98-24004. Main Studio and Public Inspection File of Broadcast Stations  

  • [Federal Register Volume 63, Number 179 (Wednesday, September 16, 1998)]
    [Rules and Regulations]
    [Pages 49487-49501]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-24004]
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Part 73
    
    [MM Docket No. 97-138, RM-8855, 8856, 8857, 8858, 8872; FCC 98-175]
    
    
    Main Studio and Public Inspection File of Broadcast Stations
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: In this Report and Order (``R&O''), the Commission adopts 
    amendments to its rules governing main studio and local public 
    inspection file requirements for broadcast licensees. The Commission 
    relaxes the standard governing the location of the main studio to allow 
    a station to locate within the principal community contour of any 
    station licensed to the community of license, and requires the local 
    public inspection file to be located at the broadcast station's main 
    studio, wherever located. The Commission also amended the public 
    inspection file rules to streamline the contents of the public 
    inspection file. For additional information, see Supplementary 
    Information.
    
    EFFECTIVE DATE: These rules contain information collection requirements 
    that are not effective until approved by the Office of Management and 
    Budget. FCC will publish a document in the Federal Register announcing 
    the effective date of this document.
    
    ADDRESSES: Federal Communications Commission, 1919 M Street, NW., Room 
    222, Washington, DC 20554. In addition to filing comments with the 
    Secretary, a copy of any comments on the information collections 
    contained herein should be submitted to Judy Boley, Federal 
    Communications Commission, Room 234, 1919 M Street, NW., Washington, DC 
    20554, or via the Internet to jboley@fcc.gov.
    
    FOR FURTHER INFORMATION CONTACT: Victoria M. McCauley or Kim Matthews 
    Mass Media Bureau, (202) 418-2130. For additional information 
    concerning the information collections contained in this R&O contact 
    Judy Boley at 202-418-0214, or via the Internet at jboley@fcc.gov.
    
    SUPPLEMENTARY INFORMATION: This is a synopsis of the Commission's 
    Report and Order, MM Docket No. 97-138, adopted July 27, 1998 and 
    released August 11, 1998. The full text of this Commission decision is 
    available for inspection and copying during normal business hours in 
    the FCC Reference Center (Room 239), 1919 M Street, NW., Washington, 
    DC. The complete text of this decision may also be purchased from the 
    Commission's copy contractor, International Transcription Services, 
    Inc., 1231 20th Street, NW., Washington, DC, 20036, (202) 857-3800.
    
    Synopsis of Report and Order on Main Studio and Public Inspection 
    File
    
    I. Introduction
    
        1. With this Report and Order, we amend our rules regarding the 
    main studio and local public inspection file for broadcast stations. In 
    the Notice of Proposed Rule Making, 62 FR 32061 (June 12, 1997), we 
    proposed that modification of these rules could serve the public 
    interest. We here conclude that it is possible to grant broadcast 
    licensees additional flexibility in locating their main studios, 
    together with their public files, and adhere to the original purpose 
    underlying these rules: to maintain reasonable accessibility of station 
    facilities, personnel and information to members of the station's 
    community of license, which enables the residents of the community to 
    monitor a station's performance, and encourages a continuing dialogue 
    between the station and its community. In this way, a station is better 
    integrated into the activities of the community and can be more 
    responsive to local community needs in its programming. In order to 
    facilitate this interaction, this R&O also amends Sections 73.3526 and 
    73.3527 of our rules to clarify and update the required contents of the 
    public inspection files. The actions we take today are consistent with 
    our ongoing effort to ensure that our rules continue to serve the 
    public interest without imposing unnecessary regulatory burdens. These 
    modifications in no way alter the obligation of each broadcast licensee 
    to serve the needs and interests of its community.
    
    II. Main Studio Rule
    
        2. Discussion. In the NPRM in this proceeding, we set forth two 
    goals in determining whether to modify the main studio rule. Our first 
    goal is to strike an appropriate balance between ensuring that the 
    public has reasonable access to each station's main studio and public 
    file and minimizing regulatory burdens on licensees. Our second goal is 
    to adopt clear rules that are easy to administer and understand. In the 
    NPRM, sought comment on the option of permitting a station to locate 
    its main studio anywhere in the principal community contour of any 
    station licensed to the same community, or
    
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    within a set distance from the community center, whichever it chooses.
        3. The R&O adopts this option. Specifically, we will allow a 
    station to locate its main studio at any location that is within either 
    the principal community contour of any station, of any service, 
    licensed to its community of license or 25 miles from the reference 
    coordinates of the center of its community of license, whichever it 
    chooses. This approach fulfills our stated goals. By establishing a 
    clear, bright line test for determining location of the main studio, it 
    is clear and easy to administer. It also lessens regulatory burdens. It 
    expands the area in which most licensees may locate their main studios 
    while maintaining a close connection to the community. The contour 
    aspect increases the area in which licensees in communities with 
    multiple stations will be able to choose location, putting all 
    licensees in a community on equal footing, and the mileage aspect 
    increases the area for smaller radio stations, particularly those 
    providing the sole local service in a community. Although this 
    expansion is not limited to co-owned stations, the increased 
    flexibility it provides should allow many more multi-station licensees 
    to combine the resources of their jointly-owned stations, which can 
    allow them to better serve the public. Revising the rule to permit 
    greater co-location of main studios should also reduce the number of 
    waiver requests we have received from licensees in the past, which will 
    reduce the burden on both licensees and the Commission. We note that 
    the action we take today will not affect any stations operating 
    pursuant to a waiver of these rules, particularly licensees of 
    noncommercial educational stations operating their stations as 
    satellites of a main station which historically have been given 
    distinct treatment from commercial stations. Absent a waiver, however, 
    the rules apply equally to commercial and noncommercial stations.
        4. At the same time, the standard we are adopting places the main 
    studio in a reasonably accessible location to the community of license. 
    The amended rule maintains broadcasters' obligations under Section 
    307(b) to provide service to their communities of license by continuing 
    the main studio's connection to the community of license. Our 
    relaxation of the main studio location requirement takes into account 
    the evidence in the record that more people use remote rather than 
    face-to-face means of communication for routine contact with their 
    local stations, and that permitting stations greater flexibility in 
    locating their main studios should not unduly burden the public.
        5. Our adoption of a 25-mile permissible range as an alternative 
    option for the licensee is based on a number of factors. First, the 25-
    mile standard reflects an approximation of the weighted average of the 
    principal community contour radii of FM radio and TV stations (actual 
    weighted average: 23.08 miles). AM radio station contours, based on 
    frequency, power, radiation and ground conductivity, and conceivably 
    quite large, were not taken into account because they vary very 
    significantly from station to station. Second, a 25-mile radius from 
    city center gives stations a 50-mile diameter (1962.5 square miles) 
    within which to locate the main studio. With this standard, citizens at 
    the opposite end of the community would not be expected to have to 
    travel more than 50 miles to reach the studio, which we believe is a 
    reasonably accessible distance to expect members of the public to 
    travel, given today's modern transportation and good roads.
        6. Alternative proposals. Some commenters proposed variations to 
    the rule we adopt today, some of which would further relax the rules, 
    while others would be more restrictive. As an initial matter, some 
    commenters suggest that we delete the main studio requirement 
    altogether. We continue to believe that the main studio requirement is 
    necessary to ensure that broadcast stations are reasonably accessible 
    to the communities they serve, which provides important public interest 
    benefits.
        7. We also are not persuaded by the alternatives advanced by other 
    commenters because those proposals provide relief to fewer stations and 
    could, in some cases, make the studios less accessible than the rule we 
    adopt today. We are satisfied that use of principal community contours 
    or the mileage standard will give stations ample area within which to 
    locate their main studios. Other commenters suggest that we require 
    location of the main studio within the principal community contours of 
    any mutually overlapping co-owned stations. We believe that this 
    approach would benefit only the licensees of multiple stations, and 
    could place the main studio location well beyond a reasonably 
    accessible location to the station's community of license. Other 
    suggestions include defining the permissible area to locate the main 
    studio by TV Grade B contour, designated market area, Arbitron radio 
    market, metropolitan statistical area, or ``protected service 
    contour,'' i.e., the .5 mV/m contour for AM and 1 mV/m contour for FM. 
    We believe that these suggestions would potentially place the main 
    studio at too distant a location from the community to be considered 
    reasonably accessible.
        8. We also decline to adopt the proposal which would more 
    restrictively permit location within any contour of any station 
    licensed to the community, or 25 miles from the community center, 
    whichever is less.
        9. We also reject another variation, which argues that the 
    Commission should continue to require each station to locate its main 
    studio in the community of license because in-person visits will be 
    deterred by a too distant main studio.
    
    III. Local Public Inspection File Rules
    
    A. Location of the Local Public Inspection File
    
        10. Background. The Commission's rules generally require a 
    broadcast station to maintain its local public inspection file at its 
    main studio, when the main studio is located within the station's 
    community of license, or at any accessible place in the community of 
    license (e.g., an attorney's office or local public library) if the 
    station's main studio is located outside the community. As with the 
    main studio rule, reasonable access to the public inspection file 
    serves the important purpose of facilitating citizen monitoring of a 
    station's operations and public interest performance and fostering 
    community involvement with local stations. This in turn helps ensure 
    that stations are responsive to the needs and interests of their local 
    communities.
        11. Discussion. Based on the proposals and comments before us, we 
    believe that it is in the public interest to amend the public file 
    rules, Secs. 73.3526(d) and 73.3527(d) of our rules, to provide that 
    the licensee of a station locate its public file at its main studio, 
    wherever located. In addition, the rules we adopt today provide that an 
    applicant for a new station or change of community locate its public 
    inspection file in the proposed community of license or at its proposed 
    main studio. We also are giving licensees the option of maintaining all 
    or part of their public file in a computer database rather than in 
    paper files, and are encouraging licensees who chose this option to 
    post their ``electronic'' public files on any World Wide Web sites they 
    maintain on the internet.
        12. We believe that having a licensee maintain its public file at 
    its main studio will fulfill our stated goals. It takes into account 
    the fact that many members of the public contact stations
    
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    by telephone, and the accommodation we set forth below will facilitate 
    access to the public file by permitting individuals to call a station 
    and request that it mail portions of the file to the caller's home or 
    office. As several commenters point out, the main studio is the most 
    logical and likely place for the public to expect to find a station's 
    public inspection file. It is listed in the telephone book, and is 
    usually well marked by commercial signage. These factors are likely to 
    increase the convenience to the public in some cases, and could also 
    facilitate public involvement at the station. The public would also be 
    better served if the file is maintained and stored under the direct 
    control of the station. Not only would there be greater assurance that 
    the file is kept up-to-date and in proper order, but also the licensee 
    would be able to provide assistance to those researching the public 
    file, if necessary. As some commenters point out, collocating the 
    public file and main studio will reduce the burdens on licensees who 
    previously were required to maintain an off-premises public file in the 
    community of license because their main studios are outside the city 
    limits of the community of license. Moreover, we note that co-location 
    of the main studio and public file will aid same-market, multiple-
    station owners by allowing them to channel their resources in ways that 
    would better serve the public.
        13. Accommodation. We will require stations to make available, by 
    mail upon telephone request, photocopies of documents in the public 
    file, including our revised version of ``The Public and Broadcasting'' 
    (as drafted by the FCC staff; see infra) which shall also be placed on 
    the FCC's internet site. This manual will generally describe 
    broadcasters' public file obligations, and how the public can help 
    monitor licensee performance. The station may require the person 
    requesting the copies to pay the reasonable cost of photocopying and 
    the station will pay postage. To facilitate requests for public file 
    documents over the telephone, we will require stations to provide 
    callers, if they wish to receive one, a copy of the new edition of 
    ``The Public and Broadcasting'' free of charge. This description will 
    assist callers in identifying documents they may ask to be sent to them 
    by mail. We will require licensees to assist callers in this process 
    and answer questions they may have about the actual contents of the 
    station's public file. For example, stations, if asked, should describe 
    to a caller the number of pages and time periods covered by a 
    particular ownership report or children's television programming 
    report, or the types of applications actually maintained in the 
    station's public file and the dates they were filed with the FCC. We 
    also encourage stations to place the descriptions of their public files 
    on any Internet home page that they maintain. We believe that this 
    accommodation for the public should ensure that public file materials 
    continue to be reasonably accessible to all members of the public. The 
    revised ``The Public and Broadcasting'' should facilitate this access 
    by educating the public about the contents of the file.
        14. We reject the other accommodations mentioned in the NPRM and 
    proposed by commenters. In addition to the accommodations raised in the 
    NPRM, accommodations supported by commenters include courier, fax or e-
    mail delivery, toll-free telephone service, or requiring stations to 
    make their studio available at non-business hours by appointment. Some 
    commenters suggest that the actual method of provision of public file 
    access be voluntary or left to licensee discretion, but within a set 
    period of time from the time of the request. We have considered all of 
    the alternate suggestions and have determined that the accommodation we 
    require in this rule fulfills our stated goals of balancing public 
    access with regulatory burden and ease and clarity of administration. 
    As noted, toll-free telephone service is already required. We believe 
    that requiring stations to provide transportation to requesters, to 
    transport the public file to them or open the main studio during non-
    business hours would be unnecessarily burdensome to station owners. 
    Finally, Noncommercial Educational Licensees request that we place a 
    limit on the number of requests to avoid harassing requests. We will 
    not adopt such a limit; there is no evidence in the record that public 
    requests for information are made in bad faith to any significant 
    extent, or that stations are being overwhelmed by such requests. A 
    licensee, may, of course, seek a waiver or special relief from the 
    Commission in the event such circumstances arise.
        15. Several commenters specifically disagree with making any 
    accommodation, including the one we have adopted. Most cite the undue 
    burden on broadcasters, discouragement from locating outside the 
    community, and the ease with which the accommodations could be abused. 
    One specifically notes that allowing requests by phone rather than in-
    person could encourage frivolous requests and that allowing requests 
    without in-person review by the requestor will burden licensees because 
    the requestor will not be able to make an informed request without 
    looking through the file, and stations will have to interpret these 
    vague requests and become researchers to determine exactly what the 
    requestor needs. We believe that the rules we adopt today address these 
    concerns. First, a requestor is entitled to ``The Public and 
    Broadcasting,'' which should provide adequate guidance to make an 
    intelligent request for information. In addition, the rules regarding 
    the public file's contents in their revised form will be much easier to 
    understand and administer for both licensees and the public seeking 
    information. Finally, we expect that requiring a person seeking 
    documents from a station's public file to pay the reasonable expenses 
    of photocopying should reduce the possibility for abusive and frivolous 
    requests.
    
    B. Contents of the Local Public Inspection File
    
        16. Background. In the NPRM, we sought comment on updating our 
    requirements regarding the materials that a station must place in its 
    public inspection file. Currently, both commercial and noncommercial 
    broadcast licensees must maintain a local public inspection file 
    containing copies of certain applications and related materials filed 
    by the station with the FCC, ownership reports, employment reports, and 
    a list of programs aired by the station during the previous three 
    months that provided its most significant treatment of community issues 
    (the ``issues/programs list''). Commercial broadcast licensees must 
    also retain written comments and suggestions received from the public 
    regarding operation of their stations. In addition, broadcast licensees 
    must maintain a separate public file concerning requests by political 
    candidates for broadcast time on the station, and commercial television 
    licensees must maintain a file containing information regarding the 
    educational and informational programming they air for children.
        17. Updates to the Rules. In the NPRM, we proposed the following 
    specific amendments to update and clarify the public inspection file 
    rules:
        (a) We proposed to delete the requirement that licensees maintain 
    in their public file a copy of the 1974 manual entitled ``The Public 
    and Broadcasting,'' noting that this manual is long out-of-date.
        (b) We proposed to delete the reference in Sec. 73.3526(a)(11) of 
    our rules regarding the maintenance of reports
    
    [[Page 49490]]
    
    required under our financial interest and syndication rules, which have 
    been repealed.
        (c) We stated that we will correct the cross-reference in the 
    public inspection file rules to the rule section governing a licensee's 
    political file.
        (d) We proposed to delete the note set forth under 
    Secs. 73.3526(a)(1) and 73.3527(a)(1) of the public inspection file 
    rules exempting from the rules certain applications filed on or before 
    May 13, 1965. We noted that, even without the exemption, the retention 
    periods for maintaining such applications have long since expired.
        18. We will adopt the three specific proposals, described as (b), 
    (c), and (d) above, to amend our public inspection file rules. No 
    commenters objected to these revisions, and they will serve to clarify 
    and make current licensees' obligations under these rules. With respect 
    to our first proposal regarding the 1974 manual ``The Public and 
    Broadcasting,'' we will no longer require licensees to maintain this 
    out-of-date document. Rather, the FCC Staff will update this manual and 
    the new manual will describe our new requirements regarding the 
    contents of the public file, and discuss ways in which the public can 
    help monitor licensee performance. We believe that this updated manual 
    will provide a useful description of the documents that are available 
    for public inspection, and will facilitate interaction between 
    licensees and their communities that may lead to improved service to 
    the public. The Commission staff will prepare the manual, and issue a 
    Public Notice notifying licensees when it is complete. We expect that 
    the staff will be issuing the new version of this manual in the fourth 
    quarter of this year. The Commission will place the new manual on its 
    World Wide Web site on the internet, where it can be accessed and 
    downloaded by licensees and the public. The address for the 
    Commission's internet home page is: http://www.fcc.gov. We will require 
    all commercial and noncommercial licensees to replace their 1974 
    manuals with the updated version when it is available.
        19. Assignment of License. Our current rules provide that after the 
    Commission approves an application for assignment of license and the 
    transaction has been consummated, the assignee is responsible for 
    ensuring that the public file contains all the documents previously 
    required to be maintained in the file by the assignor. We stated in the 
    NPRM that we had received a petition for rule making requesting that 
    the Commission amend the public file rule to delete this requirement. 
    The petitioner argued that the proposed change is warranted because the 
    public file need only contain information concerning the current 
    licensee or permittee, as the public has no practical use for 
    information regarding the ownership, programming, and EEO practices of 
    a station's prior licensees. The petitioner also contended that a new 
    licensee should not bear the burden of locating documents missing from 
    a prior licensee's public file. We stated our belief that there is 
    merit to these arguments regarding licensee-specific information, but 
    noted that there may be information in the public file relevant to a 
    station's facilities that is not licensee-specific (e.g., engineering 
    material in a modification application filed by the assignor) and 
    therefore should be maintained by the assignee. We invited commenters 
    to address this issue.
        20. In the case of an assignment of license, we will continue to 
    require the assignee to retain public file documents obtained from the 
    assignor for the period required by our revised rules. However, we will 
    not hold assignees responsible for correcting any omissions in the file 
    that exist at the time of the assignment. We believe that, on balance, 
    requiring licensees to retain the assignor's public file intact is a 
    minimal burden which is outweighed by the benefit to the public of 
    continued access to these materials for the entire retention period. We 
    are persuaded by those commenters who argued that relatively little 
    effort and expense is required to simply retain public file materials 
    obtained from an assignor, rather than disposing of all or part of 
    those materials. Documents that relate to the operations of a previous 
    licensee can be relevant and useful in the context of a challenge to or 
    investigation of the qualifications of that licensee to hold other FCC 
    authorizations. In view of the large number of station sales in recent 
    years, especially in the radio market, and the longer eight-year 
    license period, it increasingly occurs that a station is assigned to a 
    new owner before the license term is complete. To ensure that the 
    previous owner's record is available for review, we will require that 
    the file inherited from the assignor be retained for the full period 
    specified by our rules.
        21. While we will continue to require an assignee to retain records 
    obtained from an assignor, we will not hold licensees strictly liable 
    for omissions created by predecessors. However, we expect parties 
    engaged in the purchase of a station to make a good faith effort to 
    correct deficiencies in the assignor's file that exist at the time of 
    the assignment through the due diligence process typically undertaken 
    by a purchaser of a station. Given the other rule changes we are 
    adopting today, we expect that as a general matter there will be fewer 
    instances where a licensee's public file will be missing required 
    documents, whether at the time of an assignment or any other time. In 
    particular, we are making revisions today both to reduce the number of 
    documents required to be maintained in the public file and to clarify 
    the retention requirements. This should help reduce the number of 
    instances in which the public file is found to be incomplete. Moreover, 
    the revisions we are making today to our rules governing public file 
    location should improve management and maintenance of the file by 
    licensees, further facilitating compliance. We emphasize that all 
    licensees have a duty to comply with our public file rules, and expect 
    that licensees will find this obligation easier to meet in light of the 
    revisions we are making today.
        22. Electronic mail. We proposed in the NPRM to clarify the 
    requirement that ``[a]ll written comments and suggestions received from 
    the public by licensees of commercial AM, FM, and TV broadcast stations 
    regarding operation of their station shall be maintained in the local 
    public inspection file.'' We stated our wish to clarify that such 
    ``written comments and suggestions'' include electronic mail messages 
    transmitted via the internet. We noted that internet ``e-mail'' is an 
    increasingly popular means of communication, and invited comment on 
    this proposed clarification.
        23. We will adopt our proposal to clarify that our rules require 
    the retention by licensees of e-mail messages as well as traditional 
    printed communications. We concur with those commenters that expressed 
    the view that there is no fundamental distinction between e-mail and 
    printed letters that would justify treating those forms of 
    communication differently for purposes of this rule. Both means of 
    communication can be used to convey important comments or suggestions 
    regarding programming, and should be treated in a similar fashion. We 
    will give licensees the option of retaining e-mail messages either in a 
    computer or a paper file. Rather than printing out hard copies of these 
    e-mail communications, licensees that choose the computer file option 
    may provide the public upon request with a computer diskette containing 
    copies of the e-mails received by the station, or may make available to 
    the public a computer terminal where these communications may be 
    accessed. In the case of identical
    
    [[Page 49491]]
    
    e-mails or letters received from different parties, we will also give 
    licensees the option of retaining, either on paper or in a computer 
    file, a single sample copy of the e-mail or letter as well as list of 
    all parties that sent identical e-mails or letters to the station.
        24. For reasons of clarity, rather than retaining our rules 
    governing the retention of letters received by commercial broadcast 
    stations in a separate rule section, Sec. 73.1202, we have moved those 
    rules to Sec. 73.3526, our public file rule section for commercial 
    broadcast stations. The obligation to retain letters received from the 
    public is fundamentally a public file obligation, and should therefore 
    be part of the public file rules themselves.
        25. Retention requirements. We also sought comment in the NPRM on 
    whether the retention periods for the materials in the public 
    inspection file and political file should be revised to update and 
    clarify those provisions. At a minimum, we proposed to revise those 
    retention periods tied to the broadcast license term to reflect the new 
    license term of eight years. We also proposed to amend the rules to 
    require that all documents required to be retained for the license term 
    be retained not only for the eight-year term but until the grant of the 
    renewal application is final, i.e., no longer subject to 
    reconsideration, review, or appeal either at the FCC or in the courts. 
    In addition, we sought comment on whether any of the public file 
    retention periods can be shortened to reduce regulatory burdens. In 
    particular, we noted that we currently require that certain 
    applications filed with the FCC be retained until ``the expiration of 
    one license term * * * or until grant of the first renewal application 
    of the television or radio broadcast license in question.'' We proposed 
    shortening the required retention period for license assignment and 
    transfer applications and applications for major facilities 
    modifications to the period in which they are pending before the FCC or 
    the courts. We noted that this is the period of time these applications 
    are of particular relevance to the public, and that after this period 
    other public file materials such as ownership reports may provide an 
    alternative source for the information contained in these applications. 
    Finally, we also sought comment on other ways to clarify and streamline 
    our retention period requirements, and on the appropriate retention 
    periods for letters received from the public, annual employment 
    reports, and annual ownership reports.
        26. We believe there is significant room for clarification of our 
    public file retention requirements, and agree with those commenters who 
    argue that some of the current rules are unnecessarily complex. We also 
    believe that our public file requirements can be streamlined, either by 
    shortening the retention period where appropriate or eliminating the 
    retention requirement altogether for documents that are not useful to 
    the public.
        27. As we proposed in the NPRM, for those documents we believe 
    should be retained for the entire license term (including issues/
    programs lists and Children's Television Programming Reports), we will 
    update our rules to reflect the current eight-year license term for 
    both television and radio licenses. We will also require that those 
    documents required to be retained for the full eight-year term be 
    retained until the grant of the renewal application is final, i.e. no 
    longer subject to reconsideration, review, or appeal either at the FCC 
    or in the courts. This revision will ensure that those documents we 
    believe should be available to the public for the entire license term 
    remain available until final action has been taken on the license 
    renewal application, thus facilitating monitoring of licensee 
    performance by interested parties and their participation in the 
    license renewal process. We disagree with those commenters who argued 
    that the retention period for issues/programs lists, which is now 5 or 
    7 years based on the former license term for radio and TV stations, be 
    reduced. The lists contain information about licensee compliance with 
    public interest obligations which is relevant to the evaluation of 
    licensee performance at renewal, and must continue to be available 
    throughout the license term and until final grant of the next renewal 
    application. Similarly, we decline to reduce the retention period for 
    Children's Television Programming Reports, as one commenter suggested. 
    Compliance with our children's programming requirements is an important 
    issue to be examined at time of renewal. Consequently, these reports 
    also must remain available through the entire license term and until 
    final grant of the next renewal application.
        28. In addition, as we proposed in the NPRM, we have decided to 
    shorten the public file retention period for most applications filed 
    with the FCC. Our current rules generally require that all applications 
    be retained for the term of the license. The applications subject to 
    this retention period include, for example, license assignment and 
    transfer applications and applications for major facilities 
    modifications. As we noted in the NPRM, and as many commenters agreed, 
    these applications are most relevant to the public during the period 
    they are pending before the FCC or the courts. Moreover, much of the 
    information contained in these applications is available in other 
    public file documents; information about the applicant's ownership 
    structure, for example, is also available in the ownership reports. 
    Accordingly, we will require that applications and related materials be 
    retained in the public file only until final action has been taken on 
    the application, except that new construction permit applications and 
    applications for assignment or transfer of license that are granted 
    pursuant to a waiver showing must be retained for as long as the waiver 
    is in effect. With respect to these latter applications, the Commission 
    has granted the waiver based, in part, on representations contained in 
    the application and waiver exhibit. We believe these applications must 
    remain available to the public for the entire period the waiver is in 
    effect to ensure the public can assist the FCC in evaluating licensee 
    performance in light of the representations made in the application and 
    waiver request. Commenters that addressed this issue generally agreed 
    that applications granted pursuant to a waiver request should be 
    retained. Finally, we will also require that renewal applications 
    granted on a short-term basis be retained throughout the short-term 
    license period and until completion of the next renewal review. As the 
    performance of these licensees has lead to imposition of a short-term 
    renewal sanction, it is especially important that these renewal 
    applications remain available to the public over the entire, shortened 
    license term.
        29. Regarding other possible means of streamlining our retention 
    period requirements, we have concluded that we will require licensees 
    to retain only the most recent, complete ownership report (FCC Form 
    323) in the public file, together with any subsequent statements filed 
    with the FCC certifying that the current report is accurate. The 
    current rule requires retention of all ownership reports for the term 
    of the license. We agree with those commenters who argued that the most 
    recent ownership report contains current information regarding the 
    licensee's ownership structure, and that it is unnecessary to require 
    licensees to retain previous ownership reports filed during the license 
    term that contain out-of-date information. In the unusual case that a 
    member of the public desires access to previous ownership information, 
    these reports can be obtained from the
    
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    Commission. We note that the Commission has proposed, in a proceeding 
    examining ways to streamline Mass Media applications, rules, and 
    processes, to decrease the frequency with which Ownership Reports for 
    commercial and noncommercial broadcast stations must be filed with the 
    Commission. The changes to our public file requirements adopted herein 
    will, of course, be subject to the outcome of that proceeding.
        30. To further reduce the paperwork burden on licensees, as 
    suggested by some licensees we will revise our current requirement that 
    licensees retain in their public inspection files contracts required to 
    be filed with the Commission under Sec. 73.3613 of the rules. Rather 
    than requiring copies of all such contracts to be kept in the public 
    file, we will permit stations, as an alternative option, to maintain an 
    up-to-date list identifying all such contracts and to provide copies to 
    requesting parties within seven days. We believe this revision will 
    reduce the burden on licensees, and especially on group owners who 
    presently may have to retain multiple copies of the same agreement. At 
    the same time, the public will have immediate access to a complete list 
    of such contracts pertaining to the licensee, and can rapidly obtain 
    any specific documents they wish to review.
        31. Finally, with regard to communications (including e-mail) 
    received from the public by commercial broadcasters regarding operation 
    of their station and required to be maintained in the public file 
    pursuant to current Sec. 73.1202 of the rules, we will retain the 
    current three year retention period for such communications. We will 
    not extend the retention period for such letters to coincide with the 
    eight year license term. We believe that an eight year retention 
    requirement would be overly burdensome, and that older letters are less 
    relevant to current licensee performance. While we will not extend the 
    retention period for such communications beyond the existing three year 
    term, we decline to shorten the retention period, or to eliminate the 
    retention requirement altogether, as advocated by some commenters who 
    argued that these letters are rarely requested by the public or used by 
    the licensee or others in connection with a contested license renewal, 
    especially in light of the expedited renewal procedures mandated by the 
    1996 Telecommunications Act. We are not persuaded by these arguments, 
    and continue to believe that these letters and e-mails, retained for a 
    three-year period, can play a helpful role in assisting the public in 
    monitoring station performance. A member of the public may, for 
    example, wish to know whether others have expressed similar concerns in 
    letters to the station during the previous several years. We 
    consequently believe a three-year retention period for letters and e-
    mails is warranted and will help promote a dialogue between stations 
    and their communities.
        32. In light of our goal to reduce unnecessary paperwork burdens, 
    we will delete the requirement that letters from the public received by 
    commercial TV licensees be separated into programming and non-
    programming subject categories. The burden imposed on licensees by this 
    requirement seems to outweigh the relatively minimal benefit to those 
    members of the public interested in reviewing these letters. Our rules 
    will still require that licensees maintain a separate file containing 
    letters requesting broadcast time for political candidates, making 
    these letters more readily available. In addition, we note that 
    licensees are required to prepare a summary at time of renewal of any 
    letters they have received regarding violent programming, thereby 
    assisting members of the public interested in letters received by 
    licensees on this issue.
        33. Electronic Public File Option. We will adopt our proposal to 
    give stations the voluntary option of maintaining all or part of their 
    public inspection file in a computer database rather than in paper 
    files. We noted in the NPRM that many stations are equipped with 
    computers and make information available to the public on their own 
    World Wide Web home pages on the internet. Stations that post their 
    ``electronic'' public files on the World Wide Web increase the number 
    of locations from which these files may be accessed. Such measures can 
    facilitate communication between licensees and their communities that 
    can lead to better service to the public. Commenters generally 
    supported giving stations the option to use computer technology to 
    maintain and improve access to their public file, as long as such use 
    is voluntary and not required. As proposed in the NPRM, a station that 
    chooses the option of maintaining an ``electronic'' public file will be 
    required to make a computer terminal available to members of the public 
    interested in reviewing the station's file, and will be required to 
    provide paper copies of such public file materials upon request.
        34. Contents of Local Public Inspection File. To summarize the 
    actions we are taking today to update, clarify, and revise our public 
    inspection file rules, following is a list of our revised public file 
    requirements. In addition to the revisions discussed above, this list 
    includes certain other revisions and clarifications addressed in the 
    NPRM and in comments as well as other modifications, more editorial in 
    nature, designed to shorten and clarify the rules.
        (i) Authorization. All licensees will be required to retain a copy 
    of their current authorization, as well as any other documents 
    necessary to reflect any modifications thereto or conditions that the 
    Commission has placed on the authorization. Our current rule does not 
    require that authorizations be maintained in the public file. This 
    revision will ensure that the public has ready access to the technical 
    parameters of the station license and any conditions on station 
    operation imposed by the FCC.
        (ii) Applications and related materials. We will require retention 
    of applications filed with the FCC only until final action has been 
    taken on the application, except that applications for a construction 
    permit and applications for assignment or transfer of license granted, 
    in either case, pursuant to a waiver must be retained for as long as 
    the waiver remains in effect. In addition, renewal applications granted 
    on a short-term basis must be retained through the short-term renewal 
    review and until final grant of the next renewal application.
        (iii) Citizen Agreements. As under the current rules, we will 
    continue to require that a copy of every written citizen agreement be 
    retained in the file for the term of the agreement.
        (iv) Contour maps. As under the current rules, we will continue to 
    require that applicants, permittees, and licensees retain in the file 
    copies of any service contour maps submitted with any application 
    tendered for filing with the FCC, together with any other information 
    in the application showing service contours and/or main studio and 
    transmitter location. These documents must be retained for as long as 
    they reflect current, accurate information about the station.
        (v) Ownership Reports and related materials. We will require 
    licensees to retain only the most recent, complete ownership report 
    (FCC Form 323) and any statement certifying the continuing accuracy of 
    the report, until replaced by a new, complete report.
        (vi) List of contracts required to be filed with the FCC. We will 
    give licensees the option either of retaining in the public file a copy 
    of all contracts
    
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    required to be filed with the FCC under Sec. 73.3613, as our rules 
    currently require, or of retaining an up-to-date list identifying all 
    such contracts. Licensees who choose this latter option will be 
    required to provide copies of such contracts to requesting parties 
    within seven days.
        (vii) Political file. We are making no substantive changes to our 
    current political file requirements. We decline to reduce the current 
    two-year retention period for records required to be maintained in the 
    political file, as requested by at least one commenter. These records 
    are necessary to permit political candidates and others to verify that 
    licensees have complied with their obligations relating to use of their 
    facilities by candidates for political office. We are not persuaded 
    that the current retention period is overly burdensome to licensees, 
    and believe this retention period provides interested parties necessary 
    and adequate access to these important records.
        (viii) Annual employment reports and related material. We will 
    require retention of all annual employment reports until grant of the 
    next renewal application becomes final. The current rule requires 
    retention of these reports for five years for radio licensees and seven 
    years for TV licensees, based on the former license terms for these 
    facilities.
        (ix) ``The Public and Broadcasting'' manual. We will require 
    licensees to maintain in the public file an updated version of this 
    manual, to be prepared by the FCC staff.
        (x) Letters from the public. As under the current rule, commercial 
    licensees will be required to retain for a period of three years 
    written comments and suggestions received from the public regarding 
    operation of their station. The revised rule will clarify that the rule 
    extends to e-mail communications as well as letters, and will relieve 
    commercial TV licensees of their current obligation to separate letters 
    into programming and non-programming subject categories. For reasons of 
    clarity, the rules governing retention of letters from the public 
    (currently in Sec. 73.1202 of our rules) will be incorporated into our 
    public file rule for commercial stations (Sec. 73.3526 of our rules).
        (xi) Material relating to FCC investigation or complaint. As under 
    the current rule, licensees will be required to retain material 
    relating to a matter which is the subject of an FCC complaint or 
    investigation until the licensee is notified by the FCC that the 
    material may be discarded. The current rule will be revised, however, 
    to delete the requirement that licensees retain materials related 
    solely to private disputes, as the FCC does not involve itself in such 
    disputes.
        (xii) Issues/programs list. Sections 73.3526(a)(8)(i) and 
    73.3527(a)(7) require licensees to prepare a quarterly issues/programs 
    list that must be retained in the public file for the term of the 
    license (5 or 7 years under the current rule, based on the former 
    license term). The new rule will require retention of such lists until 
    grant of the next renewal application becomes final.
        (xiii) Records regarding children's programming commercial limits. 
    The revised rule requires retention of such records until grant of the 
    next renewal application becomes final, which is the revised retention 
    period for children's television programming reports. The current rule 
    is unclear, requiring retention of ``records sufficient to permit 
    substantiation of the station's certification, in its license renewal 
    application, of compliance * * * '' with the commercial limits. The 
    revised rule will also clarify that commercial records must be placed 
    in the station's public file no later than the tenth day of the quarter 
    following the quarter in which the programming aired.
        (xiv) Children's Television Programming Reports. The revised rule 
    will require retention of such reports until final grant of the next 
    renewal application. The current rule has a five-year retention period, 
    based on the former license term.
        (xv) Local public notice announcements. As under our current rules, 
    applicants for renewal of license must retain in the public file a copy 
    of the local public notice of filing announcement required by 
    Sec. 73.3580 of the rules, which must be retained for the same period 
    of time as the renewal application.
        (xvi) Radio time brokerage agreements. The revised rule requires 
    retention of such agreements in the public file until the contract 
    expires. The current rule has not been updated to reflect the 
    specification of this retention period in the 1992 radio ownership rule 
    Report and Order, 57 FR 18089 (April 29, 1992).
        (xvii) Must-carry or retransmission consent election. As under our 
    current rules, statements of a commercial TV station's election with 
    respect to either must-carry or retransmission consent must be retained 
    for the duration of the three year election period to which the 
    statement applies.
        35. Noncommercial Educational Stations. Section 73.3527 of our 
    rules governing public file requirements for noncommercial educational 
    stations is very similar to the rule for commercial stations, and we 
    have made the applicable revisions discussed above to both rules. In 
    addition, we have made the following revisions to the rule relating to 
    noncommercial educational stations.
        36. Letters from the public. Currently, unlike commercial 
    licensees, noncommercial educational stations are not required to 
    retain letters from the public regarding operation of the station. In 
    the NPRM, we noted that the 1996 Telecommunications Act requires 
    licensees to summarize in their renewal applications letters received 
    from the public and maintained by the licensee regarding violent 
    programming. As noncommercial licensees are not presently required to 
    retain letters from the public, public television commenters sought 
    guidance regarding the obligations of noncommercial licensees to retain 
    letters regarding violent programming. We have concluded that such 
    licensees may retain letters from the public if they choose, but we 
    will not require them to do so. The issue of violent programming has 
    almost exclusively been raised in connection with programming aired by 
    commercial television licensees. In light of our overall goal of 
    streamlining public file obligations where appropriate, we do not 
    believe it is necessary to require noncommercial television licensees 
    to retain letters regarding violent programming or other programming 
    issues. However, we will require that all noncommercial television 
    licensees include in their renewal applications a summary of any 
    letters they receive regarding violent programming. We believe that 
    this requirement is appropriate in light of Congress' concern with the 
    issue of violent programming, and will help ensure that the Commission 
    and the public are kept informed of concerns raised by the public about 
    such programming on both commercial and noncommercial stations.
        37. Ownership Reports. We will revise Sec. 73.3527 to require that 
    noncommercial licensees retain a copy of their current complete 
    ownership report (FCC Form 323-E) in the public file. Presently, that 
    section of our rules does not reflect the language in Sections 
    73.3615(d)-(g) requiring that ownership reports be retained in the 
    public inspection files of noncommercial licensees. Section 73.3615(d) 
    requires that noncommercial licensee file ownership reports at renewal, 
    as is required for commercial licensees. We will update our rules to 
    mirror our new provision for commercial stations, discussed above.
        38. Donor's Lists. One commenter advocated that we eliminate the
    
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    requirement that noncommercial broadcast licensees include in their 
    public file a list of donors supporting specific programs. We disagree 
    that this provision is obsolete. The donor list requirement is tied to 
    our sponsorship identification requirements, the basic premise of which 
    is that the public is entitled to know by whom they are being 
    persuaded. The donor list requirement for noncommercial licensees is 
    related to the Commission's determination that noncommercial 
    educational stations are permitted to limit their on-air program 
    sponsorship announcements to major donors or underwriters only, but 
    must maintain a complete donor list in their public file. The donor 
    lists therefore provide the only complete information regarding program 
    sponsorship on noncommercial stations, and will be retained.
    
    IV. Administrative Matters
    
        39. Paperwork Reduction Act of 1995 Analysis. The action contained 
    herein has been analyzed with respect to the Paperwork Reduction Act of 
    1995 and found to impose new or modified reporting and recordkeeping 
    requirements or burdens on the public. Implementation of these new or 
    modified reporting and recordkeeping requirements will be subject to 
    approval by the Office of Management and Budget as prescribed by the 
    Act.
    
    V. Final Regulatory Flexibility Analysis
    
        40. As required by the Regulatory Flexibility Act (RFA), an Initial 
    Regulatory Flexibility Analysis (IRFA) was incorporated in the Review 
    of the Commission's Rules Regarding the Main Studio and Public 
    Inspection File of Broadcast Television and Radio Stations Notice of 
    Proposed Rule Making in MM Docket No. 97-138 (``NPRM''), 12 FCC Rcd 
    6993, 7011 (1997). The Commission sought written public comment on the 
    proposals in the NPRM, including comment on the IRFA. This present 
    Final Regulatory Flexibility Analysis (FRFA) conforms to the RFA.
    
    Need for Objectives and Action
    
        41. The main studio and public inspection file rules seek to ensure 
    that members of the local community have access to the broadcast 
    stations that are obligated under the FCC's rules to serve them. Our 
    goals in this proceeding are to relieve undue regulatory burdens on 
    licensees while retaining their basic obligations to serve their 
    communities of license, and adopt a rule that is clear and easy to 
    administer.
        42. This Report and Order adopts rules that relax the main studio 
    rule to reduce the burdens on licensees of broadcast stations, and 
    provide them greater flexibility in locating their main studios. The 
    Report and Order replaces the current requirement--that the main studio 
    be located within a station's principal community contour--with a new 
    standard that allows a station to locate its main studio within the 
    principal community contour of any station (in any service) licensed to 
    its community or within 25 miles of the center of its community of 
    license, whichever it chooses. This standard fulfills the goals set in 
    this proceeding. It is clear and easy to administer, and it strikes a 
    balance between ensuring that the public has reasonable access to each 
    station's main studio and public file and minimizing regulatory burdens 
    on licensees. This rule should continue to ensure that the main studio 
    is reasonably accessible to a station's community of license, and grant 
    more flexibility to licensees of broadcast stations. We also believe 
    that this amendment of the main studio rule will lessen the 
    disproportionate effect that the previous rule had on owners of smaller 
    stations.
        43. The Report and Order also amends the local public inspection 
    file rules to provide that licensees keep their public files at their 
    main studio, wherever located, rather than in the community, as 
    previously required. In addition, the Report and Order clarifies and 
    updates aspects of the public inspection file rules regarding contents. 
    These changes will reduce burdens on licensees providing access and the 
    public seeking information. Licensees with out-of-community main 
    studios will be able to exercise dominion over their public files, 
    making sure the files are complete and available to the public seeking 
    information, and that personnel are available to answer questions if 
    necessary. This will also benefit the public.
    
    Significant Issues Raised by Public Comments in Response to the 
    IRFA
    
        44. No comments were received specifically in response to the IRFA 
    attached to the NPRM. Most commenters, agree generally that the 
    Commission should amend the rule. Many commenters, agree generally with 
    the combination approach for location of the main studio we adopt in 
    the rule. Some of these commenters proposed amendments that would 
    benefit only multiple station licensees, and others proposed amending 
    the rule to allow licensees to locate their main studios at a more 
    distant location (e.g., 40-50 miles from city-center, or within a 
    ``market'' rather than community) than we adopt in our rule today. We 
    considered the potential significant economic impact of these rules on 
    small entities, and determined that our approach would benefit more 
    small entities than those proposed by commenters and not adopted.
    
    Description and Estimate of the Number of Small Entities To Which 
    Rules Will Apply
    
    Definition of a ``Small Business''
    
        45. Under the RFA, small entities may include small organizations, 
    small businesses, and small governmental jurisdictions. 5 U.S.C. 
    601(6). The RFA, 5 U.S.C. 601(3), generally defines the term ``small 
    business'' as having the same meaning as the term ``small business 
    concern'' under the Small Business Act, 15 U.S.C. 632. A small business 
    concern is one which: (1) is independently owned and operated; (2) is 
    not dominant in its field of operation; and (3) satisfies any 
    additional criteria established by the Small Business Administration 
    (``SBA''). Pursuant to 4 U.S.C. 601(3), the statutory definition of a 
    small business applies ``unless an agency after consultation with the 
    Office of Advocacy of the SBA and after opportunity for public comment, 
    establishes one or more definitions of such term which are appropriate 
    to the activities of the agency and publishes such definition(s) in the 
    Federal Register.''
    
    Issues in Applying the Definition of a ``Small Business''
    
        46. As discussed below, we could not precisely apply the foregoing 
    definition of ``small business'' in developing our estimates of the 
    number of small entities to which the rules will apply. Our estimates 
    reflect our best judgments based on the data available to us.
        47. An element of the definition of ``small business'' is that the 
    entity not be dominant in its field of operation. We are unable at this 
    time to define or quantify the criteria that would establish whether a 
    specific radio or television station is dominant in its field of 
    operation. Accordingly, the following estimates of small businesses to 
    which the new rules will apply do not exclude any radio or television 
    station from the definition of a small business on this basis and are 
    therefore overinclusive to that extent. An additional element of the 
    definition of ``small business'' is that the entity must be 
    independently owned and operated. As discussed further below, we could 
    not fully apply this criterion, and our estimates of small businesses 
    to which the rules may apply may be overinclusive to this extent. The 
    SBA's general size standards are
    
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    developed taking into account these two statutory criteria. This does 
    not preclude us from taking these factors into account in making our 
    estimates of the numbers of small entities.
        48. With respect to applying the revenue cap, the SBA has defined 
    ``annual receipts'' specifically in 13 CFR 121.104, and its 
    calculations include an averaging process. We do not currently require 
    submission of financial data from licensees that we could use in 
    applying the SBA's definition of a small business. Thus, for purposes 
    of estimating the number of small entities to which the rules apply, we 
    are limited to considering the revenue data that are publicly 
    available, and the revenue data on which we rely may not correspond 
    completely with the SBA definition of annual receipts.
        49. Under SBA criteria for determining annual receipts, if a 
    concern has acquired an affiliate or been acquired as an affiliate 
    during the applicable averaging period for determining annual receipts, 
    the annual receipts in determining size status include the receipts of 
    both firms. 13 CFR 121.104(d)(1). The SBA defines affiliation in 13 CFR 
    121.103. In this context, the SBA's definition of affiliate is 
    analogous to our attribution rules. Generally, under the SBA's 
    definition, concerns are affiliates of each other when one concern 
    controls or has the power to control the other, or a third party or 
    parties controls or has the power to control both. 13 CFR 
    121.103(a)(1). The SBA considers factors such as ownership, management, 
    previous relationships with or ties to another concern, and contractual 
    relationships, in determining whether affiliation exists. 13 CFR 
    121.103(a)(2). Instead of making an independent determination of 
    whether television stations were affiliated based on SBA's definitions, 
    we relied on the databases available to us to provide us with that 
    information.
    
    Estimates Based on Census Data
    
        50. The rules proposed in this Notice of Proposed Rule Making will 
    apply to full service television and radio stations. The Small Business 
    Administration defines a television broadcasting station that has no 
    more than $10.5 million in annual receipts as a small business. 
    Television broadcasting stations consist of establishments primarily 
    engaged in broadcasting visual programs by television to the public, 
    except cable and other pay television services. Included in this 
    industry are commercial, religious, educational, and other television 
    stations. Also included are establishments primarily engaged in 
    television broadcasting and which produce taped television program 
    materials. Separate establishments primarily engaged in producing taped 
    television program materials are classified under another SIC number.
        51. There were 1,509 television stations operating in the nation in 
    1992. That number has remained fairly constant as indicated by the 
    approximately 1,580 operating television broadcasting stations in the 
    nation as of June 1998. For 1992 the number of television stations that 
    produced less than $10.0 million in revenue was 1,155 establishments. 
    Thus, the proposed rules will affect approximately 1,569 television 
    stations; approximately 77%, or 1,208 of those stations are considered 
    small businesses. We use the 77 percent figure of TV stations operating 
    at less than $10 million for 1992 and apply it to the 1998 total of 
    1569 TV stations to arrive at stations categorized as small businesses. 
    These estimates may overstate the number of small entities since the 
    revenue figures on which they are based do not include or aggregate 
    revenues from non-television affiliated companies. We recognize that 
    the proposed rules may also affect minority and women owned stations, 
    some of which may be small entities. In 1995, minorities owned and 
    controlled 37 (3.0%) of 1,221 commercial television stations in the 
    United States. According to the U.S. Bureau of the Census, in 1987 
    women owned and controlled 27 (1.9%) of 1,342 commercial and non-
    commercial television stations in the United States.
        52. The proposed rule changes would also affect radio stations. The 
    SBA defines a radio broadcasting station that has no more than $5 
    million in annual receipts as a small business. A radio broadcasting 
    station is an establishment primarily engaged in broadcasting aural 
    programs by radio to the public. Included in this industry are 
    commercial religious, educational, and other radio stations. Radio 
    broadcasting stations which primarily are engaged in radio broadcasting 
    and which produce ratio program materials are similarly included. 
    However, radio stations which are separate establishments and are 
    primarily engaged in producing radio program material are classified 
    under another SIC number. The 1992 Census indicates that 96 percent 
    (5,861 of 6,127) of radio station establishments produced less than $5 
    million in revenue in 1992. Official Commission records indicate that 
    11,334 individual radio stations were operating in 1992. As of June 
    1998, official Commission records indicate that 12,329 radio stations 
    are currently operating.
    
    Alternative Classification of Small Television Stations
    
        53. An alternative way to classify small television stations is by 
    the number of employees. The Commission currently applies a standard 
    based on the number of employees in administering its Equal Employment 
    Opportunity (``EEO'') rule for broadcasting. Thus, radio or television 
    stations with fewer than five full-time employees are exempted from 
    certain EEO reporting and recordkeeping requirements.
    
    Description of Projected Reporting, Recordkeeping, and Other 
    Compliance Requirements
    
        54. The Report and Order adopts modifications to existing 
    recordkeeping requirements. In general, these rules will allow 
    broadcasters greater flexibility in locating their main studios, and 
    would simply describe more specifically where a licensee must retain 
    the public file it is already required by the Commission's rules to 
    maintain. Generally, the costs of compliance will be reduced for all 
    entities. The Report and Order also addresses how a licensee can make 
    its public inspection file available via the internet, but broadcasters 
    would retain the discretion not to utilize internet technology at all. 
    The Report and Order clarifies which materials are required to be kept 
    in the public file, and clarifies the required retention period for 
    public file materials. No special skills will be necessary to comply 
    with these requirements.
        55. Specifically, the Report and Order requires stations to make 
    available, by mail upon telephone request, photocopies of documents in 
    the public file. The station may require the person requesting the 
    copies to pay the reasonable cost of photocopying prior to mailing, and 
    the station will pay postage. The Report and Order requires stations to 
    provide callers, if they wish to receive one, a copy of the new edition 
    of ``The Public and Broadcasting'' free of charge. The Report and Order 
    requires licensees to assist callers in this process and answer 
    questions they may have about the actual contents of the station's 
    public file, such as the number of pages and time periods covered by a 
    particular report or the types and dates of applications maintained in 
    the station's public file. Any increased burdens associated with these 
    accommodations will apply equally to all stations.
        56. With respect to the contents of the local public inspection 
    file, several
    
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    changes affect reporting, recordkeeping and compliance. These changes 
    are: all licensees must retain a copy of their current authorization, 
    as well as any other documents necessary to reflect any modifications 
    thereto or conditions that the Commission has placed on the 
    authorization. This does not increase any burdens, merely requires the 
    licensee to keep its authorization in its public file as well as in the 
    station.
        57. Applications filed with the FCC must be retained only until 
    final action has been taken on the application, except that 
    applications for a construction permit and applications for assignment 
    or transfer of license granted pursuant to a waiver must be retained 
    for as long as the waiver remains in effect. Renewal applications 
    granted on a short-term basis must be retained through the short-term 
    renewal review and until final grant of the next renewal application. 
    This reduces the burden on licensees, both by clearly defining what 
    must be retained, and the period during which it must be retained.
        58. Licensees must retain only the most recent, complete ownership 
    report (FCC Form 323) and any statement certifying the continuing 
    accuracy of the report, until replaced by a new, complete report. This 
    clarification reduces burdens on all licensees.
        59. Licensees may either retain in the public file a copy of all 
    contracts referenced under Sec. 73.3613 of the Commission's Rules, or 
    retain an up-to-date list identifying all such contracts, and then 
    provide copies of such contracts to requesting parties within seven 
    days. The list option reduces paperwork burdens on licensees.
        60. Licensees must maintain in the public file an updated version 
    of ``The Public and Broadcasting'' manual.
        61. Letters from the public required to be retained are clarified 
    to include e-mail communications. To mitigate any burden of increased 
    paperwork resulting from retention of computer e-mails, licensees may, 
    at their option maintain such documents on diskette rather than in hard 
    copy. Commercial TV licensees need not separate letters into 
    programming and non-programming subject categories, reducing burdens 
    required in maintaining two separate categories.
        62. With respect to material relating to FCC investigation or 
    complaint, licensees are no longer required to retain materials related 
    solely to private disputes, as the FCC does not involve itself in such 
    disputes.
        63. Radio time brokerage agreements must be retained in the public 
    file until the contract expires. This is a clarification.
        64. Retention periods for the following are updated to reflect the 
    current eight-year license term, noting that all items are to be 
    retained until grant of the next renewal becomes final: Issues/programs 
    list; records regarding children's programming commercial limits; 
    Children's Television programming reports; Local public notice 
    announcements. Most changes herein are no more burdensome than the 
    previous rule.
        65. With respect to rules specific to noncommercial educational 
    stations, we have amended the public inspection file requirements to 
    require noncommercial licensees to retain a copy of their current 
    complete ownership report (FCC Form 323-E) in the public file. All 
    noncommercial television licensees must also include in their renewal 
    applications a summary of any letters they receive regarding violent 
    programming. These changes are not burdensome to small businesses.
    
    Steps Taken to Minimize Significant Economic Impact on Small 
    Entities, and Significant Alternatives Considered
    
        66. We considered four options to achieve our goals in this 
    proceeding. Our first goal was to balance reasonable access to the 
    public and regulatory burdens on licensees, and our second goal was to 
    achieve clarity in our rules and ease of administration. The approach 
    we have chosen will grant flexibility to licensees of multiple 
    stations, as well as licensees of smaller stations, and those that are 
    the sole local services in a community. One of our concerns in adopting 
    a rule was to address the differential treatment larger and smaller 
    stations received under the previous rule. We believe that the rule we 
    adopt today addresses this differential treatment and assures that the 
    main studio remains in the primary reception area of a station licensed 
    to the same community. It also grants small station licensees a much 
    wider degree of latitude in choosing main studio locations compared to 
    the latitude they had under the previous rule.
        67. As stated above, we have adopted an accommodation which applies 
    to all licensees. We considered and rejected other accommodations 
    mentioned in the NPRM and proposed by commenters. We considered all of 
    the alternate suggestions and have determined that the accommodation we 
    require in this rule fulfills our stated goals of balancing public 
    access with regulatory burden and ease and clarity of administration. 
    We believe that requiring stations to provide transportation to 
    requesters, to transport the public file to them or open the main 
    studio during non-business hours would be unnecessarily burdensome to 
    station owners, large and small.
        68. We have considered whether only commercial licensees should 
    continue to be required to retain letters from the public. Since the 
    1996 Telecommunications Act requires licensees to summarize in their 
    renewal applications letters received from the public and maintained by 
    the licensee regarding violent programming, commenters asked to address 
    whether noncommercial licensees would be required to retain these 
    letters. In the interest of streamlining and reducing burdens, we have 
    not required noncommercial television licensees to retain letters from 
    the public regarding violent programming or other programming issues. 
    As stated above, noncommercial television licensees will submit a 
    summary of such letters with their renewal applications.
    
    Federal Rules That May Duplicate, Overlap, or Conflict With the 
    Proposed Rules
    
        None.
        69. The Commission will send a copy of the Main Studio and Public 
    Inspection File Report and Order, including this FRFA, in a report to 
    be sent to Congress pursuant to the Small Business Regulatory 
    Enforcement Fairness Act of 1996, see 5 U.S.C. Sec. 801(a)(1)(A). In 
    addition, the Commission will send a copy of the Main Studio and Public 
    Inspection File Report and Order, including FRFA, to the Chief Counsel 
    for Advocacy of the Small Business Administration.
        70. Accordingly, it is ordered that, pursuant to the authority 
    contained in Sections 154, 303, and 307 of the Communications Act of 
    1934, as amended, 47 U.S.C. Secs. 154, 303, and 307, Sections 73.1125, 
    73.1202, 73.3526 and 73.3527 of the Commission's Rules, 47 CFR 
    Secs. 73.1125, 73.1202, 73.3526 and 73.3527 are amended.
        71. It is further ordered that the Commission staff shall dismiss 
    all main studio and/or public file waiver requests currently pending 
    unless parties submitting such waiver requests amend their requests by 
    October 16, 1998 to show why the relief they request continues to be 
    warranted given the newly revised main studio and public file rules.
        72. These rules contain information collection requirements that 
    are not effective until approved by the Office of Management and 
    Budget. FCC will publish a document in the Federal Register announcing 
    the effective date for these sections.
    
    [[Page 49497]]
    
        73. It is further ordered that the Commission's Office of Public 
    Affairs, Reference Operations Division, shall send a copy of this 
    Report and Order, including the Final Regulatory Flexibility Analysis, 
    to the Chief Counsel for Advocacy of the Small Business Administration.
        71. It is further ordered that this proceeding is terminated.
    
    List of Subjects in 47 CFR Part 73
    
        Radio, Television.
    
    Federal Communications Commission.
    Magalie Roman Salas,
    Secretary.
    
    Rule Changes
    
        Part 73 of Title 47 of the U.S. Code of Federal Regulations is 
    amended as follows:
    
    PART 73--RADIO BROADCAST SERVICES
    
        1. The authority citation for part 73 continues to read as follows:
    
        Authority: 47 U.S.C. 154, 303, 334 and 336.
    
        2. Section 73.1125 is revised to read as follows:
    
    
    Sec. 73.1125  Station main studio location.
    
        (a) Except for those stations described in paragraph (b) of this 
    section, each AM, FM, and TV broadcast station shall maintain a main 
    studio at one of the following locations:
        (1) within the station's community of license;
        (2) at any location within the principal community contour of any 
    AM, FM, or TV broadcast station licensed to the station's community of 
    license; or
        (3) within twenty-five miles from the reference coordinates of the 
    center of its community of license as described in Sec. 73.208(a)(1).
    
        Note to paragraph (a): The principal community contour of AM 
    stations that simulcast on a frequency in the 535-1605 kHz band and 
    on a frequency in the 1605-1705 kHz band shall be the 5 mV/m contour 
    of the lower band operation during the term of the simultaneous 
    operating authority. Upon termination of the 535-1605 kHz band 
    portion of the dual frequency operation, the principal community 
    contour shall become the 5 mV/m of the remaining operation in the 
    1605-1705 kHz band.
    
        (b) The following stations are not required to maintain their main 
    studio at the locations described in paragraph (a) of this section.
        (1) AM stations licensed as synchronous amplifier transmitters 
    (``AM boosters'') or,
        (2) AM, FM, or TV stations, when good cause exists for locating the 
    main studio at a location other than that described in paragraph (a) of 
    this section, and when so doing would be consistent with the operation 
    of the station in the public interest.
        (c) Relocation of the main studio may be made:
        (1) From one point to another within the locations described in 
    paragraph (a) this section or from a point outside the locations 
    specified in paragraph (a) to one within those locations, without 
    specific FCC authority, but notification to the FCC in Washington shall 
    be made promptly.
        (2) Written authority to locate a main studio outside the locations 
    specified in paragraph (a) of this section for the first time must be 
    obtained from the Audio Services Division, Mass Media Bureau for AM and 
    FM stations, or the Television Branch, Video Services Division, Mass 
    Media Bureau for television stations before the studio may be moved to 
    that location. Where the main studio is already authorized at a 
    location outside those specified in paragraph (a), and the licensee or 
    permittee desires to specify a new location also located outside those 
    locations, written authority must also be received from the Commission 
    prior to the relocation of the main studio. Authority for these changes 
    may be requested by filing a letter with an explanation of the proposed 
    changes with the appropriate division. Licensees or permittees should 
    be aware that the filing of such a letter request does not imply 
    approval of the relocation request, because each request is addressed 
    on a case-by-case basis. A filing fee is required for commercial AM, 
    FM, or TV licensees or permittees filing a letter request under this 
    section (see Sec. 1.1104).
        (d) Each AM, FM, and TV broadcast station shall maintain a local 
    telephone number in its community of license or a toll-free number.
        3. Section 73.3526 is revised to read as follows:
    
    
    Sec. 73.3526  Local public inspection file of commercial stations.
    
        (a) Responsibility to maintain a file. The following shall maintain 
    for public inspection a file containing the material set forth in this 
    section.
        (1) Applicants for a construction permit for a new station in the 
    commercial broadcast services shall maintain a public inspection file 
    containing the material, relating to that station, described in 
    paragraphs (e)(2) and (e)(10) of this section. A separate file shall be 
    maintained for each station for which an application is pending. If the 
    application is granted, paragraph (a)(2) of this section shall apply.
        (2) Every permittee or licensee of an AM, FM, or TV station in the 
    commercial broadcast services shall maintain a public inspection file 
    containing the material, relating to that station, described in 
    paragraphs (e)(1) through (e)(10) and paragraph (e)(13) of this 
    section. In addition, every permittee or licensee of a commercial TV 
    station shall maintain for public inspection a file containing 
    material, relating to that station, described in paragraphs (e)(11) and 
    (e)(15) of this section, and every permittee or licensee of a 
    commercial AM or FM station shall maintain for public inspection a file 
    containing the material, relating to that station, described in 
    paragraphs (e)(12) and (e)(14) of this section. A separate file shall 
    be maintained for each station for which an authorization is 
    outstanding, and the file shall be maintained so long as an 
    authorization to operate the station is outstanding.
        (b) Location of the file. The public inspection file shall be 
    maintained at the main studio of the station. An applicant for a new 
    station or change of community shall maintain its file at an accessible 
    place in the proposed community of license or at its proposed main 
    studio.
        (c) Access to material in the file. (1) The file shall be available 
    for public inspection at any time during regular business hours. All or 
    part of the file may be maintained in a computer database, as long as a 
    computer terminal is made available, at the location of the file, to 
    members of the public who wish to review the file. Material in the 
    public inspection file shall be made available for printing or machine 
    reproduction upon request made in person. The applicant, permittee, or 
    licensee may specify the location for printing or reproduction, require 
    the requesting party to pay the reasonable cost thereof, and may 
    require guarantee of payment in advance (e.g., by requiring a deposit, 
    obtaining credit card information, or any other reasonable method). 
    Requests for copies shall be fulfilled within a reasonable period of 
    time, which generally should not exceed 7 days.
        (2) The applicant, permittee, or licensee shall make available, by 
    mail upon telephone request, photocopies of documents in the file, and 
    the station shall pay postage. Licensees shall mail the most recent 
    version of ``The Public and Broadcasting'' to any member of the public 
    that requests a copy. Licensees shall be prepared to assist members of 
    the public in identifying the documents they may ask to be sent to them 
    by mail, for example, by describing to the caller,
    
    [[Page 49498]]
    
    if asked, the period covered by a particular report and the number of 
    pages included in the report.
        (d) Responsibility in case of assignment or transfer. (1) In cases 
    involving applications for consent to assignment of broadcast station 
    construction permits or licenses, with respect to which public notice 
    is required to be given under the provisions of Sec. 73.3580 or 
    Sec. 73.3594, the file mentioned in paragraph (a) of this section shall 
    be maintained by the assignor. If the assignment is consented to by the 
    FCC and consummated, the assignee shall maintain the file commencing 
    with the date on which notice of the consummation of the assignment is 
    filed with the FCC. The assignee shall retain public file documents 
    obtained from the assignor for the period required under these rules.
        (2) In cases involving applications for consent to transfer of 
    control of a permittee or licensee of a broadcast station, the file 
    mentioned in paragraph (a) of this section shall be maintained by the 
    permittee or licensee.
        (e) Contents of the file. The material to be retained in the public 
    inspection file is as follows:
        (1) Authorization. A copy of the current FCC authorization to 
    construct or operate the station, as well as any other documents 
    necessary to reflect any modifications thereto or any conditions that 
    the FCC has placed on the authorization. These materials shall be 
    retained until replaced by a new authorization, at which time a copy of 
    the new authorization and any related materials shall be placed in the 
    file.
        (2) Applications and related materials. A copy of any application 
    tendered for filing with the FCC, together with all related material, 
    and copies of Initial Decisions and Final Decisions in hearing cases 
    pertaining thereto. If petitions to deny are filed against the 
    application and have been served on the applicant, a statement that 
    such a petition has been filed shall be maintained in the file together 
    with the name and address of the party filing the petition. 
    Applications shall be retained in the public inspection file until 
    final action has been taken on the application, except that 
    applications for a new construction permit granted pursuant to a waiver 
    showing and applications for assignment or transfer of license granted 
    pursuant to a waiver showing shall be retained for as long as the 
    waiver is in effect. In addition, license renewal applications granted 
    on a short-term basis shall be retained until final action has been 
    taken on the license renewal application filed immediately following 
    the shortened license term.
        (3) Citizen agreements. A copy of every written citizen agreement. 
    These agreements shall be retained for the term of the agreement, 
    including any renewal or extension thereof.
    
        Note to paragraph (e)(3): For purposes of this section, a 
    citizen agreement is a written agreement between a broadcast 
    applicant, permittee, or licensee, and one or more citizens or 
    citizen groups, entered for primarily noncommercial purposes. This 
    definition includes those agreements that deal with goals or 
    proposed practices directly or indirectly affecting station 
    operations in the public interest, in areas such as--but not limited 
    to--programming and employment. It excludes common commercial 
    agreements such as advertising contracts; union, employment, and 
    personal services contracts; network affiliation, syndication, 
    program supply contracts, etc. However, the mere inclusion of 
    commercial terms in a primarily noncommercial agreement--such as a 
    provision for payment of fees for future services of the citizen-
    parties (see ``Report and Order,'' Docket 19518, 57 FCC 2d 494 
    (1976))--would not cause the agreement to be considered commercial 
    for purposes of this section.
    
        (4) Contour maps. A copy of any service contour maps, submitted 
    with any application tendered for filing with the FCC, together with 
    any other information in the application showing service contours and/
    or main studio and transmitter location (State, county, city, street 
    address, or other identifying information). These documents shall be 
    retained for as long as they reflect current, accurate information 
    regarding the station.
        (5) Ownership reports and related materials. A copy of the most 
    recent, complete ownership report filed with the FCC for the station, 
    together with any statements filed with the FCC certifying that the 
    current report is accurate, and together with all related material. 
    These materials shall be retained until a new, complete ownership 
    report is filed with the FCC, at which time a copy of the new report 
    and any related materials shall be placed in the file. The permittee or 
    licensee must retain in the public file either a copy of the contracts 
    listed in such reports in accordance with Sec. 73.3615(a)(4)(i), or an 
    up-to-date list of such contracts. Licensees or permittees who choose 
    to retain a list of contracts must provide a copy of any contracts to 
    requesting parties within 7 days.
        (6) Political file. Such records as are required by Sec. 73.1943 to 
    be kept concerning broadcasts by candidates for public office. These 
    records shall be retained for the period specified in Sec. 73.1943 (2 
    years).
        (7) Annual employment reports. A copy of every annual employment 
    report filed by the licensee or permittee for the station, together 
    with all related material (Form 395-B). These materials shall be 
    retained until final action has been taken on the station's next 
    license renewal application.
        (8) The public and broadcasting. At all times, a copy of the most 
    recent version of the manual entitled ``The Public and Broadcasting.''
        (9) Letters and e-mail from public. All written comments and 
    suggestions received from the public regarding operation of the 
    station, unless the letter writer has requested that the letter not be 
    made public or when the licensee feels that it should be excluded from 
    public inspection because of the nature of its content, such as a 
    defamatory or obscene letter. Letters and electronic mail messages 
    shall be retained for a period of three years from the date on which 
    they are received by the licensee. For purposes of this section, 
    written comments and suggestions received from the public include 
    electronic mail messages transmitted via the internet. Licensees may 
    retain e-mails either on paper or in a computer file. Licensees who 
    choose to maintain a computer file of e-mails may make the file 
    available to the public either by providing the public with access to a 
    computer terminal at the location of the public file, or providing the 
    public with a copy of such e-mails on computer diskette, upon request. 
    In the case of identical communications, licensees and permittees may 
    retain one sample copy of the letter or electronic mail message 
    together with a list identifying other parties who sent identical 
    communications.
        (10) Material relating to FCC investigation or complaint. Material 
    having a substantial bearing on a matter which is the subject of an FCC 
    investigation or complaint to the FCC of which the applicant, 
    permittee, or licensee has been advised. This material shall be 
    retained until the applicant, permittee, or licensee is notified in 
    writing that the material may be discarded.
        (11)(i) TV issues/programs lists. For commercial TV broadcast 
    stations, every three months a list of programs that have provided the 
    station's most significant treatment of community issues during the 
    preceding three month period. The list for each calendar quarter is to 
    be filed by the tenth day of the succeeding calendar quarter (e.g., 
    January 10 for the quarter October--December, April 10 for the quarter 
    January--March, etc.). The list shall include a brief narrative 
    describing what
    
    [[Page 49499]]
    
    issues were given significant treatment and the programming that 
    provided this treatment. The description of the programs shall include, 
    but shall not be limited to, the time, date, duration, and title of 
    each program in which the issue was treated. The lists described in 
    this paragraph shall be retained in the public inspection file until 
    final action has been taken on the station's next license renewal 
    application.
        (ii) Records concerning commercial limits. For commercial TV 
    broadcast stations, records sufficient to permit substantiation of the 
    station's certification, in its license renewal application, of 
    compliance with the commercial limits on children's programming 
    established in 47 U.S.C. 303a and 47 CFR 73.670. The records for each 
    calendar quarter must be filed in the public inspection file by the 
    tenth day of the succeeding calendar quarter (e.g., January 10 for the 
    quarter October--December, April 10 for the quarter January--March, 
    etc.). These records shall be retained until final action has been 
    taken on the station's next license renewal application.
        (iii) Children's television programming reports. For commercial TV 
    broadcast stations, on a quarterly basis, a completed Children's 
    Television Programming Report (``Report''), on FCC Form 398, reflecting 
    efforts made by the licensee during the preceding quarter, and efforts 
    planned for the next quarter, to serve the educational and 
    informational needs of children. The Report for each quarter is to be 
    filed by the tenth day of the succeeding calendar quarter. The Report 
    shall identify the licensee's educational and informational programming 
    efforts, including programs aired by the station that are specifically 
    designed to serve the educational and informational needs of children, 
    and it shall explain how programs identified as Core Programming meet 
    the definition set forth in Sec. 73.671(c). The Report shall include 
    the name of the individual at the station responsible for collecting 
    comments on the station's compliance with the Children's Television 
    Act, and it shall be separated from other materials in the public 
    inspection file. These Reports shall be retained in the public 
    inspection file until final action has been taken on the station's next 
    license renewal application. Licensees shall publicize in an 
    appropriate manner the existence and location of these Reports. For an 
    experimental period of three years, licensees shall file these Reports 
    with the Commission on an annual basis, i.e. four quarterly reports 
    filed jointly each year, preferably in electronic form. These Reports 
    shall be filed with the Commission on January 10, 1998, January 10, 
    1999, and January 10, 2000.
        (12) Radio issues/programs lists. For commercial AM and FM 
    broadcast stations, every three months a list of programs that have 
    provided the station's most significant treatment of community issues 
    during the preceding three month period. The list for each calendar 
    quarter is to be filed by the tenth day of the succeeding calendar 
    quarter (e.g., January 10 for the quarter October--December, April 10 
    for the quarter January--March, etc.). The list shall include a brief 
    narrative describing what issues were given significant treatment and 
    the programming that provided this treatment. The description of the 
    programs shall include, but shall not be limited to, the time, date, 
    duration, and title of each program in which the issue was treated. The 
    lists described in this paragraph shall be retained in the public 
    inspection file until final action has been taken on the station's next 
    license renewal application.
        (13) Local public notice announcements. Each applicant for renewal 
    of license shall, within 7 days of the last day of broadcast of the 
    local public notice of filing announcements required pursuant to 
    Sec. 73.3580(h), place in the station's local public inspection file a 
    statement certifying compliance with this requirement. The dates and 
    times that the pre-filing and post-filing notices were broadcast and 
    the text thereof shall be made part of the certifying statement. The 
    certifying statement shall be retained in the public file for the 
    period specified in Sec. 73.3580 (for as long as the application to 
    which it refers).
        (14) Radio time brokerage agreements. For commercial radio 
    stations, a copy of every agreement or contract involving time 
    brokerage of the licensee's station or of another station by the 
    licensee, with confidential or proprietary information redacted where 
    appropriate. These records shall be retained as long as the contract or 
    agreement is in force.
        (15) Must-carry or retransmission consent election. Statements of a 
    commercial television station's election with respect to either must-
    carry or retransmission consent as defined in Sec. 76.64 of this 
    chapter. These records shall be retained for the duration of the three 
    year election period to which the statement applies.
    
        Note 1 to paragraph (e): For purposes of this section, action 
    taken on an application tendered with the FCC becomes final when 
    that action is no longer subject to reconsideration, review, or 
    appeal either at the FCC or in the courts.
        Note 2 to paragraph (e): For purposes of this section, the term 
    ``all related material'' includes all exhibits, letters, and other 
    documents tendered for filing with the FCC as part of an 
    application, report, or other document, all amendments to the 
    application, report, or other document, copies of all documents 
    incorporated therein by reference and not already maintained in the 
    public inspection file, and all correspondence between the FCC and 
    the applicant pertaining to the application, report, or other 
    document, which according to the provisions of Secs. 0.451 through 
    0.461 of this part are open for public inspection at the offices of 
    the FCC.
    
        4. Section 73.3527 is revised to read as follows:
    
    
    Sec. 73.3527  Local public inspection file of noncommercial educational 
    stations.
    
        (a) Responsibility to maintain a file. The following shall maintain 
    for public inspection a file containing the material set forth in this 
    section.
        (1) Applicants for a construction permit for a new station in the 
    noncommercial educational broadcast services shall maintain a public 
    inspection file containing the material, relating to that station, 
    described in paragraph (e)(2) and (e)(11) of this section. A separate 
    file shall be maintained for each station for which an application is 
    pending. If the application is granted, paragraph (a)(2) of this 
    section shall apply.
        (2) Every permittee or licensee of an AM, FM, or TV station in the 
    noncommercial educational broadcast services shall maintain a public 
    inspection file containing the material, relating to that station, 
    described in paragraphs (e)(1) through (e)(11) of this section. In 
    addition, every permittee or licensee of a noncommercial educational TV 
    station shall maintain for public inspection a file containing 
    material, relating to that station, described in paragraphs (e)(12) of 
    this section. A separate file shall be maintained for each station for 
    which an authorization is outstanding, and the file shall be maintained 
    so long as an authorization to operate the station is outstanding.
        (b) Location of the file. The public inspection file shall be 
    maintained at the main studio of the station. An applicant for a new 
    station or change of community shall maintain its file at an accessible 
    place in the proposed community of license or at its proposed main 
    studio.
        (c) Access to material in the file. (1) The file shall be available 
    for public inspection at any time during regular business hours. All or 
    part of the file may be maintained in a computer database, as long as a 
    computer terminal
    
    [[Page 49500]]
    
    is made available, at the location of the file, to members of the 
    public who wish to review the file. Material in the public inspection 
    file shall be made available for printing or machine reproduction upon 
    request made in person. The applicant, permittee, or licensee may 
    specify the location for printing or reproduction, require the 
    requesting party to pay the reasonable cost thereof, and may require 
    guarantee of payment in advance (e.g., by requiring a deposit, 
    obtaining credit card information, or any other reasonable method). 
    Requests for copies shall be fulfilled within a reasonable period of 
    time, which generally should not exceed 7 days.
        (2) The applicant, permittee, or licensee shall make available, by 
    mail upon telephone request, photocopies of documents in the file, and 
    the station shall pay postage. Licensees shall mail the most recent 
    version of ``The Public and Broadcasting'' to any member of the public 
    that requests a copy. Licensees shall be prepared to assist members of 
    the public in identifying the documents they may ask to be sent to them 
    by mail, for example, by describing to the caller, if asked, the period 
    covered by a particular report and the number of pages included in the 
    report.
        (d) Responsibility in case of assignment or transfer. (1) In cases 
    involving applications for consent to assignment of broadcast station 
    construction permits or licenses, with respect to which public notice 
    is required to be given under the provisions of Sec. 73.3580 or 
    Sec. 73.3594, the file mentioned in paragraph (a) of this section shall 
    be maintained by the assignor. If the assignment is consented to by the 
    FCC and consummated, the assignee shall maintain the file commencing 
    with the date on which notice of the consummation of the assignment is 
    filed with the FCC. The assignee shall retain public file documents 
    obtained from the assignor for the period required under these rules.
        (2) In cases involving applications for consent to transfer of 
    control of a permittee or licensee of a broadcast station, the file 
    mentioned in paragraph (a) of this section shall be maintained by the 
    permittee or licensee.
        (e) Contents of the file. The material to be retained in the public 
    inspection file is as follows:
        (1) Authorization. A copy of the current FCC authorization to 
    construct or operate the station, as well as any other documents 
    necessary to reflect any modifications thereto or any conditions that 
    the FCC has placed on the authorization. These materials shall be 
    retained until replaced by a new authorization, at which time a copy of 
    the new authorization and any related materials shall be placed in the 
    file.
        (2) Applications and related materials. A copy of any application 
    tendered for filing with the FCC, together with all related material, 
    and copies of Initial Decisions and Final Decisions in hearing cases 
    pertaining thereto. If petitions to deny are filed against the 
    application and have been served on the applicant, a statement that 
    such a petition has been filed shall be maintained in the file together 
    with the name and address of the party filing the petition. 
    Applications shall be retained in the public inspection file until 
    final action has been taken on the application, except that 
    applications for a new construction permit granted pursuant to a waiver 
    showing and applications for assignment or transfer of license granted 
    pursuant to a waiver showing shall be retained for as long as the 
    waiver is in effect. In addition, license renewal applications granted 
    on a short-term basis shall be retained until final action has been 
    taken on the license renewal application filed immediately following 
    the shortened license term.
        (3) Contour maps. A copy of any service contour maps, submitted 
    with any application tendered for filing with the FCC, together with 
    any other information in the application showing service contours and/
    or main studio and transmitter location (State, county, city, street 
    address, or other identifying information). These documents shall be 
    retained for as long as they reflect current, accurate information 
    regarding the station.
        (4) Ownership reports and related materials. A copy of the most 
    recent, complete ownership report filed with the FCC for the station, 
    together with any subsequent supplemental report or statement filed 
    with the FCC certifying that the current report is accurate, and 
    together with all related material. These materials shall be retained 
    until a new, complete ownership report is filed with the FCC, at which 
    time a copy of the new report and any related materials shall be placed 
    in the file. The permittee or licensee must retain in the public file 
    either a copy of the contracts listed in such reports in accordance 
    with Sec. 73.3615(d)(3), or an up-to-date list of such contracts. 
    Licensees and permittees who choose to maintain a list of contracts 
    must provide a copy of any contracts to requesting parties within 7 
    days.
        (5) Political file. Such records as are required by Sec. 73.1943 to 
    be kept concerning broadcasts by candidates for public office. These 
    records shall be retained for the period specified in Sec. 73.1943 (2 
    years).
        (6) Annual employment reports. A copy of every annual employment 
    report (Form 395) filed by the licensee or permittee for the station, 
    together with all related material. These materials shall be retained 
    until final action has been taken on the station's next license renewal 
    application.
        (7) The Public and Broadcasting. At all times, a copy of the most 
    recent version of the manual entitled ``The Public and Broadcasting.''
        (8) Issues/programs lists. For nonexempt noncommercial educational 
    broadcast stations, every three months a list of programs that have 
    provided the station's most significant treatment of community issues 
    during the preceding three month period. The list for each calendar 
    quarter is to be filed by the tenth day of the succeeding calendar 
    quarter (e.g., January 10 for the quarter October-December, April 10 
    for the quarter January-March, etc.). The list shall include a brief 
    narrative describing what issues were given significant treatment and 
    the programming that provided this treatment. The description of the 
    programs shall include, but shall not be limited to, the time, date, 
    duration, and title of each program in which the issue was treated. The 
    lists described in this paragraph shall be retained in the public 
    inspection file until final action has been taken on the station's next 
    license renewal application.
        (9) Donor lists. The lists of donors supporting specific programs. 
    These lists shall be retained for two years.
        (10) Local public notice announcements. Each applicant for renewal 
    of license shall, within 7 days of the last day of broadcast of the 
    local public notice of filing announcements required pursuant to 
    Sec. 73.3580(h), place in the station's local public inspection file a 
    statement certifying compliance with this requirement. The dates and 
    times that the pre-filing and post-filing notices were broadcast and 
    the text thereof shall be made part of the certifying statement. The 
    certifying statement shall be retained in the public file for the 
    period specified in Sec. 73.3580 (for as long as the application to 
    which it refers).
        (11) Material relating to FCC investigation or complaint. Material 
    having a substantial bearing on a matter which is the subject of an FCC 
    investigation or complaint to the FCC of which the applicant, 
    permittee, or licensee has been advised. This material shall be 
    retained until the applicant, permittee, or licensee is notified in
    
    [[Page 49501]]
    
    writing that the material may be discarded.
        (12) Must-carry requests. Noncommercial television stations 
    requesting mandatory carriage on any cable system pursuant to 
    Sec. 76.56 of this chapter shall place a copy of such request in its 
    public file and shall retain both the request and relevant 
    correspondence for the duration of any period to which the request 
    applies.
    
        Note (1) to paragraph (e): For purposes of this section, a 
    decision made with respect to an application tendered with the FCC 
    becomes final when that decision is no longer subject to 
    reconsideration, review, or appeal either at the FCC or in the 
    courts.
        Note (2) to paragraph (e): For purposes of this section, the 
    term ``all related material'' includes all exhibits, letters, and 
    other documents tendered for filing with the FCC as part of an 
    application, report, or other document, all amendments to the 
    application, report, or other document, copies of all documents 
    incorporated therein by reference and not already maintained in the 
    public inspection file, and all correspondence between the FCC and 
    the applicant pertaining to the application, report, or other 
    document, which according to the provisions of Secs. 0.451 through 
    0.461 of the rules are open for public inspection at the offices of 
    the FCC.
    
    
    Sec. 73.1202  [Removed]
    
        5. Section 73.1202 is removed.
    
    [FR Doc. 98-24004 Filed 9-15-98; 8:45 am]
    BILLING CODE 6712-01-P
    
    
    

Document Information

Published:
09/16/1998
Department:
Federal Communications Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
98-24004
Dates:
These rules contain information collection requirements that are not effective until approved by the Office of Management and Budget. FCC will publish a document in the Federal Register announcing the effective date of this document.
Pages:
49487-49501 (15 pages)
Docket Numbers:
MM Docket No. 97-138, RM-8855, 8856, 8857, 8858, 8872, FCC 98-175
PDF File:
98-24004.pdf
CFR: (8)
47 CFR 73.3580(h)
47 CFR 73.1125
47 CFR 73.1202
47 CFR 73.3526
47 CFR 73.3527
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