99-25051. The Yellow Book: Guide to Environmental Enforcement and Compliance at Federal Facilities  

  • [Federal Register Volume 64, Number 186 (Monday, September 27, 1999)]
    [Notices]
    [Pages 51973-51975]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-25051]
    
    
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    ENVIRONMENTAL PROTECTION AGENCY
    
    [FRL-6381-8]
    
    
    The Yellow Book: Guide to Environmental Enforcement and 
    Compliance at Federal Facilities
    
    AGENCY: Environmental Protection Agency (EPA).
    
    ACTION: Notice of availability.
    
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    SUMMARY: To assure that Federal agencies adhere to the requirements 
    under various laws and Executive Orders, EPA has revised and reissued 
    the 1988 Federal Facilities Compliance Strategy, commonly referred to 
    as the ``Yellow Book.'' The revised Yellow Book is titled The Yellow 
    Book: Guide to Environmental Enforcement and Compliance at Federal 
    Facilities. This notice is to inform the public that the revised Yellow 
    Book is available.
    
    FOR FURTHER INFORMATION CONTACT: Anissa M. McNeill, Environmental 
    Protection Agency, Office of Enforcement and Compliance Assurance, 
    Federal Facilities Enforcement Office (2261A), 401 M St., SW., 
    Washington, DC 20460; telephone number: (202) 564-0013; fax: (202) 501-
    0644; e-mail: mcneill.anissa@epa.gov.
    
    SUPPLEMENTARY INFORMATION:
    
    [[Page 51974]]
    
    I. General Information
    
    A. Does This Notice Apply to Me?
    
        The primary purpose of the Yellow Book is to provide field-level 
    personnel that have environmental responsibilities at Federal 
    facilities with a comprehensive informational tool to help them comply 
    with environmental requirements and to understand the enforcement and 
    compliance processes used by EPA and States at Federal facilities. The 
    information contained in the Yellow Book may be of value to others 
    within the environmental community such as Federal agency environmental 
    managers, EPA Headquarters and Regional staff with Federal facility 
    responsibilities; State, Tribal, and local environmental staff; and 
    contractor (or subcontractor) operators of Federal facilities.
        The above description is intended to provide examples of entities 
    likely to find the Yellow Book useful. If you have any questions 
    regarding the applicability of this announcement to you, consult the 
    person listed under ``FOR FURTHER INFORMATION CONTACT.''
    
    B. How Can I Get Additional Information or Copies of This Document?
    
        1. Electronically. You may obtain electronic copies of this 
    document at http://www.epa.gov/oeca/fedfac/yellowbk/, or by accessing 
    the Federal Facilities Enforcement Office (FFEO) web page at http://
    www.epa.gov/oeca/fedfac/fflex/html.
        2. In person or by phone. To purchase a copy of the Yellow Book, 
    contact the U.S. Government Printing Office, 710 North Capitol St., 
    NW., Washington, DC 20401; telephone: (202) 512-1800; fax: (202) 260-
    1800. Either the stock number 055-000-00624-5 or the publication number 
    EPA 315-B-98-011 can be used when ordering the Yellow Book.
    
    II. Background
    
        Since its inception, EPA has relied on a strong, aggressive 
    enforcement program as the centerpiece of its efforts to ensure 
    compliance with national environmental laws. Federal agencies, just 
    like private parties, are required to comply with all environmental 
    requirements. To ensure that Federal agencies adhere to environmental 
    requirements, EPA monitors Federal agency compliance, issues and 
    assesses fines and penalties, and develops Federal agency enforcement 
    and compliance policy and guidance.
        In February 1999, EPA's Office of Enforcement and Compliance and 
    Assurance, Federal Facilities and Enforcement Office revised and 
    reissued The Yellow Book: Guide to Environmental Enforcement and 
    Compliance at Federal Facilities, commonly referred to as the Yellow 
    Book. The document supersedes the 1988 Yellow Book titled Federal 
    Facilities Compliance Strategy. The Yellow Book is intended to assist 
    Federal facility staff with achieving and maintaining compliance with 
    environmental requirements as required by Executive Order 12088, 
    Federal Compliance with Pollution Control Standards. In addition, by 
    providing compliance assistance to Federal facilities, the Yellow Book 
    will help EPA achieve it's goals--of Federal facility compliance 
    equaling or surpassing the rest of the regulated community and of 
    Federal facilities leading the way in minimizing environmental 
    contamination.
        The Yellow Book is a comprehensive informational tool that has been 
    developed by FFEO to help Federal agencies comply with environmental 
    requirements. It has been developed to:
         Provide a ``roadmap'' for Federal agency compliance with 
    environmental requirements.
         Explain how, and by whom, Federal facility activities are 
    monitored and tracked.
         Explain the enforcement tools and processes used by EPA, 
    States, American Indian Tribes, and citizens to ensure compliance.
        The Yellow Book is designed to function as a user-friendly guide 
    that contains useful and easily accessed information and as a resource 
    for obtaining additional information on specific environmental issues. 
    The Yellow Book is not intended to ensure compliance with all 
    regulations.
        The revised Yellow Book contains many changes from the 1988 
    version. For example, the new Yellow Book:
         Includes new and revised policies and procedures.
         Includes new and reauthorized laws.
         Discusses more environmental laws.
         Broadens the scope of environmental statute descriptions 
    by: Detailing the requirements of the law; tailoring the descriptions 
    to highlight the law's application to Federal facilities; and 
    describing the enforcement response that can be taken when a Federal 
    facility is in violation of a law's requirements.
         Discusses more executive orders and broadens the scope of 
    executive order descriptions by providing more detail regarding 
    requirements.
         Provides the reader with sources of more information for 
    each subject discussed in the Yellow Book. The Yellow Book contains a 
    preface, seven chapters, and seven appendices.
    
    III. Summary of Chapters
    
        The chapters and appendices are listed below.
    Chapters I through VII
    Chapter I: Identifying Federal Facilities and Tracking Federal Facility 
    Compliance
        This chapter defines Federal facilities, describes the different 
    types of Federal facilities, and identified how EPA tracks Federal 
    facility activity. It provides answers to the following questions: What 
    is a Federal facility? How are Federal facilities identified and 
    tracked?
    Chapter II: Environmental Statutes and Executive Orders
        This chapter summarizes key provisions of environmental statutes 
    and executive orders with which Federal facilities must comply. It 
    addresses the need for Federal facilities to comply not only with 
    Federal environmental requirements, but also with those of State, 
    Tribal, and local governments. In addition, several other laws 
    affecting Federal facilities (e.g., the Base Closure and Realignment 
    Act) are discussed.
    Chapter III: Crosscutting Environmental Issues
        This chapter discusses several crosscutting environmental issues 
    that affect Federal facilities. Included is a discussion of pollution 
    prevention, Federal government environmental awards and challenge 
    programs, environmental justice, American Indian Tribes, innovative 
    technology, the Federal Facilities Environmental Restoration Dialogue 
    Committee, formerly used defense sites, and environmentally beneficial 
    landscaping requirements.
    Chapter IV: Monitoring Federal Facility Compliance
        Chapter IV discusses why and how EPA, States, and Tribes monitor 
    Federal facility activities. It includes a discussion of the goals and 
    objectives of EPA's Federal facility compliance program and identifies 
    the tools frequently employed to monitor Federal agency compliance. 
    Specific topics discussed in Chapter IV include coordination between 
    EPA Regions and the States on Federal facility compliance; the 
    reporting and recordkeeping activities that are required of Federal 
    facilities; the Code of Environmental Management Principles; 
    Environmental Management Systems; inspections of Federal facilities by 
    EPA, States, and/or Tribes;
    
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    audits conducted by the facilities themselves; and Federal Agency 
    Environmental Management Program Planning, commonly referred to as 
    FEDPLAN.
    Chapter V: Enforcement Response to Federal Facility Violations
        Chapter V discusses EPA's Federal facility enforcement philosophy, 
    summarizes key enforcement policies affecting Federal facilities, and 
    provides an overview of enforcement authorities and the enforcement 
    process. Also discussed is EPA's response to violations at Federal 
    facilities operated by non-Federal parties (e.g., government-owned/
    contractor-operated facilities) and State/Tribal response to Federal 
    facility violations. A chart depicting the EPA Federal facilities 
    enforcement process is provided. In addition, an exhibit is presented 
    that provides definitions for significant violators and significant 
    noncompliers of environmental requirements.
    Chapter VI: Compliance Assistance, Training, and Outreach
        This chapter discusses EPA's role in providing compliance 
    assistance to Federal facilities. Included in the discussion are 
    training opportunities, available hotlines, and access to EPA 
    publications.
    Chapter VII: EPA Offices With Major Federal Facility Responsibilities
        Chapter VII provides an overview of the major organizations and 
    groups within EPA that are directly involved in activities affecting 
    Federal facilities. The chapter discusses the roles and 
    responsibilities of the Federal Facilities Enforcement Office, Federal 
    Facilities Restoration and Reuse Office, Office of Site Remediation 
    Enforcement, Office of Federal Activities, Federal Facilities 
    Leadership Council, and Regional Federal Facility Coordinators.
    Appendices A through F
    Appendix A: Regional Federal Facility Coordinators
    Appendix B: Administrative Assessment of Civil Penalties Against 
    Facilities Under the Clean Air Act and Guidance on Implementation of 
    EPA's Penalty/Compliance Order Authority Against Federal Agencies Under 
    the Clean Air Act (CAA)
    Appendix C: Key Executive Orders
    Appendix D: EPA/FFEO Compliance Assistance Tools for Federal Facilities
    Appendix E: Hotlines
    Appendix F: Web Pages
    
    List of Subjects
    
        Environmental protection.
    
        Dated: September 17, 1999.
    Craig E. Hooks,
    Director, Federal Facilities Enforcement Office.
    
    [FR Doc. 99-25051 Filed 9-24-99; 8:45 am]
    BILLING CODE 6560-50-F
    
    
    

Document Information

Published:
09/27/1999
Department:
Environmental Protection Agency
Entry Type:
Notice
Action:
Notice of availability.
Document Number:
99-25051
Pages:
51973-51975 (3 pages)
Docket Numbers:
FRL-6381-8
PDF File:
99-25051.pdf