99-24685. Federal Acquisition Regulation; Requirements Supporting Procurement of Recycled Products and Environmentally Preferable Services  

  • [Federal Register Volume 64, Number 184 (Thursday, September 23, 1999)]
    [Proposed Rules]
    [Pages 51656-51661]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-24685]
    
    
    
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    Part III
    
    
    
    
    
    Department of Defense
    
    
    
    
    
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    General Services Administration
    
    
    
    
    
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    National Aeronautics and Space Administration
    
    
    
    
    
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    48 CFR Parts 2 and 4, et al.
    
    
    
    Federal Acquisition Regulation; Requirements Supporting Procurement of 
    Recycled Products and Environmentally Preferable Services; Proposed 
    Rule
    
    Federal Register / Vol. 64, No. 184 / Thursday, September 23, 1999 / 
    Proposed Rules
    
    [[Page 51656]]
    
    
    
    DEPARTMENT OF DEFENSE
    
    GENERAL SERVICES ADMINISTRATION
    
    NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
    
    48 CFR Parts 2, 4, 7, 11, 13, 23, and 52
    
    [FAR Case 98-015]
    RIN 9000-AI49
    
    
    Federal Acquisition Regulation; Requirements Supporting 
    Procurement of Recycled Products and Environmentally Preferable 
    Services
    
    AGENCIES: Department of Defense (DoD), General Services Administration 
    (GSA), and National Aeronautics and Space Administration (NASA).
    
    ACTION: Proposed rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Civilian Agency Acquisition Council and the Defense 
    Acquisition Regulations Council (Councils) are proposing to amend the 
    Federal Acquisition Regulation (FAR) to implement Executive Order 
    (E.O.) 13101 dated September 14, 1998, Greening the Government through 
    Waste Prevention, Recycling, and Federal Acquisition. The amendments 
    also would reorganize and revise existing FAR text. FAR changes to 
    implement E.O. 13123 dated June 3, 1999, Greening the Government 
    through Efficient Energy Management, are the subject of a separate FAR 
    case.
    
    DATES: Interested parties should submit comments to the FAR Secretariat 
    at the address shown below on or before November 22, 1999 to be 
    considered in the formulation of a final rule.
    
    ADDRESSES: Interested parties should submit written comments to: 
    General Services Administration, FAR Secretariat (MVRS), 1800 F Street, 
    NW, Room 4035, ATTN: Laurie Duarte, Washington, DC 20405. Address e-
    mail comments submitted via the Internet to: farcase.98-015@gsa.gov. 
    Please submit comments only and cite FAR case 98-015 in all 
    correspondence related to this case.
    
    FOR FURTHER INFORMATION CONTACT: The FAR Secretariat, Room 4035, GS 
    Building, Washington, DC, 20405, at (202) 501-4755 for information 
    pertaining to status or publication schedules. For clarification of 
    content, contact Mr. Paul Linfield, Procurement Analyst, at (202) 501-
    1757. Please cite FAR case 98-015.
    
    SUPPLEMENTARY INFORMATION:
    
    A. Background
    
        This proposed rule amends the FAR to implement E.O. 13101. The 
    proposed rule amends FAR Subpart 2.1 to add definitions of terms used 
    in the FAR to implement environmental policies. In most cases, these 
    terms previously were defined in FAR Part 23, Environment, 
    Conservation, Occupational Safety, and Drug-Free Workplace. These terms 
    are used in other FAR parts. The relocation of these definitions to 
    Subpart 2.1 should make them easier to find and is intended to 
    facilitate understanding the FAR when the terms are used in these other 
    FAR parts. Other amendments include--
        1. Reorganizing and revising Subpart 4.3;
        2. Revising Subpart 7.1 to emphasize requirements in the E.O. that 
    agency requirements for printing and writing paper must meet minimum 
    content standards specified in section 505 of E.O. 13101;
        3. Removing the definition of ``recovered material'' from Part 11, 
    since it is the same as the definition relocated to Subpart 2.1 and 
    making editorial changes;
        4. Revising Subpart 11.3 to add definitions and special 
    requirements that the E.O. and Environmental Protection Agency (EPA) 
    use to implement policies concerning minimum content standards for 
    agency purchases of printing and writing paper; and
        5. Clarifying the application to purchases at or below the micro-
    purchase threshold ($2,500) of statutory requirements for buying 
    products containing recovered material.
        Furthermore, the proposed rule rewrites Subparts 23.4 and 23.7. 
    While this rewrite does not change fundamental environmental policies, 
    the intent is to describe the policies and procedures in a more easily 
    understood manner, substitute reference to E.O. 13101 and remove 
    reference to the revoked E.O. 12873, and define ``biobased product,'' a 
    term defined in E.O. 13101. The proposed rule also contains a new 
    reference to an electronic address that provides Internet access to EPA 
    policy and requirements for acquiring products containing recovered 
    material. Finally, the rule revises the prescriptions for using clauses 
    prescribed in Subparts 4.3, 23.4, and 23.7 and the text of the clauses 
    implementing statutory requirements of the Resource Conservation 
    Recovery Act and requirements in E.O. 13101.
        This rule was not subject to Office of Management and Budget review 
    under Section 6(b) of Executive Order 12866, Regulatory Planning and 
    Review, dated September 30, 1993. This rule is not a major rule under 5 
    U.S.C. 804.
    
    B. Regulatory Flexibility Act
    
        This proposed rule may have a significant economic impact on a 
    substantial number of small entities within the meaning of the 
    Regulatory Flexibility Act, 5 U.S.C. 601, et seq., because the rule 
    amends two clauses and their applicability to small business concerns. 
    Small business concerns must certify minimum recovered materials 
    content for EPA-designated products when the percentage can be 
    verified. In addition, the rule will require small business concerns 
    that are awarded contracts for support services at Government-owned or 
    -operated facilities to comply with requirements of E.O. 13101 and 
    develop programs promoting and implementing cost-effective waste 
    reduction and affirmative procurement programs for EPA-designated 
    products. Therefore, the Councils performed an Initial Regulatory 
    Flexibility Analysis (IRFA), and it is summarized as follows:
    
        The objective of this rule is to expand markets for products 
    that contain recovered material and to improve the Government's use 
    of products containing recovered material or environmentally 
    preferable products and services. The Resource Conservation Recovery 
    Act (RCRA) defines a ``procuring agency'' as ``any Federal agency, 
    or any State agency or agency of a political subdivision of a State 
    which is using appropriated Federal funds for such procurement, or 
    any person contracting with any such agency with respect to work 
    performed under such contract.'' RCRA applies to both large and 
    small businesses. RCRA's requirements for Federal procurement apply 
    to all purchases of an EPA-designated product after the Federal 
    agency purchases more than $10,000 of the product or functionally 
    equivalent products in a fiscal year. However, certain statutory 
    reporting requirements only apply to acquisitions exceeding 
    $100,000.
        The proposed revision to FAR 52.223-9 removes the requirement 
    that a contractor provide at contract completion a certification of 
    minimum recovered material content actually utilized in contract 
    performance, except when the contracting officer believes the 
    percentage can be verified. We estimate that this reduced reporting 
    requirement will affect approximately 35,000 small entities that 
    perform contracts that utilize recovered materials.
        Section 701 of E.O. 13101 requires that agency contracts for 
    contractor operation of a Government-owned or -leased facility and 
    contracts for support services at a Government-owned or -leased 
    facility include provisions obligating the contractor to comply with 
    requirements of the order. Compliance includes developing programs 
    to promote and implement cost-effective waste reduction and 
    affirmative procurement
    
    [[Page 51657]]
    
    programs required by RCRA. In fiscal year 1998, we estimate that 
    Federal agencies awarded approximately 1,000 contracts to small 
    entities for support services that would be covered by the 
    requirements in section 701 of E.O. 13101.
    
        The FAR Secretariat has submitted a copy of the IRFA to the Chief 
    Counsel for Advocacy of the Small Business Administration. Interested 
    parties may obtain a copy from the FAR Secretariat. The Councils invite 
    comments from small businesses and other interested parties. The 
    Councils will consider comments from small entities concerning the 
    affected FAR subparts in accordance with 5 U.S.C. 610. Interested 
    parties must submit such comments and should cite 5 U.S.C. 601, et seq. 
    (FAR Case 98-015), in correspondence.
    
    C. Paperwork Reduction Act
    
        The Paperwork Reduction Act (Pub. L. 104-13) applies because the 
    proposed changes to the FAR reduce information collection requirements 
    that have been approved by the Office of Management and Budget (OMB) 
    under OMB Control Number 9000-0134. The annual reporting burden for OMB 
    Control Number 9000-0134 is estimated to apply to 64,350 respondents 
    and the preparation time is estimated at .5 hours per response for a 
    total burden hour of 32,175 hours. We estimate that removal of the 
    certification requirement will affect more than one-half of the 
    respondents and reduce preparation time for those respondents by one-
    third.
        Annual Reporting Burden: We estimate the revised total burden hours 
    as follows:
        Respondents: 64,350;
        Responses per respondent: 1;
        Total annual responses: 64,350;
        Preparation hours per response: 25 minutes;
        Total response burden hours: 26,800.
    
    D. Request for Comments Regarding Paperwork Burden
    
        We invite interested parties to comment on the information 
    collection requirements set forth above. Please send comments to: 
    Office of Information and Regulatory Affairs, Office of Management and 
    Budget, Attn: Mr. Peter N. Weiss, FAR Desk Officer, New Executive 
    Office Building, Room 10102, 725 17th Street, NW, Washington, DC 20503.
        Also send a copy of any comments to the FAR Secretariat at the 
    address shown under ADDRESSES. Please cite the OMB Clearance Number 
    9000-0134 in all correspondence related to the estimate.
    
    List of Subjects in 48 CFR Parts 2, 4, 7, 11, 13, 23, and 52
    
        Government procurement.
    
        Dated: September 17, 1999.
    Edward C. Loeb,
    Director, Federal Acquisition Policy Division.
        Therefore, DoD, GSA, and NASA propose that 48 CFR parts 2, 4, 7, 
    11, 13, 23, and 52 be amended as set forth below:
        1. The authority citation for 48 CFR parts 2, 4, 7, 11, 13, 23, and 
    52 continues to read as follows:
    
        Authority: 40 U.S.C. 486(c); 10 U.S.C. chapter 137; and 42 
    U.S.C. 2473(c).
    
    PART 2--DEFINITIONS OF WORDS AND TERMS
    
        2. Amend section 2.101 by adding, in alphabetical order, the 
    definitions ``Energy-efficient product'', ``Environmentally 
    preferable'', ``Pollution prevention'', ``Recovered material'', 
    ``Virgin material'', and ``Waste reduction'' to read as follows:
    
    
    2.101   Definitions.
    
    * * * * *
        Energy-efficient product means a product in the upper 25 percent of 
    efficiency for all similar products or if there are applicable Federal 
    appliance or equipment efficiency standards, a product that is at least 
    10 percent more efficient than the minimum Federal standard.
        Environmentally preferable means products or services that have a 
    lesser or reduced negative effect on human health and the environment 
    when compared with competing products or services that serve the same 
    purpose. This comparison may consider raw materials acquisition, 
    production, manufacturing, packaging, distribution, reuse, operation, 
    maintenance, or disposal of the product or service.
    * * * * *
        Pollution prevention means any practice that
        (1) Reduces the amount of any hazardous substance, pollutant, or 
    contaminant entering any waste stream or otherwise released into the 
    environment (including fugitive emissions) prior to recycling, 
    treatment, or disposal, and reduces the hazards to public health and 
    the environment associated with the release of such substances, 
    pollutants, and contaminants;
        (2) Reduces or eliminates the creation of pollutants through 
    increased efficiency in the use of raw materials, energy, water, or 
    other resources; or
        (3) Protects natural resources by conservation.
    * * * * *
        Recovered material means waste materials and by-products recovered 
    or diverted from solid waste, but the term does not include those 
    materials and by-products generated from, and commonly reused within, 
    an original manufacturing process. For use in subpart 11.3 for paper 
    and paper products, see the definition at 11.301.
    * * * * *
        Virgin material means previously unused raw material, including 
    previously unused copper, aluminum, lead, zinc, iron, other metal or 
    metal ore, or any undeveloped resource that is, or with new technology 
    will become, a source of raw materials.
        Waste reduction means preventing or decreasing the amount of waste 
    being generated through waste prevention, recycling, or purchasing 
    recycled and environmentally preferable products.
    
    PART 4--ADMINISTRATIVE MATTERS
    
        3. Amend Subpart 4.3 by removing section 4.301 and redesignating 
    sections 4.302 through 4.304 as sections 4.301 through 4.303, 
    respectively; and by revising the newly designated sections to read as 
    follows:
    
    Subpart 4.3--Paper Documents
    
    * * * * *
    
    
    4.301   Definition.
    
        Printed or copied double-sided, as used in this subpart, means 
    printing or reproducing a document so that information is on both sides 
    of a sheet of paper.
    
    
    4.302   Policy.
    
        It is the policy of the Government that, when electronic commerce 
    methods (see 4.502) are not being used, a contractor should submit 
    paper documents to the Government relating to an acquisition printed or 
    copied double-sided on recycled paper whenever practicable. If the 
    contractor cannot print or copy double-sided, it should print or copy 
    single-sided on recycled paper.
    
    
    4.303   Contract clause.
    
        Insert the clause at 52.204-4, Printed or Copied Double-Sided on 
    Recycled Paper, in solicitations and contracts that exceed the 
    simplified acquisition threshold.
    
    PART 7--ACQUISITION PLANNING
    
        4. Amend section 7.103 by revising paragraph (n) to read as 
    follows:
    
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    7.103  Agency-head responsibilities.
    
    * * * * *
        (n) Ensuring that agency planners--
        (1) Specify needs for printing and writing paper consistent with 
    the minimum content standards specified in section 505 of Executive 
    Order 13101 of September 14, 1998, Greening the Government through 
    Waste Prevention, Recycling, and Federal Acquisition (see 11.303); and
        (2) Comply with the policy in 11.002(d) regarding procurement of 
    products containing recovered materials and environmentally preferable 
    and energy-efficient products and services.
    * * * * *
    
    PART 11--DESCRIBING AGENCY NEEDS
    
    
    11.001  [Amended]
    
        5. Amend section 11.001 by removing the definitions ``Recovered 
    material'' and ``Virgin material.''
        6. Amend section 11.002 by revising paragraph (d) to read as 
    follows:
    
    
    11.002  Policy.
    
    * * * * *
        (d) The Resource Conservation and Recovery Act of 1976 (42 U.S.C. 
    6901, et seq.), Executive Order 12902 of March 8, 1994, Energy 
    Efficiency and Water Conservation at Federal Facilities, and Executive 
    Order 13101 of September 14, 1998, Greening the Government through 
    Waste Prevention, Recycling, and Federal Acquisition, establish 
    requirements for the procurement of products containing recovered 
    materials, and environmentally preferable and energy-efficient products 
    and services. Executive agencies must consider use of recovered 
    materials, environmentally preferable purchasing criteria developed by 
    the EPA, and environmental objectives (see 23.704(b)) when--
        (1) Developing, reviewing, or revising Federal and military 
    specifications, product descriptions including commercial item 
    descriptions) and standards;
        (2) Describing Government requirements for supplies and services; 
    and
        (3) Developing source selection factors.
    * * * * *
        7. Revise Subpart 11.3 to read as follows:
    
    Subpart 11.3--Acceptable Material
    
    Sec.
    11.301  Definitions.
    11.302  Policy.
    11.303  Special requirements for printing and writing paper.
    11.304  Contract clause.
    
    
    11.301  Definitions.
    
        As used in this subpart--
        Postconsumer material means a material or finished product that has 
    served its intended use and has been discarded for disposal or 
    recovery, having completed its life as a consumer item. Postconsumer 
    material is a part of the broader category of ``recovered material.'' 
    For paper and paper products, postconsumer material means 
    ``postconsumer fiber'' defined by the U.S. Environmental Protection 
    Agency (EPA) as--
        (1) Paper, paperboard, and fibrous materials from retail stores, 
    office buildings, homes, and so forth, after they have passed through 
    their end-usage as a consumer item, including: used corrugated boxes; 
    old newspapers; old magazines; mixed waste paper; tabulating cards; and 
    used cordage;
        (2) All paper, paperboard, and fibrous materials that enter and are 
    collected from municipal solid waste; and
        (3) Postconsumer fiber does not include fiber derived from 
    printers' over-runs, converters' scrap, and over-issue publications.
        Recovered material for paper and paper products, is defined by EPA 
    in its Comprehensive Procurement Guideline as ``recovered fiber'' and 
    means the following materials:
        (1) Postconsumer fiber.
        (2) Manufacturing wastes such as--
        (i) Dry paper and paperboard waste generated after completion of 
    the papermaking process (that is, those manufacturing operations up to 
    and including the cutting and trimming of the paper machine reel into 
    smaller rolls or rough sheets) including: envelope cuttings, bindery 
    trimmings, and other paper and paperboard waste resulting from 
    printing, cutting, forming, and other converting operations; bag, box, 
    and carton manufacturing wastes; and butt rolls, mill wrappers, and 
    rejected unused stock; and
        (ii) Repulped finished paper and paperboard from obsolete 
    inventories of paper and paperboard manufacturers, merchants, 
    wholesalers, dealers, printers, converters, or others.
    
    
    11.302  Policy.
    
        (a) Agencies must not require virgin material or supplies composed 
    of or manufactured using virgin material unless compelled by law or 
    regulation or unless virgin material is vital for safety or meeting 
    performance requirements of the contract.
        (b) Except when acquiring commercial items, agencies must require 
    offerors to identify used, reconditioned, or remanufactured supplies, 
    or unused former Government surplus property, proposed for use under 
    the contract. These supplies or property may not be used in contract 
    performance unless authorized by the contracting officer.
        (c) The contracting officer may require offerors to--
        (1) Provide information on used, reconditioned, or remanufactured 
    supplies, or unused former Government surplus property, proposed for 
    use under the contract; or
        (2) Meet minimum recovered material standards stated in the 
    solicitation. Information requested on recovered material standards 
    specified in a solicitation, to the maximum practicable extent, must be 
    limited to information or standards consistent with normal commercial 
    practices.
    
    
    11.303  Special requirements for printing and writing paper.
    
        (a) Section 505 of Executive Order 13101, Greening the Government 
    through Waste Prevention, Recycling, and Federal Acquisition, 
    establishes minimum recovered material content standards for agency 
    purchases of printing and writing paper. Section 505 requires that 100 
    percent of an agency's purchases of printing and writing paper must 
    meet or exceed one of the minimum content standards specified in 
    paragraph (b) of this section.
        (b) For high-speed copier paper, offset paper, forms bond, computer 
    printout paper, carbonless paper, file folders, white wove envelopes, 
    writing and office paper, book paper, cotton fiber paper, and cover 
    stock, the minimum content standard must be no less than 30 percent 
    postconsumer materials. If paper containing 30 percent postconsumer 
    material is not reasonably available, does not meet reasonable 
    performance requirements, or is only available at an unreasonable 
    price, then the agency must purchase paper containing no less than 20 
    percent postconsumer material.
    
    
    11.304  Contract clause.
    
        Insert the clause at 52.211-5, Material Requirements, in 
    solicitations and contracts for supplies that are not commercial items.
    
    PART 13--SIMPLIFIED ACQUISITION PROCEDURES
    
        8. Amend section 13.006 by revising paragraph (g) to read as 
    follows:
    
    
    13.006  Inapplicable provisions and clauses.
    
    * * * * *
    
    [[Page 51659]]
    
        (g) 52.223-9, Estimate of Percentage of Recovered Material Content 
    for EPA-Designated Products.
        9. Amend section 13.201 by adding paragraph (f) to read as follows:
    
    
    13.201  General.
    
    * * * * *
        (f) The procurement requirements in the Resource Conservation 
    Recovery Act (42 U.S.C. 6962) and Executive Order 13101 of September 
    14, 1998, Greening the Government through Waste Prevention, Recycling, 
    and Federal Acquisition, apply to purchases at or below the micro-
    purchase threshold (see subpart 23.4).
    
    PART 23--ENVIRONMENT, CONSERVATION, OCCUPATIONAL SAFETY, AND DRUG-
    FREE WORKPLACE
    
        10. Revise section 23.400 to read as follows:
    
    
    23.400  Scope of subpart.
    
        This subpart prescribes policies and procedures for acquiring 
    Environmental Protection Agency (EPA)-designated products through 
    affirmative procurement programs required by the Resource Conservation 
    and Recovery Act of 1976 (RCRA) (42 U.S.C. 6962) and Executive Order 
    13101 of September 14, 1998, Greening the Government through Waste 
    Prevention, Recycling, and Federal Acquisition.
    
    
    23.401  [23.402 revised]
    
        11. Revise 23.402 to read as follows:
    
    
    23.402  Authorities.
    
        (a) The Resource Conservation and Recovery Act of 1976 (RCRA), 42 
    U.S.C. 6962, requires agencies responsible for drafting or reviewing 
    specifications used in agency acquisitions to--
        (1) Eliminate from those specifications any requirement excluding 
    the use of recovered materials or requiring products to be manufactured 
    from virgin materials; and
        (2) Require, for EPA-designated products, using recovered materials 
    to the maximum extent practicable without jeopardizing the intended end 
    use of the item.
        (b) RCRA also requires--
        (1) EPA to prepare guidelines on the availability, sources, and 
    potential uses of recovered materials and associated products, 
    including solid waste management services; and
        (2) Agencies to develop and implement affirmative procurement 
    programs for EPA-designated products within one year after EPA's 
    designation.
        (c) Executive Order 13101 requires that the agency head--
        (1) Work to increase and expand markets for recovered materials 
    through greater Government preference and demand for such products 
    consistent with the demands of efficiency and cost-effectiveness; and
        (2) Develop and implement affirmative procurement programs in 
    accordance with direction in RCRA and the Executive Order.
    
    
    23.402  [23.401 revised]
    
        12. Revise 23.401 to read as follows:
    
    
    23.401  Definition.
    
        EPA-designated product, as used in this subpart, means a product--
        (1) That is or can be made with recovered material;
        (2) That is listed by EPA in a procurement guideline (40 CFR part 
    247); and
        (3) For which EPA has provided purchasing recommendations in a 
    related Recovered Materials Advisory Notice (RMAN).
        13. Revise section 23.403 to read as follows:
    
    
    23.403  Policy.
    
        Government policy on the use of recovered materials considers cost, 
    availability of competition, and performance. The objective is to 
    acquire competitively, in a cost-effective manner, products that meet 
    performance requirements and that are composed of the highest 
    percentage of recovered materials practicable.
        14. Redesignate sections 23.404 and 23.405 as 23.405 and 23.406, 
    respectively, revise them, and add a new section 23.404 to read as 
    follows:
    
    
    23.404  Agency Affirmative Procurement Programs.
    
        (a) For EPA-designated products, an agency must establish an 
    affirmative procurement program, if the agency's purchases meet the 
    threshold in 23.405(a). Technical or requirements personnel and 
    procurement personnel are responsible for the preparation, 
    implementation, and monitoring of affirmative procurement programs. 
    Agency affirmative procurement programs must include--
        (1) A recovered materials preference program;
        (2) An agency promotion program;
        (3) A program for requiring reasonable estimates, certification, 
    and verification of recovered material used in the performance of 
    contracts; and
        (4) Annual review and monitoring of the effectiveness of the 
    program.
        (b) Agency affirmative procurement programs must require that 100 
    percent of purchases of EPA-designated products contain recovered 
    material, unless the item cannot be acquired--
        (1) Competitively within a reasonable time frame;
        (2) Meeting appropriate performance standards; or
        (3) At a reasonable price.
        (c) Agency affirmative procurement programs must provide guidance 
    for purchases of EPA-designated products at or below the micro-purchase 
    threshold.
    
    
    23.405  Procedures.
    
        (a) These procedures apply to all agency acquisitions of EPA-
    designated products, including micro-purchases, if--
        (1) The price of the product exceeds $10,000; or
        (2) The aggregate amount paid for products, or for functionally 
    equivalent products, in the preceding fiscal year was $10,000 or more. 
    RCRA requires that an agency include micro-purchases in determining if 
    the aggregate amount paid was $10,000 or more. However, it is not 
    recommended that an agency track micro-purchases unless it intends to 
    claim an exemption from the requirement to establish an affirmative 
    procurement program in the following fiscal year.
        (b) Contracting officers should refer to EPA's list of EPA-
    designated products (available via the Internet at http://www.epa.gov/
    cpg/) and to their agencies' affirmative procurement program when 
    purchasing supplies that contain recovered material or services that 
    could include incidental supplies that contain recovered material.
        (c) The contracting officer must place in the contract file a 
    written justification if an acquisition of EPA-designated products 
    above the micro-purchase threshold does not contain recovered material. 
    If the agency has designated an Environmental Executive, the 
    contracting officer must give a copy of the written justification to 
    that official. The contracting officer must base the justification on 
    the inability to acquire the product--
        (1) Competitively within a reasonable period of time;
        (2) At reasonable prices; or
        (3) To reasonable performance standards in the specifications, 
    provided written determination by technical or requirements personnel 
    is included with the justification. The contracting officer must base 
    the justification on National Institute of Standards and Technology 
    guidelines, if available.
        (d) Agencies must establish procedures for consolidating and 
    reporting contractor estimates required by the clause at 52.223-9.
    
    [[Page 51660]]
    
    23.406  Solicitation provision and contract clause.
    
        (a) Insert the provision at 52.223-4, Recovered Material 
    Certification, in solicitations that are for, or specify the use of, 
    recovered materials.
        (b) Insert the clause at 52.223-9, Estimate of Percentage of 
    Recovered Material Content for EPA-Designated Products, in 
    solicitations and contracts exceeding $100,000 that include the 
    provision at 52.223-4. If it is practical to verify the estimate, use 
    the clause with its Alternate I.
        15. Revise Subpart 23.7 to read as follows:
    
    Subpart 23.7--Contracting for Environmentally Preferable and 
    Energy-Efficient Products and Services
    
    Sec.
    23.700  Scope.
    23.701  Definition.
    23.702  Authorities.
    23.703  [Reserved]
    23.704  Policy.
    23.705  Application to Government-owned or -leased facilities.
    23.706  Contract clause.
    
    
    23.700  Scope.
    
        This subpart prescribes policies for obtaining environmentally 
    preferable and energy-efficient products and services.
    
    
    23.701  Definition.
    
        Biobased product, as used in this subpart, means a commercial or 
    industrial product (other than food or feed) that utilizes biological 
    products or renewable domestic agricultural (plant, animal, and marine) 
    or forestry materials.
    
    
    23.702  Authorities.
    
        (a) Resource Conservation and Recovery Act (RCRA) (42 U.S.C. 6901, 
    et seq.).
        (b) National Energy Conservation Policy Act (42 U.S.C. 8262g).
        (c) Pollution Prevention Act of 1990 (42 U.S.C. 13101, et seq.).
        (d) Executive Order 12856 of August 3, 1993, Federal Compliance 
    with Right-to-Know Laws and Pollution Prevention Requirements.
        (e) Executive Order 12902 of March 8, 1994, Energy Efficiency and 
    Water Conservation at Federal Facilities.
        (f) Executive Order 13101 of September 14, 1998, Greening the 
    Government through Waste Prevention, Recycling, and Federal 
    Acquisition.
    
    
    23.703  [Reserved]
    
    
    23.704  Policy
    
        Agencies must--
        (a) Implement cost-effective contracting preference programs 
    favoring the acquisition of environmentally preferable and energy-
    efficient products and services; and
        (b) Employ acquisition strategies that affirmatively implement the 
    following environmental objectives:
        (1) Maximize the utilization of environmentally preferable products 
    and services (based on EPA-issued guidance).
        (2) Maximize the utilization of energy-efficient products.
        (3) Eliminate or reduce the generation of hazardous waste and the 
    need for special material processing (including special handling, 
    storage, treatment, and disposal).
        (4) Promote the use of nonhazardous and recovered materials.
        (5) Realize life-cycle cost savings.
        (6) Promote cost-effective waste reduction when creating plans, 
    drawings, specifications, standards, and other product descriptions 
    authorizing material substitutions, extensions of shelf-life, and 
    process improvements.
        (7) Consider the use of biobased products.
    
    
    23.705  Application to Government-owned or -leased facilities
    
        Executive Order 13101, section 701, requires that contracts for 
    contractor operation of a Government-owned or -leased facility and 
    contracts for support services at a Government-owned or -operated 
    facility include provisions that obligate the contractor to comply with 
    the requirements of the order. Compliance includes developing programs 
    to promote and implement cost-effective waste reduction and affirmative 
    procurement programs required by 42 U.S.C. 6962 for all products 
    designated in EPA's Comprehensive Procurement Guideline (40 CFR part 
    247).
    
    
    23.706  Contract clause
    
        Insert the clause at 52.223-10, Waste Reduction Program, in all 
    solicitations and contracts for contractor operation of Government-
    owned or -leased facilities and all solicitations and contracts for 
    support services at Government-owned or -operated facilities.
    
    PART 52--SOLICITATION PROVISIONS AND CONTRACT CLAUSES
    
        16. Revise the section heading and text of 52.204-4 to read as 
    follows:
    
    
    52.204-4  Printed or Copied Double-Sided on Recycled Paper
    
        As prescribed in 4.303, insert the following clause:
    
    Printed or Copied Double-Sided on Recycled Paper (Date)
    
        (a) Definitions. As used in this clause--
        Postconsumer material means a material or finished product that 
    has served its intended use and has been discarded for disposal or 
    recovery, having completed its life as a consumer item. Postconsumer 
    material is a part of the broader category of ``recovered 
    material.'' For paper and paper products, postconsumer material 
    means ``postconsumer fiber'' defined by the U.S. Environmental 
    Protection Agency (EPA) as--
        (1) Paper, paperboard, and fibrous materials from retail stores, 
    office buildings, homes, and so forth, after they have passed 
    through their end-usage as a consumer item, including: used 
    corrugated boxes; old newspapers; old magazines; mixed waste paper; 
    tabulating cards; and used cordage;
        (2) All paper, paperboard, and fibrous materials that enter and 
    are collected from municipal solid waste; and
        (3) Postconsumer fiber does not include fiber derived from 
    printers' over-runs, converters' scrap, and over-issue publications.
        Printed or copied double-sided means printing or reproducing a 
    document so that information is on both sides of a sheet of paper.
        Recovered material, for paper and paper products, is defined by 
    EPA in its Comprehensive Procurement Guideline as ``recovered 
    fiber'' and means the following materials:
        (1) Postconsumer fiber.
        (2) Manufacturing wastes such as--
        (i) Dry paper and paperboard waste generated after completion of 
    the papermaking process (that is, those manufacturing operations up 
    to and including the cutting and trimming of the paper machine reel 
    into smaller rolls or rough sheets) including: envelope cuttings, 
    bindery trimmings, and other paper and paperboard waste resulting 
    from printing, cutting, forming, and other converting operations; 
    bag, box, and carton manufacturing wastes; and butt rolls, mill 
    wrappers, and rejected unused stock; and
        (ii) Repulped finished paper and paperboard from obsolete 
    inventories of paper and paperboard manufacturers, merchants, 
    wholesalers, dealers, printers, converters, or others.
        (b) In accordance with section 101 of Executive Order 13101 of 
    September 14, 1998, Greening the Government through Waste 
    Prevention, Recycling, and Federal Acquisition, the Contractor is 
    encouraged to submit paper documents, such as offers, letters, or 
    reports, that are printed or copied double-sided on recycled paper 
    that meet minimum content standards specified in section 505 of 
    Executive Order 13101, when not using electronic commerce methods to 
    submit information or data to the Government.
        (c) If the Contractor cannot purchase high-speed copier paper, 
    offset paper, forms bond, computer printout paper, carbonless paper, 
    file folders, white wove envelopes, writing and office paper, book 
    paper, cotton fiber paper, and cover stock meeting the 30 percent 
    postconsumer material standard for
    
    [[Page 51661]]
    
    use in submitting paper documents to the Government, it should use 
    paper containing no less than 20 percent postconsumer material. This 
    lesser standard should be used only when paper meeting the 30-
    percent postconsumer material standard is not obtainable at a 
    reasonable price or does not meet performance standards.
    
    (End of clause)
    
        17. Amend section 52.211-5 by revising the introductory text, the 
    date of the clause, and the definition ``Recovered material'' in 
    paragraph (a) to read as follows:
    
    
    52.211-5  Material Requirements
    
        As prescribed in 11.304, insert the following clause:
    
    Material Requirements (Date)
    
        (a) * * *
        Recovered material means waste materials and by-products 
    recovered or diverted from solid waste, but the term does not 
    include those materials and by-products generated from, and commonly 
    reused within, an original manufacturing process.
    * * * * *
        18. Amend section 52.212-5 by revising the date of the clause; 
    removing paragraph (b)(18) and redesignating paragraphs (b)(16) and 
    (b)(17) as (b)(17) and (b)(18), respectively; and adding a new 
    paragraph (b)(16) to read as follows:
    
    
    52.212-5  Contract Terms and Conditions Required to Implement Statutes 
    or Executive Orders--Commercial Items.
    
    * * * * *
    
    Contract Terms and Conditions Required to Implement Statutes or 
    Executive Orders--Commercial Items (Date)
    
    * * * * *
        (b) * * *
        ____ (16)(i) 52.223-9, Estimate of Percentage of Recovered 
    Material Content for EPA-Designated Products (42 U.S.C. 
    6962(c)(3)(A)(ii)).
        ____ (ii) Alternate I of 52.223-9 (42 U.S.C. 6962(i)(2)(C)).
    * * * * *
    
    
    52.223-4  [Amended]
    
        19. Amend the introductory text of section 52.223-4 by revising the 
    citation ``23.405(a)'' to read ``23.406(a)''.
        20. Revise the section heading and text of 52.223-9 to read as 
    follows:
    
    
    52.223-9  Estimate of Percentage of Recovered Material Content for EPA-
    Designated Products.
    
        As prescribed in 23.406(b), insert the following clause:
    
    Estimate of Percentage of Recovered Material Content for EPA-Designated 
    Products (Date)
    
        (a) Definitions. As used in this clause--
        Postconsumer material means a material or finished product that 
    has served its intended use and has been discarded for disposal or 
    recovery, having completed its life as a consumer item. Postconsumer 
    material is a part of the broader category of ``recovered 
    material.''
        Recovered material means waste materials and by-products 
    recovered or diverted from solid waste, but the term does not 
    include those materials and by-products generated from, and commonly 
    reused within, an original manufacturing process.
        (b) The Contractor, on completion of this contract, shall--
        (1) Estimate the percentage of the total recovered material used 
    in contract performance, including, if applicable, the percentage of 
    postconsumer material content; and
        (2) Submit this estimate to ____________________ [Contracting 
    Officer complete] in accordance with agency procedures.
        Alternate I (Date). As prescribed in 23.406(b), redesignate 
    paragraph (b) of the basic clause as paragraph (c) and add the 
    following paragraph (b) to the basic clause:
        (b) The Contractor shall execute the following certification 
    required by the Resource Conservation and Recovery Act of 1976 (42 
    U.S.C. 6962(i)(2)(C):
    
    Certification
    
        I, ____________________ (name of certifier), am an officer or 
    employee responsible for the performance of this contract and hereby 
    certify that the percentage of recovered material content for EPA-
    designated products met the applicable contract specifications.
    ----------------------------------------------------------------------
    (Signature of the Officer or Employee)
    ----------------------------------------------------------------------
    (Typed Name of the Officer or Employee)
    ----------------------------------------------------------------------
    (Title)
    ----------------------------------------------------------------------
    (Name of Company, Firm, or Organization)
    ----------------------------------------------------------------------
    (Date)
    
    (End of certification)
        21. Revise section 52.223-10 to read as follows:
    
    
    52.223-10  Waste Reduction Program.
    
        As prescribed in 23.706, insert the following clause:
    
    Waste Reduction Program (Date)
    
        (a) Definitions. As used in this clause--
        Recycling means the series of activities, including collection, 
    separation, and processing, by which products or other materials are 
    recovered from the solid waste stream for use in the form of raw 
    materials in the manufacture of products other than fuel for 
    producing heat or power by combustion.
        Waste prevention means any change in the design, manufacturing, 
    purchase, or use of materials or products (including packaging) to 
    reduce their amount or toxicity before they are discarded. Waste 
    prevention also refers to the reuse of products or materials.
        Waste reduction means preventing or decreasing the amount of 
    waste being generated through waste prevention, recycling, or 
    purchasing recycled and environmentally preferable products.
        (b) Consistent with the requirements of Section 701 of Executive 
    Order 13101, the Contractor shall establish a program to promote 
    cost-effective waste reduction in all operations and facilities 
    covered by this contract. The Contractor's programs shall comply 
    with applicable Federal, State, and local requirements, specifically 
    including Section 6002 of the Resource Conservation and Recovery Act 
    (42 U.S.C. 6962, et seq.) and implementing regulations (40 CFR part 
    247).
    
    (End of clause)
    
    [FR Doc. 99-24685 Filed 9-22-99; 8:45 am]
    BILLING CODE 6820-EP-P
    
    
    

Document Information

Published:
09/23/1999
Department:
National Aeronautics and Space Administration
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
99-24685
Dates:
Interested parties should submit comments to the FAR Secretariat
Pages:
51656-51661 (6 pages)
Docket Numbers:
FAR Case 98-015
RINs:
9000-AI49
PDF File:
99-24685.pdf
CFR: (11)
48 CFR 11.301
48 CFR 11.302
48 CFR 11.303
48 CFR 11.304
48 CFR 23.700
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