, the active involvement of 
    individuals with disabilities who use assistive technology devices or 
    assistive technology services, in decisions relating to such devices 
    and services; and
        (B) Mechanisms for determining consumer satisfaction and 
    participation of individuals with disabilities who represent a variety 
    of ages and types of disabilities, in the consumer-responsive 
    comprehensive statewide program of technology-related assistance.
        (ii) A description of the nature and extent of the--
        (A) Involvement, in the designation of the lead agency under 
    Sec. 345.4, and in the development of the application, of--
        (1) Individuals with disabilities and their family members, 
    guardians, advocates, or authorized representatives;
        (2) Other appropriate individuals who are not employed by a State 
    agency; and
        (3) Organizations, providers, and interested parties, in the 
    private sector; and
        (B) Continuing role of the individuals and entities described in 
    paragraph (a)(3)(ii)(A) of this section in the program.
        (4) A tentative assessment of the extent of the need of individuals 
    with disabilities in the State, including individuals from 
    underrepresented populations or rural populations for a statewide 
    program of technology-related assistance and a description of previous 
    efforts and efforts continuing on the date of the application to 
    develop a consumer-responsive comprehensive statewide program of 
    technology-related assistance.
        (5) A description of State resources and other resources (to the 
    extent this information is available) that are available to commit to 
    the development of a consumer-responsive comprehensive statewide 
    program of technology-related assistance.
        (6) Information on the program with respect to the--
        (i) Goals and objectives of the State for the program;
        (ii) Systems change and advocacy activities that the State plans to 
    carry out under the program; and
        (iii) Expected outcomes of the State for the program, consistent 
    with the purposes described in Sec. 345.2.
        (7)(i) A description of the data collection system used for 
    compiling information on the program, consistent with requirements 
    established by the Secretary for systems, and, when a national 
    classification system is developed pursuant to section 201 of the Act, 
    consistent with the classification system; and
        (ii) Procedures that will be used to conduct evaluations of the 
    program.
        (8) A description of the policies and procedures governing 
    contracts, grants, and other arrangements with public agencies, private 
    nonprofit organizations, and other entities or individuals for the 
    purpose of providing assistive technology devices and assistive 
    technology services consistent with this part.
        (b) Applicants for development grants shall include the following 
    assurances in their applications:
        (1)(i) An assurance that the State will use funds from a 
    development or extension grant to accomplish the purposes described in 
    Sec. 345.2 and the goals, objectives, and outcomes described in 
    paragraph (a)(6) of this section, and to carry out the systems change 
    and advocacy activities described in paragraph (a)(6)(ii) of this 
    section, in a manner that is consumer-responsive.
        (ii) An assurance that the State, in carrying out systems change 
    and advocacy activities, shall carry out the following activities, 
    unless the State demonstrates through the progress reports required 
    under Sec. 345.50 that significant progress has been made in the 
    development and implementation of a consumer-responsive comprehensive 
    statewide program of technology-related assistance, and that other 
    systems change and advocacy activities will increase the likelihood 
    that the program will accomplish the purposes described in Sec. 345.2:
        (A) The development, implementation, and monitoring of State, 
    regional, and local laws, regulations, policies, practices, procedures, 
    and organizational structures, that will improve access to, provision 
    of, funding for, and timely acquisition and delivery of, assistive 
    technology devices and assistive technology services;
        (B) The development and implementation of strategies to overcome 
    barriers regarding access to, provision of, and funding for, such 
    devices and services, with priority for identification of barriers to 
    funding through State education (including special education) services, 
    vocational rehabilitation services, and medical assistance services or, 
    as appropriate, other health and human services, and with particular 
    emphasis on overcoming barriers for underrepresented populations and 
    rural populations;
        (C) Coordination of activities among State agencies, in order to 
    facilitate access to, provision of, and funding for, assistive 
    technology devices and assistive technology services;
        (D) The development and implementation of strategies to empower 
    individuals with disabilities and their family members, guardians, 
    advocates, and authorized representatives, to successfully advocate for 
    increased access to, funding for, and provision of, assistive 
    technology devices and assistive technology services, and to increase 
    the participation, choice, and control of individuals with disabilities 
    and their family members, guardians, advocates, and authorized 
    representatives in the selection and procurement of assistive 
    technology devices and assistive technology services;
        (E) The provision of outreach to underrepresented populations and 
    rural populations, including identifying and assessing the needs of 
    such populations, providing activities to increase the accessibility of 
    services to such populations, training representatives of such 
    populations to become service providers, and training staff of the 
    consumer-responsive comprehensive statewide program of technology-
    related assistance to work with such populations; and
        (F) The development and implementation of strategies to ensure 
    timely acquisition and delivery of assistive technology devices and 
    assistive technology services, particularly for children.
        (2) An assurance that the State will conduct an annual assessment 
    of the 
    
    [[Page 40697]]
    consumer-responsive comprehensive statewide program of technology-
    related assistance, in order to determine--
        (i) The extent to which the State's goals and objectives for 
    systems change and advocacy activities, as identified in the State plan 
    under paragraph (a)(6) of this section, have been achieved; and
        (ii) The areas of need that require attention in the next year.
        (3) An assurance that amounts received under the grant will be 
    expended in accordance with the provisions of this part;
        (4) An assurance that amounts received under the grant--
        (i) Will be used to supplement amounts available from other sources 
    that are expended for technology-related assistance, including the 
    provision of assistive technology devices and assistive technology 
    services; and
        (ii) Will not be used to pay a financial obligation for technology-
    related assistance (including the provision of assistive technology 
    devices or assistive technology services) that would have been paid 
    with amounts available from other sources if amounts under the grant 
    had not been available, unless--
        (A) The payment is made only to prevent a delay in the receipt of 
    appropriate technology-related assistance (including the provision of 
    assistive technology devices or assistive technology services) by an 
    individual with a disability; and
        (B) The entity or agency responsible subsequently reimburses the 
    appropriate account with respect to programs and activities under the 
    grant in an amount equal to the amount of the payment;
        (5) An assurance that--
        (i) A public agency shall control and administer amounts received 
    under the grant; and
        (ii) A public agency or an individual with a disability shall--
        (A) Hold title to property purchased with such amounts; and
        (B) Administer such property.
        (6) An assurance that the State will--
        (i) Prepare reports to the Secretary in the form and containing 
    information required by the Secretary to carry out the Secretary's 
    functions under this part; and
        (ii) Keep records and allow access to records as the Secretary may 
    require to ensure the correctness and verification of information 
    provided to the Secretary under this paragraph of this section.
        (7) An assurance that amounts received under the grant will not be 
    commingled with State or other funds;
        (8) An assurance that the State will adopt fiscal control and 
    accounting procedures as may be necessary to ensure proper disbursement 
    of an accounting for amounts received under the grant;
        (9) An assurance that the State will--
        (i) Make available to individuals with disabilities and their 
    family members, guardians, advocates, or authorized representatives 
    information concerning technology-related assistance in a form that 
    will allow individuals to effectively use the information; and
        (ii) In preparing information for dissemination, consider the 
    media-related needs of individuals with disabilities who have sensory 
    and cognitive limitations and consider the use of auditory materials, 
    including audio cassettes, visual materials, including video cassettes 
    and video discs, and braille materials.
        (10) An assurance that, to the extent practicable, technology-
    related assistance made available with amounts received under the grant 
    will be equitably distributed among all geographical areas of the 
    State;
        (11) An assurance that the lead agency will have the authority to 
    use funds made available through a development or extension grant to 
    comply with the requirements of this part, including the ability to 
    hire qualified staff necessary to carry out activities under the 
    program;
        (12)(i) An assurance that the State will annually provide, from the 
    funds made available to the State through a development or extension 
    grant under this part, an amount calculated in accordance with section 
    102(f)(4) of the Act in order to make a grant to, or enter into a 
    contract with, an entity to support protection and advocacy services 
    through the systems established to provide protection and advocacy 
    under the Developmental Disabilities Assistance and Bill of Rights Act 
    (42 U.S.C. 6000 et seq.), the Protection and Advocacy for Mentally Ill 
    Individuals Act (42 U.S.C. 10801 et seq.), and section 509 of the 
    Rehabilitation Act of 1973 (29 U.S.C. 794e).
        (ii) The State need not provide the assurance in paragraph 
    (b)(12)(i) of this section, if the State requests in its annual 
    progress report or first or second extension application, as 
    applicable, that the Secretary annually reserve, from the funds made 
    available for a development or extension grant, an amount calculated in 
    accordance with section 102(f)(4) of the Act, in order for the 
    Secretary to make a grant to or enter into a contract with a system to 
    support protection and advocacy services.
        (13) An assurance that the State--
        (i) Will develop and implement strategies for including personnel 
    training regarding assistive technology within existing Federal- and 
    State-funded training initiatives, in order to enhance assistive 
    technology skills and competencies; and
        (ii) Will document the training;
        (14) An assurance that the percentage of the funds received under 
    the grant that is used for indirect costs (as defined in OMB Circular 
    A-87 incorporated by reference in 34 CFR 80.22(b)) shall not exceed 10 
    percent of the total amount of the grant; and
        (15) An assurance that the lead agency will coordinate the 
    activities funded through a development or extension grant under this 
    part with the activities carried out by councils within the State, 
    including--
        (i) Any council or commission specified in the assurance provided 
    by the State in accordance with section 101(a)(36) of the 
    Rehabilitation Act of 1973 (29 U.S.C. 721(a)(36));
        (ii) The Statewide Independent Living Council established under 
    section 705 of the Rehabilitation Act of 1973 (29 U.S.C. 796d));
        (iii) The advisory panel established under section 613(a)(12) of 
    the Individuals with Disabilities Education Act (20 U.S.C. 
    1413(a)(12));
        (iv) The State Interagency Coordinating Council established under 
    section 682 of the Individuals with Disabilities Education Act (20 
    U.S.C. 1482));
        (v) The State Planning Council described in section 124 of the 
    Developmental Disabilities Assistance and Bill of Rights Act (20 U.S.C. 
    6024);
        (vi) The State mental health planning council established under 
    section 1914 of the Public Health Service Act (42 U.S.C. 300x-3);
        (vii) Any council established under section 204, 206(g)(2)(A), or 
    712(a)(3)(H) of the Older Americans Act of 1965 (42 U.S.C. 3015, 
    3017(g)(2)(A), or 3058g(a)(3)(H)).
        (16) An assurance that there will be coordination between the 
    activities funded through the grant and other related systems change 
    and advocacy activities funded by either Federal or State sources.
        (c) Applicants for development grants shall provide any other 
    related information and assurances that the Secretary may reasonably 
    require.
    
    (Authority: 29 U.S.C. 2212(e); sec. 102(e) of the Act)
    
    
    Sec. 345.31  What is the content of an application for an extension 
    grant?
    
        A State that seeks an extension grant shall include the following 
    in an application:
        (a) The information and assurances described in Sec. 345.30, except 
    the 
    
    [[Page 40698]]
    preliminary needs assessment described in Sec. 345.30(a)(4).
        (b) A description of the following:
        (1) The needs relating to technology-related assistance of 
    individuals with disabilities (including individuals from 
    underrepresented populations or rural populations) and their family 
    members, guardians, advocates, or authorized representatives, and other 
    appropriate individuals within the State.
        (2) Any problems or gaps that remain with the development and 
    implementation of a consumer-responsive comprehensive statewide program 
    of technology-related assistance in the State.
        (3) The strategies that the State will pursue during the grant 
    period to remedy the problems or gaps with the development and 
    implementation of a program.
        (4) Outreach activities to be conducted by the State, including 
    dissemination of information to eligible populations, with special 
    attention to underrepresented populations and rural populations.
        (5)(i) The specific systems change and advocacy activities 
    described in Sec. 345.20 (including the activities described in 
    Sec. 345.30(b)(1)) carried out under the development grant received by 
    the State, or, in the case of an application for a second extension 
    grant, under an initial extension grant received by the State under 
    this section, including--
        (A) A description of systems change and advocacy activities that 
    were undertaken to produce change on a permanent basis for individuals 
    with disabilities of all ages;
        (B) A description of activities undertaken to improve the 
    involvement of individuals with disabilities in the program, including 
    training and technical assistance efforts to improve individual access 
    to assistive technology devices and assistive technology services as 
    mandated under other laws and regulations in effect on the date of the 
    application, and including actions undertaken to improve the 
    participation of underrepresented populations and rural populations, 
    such as outreach efforts; and
        (C) An evaluation of the impact and results of the activities 
    described in paragraph (b)(5)(i) (A) and (B) of this section.
        (ii) The relationship of systems change and advocacy activities to 
    the development and implementation of a consumer-responsive 
    comprehensive statewide program of technology-related assistance.
        (iii) The progress made toward the development and implementation 
    of a consumer-responsive comprehensive statewide program of technology-
    related assistance.
        (6)(i) In the case of an application for an initial extension 
    grant, a report on the hearing described in Sec. 345.8(a)(2) or, in the 
    case of an application for a second extension grant, a report on the 
    hearing described in Sec. 345.8(b)(2).
        (ii) A description of State actions, other than a hearing, designed 
    to determine the degree of satisfaction of individuals with 
    disabilities, and their family members, guardians, advocates, or 
    authorized representatives, public service providers and private 
    service providers, educators and related service providers, technology 
    experts (including engineers), employers, and other appropriate 
    individuals and entities with--
        (A) The degree of their ongoing involvement in the development and 
    implementation of the consumer-responsive comprehensive statewide 
    program of technology-related assistance;
        (B) The specific systems change and advocacy activities described 
    in Sec. 345.20 (including the activities described in 
    Sec. 345.30(b)(1)) carried out by the State under the development grant 
    or the initial extension grant;
        (C) Progress made toward the development and implementation of a 
    consumer-responsive comprehensive statewide program of technology-
    related assistance; and
        (D) The ability of the lead agency to carry out the activities 
    described in Sec. 345.6(b).
        (c) A summary of any comments received concerning the issues 
    described in paragraph (b)(6) of this section and response of the State 
    to such comments, solicited through a public hearing or through other 
    means, from individuals affected by the consumer-responsive 
    comprehensive statewide program of technology-related assistance, 
    including--
        (1) Individuals with disabilities and their family members, 
    guardians, advocates, or authorized representatives;
        (2) Public service providers and private service providers;
        (3) Educators and related services personnel;
        (4) Technology experts (including engineers);
        (5) Employers; and
        (6) Other appropriate individuals and entities.
        (d) An assurance that the State and any recipient of funds made 
    available to the State under the Act will comply with guidelines 
    established under section 508 of the Rehabilitation Act of 1973 (29 
    U.S.C. 794d).
        (e)(1) A copy of the protection and advocacy contract or grant 
    agreement entered into by the State;
        (2) Evidence of ongoing negotiations with an entity to provide 
    protection and advocacy services, if the State has not yet entered into 
    a grant or contract; or
        (3) A request that the Secretary enter into a grant agreement with 
    an entity to provide protection and advocacy services, pursuant to 
    Sec. 345.30(b)(12)(ii).
    
    (Authority: 29 U.S.C. 2213 (d) and (e); secs. 103 (d) and (e) of the 
    Act)
    
    Subpart D--How Does the Secretary Make a Grant?
    
    
    Sec. 345.40  How does the Secretary evaluate an application for a 
    development grant under this program?
    
        The Secretary evaluates each application using the selection 
    criteria in 34 CFR 75.210.
    
    (Authority: 29 U.S.C. 2212(a); sec. 102(a) of the Act)
    
    
    Sec. 345.41  What other factors does the Secretary take into 
    consideration in making development grant awards under this program?
    
        In making development grants under this program, the Secretary 
    takes into consideration, to the extent feasible--
        (a) Achieving a balance among States that have differing levels of 
    development of consumer-responsive comprehensive statewide programs of 
    technology-related assistance; and
        (b) Achieving a geographically equitable distribution of the 
    grants.
    
    (Authority: 29 U.S.C. 2212(c); sec. 102(c) of the Act)
    
    
    Sec. 345.42  What is the review process for an application for an 
    extension grant?
    
        (a) The Secretary may award an initial extension grant to any State 
    that--
        (1) Provides the evidence described in Sec. 345.6(b) and makes the 
    demonstration described in paragraph (a)(2) of this section;
        (2) Demonstrates that the State has made significant progress, and 
    has carried out systems change and advocacy activities that have 
    resulted in significant progress, toward the development and 
    implementation of a consumer-responsive comprehensive statewide program 
    of technology-related assistance, consistent with this part; and
        (3) Holds a public hearing in the third year of a program carried 
    out under a development grant, after providing appropriate and 
    sufficient notice to allow interested groups and organizations and all 
    segments of the public an opportunity to comment on the program. 
    
    [[Page 40699]]
    
        (b) The Secretary may award a second extension grant to any State 
    that--
        (1) Provides the evidence described in Sec. 345.6(b) and makes the 
    demonstration described in paragraph (a)(2) of this section;
        (2) Describes the steps the State has taken or will take to 
    continue on a permanent basis the consumer-responsive comprehensive 
    statewide program of technology-related assistance with the ability to 
    maintain, at a minimum, the outcomes achieved by the systems change and 
    advocacy activities;
        (3) Identifies future funding options and commitments for the 
    program from the public and private sector and the key individuals, 
    agencies, and organizations to be involved in, and to direct future 
    efforts of, the program; and
        (4) Holds a public hearing in the second year of a program carried 
    out under an initial extension grant, after providing appropriate and 
    sufficient notice to allow interested groups and organizations and all 
    segments of the public an opportunity to comment on the program.
        (c) In making any award to a State for a second extension grant, 
    the Secretary makes an award contingent on a determination, based on 
    the onsite visit in Sec. 345.53, that the State is making significant 
    progress toward development and implementation of a consumer-responsive 
    comprehensive statewide program of technology-related assistance, 
    except where the Secretary determines that the onsite visit is 
    unnecessary. If the Secretary determines that the State is not making 
    significant progress, the Secretary may take an action described in 
    Sec. 345.61.
    
    (Authority: 29 U.S.C. 2213 (b) and (e) and 2215(a)(2); secs. 103 (b) 
    and (e) and 105(a)(2) of the Act)
    
    
    Sec. 345.43  What priorities does the Secretary establish?
    
        (a) The Secretary gives, in each of the 2 fiscal years succeeding 
    the fiscal year in which amounts are first appropriated for carrying 
    out development grants, priority for funding to States that received 
    development grants under this part during the fiscal year preceding the 
    fiscal year concerned.
        (b) For States that are applying for initial extension grants, the 
    Secretary gives, in any fiscal year, priority to States that received 
    initial extension grants during the fiscal year preceding the fiscal 
    year concerned.
        (c) The Secretary may establish other appropriate priorities under 
    the Act.
    
    (Authority: 29 U.S.C. 2212(b)(4) and 2213(c); secs. 102(b)(4) and 
    103(c) of the Act)
    Subpart E--What Conditions Must Be Met After an Award?
    
    
    Sec. 345.50  What are the reporting requirements for the recipients of 
    development and extension grants?
    
        (a) States receiving development and extension grants shall submit 
    annually to the Secretary a report that documents significant progress 
    in developing and implementing a consumer-responsive comprehensive 
    statewide program of technology-related assistance documenting the 
    following:
        (1) The progress the State has made, as determined in the State's 
    annual assessment (consistent with the guidelines established by the 
    Secretary under Sec. 345.51) in achieving the State's goals, 
    objectives, and outcomes as identified in the State's application, and 
    areas of need that require attention in the next year, including 
    unanticipated problems with the achievement of the goals, objectives, 
    and outcomes described in the application, and the activities the State 
    has undertaken to rectify these problems.
        (2) The systems change and advocacy activities carried out by the 
    State including--
        (i) An analysis of the laws, regulations, policies, practices, 
    procedures, and organizational structure that the State has changed, 
    has attempted to change, or will attempt to change during the next 
    year, to facilitate and increase timely access to, provision of, or 
    funding for, assistive technology devices and assistive technology 
    services; and
        (ii) A description of any written policies and procedures that the 
    State has developed and implemented regarding access to, provision of, 
    and funding for, assistive technology devices and assistive technology 
    services, particularly policies and procedures regarding access to, 
    provision of, and funding for, such devices and services under 
    education (including special education), vocational rehabilitation, and 
    medical assistance programs.
        (3) The degree of involvement of various State agencies, including 
    the State insurance department, in the development, implementation, and 
    evaluation of the program, including any interagency agreements that 
    the State has developed and implemented regarding access to, provision 
    of, and funding for, assistive technology devices and assistive 
    technology services such as agreements that identify available 
    resources for, assistive technology devices and assistive technology 
    services and the responsibility of each agency for paying for such 
    devices and services.
        (4) The activities undertaken to collect and disseminate 
    information about the documents or activities analyzed or described in 
    paragraphs (a) (1) through (3) of this section, including outreach 
    activities to underrepresented populations and rural populations and 
    efforts to disseminate information by means of electronic 
    communication.
        (5) The involvement of individuals with disabilities who represent 
    a variety of ages and types of disabilities in the planning, 
    development, implementation, and assessment of the consumer-responsive 
    comprehensive statewide program of technology-related assistance, 
    including activities undertaken to improve such involvement, such as 
    consumer training and outreach activities to underrepresented 
    populations and rural populations.
        (6) The degree of consumer satisfaction with the program, including 
    satisfaction by underrepresented populations and rural populations.
        (7) Efforts to train personnel as well as consumers.
        (8) Efforts to reduce the service delivery time for receiving 
    assistive technology devices and assistive technology services.
        (9) Significant progress in the provision of protection and 
    advocacy services, in each of the areas described in 
    Sec. 345.55(c)(1)(ii).
        (b) The State shall make these reports readily available to the 
    public at no extra cost.
        (c) The State shall submit on an annual basis--
        (1) A copy of the protection and advocacy contract or grant 
    agreement entered into by the State;
        (2) Evidence of ongoing negotiations with an entity to provide 
    protection and advocacy services, if the State has not yet entered into 
    a grant or contract; or
        (3) A request that the Secretary enter into a grant agreement with 
    an entity to provide protection and advocacy services, pursuant to 
    Sec. 345.30(b)(12)(ii).
    
    (Authority: 29 U.S.C. 2212(e)(16)(A) and 2214(b); secs. 
    102(e)(16)(A) and 104(b) of the Act)
    
    
    Sec. 345.51  When is a State making significant progress?
    
        A State is making significant progress when it carries out--
        (a) The systems change and advocacy activities listed in 
    Sec. 345.30(b)(1)(ii)(A) through (F); or
        (b) Other systems change and advocacy activities, if the State 
    demonstrates through the progress reports developed by the Secretary 
    and required to be submitted by a State in Sec. 345.50 that it has 
    accomplished the 
    
    [[Page 40700]]
    purposes of the program listed in Sec. 345.2.
    
    (Authority: 29 U.S.C. 2212(e)(7) and 2214(a); secs. 102(e)(7) and 
    104(a) of the Act)
    
    
    Sec. 345.52  Who retains title to devices provided under this program?
    
        Title to devices purchased with grant funds under this part, either 
    directly or through any contract or subgrant, must be held by a public 
    agency or by an individual with a disability who is the beneficiary of 
    the device. If the disabled individual does not have legal status to 
    hold title, the title may be retained by a parent or legal guardian.
    
    (Authority: 29 U.S.C. 2212(e)(12)(B); sec. 102(e)(12)(B) of the Act)
    
    
    Sec. 345.53  What are the requirements for grantee participation in the 
    Secretary's progress assessments?
    
        Recipients of development grants shall participate in the 
    Secretary's assessment of the extent to which States are making 
    significant progress by--
        (a) Participating in the onsite monitoring visits that will be made 
    to each grantee during the final year of the development grant;
        (b) Participating in an onsite monitoring visit, that is in 
    addition to the visit in paragraph (a), if the State applies for a 
    second extension grant and whose initial onsite visit occurred prior to 
    the date of the enactment of the Technology-Related Assistance for 
    Individuals with Disabilities Act Amendments of 1994, unless the 
    Secretary determines that the visit is not necessary.
        (c) Providing written evaluations of the State's progress toward 
    fulfilling its goals and the objectives of the project, and such other 
    documents as the Secretary may reasonably require to complete the 
    required assessment.
    
    (Authority: 29 U.S.C. 2215(a); sec. 105(a) of the Act)
    
    
    Sec. 345.54  How may grant funds be used under this program?
    
        (a) States receiving funds under this part shall comply with the 
    assurances provided under Secs. 345.30 and 345.31.
        (b) A State receiving a grant may make contracts or subgrants to 
    the eligible entities in Sec. 345.6, provided that--
        (1) A designated public agency maintains fiscal responsibility and 
    accountability; and
        (2) All appropriate provisions related to data collection, 
    recordkeeping, and cooperation with the Secretary's evaluation and 
    program monitoring efforts are applied to all subcontractors and 
    subgrantees as well as to the agency receiving the grant.
    
    (Authority: 29 U.S.C. 2212(e), 2213(d), and 2215(a)(5); secs. 
    102(e), 103(d), and 105(a)(5) of the Act; sec. 437 of the General 
    Education Provisions Act; 20 U.S.C. 1232f)
    
    
    Sec. 345.55  What are the responsibilities of a State in carrying out 
    protection and advocacy services?
    
        (a)(1) A State is eligible to receive funding to provide protection 
    and advocacy services if--
        (i) The State, as of June 30, 1993, has provided for protection and 
    advocacy services through an entity that is capable of performing the 
    functions that would otherwise be performed under Sec. 345.30(b)(12) by 
    the system described in that section; and
        (ii) The entity referred to in Sec. 345.30(b)(12)(i) is not a 
    system described in that section.
        (b) A State that meets both of the descriptions in paragraph (a)(1) 
    of this section also shall comply with the same requirements of this 
    part as a system that receives funding under Sec. 345.30(b)(12).
        (c)(1) A system that receives funds under Sec. 345.20(b)(12)(i) to 
    carry out the protection and advocacy services described in 
    Sec. 345.20(b)(12)(i) in a State, or an entity described in paragraph 
    (a)(1) of this section, shall prepare reports that contain the 
    information required by the Secretary, including the following:
        (i) A description of the activities carried out by the system or 
    entity with the funds;
        (ii) Documentation of significant progress, in providing protection 
    and advocacy services, in each of the following areas:
        (A) Conducting activities that are consumer-responsive, including 
    activities that will lead to increased access to funding for assistive 
    technology devices and assistive technology services.
        (B) Executing legal, administrative, and other appropriate means of 
    representation to implement systems change and advocacy activities.
        (C) Developing and implementing strategies designed to enhance the 
    long-term abilities of individuals with disabilities and their family 
    members, guardians, advocates, and authorized representatives to 
    successfully advocate for assistive technology devices and assistive 
    technology services to which the individuals with disabilities are 
    entitled under law other than this Act.
        (D) Coordinating activities with protection and advocacy services 
    funded through sources other than this Act, and coordinating activities 
    with the systems change and advocacy activities carried out by the 
    State lead agency.
        (2) The system or entity shall submit the reports to the lead 
    agency in the State not less often than every 6 months.
        (3) The system or entity shall provide monthly updates to the lead 
    agency concerning the activities and information described in paragraph 
    (c) of this section.
        (d) Before making a grant or entering into a contract under 
    Sec. 345.30(b)(12)(ii) to support the protection and advocacy services 
    described in Sec. 345.30(b)(12)(ii) in a State, the Secretary shall 
    solicit and consider the opinions of the lead agency in the State with 
    respect to the terms of the grant or contract.
        (e)(1) In each fiscal year, the Secretary specifies for each State 
    receiving a development or an extension grant the minimum amount that 
    the State shall use to provide protection and advocacy services.
        (2)(i) Except as provided for in paragraphs (e) (3) and (4), the 
    Secretary calculates this minimum amount based on the size of the 
    grant, the needs of individuals with disabilities within the State, the 
    population of the State, and the geographic size of the State.
        (ii) The minimum amount, however, is not less than $40,000 and not 
    more than $100,000.
        (3) If a State receives a second extension grant, the Secretary 
    specifies a minimum amount for the fourth year (if any) of the grant 
    period that equals 75 percent of the minimum amount specified for the 
    State for the third year of the second extension grant of the State.
        (4) If a State receives a second extension grant, the Secretary 
    specifies a minimum amount for the fifth year (if any) of the grant 
    period that equals 50 percent of the minimum amount specified for the 
    State for the third year of the second extension grant of the State.
        (5) After the fifth year (if any) of the grant period, no Federal 
    funds may be made available under this title by the State to a system 
    described in Sec. 345.30(b)(12) or an entity described in paragraph (a) 
    of this section.
    
    (Authority: 29 U.S.C. 2212(f); sec. 102(f) of the Act)
    
    Subpart F--What Compliance Procedures May the Secretary Use?
    
    
    Sec. 345.60  Who is subject to a corrective action plan?
    
        (a) Any State that fails to comply with the requirements of this 
    part is subject to a corrective action plan.
        (b) A State may appeal a finding that it is subject to corrective 
    action within 30 days of being notified in writing by the Secretary of 
    the finding.
    
    
    [[Page 40701]]
    
    (Authority: 29 U.S.C. 2215(b)(1); sec. 105(b)(1) of the Act)
    
    
    Sec. 345.61  What penalties may the Secretary impose on a grantee that 
    is subject to corrective action?
    
        A State that fails to comply with the requirements of this part may 
    be subject to corrective actions such as--
        (a) Partial or complete termination of funds;
        (b) Ineligibility to participate in the grant program in the 
    following year;
        (c) Reduction in funding for the following year; or
        (d) Required redesignation of the lead agency.
    
    (Authority: 29 U.S.C. 2215(b)(2); sec. 105(b)(2) of the Act)
    
    
    Sec. 345.62  How does a State redesignate the lead agency when it is 
    subject to corrective action?
    
        (a) Once a State becomes subject to a corrective action plan under 
    Sec. 345.60, the Governor of the State, subject to approval by the 
    Secretary, shall appoint, within 30 days after the submission of the 
    plan to the Secretary, a monitoring panel consisting of the following 
    representatives:
        (1) The head of the lead agency designated by the Governor;
        (2) Two representatives from different public or private nonprofit 
    organizations that represent the interests of individuals with 
    disabilities;
        (3) Two consumers who are users of assistive technology devices and 
    assistive technology services and who are not--
        (i) Members of the advisory council, if any, of the consumer-
    responsive comprehensive statewide program of technology-related 
    assistance; or
        (ii) Employees of the State lead agency; and
        (4) Two service providers with knowledge and expertise in assistive 
    technology devices and assistive technology services.
        (b) The monitoring panel must be ethnically diverse. The panel 
    shall select a chairperson from among the members of the panel.
        (c) The panel shall receive periodic reports from the State 
    regarding progress in implementing the corrective action plan and shall 
    have the authority to request additional information necessary to 
    determine compliance.
        (d) The meetings of the panel to determine compliance shall be open 
    to the public (subject to confidentiality concerns) and held at 
    locations that are accessible to individuals with disabilities.
        (e) The panel shall carry out the duties of the panel for the 
    entire period of the corrective action plan, as determined by the 
    Secretary.
        (f) A failure by a Governor of a State to comply with the 
    requirements of paragraphs (a) through (e) of this section results in 
    the termination of funding for the State under this part.
        (g) Based on its findings, a monitoring panel may determine that a 
    lead agency designated by a Governor has not accomplished the purposes 
    described in Sec. 345.2 and that there is good cause for redesignation 
    of the agency and the temporary loss of funds by the State under this 
    part.
        (h) For the purposes of this section, ``good cause'' includes the 
    following:
        (1) Lack of progress with employment of qualified staff;
        (2) Lack of consumer-responsive activities;
        (3) Lack of resource allocation to systems change and advocacy 
    activities;
        (4) Lack of progress with meeting the assurances in Sec. 345.30(b); 
    or
        (5) Inadequate fiscal management.
        (i) If a monitoring panel determines that the lead agency should be 
    redesignated, the panel shall recommend to the Secretary that further 
    remedial action be taken or that the Secretary order the Governor to 
    redesignate the lead agency within 90 days or lose funds under this 
    part. The Secretary, based on the findings and recommendations of the 
    monitoring panel, and after providing to the public notice and 
    opportunity for comment, shall make a final determination regarding 
    whether to order the Governor to redesignate the lead agency. The 
    Governor shall make any redesignation in accordance with the 
    requirements that apply to designations under Sec. 345.6.
    
    (Authority: 29 U.S.C. 2215(c); sec. 105(c) of the Act)
    
    
    Sec. 345.63  How does a State redesignate the entity responsible for 
    providing protection and advocacy services?
    
        (a) The Governor of a State, based on input from individuals with 
    disabilities and their family members, guardians, advocates, or 
    authorized representatives, may determine that the entity providing 
    protection and advocacy services has not met the protection and 
    advocacy service needs of the individuals with disabilities and their 
    family members, guardians, advocates, or authorized representatives, 
    for securing funding for and access to assistive technology devices and 
    assistive technology services, and that there is good cause to provide 
    the protection and advocacy services for the State through a contract 
    with a second entity.
        (b) On making the determination in paragraph (a) of this section, 
    the Governor may not enter into a contract with a second entity to 
    provide the protection and advocacy services unless good cause exists 
    and unless--
        (1) The Governor has given the first entity 30 days notice of the 
    intention to enter into the contract, including specification of good 
    cause, and an opportunity to respond to the assertion that good cause 
    has been shown;
        (2) Individuals with disabilities and their family members, 
    guardians, advocates, or authorized representatives, have timely notice 
    of the determination and opportunity for public comment; and
        (3) The first entity has the opportunity to appeal the 
    determination to the Secretary within 30 days of the determination on 
    the basis that there is not good cause to enter into the contract.
        (c)(1) When the Governor of a State determines that there is good 
    cause to enter into a contract with a second entity to provide the 
    protection and advocacy services, the Governor shall hold an open 
    competition within the State and issue a request for proposals by 
    entities desiring to provide the services.
        (2) The Governor shall not issue a request for proposals by 
    entities desiring to provide protection and advocacy services until the 
    first entity has been given notice and an opportunity to respond. If 
    the first entity appeals the determination to the Secretary, the 
    Governor shall issue such request only if the Secretary decides not to 
    overturn the determination of the Governor. The Governor shall issue 
    such request within 30 days after the end of the period during which 
    the first entity has the opportunity to respond, or after the decision 
    of the Secretary, as appropriate.
        (3) The competition shall be open to entities with the same 
    expertise and ability to provide legal services as a system in 
    Sec. 345.30(b)(12). The competition shall ensure public involvement, 
    including a public hearing and adequate opportunity for public comment.
    
    (Authority: 29 U.S.C. 2215(d); sec. 105(d) of the Act)
    
    [FR Doc. 95-19601 Filed 8-8-95; 8:45 am]
    BILLING CODE 4000-01-P
    
    

Document Information

Published:
08/09/1995
Department:
Education Department
Entry Type:
Proposed Rule
Action:
Notice of proposed rulemaking.
Document Number:
95-19601
Dates:
Comments must be received on or before September 8, 1995.
Pages:
40688-40701 (14 pages)
RINs:
1820-AB28: State Grants Program for Technology-Related Assistance for Individuals With Disabilities
RIN Links:
https://www.federalregister.gov/regulations/1820-AB28/state-grants-program-for-technology-related-assistance-for-individuals-with-disabilities
PDF File:
95-19601.pdf
CFR: (33)
34 CFR 345.30(b)(1))
34 CFR 345.30(b)(12)
34 CFR 345.20(b)(12)(i)
34 CFR 345.30(b)(12)(ii)
34 CFR 345.55(c)(1)(ii)
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