C1-2019-12164. Regulation Best Interest: The Broker-Dealer Standard of Conduct

  • Start Preamble

    Correction

    In rule document 2019-12164, appearing on pages 33318 through 33492, in the issue of Friday, July 12, 2019 make the following corrections:

    1. On page 33491, in the center column, on the tenth line, “240.15 l-1” should read, “240.15l-1”.

    2. On the same page, in the same column, on the eleventh line, “240.15 l-1” should read, “240.15l-1”.

    End Preamble

    [FR Doc. C1-2019-12164 Filed 8-8-19; 8:45 am]

    BILLING CODE 1300-01-D

Document Information

Published:
08/09/2019
Department:
Securities and Exchange Commission
Entry Type:
Rule
Document Number:
C1-2019-12164
Pages:
39178-39178 (1 pages)
Docket Numbers:
Release No. 34-86031, File No. S7-07-18
RINs:
3235-AM35: Regulation Best Interest
RIN Links:
https://www.federalregister.gov/regulations/3235-AM35/regulation-best-interest
PDF File:
c1-2019-12164.pdf
CFR: (1)
17 CFR 240