96-20029. Endangered and Threatened Species; Endangered Status for Umpqua River Cutthroat Trout in Oregon  

  • [Federal Register Volume 61, Number 155 (Friday, August 9, 1996)]
    [Rules and Regulations]
    [Pages 41514-41522]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-20029]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 222
    
    [Docket No. 960723205-6205-01; I.D. 040694C]
    
    
    Endangered and Threatened Species; Endangered Status for Umpqua 
    River Cutthroat Trout in Oregon
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Final rule.
    
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    SUMMARY: NMFS is issuing a final determination that the Umpqua River 
    cutthroat trout (Oncorhynchus clarki clarki) is a ``species'' under the 
    Endangered Species Act of 1973, as amended (ESA) and will be listed as 
    endangered. Extremely low, and declining, numbers of adult cutthroat 
    trout counted at Winchester Dam on the North Umpqua River signal a high 
    risk of extinction for the species. Habitat degradation, recreational 
    fishing, and inadequate regulatory mechanisms are factors that have 
    contributed to the species' decline. Habitat degradation and inadequate 
    regulatory mechanisms continue to represent a potential threat to the 
    Umpqua River cutthroat trout's existence.
        NMFS will reconsider this determination in 2 years (or as new 
    scientific information becomes available) and will continue to assess 
    the degree to which ongoing Federal, state, and local conservation 
    initiatives reduce the risks faced by Umpqua River cutthroat trout.
    
    EFFECTIVE DATE: September 9, 1996.
    
    ADDRESSES: Garth Griffin, NMFS, Environmental and Technical Services 
    Division, 525 NE Oregon St.--Suite 500, Portland, OR 97232-2737, 
    telephone (503/231-2005); or Marta Nammack, NMFS, Office of Protected 
    Resources, 1315 East-West Highway, Silver Spring, MD 20910, telephone 
    (301/713-1401).
    
    FOR FURTHER INFORMATION CONTACT: Garth Griffin, telephone (503/231-
    2005), or Marta Nammack, telephone (301/713-1401).
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The Umpqua River cutthroat trout is a ``distinct population 
    segment'' under the ESA (hereinafter referred to as an Evolutionarily 
    Significant Unit or ESU (56 FR 58612; November 20, 1991)) of the 
    coastal cutthroat trout
    
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    (Oncorhynchus clarki clarki). The coastal cutthroat trout subspecies is 
    native to western North America and is found in the coastal temperate 
    rainforests from southeast Alaska to northern California (Trotter 
    1989). The Umpqua River cutthroat trout ESU inhabits a large coastal 
    basin (drainage area over 12,200 km2) in the southwestern Oregon coast. 
    Spawning sites are located in the North and South Umpqua Rivers and 
    their tributaries, of which Smith River and Calapooya, Elk, and 
    Scholfield Creeks are major tributaries. The estuary of the Umpqua 
    River is one of the largest on the Oregon coast.
        Coastal cutthroat trout differ from all other trout by their 
    profusion of small to medium-size spots of irregular shape (Behnke 
    1992). In addition, they do not develop the brilliant colors associated 
    with inland cutthroat trout (a separate subspecies). In the sea-run 
    (anadromous) form of the coastal cutthroat trout, spots and colors are 
    further obscured by the silvery skin deposit common to anadromous 
    salmonids. Non-anadromous (resident) fish tend to be darker, with a 
    ``coppery or brassy'' sheen (Behnke 1992).
        The life history of this subspecies is probably the most complex 
    and flexible of any Pacific salmonid. Unlike other anadromous 
    salmonids, sea-run forms of the coastal cutthroat trout do not 
    overwinter in the ocean and only rarely make long extended migrations 
    across large bodies of water. They migrate in the nearshore marine 
    habitat and usually remain within 10 km of land (Giger 1972; Sumner 
    1972; Jones 1976; Johnston 1981). While most anadromous cutthroat trout 
    enter seawater as 2- or 3-year olds, some may remain in fresh water up 
    to 5 years before entering the sea (Giger 1972; Sumner 1972). Other 
    cutthroat trout may never outmigrate at all, but remain as residents of 
    small headwater tributaries. Still other cutthroat trout may migrate 
    only into rivers and lakes (Nicholas 1978; Tommasson 1978; Moring et 
    al. 1986; Trotter 1989), even when they have access to the ocean 
    (Tomasson 1978). In the Umpqua River, anadromous, resident, and 
    potamodromous (river-migrating) life-history forms have been reported 
    (Trotter 1989; Loomis and Anglin 1992; Loomis et al. 1993). Details of 
    the coastal cutthroat trout life history and ecology, including aspects 
    particular to the various life forms, can be found in published reviews 
    by Pauley et al. (1989), Trotter (1989), Behnke (1992), and Johnson et 
    al. (1994).
    
    Previous Federal Action
    
        On April 1, 1993, the Secretary of Commerce received a petition 
    from the Oregon Natural Resources Council, Umpqua Valley Audubon 
    Society, and the Wilderness Society to list Umpqua River cutthroat 
    trout as threatened or endangered, and to designate critical habitat 
    under the ESA (16 U.S.C. 1531 et seq.). On July 19, 1993, NMFS 
    published a notice indicating its intent to conduct a status review of 
    Umpqua River cutthroat trout (58 FR 38554). To ensure a comprehensive 
    review, NMFS solicited information and data regarding the present and 
    historic status of Umpqua River cutthroat trout and whether this stock 
    qualifies as a ``species'' under the ESA. NMFS also requested 
    information on areas that may qualify as critical habitat for Umpqua 
    River cutthroat trout.
        On August 19, 1993, NMFS received a petition from the Oregon 
    Natural Resources Council and the Steamboaters for an emergency listing 
    of Umpqua River cutthroat trout. On December 17, 1993, NMFS published a 
    notice that an emergency listing was not warranted at that time (58 FR 
    65961).
        In June 1994, NMFS published a technical paper entitled ``Status 
    Review for Oregon's Umpqua River Sea-run Cutthroat Trout'' (Johnson et 
    al. 1994), and subsequently published a proposed rule on July 8, 1994 
    (59 FR 35089) to list Umpqua River cutthroat trout as an endangered 
    species. NMFS cited the precarious status of the remaining anadromous 
    cutthroat trout in the Umpqua River Basin (and possibly other life 
    forms), which have demonstrated a steady decline since at least the 
    mid-1970s. In this finding, NMFS proposed that all cutthroat trout life 
    forms (i.e., resident, anadromous, potamodromous) should be included in 
    the listed Umpqua River cutthroat trout ESU. On September 2, 1994, NMFS 
    published a notice of public hearing and an extension of public comment 
    period (59 FR 45661); a public hearing on the proposed rule was held on 
    September 29, 1994, in Roseburg, OR.
        Pursuant to a joint policy issued by NMFS and U.S. Fish and 
    Wildlife Service (USFWS) on July 1, 1994, regarding implementation of 
    the ESA, state government co-managers were involved in the preparation 
    of this final rule.
    
    Summary of Comments
    
        Twenty-two individuals presented testimony at the NMFS public 
    hearing on the proposed rule. During the 90-day public comment period, 
    NMFS received seventeen written comments on the proposed rule from 
    government agencies, non-government organizations, the scientific 
    community, and other individuals. The majority of comments opposed 
    listing Umpqua River cutthroat trout under the ESA. Opposition to the 
    proposed rule was primarily focused on the amount and quality of 
    information on which the proposed rule was based. This final rule takes 
    into account comments received during the public comment period and 
    public hearing. A summary of major comments received during the public 
    comment period and public hearing is presented below.
    
    Issue 1: Sufficiency of Scientific Information
    
        Many individuals commented that there is a general lack of data 
    concerning a variety of factors pertaining to the Umpqua River 
    cutthroat trout (e.g., minimum viable population size, age structure, 
    absolute abundance of juveniles or adults, distribution, redd counts, 
    average time of spawning, genetic evidence of distinctness). Some 
    commenters recommended that listing be delayed until more information 
    can be developed to better support a listing decision.
        NMFS recognizes that available information regarding the Umpqua 
    River cutthroat trout is limited. However, the ESA requires that a 
    listing determination be made based ``solely on the basis of the best 
    available commercial and scientific data (16 USC 1533(b)(1); 50 CFR 
    424.11(b)).'' Such a determination must be made in accordance with the 
    time frames set forth in the ESA. The status review reflects the best 
    scientific information presently available regarding cutthroat trout in 
    the Umpqua River Basin, and indicates that Umpqua River cutthroat trout 
    is an ESU that is endangered. NMFS believes that it would not be 
    prudent to delay listing and risk possible extinction of this species 
    due to the lack of more complete information. Therefore, in accordance 
    with the ESA, NMFS finds it appropriate to make a listing determination 
    at this time. As new scientific information becomes available, NMFS 
    will reconsider the listing status of Umpqua River cutthroat trout.
    
    Issue 2: Life History and Distribution
    
        Several commenters stated that the literature indicates that 
    cutthroat trout exhibit a variety of migratory behaviors: Anadromy, 
    potamodromy, and residency. Other comments suggested that the existence 
    of multiple life forms in the Umpqua River Basin warrants
    
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    further study before concluding that listing is warranted.
        NMFS concurs that three life forms presently exist in the Umpqua 
    River. Anadromy, a life history characteristic common to Pacific 
    salmonids, is exemplified by a species that migrates from fresh water 
    to the ocean, then returns to fresh water as an adult to spawn. 
    Potamodromy, a relatively uncommon life history trait, is exemplified 
    by a species that undertakes freshwater migrations of varying length 
    without entering the ocean. Residency, a relatively common life history 
    trait, is exemplified by a species that remains within a relatively 
    small freshwater range throughout its entire life cycle. The Oregon 
    Department of Fish and Wildlife (ODFW) stated that recent radio tagging 
    evidence verifies the existence of a potamodromous life form of Umpqua 
    River cutthroat trout.
        NMFS believes that recent studies conducted by ODFW represent 
    substantial progress in documenting the life history of cutthroat trout 
    in the Umpqua River Basin and strongly indicate that some cutthroat 
    trout do exhibit the potamodrous life history trait. Although the 
    relationship between the various life forms is currently not well-
    defined, and further research will be needed to clarify this issue, the 
    best available scientific data indicate that it is unlikely that these 
    life forms are completely isolated reproductively. Therefore, NMFS has 
    determined that all cutthroat trout life forms (i.e., resident, 
    anadromous, potamodromous) should be included in the listed Umpqua 
    River cutthroat trout ESU.
        One commenter indicated that the historical range of anadromous 
    fish, including cutthroat trout, extended up to Toketee Falls on the 
    North Umpqua River, not merely to the Soda Springs dam site as 
    indicated in the status review. NMFS agrees with this comment and notes 
    that a more detailed analysis of migrational barriers will be conducted 
    during the designation of critical habitat for Umpqua River cutthroat 
    trout.
        Although the NMFS status review reports that historical cutthroat 
    trout runs (upstream migrations) extended from June through January, 
    one comment stated that currently migration is only possible during 
    late July and August. This commenter expressed concern that this was 
    detrimental to the trout because it is the period of highest water 
    temperatures in the Umpqua River, and that the status review does not 
    adequately address this restriction in run timing. NMFS agrees that 
    adult cutthroat trout experience delays during the spawning migration 
    from the lower Umpqua River estuary to the North and South Umpqua 
    Rivers and concurs with the commenter that elevated water temperatures 
    in the mainstem Umpqua River in late July and August may have had a 
    significant impact on the survival and time of arrival of cutthroat 
    trout at Winchester Dam. Ongoing ODFW radio-tagging studies are 
    expected to provide more insight into this problem.
    
    Issue 3: Status of the Umpqua River Cutthroat Trout
    
        Some commenters stated that cutthroat trout are a good indicator of 
    habitat quality and that their existence in areas of the Umpqua River 
    Basin considered to be severely degraded suggests that habitat 
    alterations are not significant risk factors.
        While it is possible that cutthroat trout may be ``an indicator of 
    habitat quality,'' NMFS has found no published studies to support this 
    characterization. Although exceptions may exist, NMFS believes that 
    available research has established that cutthroat trout and other 
    salmonids have declined throughout their range due to logging and other 
    forest and rangeland management practices (for an extensive treatment, 
    see Meehan 1991). For example, Connolly and Hall (1994) found that the 
    abundance of cutthroat trout in logged areas of coastal Oregon streams 
    varied considerably based upon differences in scour and cover afforded 
    by large woody debris and by the differences in light and nutrient 
    inputs afforded by deciduous versus conifer trees in the riparian zone. 
    These authors found that woody debris left in streams in logged areas 
    often resulted in significant increases in resident cutthroat trout 
    abundance for up to 30 years. However, because prospects for future 
    recruitment of large woody debris decrease after this period, the 
    period between 40 to 60 years after logging appears to be a time during 
    which cutthroat trout abundances are likely to decline as a result of 
    degraded habitat conditions. Therefore, short-term increases in 
    cutthroat trout abundance may be expected after logging because of 
    associated increases in large woody debris (if the increases are not 
    offset by other impacts such as siltation, scouring, high water 
    temperatures). However, over the long-term, logging would likely lead 
    to cutthroat trout population declines.
        Several commenters stated that Winchester Dam counts are not 
    representative of the status of migrating Umpqua River cutthroat trout, 
    because they only account for those fish entering the North Umpqua 
    River and ignore fish in the South and mainstem Umpqua River. In 
    contrast, one commenter stated that the abundance trend information 
    provided by Winchester Dam counts is probably as good as any 
    information available on the West Coast for cutthroat trout.
        NMFS has determined that Winchester Dam counts are currently the 
    best quantitative measures of cutthroat trout abundance in the Umpqua 
    River Basin. Although the dam is located on the North Umpqua River, 
    there are several reasons to believe that the North Umpqua River has 
    larger and healthier populations of cutthroat trout than the South 
    Umpqua River.
        For example, while no long-term surveys of cutthroat trout were 
    conducted in the South Umpqua River prior to 1993, a U.S. Forest 
    Service (USFS) report states that ``a very small, wild cutthroat trout 
    population probably exists in the South Umpqua River system'' and that 
    this run was once ``widespread'' and ``dramatically larger than at 
    present'' (United States Department of Agriculture (USDA) 1992).
        Several factors have tended to make the South Umpqua River less 
    conducive to cutthroat trout production than the North Umpqua River. 
    The North Umpqua River begins farther inland and flows for a 
    substantial distance at a higher elevation than most other Oregon 
    coastal rivers, including the South Umpqua River. As a result, the 
    North Umpqua River has historically had cooler water temperatures and 
    larger summer water flows than other local rivers. Although the South 
    Umpqua River also begins at a relatively high altitude, it rapidly 
    drops in elevation; consequently, it tends to exhibit higher water 
    temperatures and lower summer flows compared to the North Umpqua River.
        In addition to the geomorphological differences in the North and 
    South Umpqua Rivers, different levels of riparian habitat loss have 
    also contributed to temperature differences in these rivers. Beginning 
    in the mid-1950's, summer water temperatures and the frequency of 
    winter flooding increased in the Umpqua River watershed, presumably as 
    a result of poor logging practices. Summer water temperatures were 
    often above the preferred range for cutthroat trout and other salmonid 
    populations (about 7 to 16 deg.C) in portions of the river (Bell 1986). 
    In recent years, the riparian forest canopy has begun to recover in the 
    North Umpqua River watershed, but maximum water temperatures are still 
    higher than those preferred by cutthroat trout. This recovery has been 
    slower in the South Umpqua River watershed and
    
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    conditions for cutthroat trout have remained poorer than in the North 
    Umpqua River.
        Based on these factors, NMFS believes that historically, the South 
    Umpqua River has been less conducive to cold-water dependent species 
    such as cutthroat trout, relative to the North Umpqua River. In 
    addition, NMFS believes that present conditions in the North Umpqua 
    River are more favorable for cutthroat trout production than those 
    found in the South Umpqua River.
        Several commenters stated that resident (nonmigratory) populations 
    of cutthroat trout are healthy in the Umpqua River, and recommended 
    that the condition of these populations be taken into account when 
    determining whether to list the species. ODFW stated that ``resident 
    cutthroat trout populations above natural barriers (e.g., high 
    waterfalls) are in relatively healthy condition and do not warrant an 
    endangered listing (ODFW 1994).''
        NMFS notes that there have been no recently published population 
    surveys of cutthroat trout in the Umpqua River Basin. Furthermore, 
    there have been no published population surveys of cutthroat trout 
    above natural barriers to confirm the assertion that resident cutthroat 
    trout populations above natural barriers are healthy. However, Kostow 
    (1995) states that available information has ``raised concerns that 
    anadromous populations in Oregon may be experiencing a widespread 
    decline'' and that resident cutthroat appear to ``remain relatively 
    abundant, even in streams where the abundance of searun fish has 
    sharply declined.''
        Anecdotal information suggests that the resident component of the 
    cutthroat trout ESU may be relatively healthy; however, few published 
    scientific data exist to support this conclusion. Furthermore, ladder 
    counts from Winchester Dam indicate that the anadromous component of 
    this ESU has declined to precipitously low levels. These ladder counts 
    represent one of the best long-term data sets for cutthroat trout on 
    the West Coast. Anadromy is considered an important component in the 
    evolutionary legacy of O. clarki clarki, therefore inclusion of both 
    the anadromous and resident life history forms in the ESU is warranted 
    (61 FR 2639), based on the present status of the anadromous cutthroat 
    trout life form and the fact that listing of the resident form may 
    increase the anadromous form's chances of survival.
        In addition to stating that resident populations of cutthroat trout 
    above natural barriers are healthy, ODFW also stated that ``natural 
    barriers form gene flow barriers,'' resulting in a distinction between 
    resident cutthroat trout populations above natural barriers and 
    migrating populations below such barriers (ODFW 1994). Recent research 
    indicates that some gene flow may occur from cutthroat trout above 
    barriers to below-barrier populations; however, the amount and role of 
    this contribution is presently unknown (Johnston 1981; Behnke 1979; 
    Griswold 1996).
        In most cases, genetic flow between cutthroat trout populations 
    above and below barriers would be limited to a one-way flow (fish 
    traveling downstream over falls). The genetic contribution of this flow 
    is not thought to be an important factor for populations separated by 
    long-standing natural barriers, since there would likely be strong 
    selection in the resident populations above barriers against 
    individuals with a tendency to migrate downstream. Therefore, based on 
    available data, NMFS concludes that resident populations of Umpqua 
    River cutthroat trout residing above natural impassable barriers for 
    long periods of time (several hundreds or thousands of years) are not 
    included in the cutthroat trout ESU presently being listed under the 
    ESA.
        With respect to manmade impassable barriers, NMFS believes that 
    historically, anadromous cutthroat trout populations inhabited areas 
    above both Soda Springs and Galesville Dams (completed in 1952 and 
    1987, respectively). While the construction of these dams has resulted 
    in the isolation of cutthroat trout populations for the past several 
    decades, recent studies with sockeye salmon (another salmonid with 
    resident and anadromous life forms) suggest that the anadromous life 
    history trait can be retained by populations above barriers after 
    decades of isolation (Kaeriyama et al. 1992). Based on this, NMFS 
    believes that cutthroat trout species residing above artificial 
    barriers for a period of decades have probably remained genetically 
    similar to those species residing below such barriers. Therefore, NMFS 
    has determined that cutthroat trout populations residing above 
    Galesville and Soda Springs Dams are included in the Umpqua River 
    cutthroat trout ESU and are thus being listed at this time.
    
    Issue 4: Factors Contributing to the Decline of Umpqua River Cutthroat 
    Trout
    
        Many commenters recommended that NMFS consider other factors for 
    decline in addition to those identified in the proposed rule, i.e., 
    recreational fishing and habitat degradation as a result of logging. 
    Additional factors identified by commenters include the following: 
    Predation by marine mammals, birds, and native and non-native fish 
    species; adverse environmental conditions resulting from natural 
    factors such as droughts, floods, and poor ocean conditions; non-point 
    and point source pollution caused by agriculture and urban development; 
    disease outbreaks caused by hatchery introductions and warm water 
    temperatures; mortality resulting from unscreened irrigation inlets; 
    competition in estuaries between native and hatchery cutthroat trout; 
    cumulative loss and alteration of estuarine areas; and loss of habitat 
    caused by the construction of dams.
        NMFS acknowledges that there are many factors in addition to 
    logging and recreational fishing that have contributed to the decline 
    of Umpqua River cutthroat trout. However, extensive scientific 
    literature exists regarding the adverse effects of these two activities 
    on anadromous fish populations and their habitat (see references). 
    Further, it is well documented that both of these activities have 
    historically occurred extensively throughout the Umpqua River Basin. 
    Based on available information, NMFS believes that these two activities 
    have significantly contributed to the decline of the cutthroat trout in 
    the Umpqua River Basin. Furthermore, recent legislation, i.e., the 
    ``salvage timber rider'' provisions of the July 1995 Emergency 
    Supplemental Appropriations Act; Sec. 20010 et seq. of Public Law 104-
    19, which suspended certain logging restrictions on Federal lands, has 
    resulted in increased timber harvest in the Umpqua River watershed. 
    NMFS will address these and other factors for decline during the 
    development of a cutthroat trout recovery plan.
        Several commenters specifically stated that poor ocean conditions 
    (for example, conditions resulting in reduced marine forage or 
    increased predation) associated with El Nino events may have 
    contributed to the decline of this species. Although available 
    literature is limited regarding the importance of the marine component 
    of cutthroat trout, it appears that this species spends a limited 
    amount of time in the marine environment, spending only 2 to 5 months 
    in salt water before returning to fresh water (Behnke 1992). While in 
    the marine environment, cutthroat trout typically stay close to shore, 
    near bays, estuaries and beaches (Pauley et al. 1989; Behnke 1992); 
    however, they have been found as far as 31 km offshore (Loch and Miller 
    1988).
        Based on these estuarine and marine life history characteristics, 
    ocean
    
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    conditions would likely have a lesser impact on cutthroat trout than on 
    salmon species that spend more time at sea. However, this is not to say 
    that cutthroat trout do not receive important benefits from marine 
    residence. Poor ocean conditions are likely to impact cutthroat trout 
    abundance; however, during periods of low ocean productivity, the 
    availability of productive freshwater habitat becomes increasingly 
    important to buffer such ocean conditions.
        Several commenters stated that current logging practices have 
    dramatically improved over those of the past, decreasing the impact of 
    present-day logging on habitat. Present-day logging practices have 
    improved over those of the past; however, timber harvest is still a 
    major land use in the Umpqua River Basin (currently comprising nearly 
    70 percent Federal, state, or private timber land) and fish habitat is 
    still recovering from past logging practices. In addition, the 
    incremental impacts of present-day land management practices, when 
    added to impacts of past land management practices and other risk 
    factors, continue to pose a serious threat to Umpqua River cutthroat 
    trout.
        One commenter provided data indicating that pH levels in various 
    tributaries of the Umpqua River Basin exceed the State of Oregon's 
    water quality standards and argued that these pH levels can be 
    attributed to the effects of logging. Although limited in scope, these 
    water quality results suggest a possible factor in the decline of 
    cutthroat trout in the Umpqua River Basin. These data warrant further 
    consideration during recovery planning.
        Several commenters stated that recreational fishing has had a 
    minimal impact on naturally spawning cutthroat trout stocks and that no 
    basis exists for the statement that recreational fishing has likely 
    contributed to the general decline in Umpqua River cutthroat trout 
    populations. One commenter stated that the scientific literature is 
    replete with studies documenting recreational fishing as having great 
    potential for impacts on native fish stocks.
        NMFS agrees that there is no specific documentation that indicates 
    recreational fishing has contributed to the decline of cutthroat trout 
    populations in the Umpqua River Basin. However, there has been a long-
    standing fishery in the lower mainstem Umpqua River aimed at plants of 
    ``catchable'' Alsea River hatchery-reared cutthroat trout. While there 
    are no studies on the possible impact of these hatchery fish or the 
    fishery for them on native cutthroat trout, there is considerable 
    literature on the susceptibility of cutthroat trout to angling and the 
    potential impacts of recreational fishing on native fish stocks (Behnke 
    1992; Pauley et al. 1989; Trotter 1989). Furthermore, ODFW has 
    recognized the potential adverse impacts of harvest on this species and 
    closed the Umpqua River to cutthroat trout fishing effective January 1, 
    1995 (ODFW 1994). NMFS expects that this action will greatly facilitate 
    the species' recovery.
        One commenter stated that cutthroat trout are known to interbreed 
    with hatchery rainbow trout and, as a result, introgression has been 
    the major cause of decline of cutthroat trout throughout the western 
    United States. NMFS reviewed information from Behnke (1992), which 
    noted that mass hybridization has occurred in interior portions of the 
    cutthroat trout range (where the species evolved in isolation from 
    other salmonids) following the introduction of rainbow trout. However, 
    meristic and phenotypic assessments suggest that the coastal subspecies 
    of cutthroat trout (which includes Umpqua River cutthroat trout) is far 
    more resistant to hybridization than the interior cutthroat trout 
    subspecies (Behnke 1992). Hence, NMFS does not believe that 
    hybridization has been the major cause of decline of Umpqua River 
    cutthroat trout. Nonetheless, hatchery practices should be reviewed 
    during recovery planning to ensure that there are no adverse effects on 
    cutthroat trout in the future.
        One commenter stated that, since cutthroat trout in the Umpqua 
    River Basin are at the southern end of their range, there may be a 
    greater tendency for natural fluctuations in population abundance 
    compared with species at the center of their range. While Umpqua River 
    cutthroat trout are in the southern portion of this species' historic 
    range, cutthroat trout populations have historically occurred as far 
    south as the Eel River in California (Behnke 1992; Trotter 1987). 
    Therefore, NMFS believes Umpqua River cutthroat trout populations are 
    well within the species' range and would not tend to exhibit natural 
    population fluctuations often associated with ``fringe'' populations.
    
    Issue 5: Consideration of Umpqua River Cutthroat Trout as a Species
    
        Several commenters indicated that the historical introduction of 
    Alsea River hatchery-reared cutthroat trout may have resulted in the 
    loss of the native component of cutthroat trout in the Umpqua River.
        The effect of Alsea River cutthroat trout hatchery releases from 
    1961 to 1975 on native cutthroat trout in the Umpqua River is unknown. 
    Counts of adult cutthroat trout crossing Winchester Dam show that the 
    number of fish declined to nearly zero in the mid-1950's, increased 
    dramatically from about 1961 to 1975, and rapidly declined again after 
    about 1976. The period of increase coincides almost exactly with 
    releases of cutthroat trout from the Alsea River Hatchery into the 
    Umpqua River. Although other explanations are possible, the most 
    parsimonious is that the cutthroat trout increases during 1961-75 
    represent predominantly Alsea River hatchery fish straying to areas 
    above Winchester Dam. Alsea River fish have a slightly later run-timing 
    than the Umpqua River fish, and a shift toward later run-timing can be 
    detected in fish returning to Winchester Dam after 1960. However, there 
    is also evidence of a shift back toward the original run-timing after 
    cessation of the hatchery program.
        Although the pattern of abundance and tag-recovery data during this 
    period of supplementation indicate that Alsea River hatchery fish 
    returned as adults to Winchester Dam in some numbers, it is apparent 
    that 15 years of hatchery releases did not result in a viable, self-
    sustaining population of naturally spawning fish. One possible 
    explanation of this result is that Alsea River hatchery fish are poorly 
    adapted to conditions in the North Umpqua River. This explanation 
    supports NMFS' conclusion of a cutthroat trout ESU in the Umpqua River. 
    Other possible explanations include: (1) The effects of hatchery 
    rearing, rather than poor adaptation, are responsible for the lack of 
    long-term survival of Alsea River hatchery fish, and (2) the decline in 
    Winchester Dam counts following the end of the hatchery program merely 
    reflect deteriorating conditions for cutthroat trout in the North 
    Umpqua River. The relationship of the existing cutthroat trout 
    population to the original population and the introduced hatchery fish 
    is uncertain; however, available evidence from population abundance and 
    run-timing data suggests that a component of the native run persists.
        One commenter stated that since cutthroat trout co-evolved with 
    other salmonid species, there should be similarity in the organization 
    of their ESU's. NMFS believes that each salmonid species has had a 
    unique evolutionary history and utilizes ecological niches different 
    from all other species. While there may be similarities across species 
    in salmonid ESU's, there is no reason that this will always be the 
    case. This may be especially true for cutthroat trout, which have a 
    more
    
    [[Page 41519]]
    
    complex life history than most Pacific salmonids.
        One commenter stated that the amount of straying in cutthroat trout 
    may suggest a greater degree of genetic exchange in coastal 
    populations, thus potentially widening the ESU. While little 
    information is available on straying rates of cutthroat trout, that 
    which is available suggests that most movement of fish into non-natal 
    streams occurs with immature fish. NMFS is not aware of any evidence to 
    suggest that sexually mature, native cutthroat trout wander or stray at 
    a level higher than is typical of native populations of other species 
    of Pacific salmonids.
        In reviewing cutthroat trout life history, Pauley et al. (1989) 
    reported that ``homing of native cutthroat trout is extremely precise 
    (Campton and Utter 1987), although hatchery planted fish may stray as 
    much as 30 percent, making survival rates impossible to determine 
    (Johnston and Mercer 1976).'' Giger (1972) found that tagged native 
    fish from streams in the Alsea River did not stray and were recaptured 
    only in their natal streams. However, Giger (1972) also found that over 
    30 percent of the tagged hatchery fish entered streams up to 133 km 
    from the release stream. Therefore, based on available data, straying 
    is not thought to affect the genetic distinctiveness of the native, 
    naturally spawning fish identified in this ESU.
        One commenter stated that coastal cutthroat trout (Oncorhynchus 
    clarki clarki), the anadromous component of the cutthroat trout 
    species, is morphologically similar throughout its range and shows no 
    evidence of clinal variation. As reported by Behnke (1992), cutthroat 
    trout populations with direct access to the sea are morphologically 
    similar throughout their range. However, the few genetic studies that 
    have been conducted on cutthroat trout (e.g., Campton and Utter 1987; 
    Currens et al. 1992) show that there can be substantial genetic 
    differentiation even among local populations.
    
    Issue 6: Existing Regulatory Mechanisms
    
        Several commenters maintained that existing regulatory mechanisms 
    and management initiatives (e.g., the Oregon Forest Practices Act and 
    the Umpqua River Basin Fisheries Restoration Initiative) are sufficient 
    for the protection of Umpqua River cutthroat trout. Two commenters 
    stated that existing management initiatives are unproven and lack 
    technical support.
        Although several commenters describe the Oregon Forest Practices 
    Act (OFPA) as being capable of protecting cutthroat trout, maintaining 
    fish populations, and preventing the take of any fish, there is little 
    evidence to support these claims. While the OFPA presently endorses 
    fish habitat protection (Oregon Department of Forestry (ODF) 1994), 
    NMFS is concerned that the level of habitat protection may be 
    insufficient to conserve Umpqua River cutthroat trout. However, the 
    OFPA itself provides a process ``to adopt additional basin-specific 
    protection rules for water quality-limited streams or streams with 
    threatened or endangered aquatic species'' (ODF 1994). This process 
    could be employed to great effect in the Umpqua River Basin, which 
    presently has more than 80 river reaches (many spanning from river 
    mouth to headwaters) currently designated as water-quality limited by 
    the Oregon Department of Environmental Quality (Oregon Department of 
    Environmental Quality 1995). Therefore, in response to the listing of 
    cutthroat trout, the Oregon Department of Forestry, in cooperation with 
    Federal land management agencies, could provide special emphasis to 
    habitat areas containing listed cutthroat trout to promote their 
    recovery.
        The Umpqua River Basin Fisheries Restoration Initiative (UBFRI) 
    referenced by several commenters is also described as a measure which 
    will aid in the recovery of cutthroat trout. In 1993 the Douglas County 
    Board of Commissioners chartered this initiative to address restoration 
    projects in the Umpqua River Basin. Members of the initiative include 
    county, state, and Federal government, and private industry. Since its 
    inception, the initiative has sponsored extensive habitat surveys in 
    the watershed. Restoration efforts have focused primarily on 
    construction and placement of instream habitat structures. NMFS 
    believes that the UBFRI is a good example of how local groups can work 
    together to restore Pacific salmon. The initiative has made great 
    strides in assessing habitat conditions in the basin. This information 
    will be extremely useful in formulating a recovery plan for this 
    species.
        NMFS is also encouraged by Oregon's recent development of a Coastal 
    Salmon Restoration Initiative (CSRI). If successful, this ambitious 
    initiative could provide all stakeholders with a better means by which 
    to achieve the purposes of the ESA; protecting and restoring native 
    fish populations and the ecosystems upon which they depend. While the 
    CSRI is initially focusing on the needs of coastal coho salmon 
    populations (currently proposed as threatened), NMFS expects that 
    significant benefits could also accrue to other salmonids, including 
    Umpqua River cutthroat trout. NMFS encourages the continuation of this 
    and local initiatives as important components of recovery planning for 
    this species.
    
    Summary of Factors Affecting the Species
    
        Section 2(a)(1) of the ESA states that various species of fish, 
    wildlife, and plants in the United States have been rendered extinct as 
    a consequence of economic growth and development untempered by adequate 
    concern and conservation. Section 4(a)(1) of the ESA and NMFS listing 
    regulations (50 CFR part 424) set forth procedures for listing species. 
    The Secretary of Commerce must determine, through the regulatory 
    process, if a species is endangered or threatened based upon any one or 
    a combination of the following factors: (1) The present or threatened 
    destruction, modification, or curtailment of its habitat or range; (2) 
    overutilization for commercial, recreational, scientific, or 
    educational purposes; (3) disease or predation; (4) inadequacy of 
    existing regulatory mechanisms; or (5) other natural or human-made 
    factors affecting its continued existence.
    A. The Present or Threatened Destruction, Modification, or Curtailment 
    of its Habitat or Range
        In general, land use practices have reduced salmonid production in 
    Oregon by decreasing habitat diversity and complexity, and accelerating 
    the frequency and magnitude of natural events such as flooding and 
    drought (Bottom et al. 1985). Extensive documentation regarding the 
    impacts of land use practices on the Umpqua River cutthroat trout is 
    not presently available. However, a recent report from the USFS 
    identifies a close relationship between various fish habitat parameters 
    and the land management history of streams in the Umpqua National 
    Forest (USDA 1995). The report summarizes habitat quality in 28 streams 
    used by anadromous salmonids; 17 streams were rated as having ``low'' 
    or ``very low'' habitat quality. It noted that ``a habitat rating of 
    `good' or `very good' is found primarily in drainages that have had 
    relatively little or no history of timber harvest and road 
    construction. Conversely, habitat ratings of `low' or `very low' are 
    found in moderately to heavily roaded and harvested watershed.'' Major 
    factors contributing to the latter habitat ratings include a variety of 
    land management-related conditions, such as increased peak flows during 
    storm events, increased
    
    [[Page 41520]]
    
    debris torrents, and impacts from valley bottom roads.
        These findings, coupled with the fact that silviculture is the 
    predominant land use in the basin (approximately 70 percent of the 
    area) and more than 80 of the basin's river reaches are designated as 
    water quality limited, strongly suggest that silviculture and related 
    activities have degraded water quality and have, therefore, likely 
    contributed to the decline of Umpqua River cutthroat trout. This 
    conclusion is strengthened by reasonable inferences from an array of 
    other scientific studies, including research in other Oregon basins. 
    (For an extensive review, see Meehan 1991).
        Removal of forest canopy can cause an increase in both the maximum 
    and the diurnal fluctuation of water temperatures, leading to disease 
    outbreaks, altered timing of migration, and accelerated maturation. The 
    removal of streamside vegetation can deplete the bank area of potential 
    new woody debris that provides cover for cutthroat trout. In addition, 
    loss of riparian areas can result in decreased invertebrate production 
    and detritus sources, both of which are key components of the species' 
    food chain. Siltation is another result of some logging practices, is 
    known to hinder fry emergence from the gravel, and may limit production 
    of benthic invertebrates. Dissolved oxygen content of both surface and 
    intragravel water can decrease as a result of logging operations. 
    Logging can also cause changes in stream flow regimes, resulting in 
    potentially adverse water velocity and depth characteristics.
        Degradation of estuarine habitats has likely also contributed to 
    the decline of this species. Estuarine areas are highly productive 
    habitats and play a role in the life cycle of cutthroat trout (Trotter 
    1989). Dredging, filling, and diking of estuarine areas for 
    agricultural, commercial, or municipal uses have resulted in the loss 
    of many estuarine habitats.
    B. Overutilization for Commercial, Recreational, Scientific, or 
    Educational Purposes
        Cutthroat trout are not harvested commercially, and scientific and 
    educational programs have probably had little or no impact on Umpqua 
    River cutthroat trout populations. However, the cutthroat trout is a 
    popular gamefish throughout the Pacific Northwest and available 
    information indicates that recreational fishing has likely contributed 
    to the general decline in Umpqua River cutthroat trout populations. 
    Given the susceptibility of cutthroat trout to angling and the 
    potential impacts of recreational fishing to native fish stocks (Behnke 
    1992; Pauley et al. 1989; Trotter 1989), it is likely that a long 
    standing fishery in the lower mainstem Umpqua River aimed at hatchery-
    reared cutthroat trout also promoted an incidental harvest of native 
    Umpqua River cutthroat trout. In response to NMFS' concern regarding 
    harvest mortalities, ODFW has closed the Umpqua River to cutthroat 
    trout fishing effective January 1, 1995 (ODFW 1994). However, 
    undocumented illegal harvest is believed to occur on Umpqua River 
    cutthroat trout. While the severity of this source of mortality is 
    unclear, it may pose a significant threat to depressed populations of 
    cutthroat trout in the Umpqua River. Continued enforcement of existing 
    harvest regulations and increased public outreach and awareness should 
    substantially reduce this threat.
    C. Disease or Predation
        Disease is not believed to be a factor contributing to the decline 
    of cutthroat trout populations in the Umpqua River. Several non-native 
    fish species introduced to the Umpqua River are known to prey on or 
    compete with salmonids; however, there is no specific information 
    regarding predation impacts by these or native fishes on Umpqua River 
    cutthroat trout.
        Abundance of pinnipeds, especially harbor seals and California sea 
    lions, is increasing on the West Coast. However, the extent to which 
    predation is a factor causing the decline of Umpqua River cutthroat 
    trout is unknown.
    D. Inadequacy of Existing Regulatory Mechanisms
        The significant decline in numbers of cutthroat trout passing 
    Winchester Dam suggests that management plans and practices followed by 
    various state and Federal agencies have not provided adequate 
    protection for this species. Although the State of Oregon listed the 
    Umpqua River cutthroat trout as a sensitive species in 1990, the 
    decline of this species has not been reversed since the designation. 
    Furthermore, the designation has not resulted in protections from 
    adverse effects on the species resulting from Federal actions.
        A Federal interagency cooperative program, the Record of Decision 
    for Amendments to Forest Service and Bureau of Land Management Planning 
    Documents Within the Range of the Spotted Owl (the Northwest Forest 
    Plan, April 1994) has recently been implemented to provide a 
    coordinated management direction for the lands administered by USFS and 
    the U.S. Bureau of Land Management (BLM). The Northwest Forest Plan's 
    region-wide management direction amends existing management plans, 
    including regional guides, forest plans, and resource management plans 
    for lands within the range of the northern spotted owl (including the 
    Umpqua River Basin). As part of the Northwest Forest Plan, 
    implementation of an aquatic conservation strategy is intended to 
    ultimately reverse the trend of aquatic ecosystem degradation and 
    contribute toward recovery of fish habitat; however, this result has 
    yet to be demonstrated. NMFS encourages a continued strong commitment 
    among the action agencies to thoroughly implement the Aquatic 
    Conservation Strategy in order to improve spawning and rearing habitat 
    conditions for listed Umpqua River cutthroat trout. Furthermore, NMFS 
    continues to encourage USFS and BLM to work toward avoiding identified 
    cumulative effects of timber sales sold or awarded prior to 
    implementation of the Northwest Forest Plan.
        Recent increased timber harvest on Federal land heightens NMFS' 
    concern regarding the health of aquatic resources in the Umpqua River 
    Basin. The ``emergency salvage timber sale'' provisions of a 1995 
    appropriations act, P.L. 104-19, have resulted in harvest of at least 
    seven timber sales in the Umpqua River Basin. Prior to this 
    legislation, these sales were unawarded or withdrawn for a variety of 
    reasons. While efforts were made to reduce the direct adverse impacts 
    of these timber sales, NMFS remains concerned about cumulative effects 
    and their impact on baseline environmental quality in the Umpqua River 
    Basin. The impacts of such sales are especially great in the South 
    Umpqua River Basin since existing habitat and water quality conditions 
    are recognized as poor in this area.
        NMFS recognizes that the impacts of this legislation have been 
    reduced in some instances by the land management agencies' ability to 
    find replacement timber volume for sales such as these. Furthermore, 
    NMFS recognizes the willingness of some purchasers to accept such 
    replacement harvest in lieu of previously designated sales and 
    encourages USFS, BLM, and private industry to continue these efforts to 
    avoid adverse impacts on native salmonid species. An Inter-agency 
    Recissions Act Team has been convened to study the effects of timber 
    sales in the Basin.
        Current ODFW hatchery practices may also play a role in the decline 
    of native cutthroat trout. Extensive releases
    
    [[Page 41521]]
    
    of Alsea River hatchery-reared cutthroat trout have occurred near the 
    Umpqua River estuary in the Smith River from 1975 to 1994, and in 
    Scholfield Creek from 1983 to present. Until recently, approximately 
    12,000 hatchery-reared cutthroat trout per year have been released into 
    the Smith River. Releases of approximately 4,000 hatchery-reared 
    cutthroat trout per year continue to occur into Scholfield Creek. 
    According to ODFW, these fish are released as smolts and as legal-
    sized, catchable cutthroat trout prior to or during the fishing season. 
    ODFW has suggested that the majority of these fish are caught by 
    anglers, but no data are available to confirm this hypothesis. There is 
    also no information on the possible impact of these fish (or the 
    fishery for them) on native cutthroat trout from the North and South 
    Umpqua Rivers. However, considering the life history of cutthroat 
    trout, their susceptibility to angling (Pauley et al. 1989), and their 
    extensive use of estuaries, the impact of these releases could be 
    substantial.
    E. Other Natural or Manmade Factors Affecting its Continued Existence
        Drought is the principal natural condition that may have 
    contributed to reduced Umpqua River cutthroat trout production. Drought 
    conditions have prevailed in Oregon for the 7 years prior to 1996, 
    leading to decreased streamflows and increased water temperatures 
    during the summer months.
    
    Determination
    
        Based on its assessment of available scientific and commercial 
    information, NMFS is issuing a final determination that the Umpqua 
    River cutthroat trout (Oncorhynchus clarki clarki) constitute a 
    ``species'' under the ESA and should be listed as endangered. The 
    listed ESU for Umpqua River cutthroat trout is defined as all naturally 
    spawning population(s) of cutthroat trout in the mainstem Umpqua River, 
    the North Umpqua River, and the South Umpqua River, and their 
    respective tributaries, residing below long-term, naturally impassable 
    barriers (e.g., natural waterfalls in existence for hundreds or 
    thousands of years). The natural population consists of all fish that 
    are progeny of naturally spawning fish. The offspring of all fish taken 
    from the natural population after the date of listing (for example, for 
    research or enhancement purposes) are also part of the listed ESU.
    
    Conservation Measures
    
        Conservation measures provided to species listed as endangered or 
    threatened under the ESA include recognition, recovery actions, Federal 
    agency consultation requirements, and prohibitions on taking. 
    Recognition through listing promotes public awareness and conservation 
    actions by Federal, state, and local agencies, private organizations, 
    and individuals.
        Several recovery efforts are underway that may slow or reverse the 
    decline of Umpqua River cutthroat trout. These include the Northwest 
    Forest Plan, Coastal Salmon Restoration Initiative, and Umpqua River 
    Basin Fisheries Restoration Initiative (all described previously in 
    this document). NMFS is encouraged by these significant efforts, which 
    could provide all stakeholders with a better means by which to achieve 
    the purposes of the ESA by protecting and restoring native fish 
    populations and the ecosystems upon which they depend. NMFS will 
    continue to encourage and support these initiatives as important 
    components of recovery planning for this species and other salmonids in 
    the Umpqua River Basin.
        NMFS will reconsider this determination in 2 years (or as new 
    scientific information becomes available) and will continue to assess 
    the degree to which ongoing Federal, state, and local conservation 
    initiatives reduce the risks faced by Umpqua River cutthroat trout. If 
    these or future initiatives clearly ameliorate risk factors and 
    demonstrate that the species is recovering, NMFS will reconsider the 
    listing status of Umpqua River cutthroat trout. Information regarding 
    the efficacy of conservation efforts and any new scientific data 
    regarding Umpqua cutthroat trout should be submitted to NMFS (see 
    ADDRESSES).
        For listed species, section 7(a)(2) of the ESA requires Federal 
    agencies to ensure that activities they authorize, fund, or conduct are 
    not likely to jeopardize the continued existence of a listed species or 
    to destroy or adversely modify its critical habitat. If a Federal 
    action could affect a listed species or its critical habitat, the 
    responsible Federal agency must enter into consultation with NMFS.
        Examples of Federal actions most likely to affect Umpqua River 
    cutthroat trout include authorized land management activities of the 
    USFS and BLM, as well as authorized purposes of Umpqua River 
    hydroelectric and storage projects. Such authorized activities include 
    timber sales and harvest, hydroelectric power generation, and flood 
    control. Federal actions, including the U.S. Army Corps of Engineers 
    (COE) section 404 permitting activities under the Clean Water Act, COE 
    permitting activities under the River and Harbors Act and Federal 
    Energy Regulatory Commission licenses for non-Federal development and 
    operation of hydropower, may also require consultation.
        NMFS is aware that there are likely to be Federal actions ongoing 
    in the range of the Umpqua River cutthroat trout at the time that this 
    listing becomes effective. Consequently, NMFS is currently reviewing 
    with the Federal agencies all ongoing actions that may affect the 
    listed species, and for which consultation has been requested, and will 
    complete formal or informal consultations for such actions as 
    appropriate, pursuant to ESA section 7(a)(2). Furthermore, NMFS, in 
    conjunction with USFS, BLM and USFWS, plans to complete a programmatic 
    consultation on the Federal Land and Resource Management Plans within 
    the range of the Umpqua River cutthroat trout prior to the listing's 
    effective date.
        Section 9(a) of the ESA contains specific prohibitions that apply 
    to all endangered fish and wildlife. With respect to the Umpqua River 
    cutthroat trout, these prohibitions, in part, make it illegal for any 
    person subject to the jurisdiction of the United States to ``take'' 
    (including harass, harm, pursue, hunt, shoot, wound, kill, trap, 
    capture, collect, or attempt any such conduct), import or export, 
    transport in interstate or foreign commerce in the course of commercial 
    activity, or sell or offer for sale in interstate or foreign commerce 
    any listed species. It also is illegal to possess, sell, deliver, 
    carry, transport, or ship any such wildlife that has been taken 
    illegally. Certain exceptions apply to agents of NMFS and state 
    conservation agencies.
        Sections 10(a)(1)(A) and 10(a)(1)(B) of the ESA provide NMFS with 
    authority to grant exceptions to the ESA's ``taking'' prohibitions. 
    Section 10(a)(1)(A) scientific research and enhancement permits may be 
    issued to entities (Federal and non-Federal) conducting research that 
    involves a directed take of listed species. A directed take refers to 
    the intentional take of listed species. NMFS has issued section 
    10(a)(1)(A) research/enhancement permits for other listed species 
    (e.g., Snake River chinook salmon) for a number of activities, 
    including trapping and tagging, electroshocking to determine population 
    presence and abundance, removal of fish from irrigation ditches, and 
    collection of adult fish for artificial propagation programs. NMFS is 
    aware of several trapping efforts currently underway in the Umpqua 
    River Basin where juvenile cuttthroat trout are being
    
    [[Page 41522]]
    
    collected for population inventory. Since little scientific research 
    has been conducted on this species, these and other research efforts 
    could provide critical information regarding cutthroat trout life 
    history and population abundance.
        Section 10(a)(1)(B) incidental take permits may be issued to non-
    Federal entities performing activities that may incidentally take 
    listed species. The types of activities potentially requiring a section 
    10(a)(1)(B) incidental take permit include the operation and release of 
    artificially propagated fish by state operated and funded hatcheries, 
    state or university research not receiving Federal authorization or 
    funding, and the implementation of state fishing regulations.
        NMFS requires several months to review permit applications 
    (including a 30-day public comment period) and assess the issuance of 
    section 10 permits. In the fall of 1996, NMFS will hold a workshop to 
    explain the application process for section 10 permits. Prospective 
    applicants should submit permit applications to NMFS at least 120 days 
    prior to the expected start date of their activities. If there are 
    research activities whose interruption would harm efforts to conserve 
    the species, NMFS will consider issuing a permit under the emergency 
    procedure (50 CFR 222.24(e)). Regulations regarding application, 
    issuance and administration of permits are found at 50 CFR parts 217-
    222.
        It is the policy of NMFS and the USFWS, published in the Federal 
    Register on July 1, 1994 (59 FR 34272), to identify to the maximum 
    extent practicable at the time a species is listed those activities 
    that would or would not constitute a violation of section 9 of the ESA. 
    The intent of this policy is to increase public awareness of the effect 
    of this listing on proposed and ongoing activities within the species' 
    range. NMFS believes that, based on the best available information, the 
    following actions will not result in a violation of section 9:
        (1) Possession of Umpqua River cutthroat trout acquired lawfully by 
    permit issued by NMFS pursuant to section 10 of the ESA, or by the 
    terms of an incidental take statement pursuant to section 7 of the ESA.
        (2) Federally approved projects that involve activities such as 
    silviculture, grazing, mining, road construction, dam construction and 
    operation, discharge of fill material, stream channelization or 
    diversion for which consultation has been completed, and when such 
    activity is conducted in accordance with any terms and conditions given 
    by NMFS in an incidental take statement accompanied by a biological 
    opinion.
        Activities that NMFS believes could potentially harm the Umpqua 
    River cutthroat trout and result in ``take'', include, but are not 
    limited to:
        (1) Unauthorized collecting or handling of the species. Permits to 
    conduct these activities are available for purposes of scientific 
    research or to enhance the propagation or survival of the species.
        (2) Unauthorized destruction/alteration of the species' habitat 
    such as removal of large woody debris or riparian shade canopy, 
    dredging, discharge of fill material, draining, ditching, diverting, 
    blocking, or altering stream channels or surface or ground water flow.
        (3) Discharges or dumping of toxic chemicals or other pollutants 
    (i.e., sewage, oil and gasoline) into waters or riparian areas 
    supporting the species.
        (4) Violation of discharge permits.
        (5) Pesticide applications in violation of label restrictions.
        (6) Interstate and foreign commerce (commerce across State lines 
    and international boundaries) and import/export without prior 
    obtainment of an endangered species permit.
        This list is not exhaustive. It is provided to give the reader some 
    examples of the types of activities that would be considered by the 
    NMFS as constituting a ``take'' of Umpqua River cutthroat trout under 
    the ESA and regulations. Questions regarding whether specific 
    activities will constitute a violation of section 9, and general 
    inquiries regarding prohibitions and permits, should be directed to 
    NMFS (see ADDRESSES).
    
    Critical Habitat
    
        Section 4(a)(3)(A) of the ESA requires that, to the extent prudent 
    and determinable, critical habitat be designated concurrently with the 
    listing of a species. At the present time, NMFS is placing a higher 
    priority on listings than on critical habitat designations due to 
    staffing and workload constraints resulting from the lifting of the 
    recent listing moratorium. In most cases the substantive protections of 
    critical habitat designations are duplicative of those of listings, 
    however, in cases in which critical habitat designation is deemed 
    essential to the conservation of the species, such a designation could 
    warrant a higher priority. It is NMFS' intention to develop and publish 
    a critical habitat designation for Umpqua River cutthroat trout as time 
    and workload permit.
    
    Classification
    
        The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the 
    information that may be considered when assessing species for listing. 
    Based on this limitation of criteria for a listing decision and the 
    opinion in Pacific Legal Foundation v. Andrus, 675 F. 2d 825 (6th Cir., 
    1981), NMFS has categorically excluded all ESA listing actions from 
    environmental assessment requirements of NEPA (48 FR 4413; February 6, 
    1984).
        As noted in the Conference Report on the 1982 amendments to the 
    ESA, economic considerations have no relevance to determinations 
    regarding the status of the species. Therefore, the economic analysis 
    requirements of the Regulatory Flexibility Act are not applicable to 
    the listing process. Similarly, this final rule is exempt from review 
    under E.O. 12866.
    
    References
    
        The complete citations for the references used in this document can 
    be obtained by contacting Garth Griffin, NMFS (see ADDRESSES).
    
    List of Subjects in 50 CFR Part 222
    
        Administrative practice and procedure, Endangered and threatened 
    species, Exports, Imports, Reporting and record keeping requirements, 
    Transportation.
    
        Dated: July 29, 1996.
    Charles Karnella,
    Acting Program Management Officer, National Marine Fisheries Service.
    
        For the reasons set out in the preamble, 50 CFR part 222 is amended 
    as follows:
    
    PART 222--ENDANGERED FISH OR WILDLIFE
    
        1. The authority citation of part 222 continues to read as follows:
    
        Authority: 16 U.S.C. 1531-1543 et seq.
    
    
    Sec. 222.23  [Amended]
    
        2. In Sec. 222.23, paragraph (a), the second sentence is amended by 
    adding the phrase ``Umpqua River cutthroat trout (Oncorhynchus clarki 
    clarki);'' immediately after the phrase ``Snake River sockeye salmon 
    (Oncorhynchus nerka),''.
    [FR Doc. 96-20029 Filed 8-8-96; 8:45 am]
    BILLING CODE 3510-22-F .
    
    
    

Document Information

Effective Date:
9/9/1996
Published:
08/09/1996
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-20029
Dates:
September 9, 1996.
Pages:
41514-41522 (9 pages)
Docket Numbers:
Docket No. 960723205-6205-01, I.D. 040694C
PDF File:
96-20029.pdf
CFR: (1)
50 CFR 222.23