96-22266. National Volatile Organic Compound Emission Standards for Architectural Coatings  

  • [Federal Register Volume 61, Number 171 (Tuesday, September 3, 1996)]
    [Proposed Rules]
    [Pages 46410-46417]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-22266]
    
    
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    ENVIRONMENTAL PROTECTION AGENCY
    
    40 CFR Part 59
    
    [AD-FRL-5604-1]
    
    
    National Volatile Organic Compound Emission Standards for 
    Architectural Coatings
    
    AGENCY: Environmental Protection Agency (EPA).
    
    ACTION: Proposed rule; extension of public comment period.
    
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    SUMMARY: The EPA is publishing the proposed regulatory text and 
    extending the public comment period for the proposed National Volatile 
    Organic Emission Standards for Architectural Coatings. As initially 
    published in the Federal Register on June 25, 1996 (61 FR 32729), 
    written comments on the proposed rule were to be submitted to the EPA 
    on or before August 30, 1996 (a 60-day public comment period). The 
    public comment period is being extended and will end on September 30, 
    1996.
        Two errors in the proposed rule are being corrected in this notice, 
    and the text of the corrected proposed rule is printed herein for the 
    convenience of interested parties.
        In addition, this document discusses the definition of ``small 
    entity'' used to evaluate impacts under the Regulatory Flexibility Act 
    since it is different than the definition used by the Small Business 
    Administration (SBA). The EPA requests comments on this alternative 
    definition.
    
    DATES: Written comments must be submitted by September 30, 1996.
    
    ADDRESSES: Comments. Comments should be submitted (in duplicate) to: 
    Air and Radiation Docket and Information Center (6102), Attention: 
    Docket No. A-92-18, U.S. Environmental Protection Agency, 401 M Street, 
    SW, Washington, DC 20460. Comments and data may also be submitted 
    electronically by sending electronic mail (e-mail) to: docket@epamail.epa.gov. Electronic comments must be submitted as an 
    ASCII file avoiding the use of special characters and any form of 
    encryption. Comments and data will also be accepted on diskette in 
    WordPerfect 5.1 file format or ASCII file format. All comments and data 
    in electronic form must be identified by the docket number A-92-18. No 
    Confidential Business Information (CBI) should be submitted through e-
    mail.
        Docket. The proposed regulatory text and other materials related to 
    this rulemaking, excepting any information claimed as CBI, are 
    available for public review. This public record has been established 
    for the rulemaking under Docket No. A-92-18 and contains supporting 
    information used in developing the proposed rule. The docket, including 
    paper versions of electronic comments, is available for public 
    inspection and copying between 8:30 a.m. and 5:30 p.m., Monday through 
    Friday, at the U.S. Environmental Protection Agency Air and Radiation 
    Docket and Information Center (6102), Waterside Mall, Room M1500, 401 M 
    Street, SW, Washington, DC 20460; telephone number (202) 260-7548, FAX 
    (202) 260-4400. A reasonable fee may be charged for copying.
    
    FOR FURTHER INFORMATION CONTACT: Ms. Ellen Ducey, Coatings and Consumer 
    Products Group, Emission Standards Division (MD-13), U.S. Environmental 
    Protection Agency, Office of Air Quality Planning and Standards, 
    Research Triangle Park, North Carolina 27711, telephone number (919) 
    541-5408.
    
    SUPPLEMENTARY INFORMATION: On June 25, 1996, at 61 FR 32729, the EPA 
    published the proposed National Volatile Organic Compound Emission 
    Standards for Architectural Coatings and provided a 60-day public 
    comment period. Requests have been received to extend the public 
    comment period beyond the 60 days originally provided. In consideration 
    of these requests, some of which were from small businesses that will 
    be affected by the rule, the EPA is extending the comment period by 30 
    days (until September 30, 1996), in order to give all interested 
    persons the opportunity to comment fully.
        The proposed rule text is included in this notice to enhance its 
    availability to commenters. Corrections of two errors in the previous 
    version of the rule text are highlighted below.
        The first correction is in the definition of volatile organic 
    compound (VOC) content in Section 59.401. Both Equation 1 and Equation 
    2 define the term Ws. This term is used to represent ``the weight 
    of volatiles, in grams.'' In the previous version of the proposed rule, 
    it was incorrectly defined as ``the weight of VOC, in grams.'' The 
    EPA's Method 24--Determination of volatile matter content, water 
    content, density, volume solids, and weight solids of surface coatings 
    details the standard methods used to determine the VOC content of a 
    coating, including the volatile content of coatings.
        The second correction is in Section 59.403 which details container 
    labeling requirements. The error in the rule text
    
    [[Page 46411]]
    
    was in paragraph (a)(3), which describes the VOC content type of 
    information that must be on the label. The incorrect portion of the 
    proposed rule text required the label to include a statement of the VOC 
    content in the container. This is being corrected to specify that the 
    VOC content statement on the label shall refer to the maximum VOC 
    content of the coating in the container, displayed in units of grams of 
    VOC per liter of coating thinned to the manufacturer's recommendation, 
    excluding the volume of any water, exempt compounds, or colorant added 
    to tint bases.
        Information on the label about the maximum VOC content of the 
    coating may not allow consumers to compare VOC contents of different 
    coatings. This is because manufacturers would tend to specify on the 
    label that the maximum VOC content of the coating is the applicable 
    standard. Use of a maximum VOC content on the label that is well above 
    the actual VOC content of the coating would allow a manufacturer to 
    account for fluctuations in VOC content of the coating due to batch 
    variation, as well as formulation modifications without requiring a 
    label change to reflect the actual VOC content adjustment. The EPA 
    requests comment on whether consumers would benefit from a VOC labeling 
    requirement that more accurately reflects the actual VOC content of the 
    coating. For example, the requirement could specify that the VOC 
    content of the coating must be within 75 grams of the VOC content on 
    the label. Alternatively, the EPA requests comment on the use of a 
    label which would specify ``this coating meets all applicable State and 
    Federal VOC requirements.''
    
    Request for Comment on Definition of Small Business
    
        The Regulatory Flexibility Act of 1980 requires special 
    consideration of the effect of Federal regulations on small entities. 
    Results of the initial regulatory flexibility analysis were summarized 
    in Section VII.D of the June 25, 1996 Federal Register notice for the 
    architectural coatings proposed rule. Docket No. A-92-18 contains the 
    complete initial regulatory flexibility analysis.
        To conduct a regulatory flexibility analysis, small entities may be 
    defined using the criteria prescribed in the Regulatory Flexibility Act 
    or some other criteria identified by the EPA. The SBA's general size 
    standard definitions for Standard Industrial Classification (SIC) codes 
    is one way to define small businesses. These size standards are 
    presented either by number of employees or by annual receipt levels, 
    depending on the SIC code. For SIC 2851, Paint and Allied Products, the 
    SBA defines small business as fewer than 500 employees. Because the 
    coating manufacturing industry is not labor intensive, a revenue value 
    cut-off rather than a number of employees cut-off appears to be a 
    better measure to reflect the ability of a manufacturer to devote time 
    as well as research and development resources to meet regulation 
    requirements. Based on input from stakeholders, the EPA has defined 
    small manufacturers as having less than $10 million in annual 
    architectural coating sales and less than $50 million in total annual 
    sales of all products. Using this alternative definition, between 70 
    and 85 percent of the architectural coating industry would be 
    classified as small. The EPA requests comment on use of this 
    alternative definition to identify small entities under the Regulatory 
    Flexibility Act.
    
    List of Subjects in 40 CFR Part 59
    
        Environmental protection, Air pollution control, Architectural 
    coatings, Ozone, Volatile organic compound.
    
        Dated: August 23, 1996.
    Mary D. Nichols,
    Assistant Administrator for Air and Radiation.
    
        For the reasons set out in the preamble, it is proposed that 40 CFR 
    Part 59 be added consisting of subpart D to read as follows:
    
    PART 59--NATIONAL VOLATILE ORGANIC COMPOUND EMISSION STANDARDS FOR 
    CONSUMER AND COMMERCIAL PRODUCTS
    
    Subpart D--National Volatile Organic Compound Emission Standards for 
    Architectural Coatings
    Secs.
    59.400  Applicability and designation of source.
    59.401  Definitions.
    59.402  Standards.
    59.403  Container labeling requirements.
    59.404  Test methods.
    59.405  Recordkeeping requirements.
    59.406  Reporting requirements.
    59.407  Variances.
    
        Authority: 42 U.S.C. 7401 et seq.
    
    Subpart D--National Volatile Organic Compound Emission Standards 
    for Architectural Coatings
    
    
    Sec. 59.400  Applicability and designation of source.
    
        (a) The provisions of this subpart apply to architectural coatings 
    manufactured or imported on or after April 1, 1997 for sale or 
    distribution in the United States.
        (b) The provisions of this subpart apply to each manufacturer or 
    importer of architectural coatings that sells or distributes these 
    coatings in the United States.
        (c) The provisions of this subpart do not apply to architectural 
    coatings meeting the requirements in paragraphs (c)(1), (c)(2), (c)(3), 
    (c)(4), or (c)(5) of this section.
        (1) Coatings that are manufactured exclusively for sale or 
    distribution outside the United States.
        (2) Coatings that are manufactured or imported prior to April 1, 
    1997.
        (3) Coatings that are sold in nonrefillable aerosol containers.
        (4) Coatings that are collected and redistributed at community-
    based paint exchanges.
        (5) Coatings that are sold in containers with a volume of one liter 
    or less.
    
    
    Sec. 59.401  Definitions.
    
        Administrator means the Administrator of the United States 
    Environmental Protection Agency (U.S. EPA) or his or her authorized 
    representative.
        Antenna coating means a coating formulated and recommended for 
    application to equipment and associated structural appurtenances that 
    are used to receive or transmit electromagnetic signals.
        Anti-fouling coating means a coating formulated and recommended for 
    application to submerged stationary structures and their appurtenances 
    to prevent or reduce the attachment of marine or freshwater biological 
    organisms, including, but not limited to, coatings registered with the 
    EPA under the Federal Insecticide, Fungicide, and Rodenticide Act (7 
    U.S.C. 136, et seq.) and nontoxic foul-release coatings.
        Anti-graffiti coating means a clear or opaque high performance 
    coating specifically labeled as an anti-graffiti coating and formulated 
    and recommended for application to interior and exterior walls, doors, 
    partitions, fences, signs, and murals to deter adhesion of graffiti and 
    to resist repeated scrubbing and exposure to harsh solvents, cleansers, 
    or scouring agents used to remove graffiti.
        Appurtenance means any accessory to a stationary structure, whether 
    installed or detached at the proximate site of installation, including 
    but not limited to: bathroom and kitchen fixtures; cabinets; concrete 
    forms; doors; elevators; fences; hand railings; heating equipment, air 
    conditioning equipment, and other fixed mechanical equipment or 
    stationary tools; lamp posts;
    
    [[Page 46412]]
    
    partitions; pipes and piping systems; rain gutters and downspouts; 
    stairways, fixed ladders, catwalks, and fire escapes; and window 
    screens.
        Architectural coating means a coating recommended for field 
    application to stationary structures and their appurtenances, to 
    portable buildings, to pavements, or to curbs.
        Architectural coating importer or importer means a company, group, 
    or individual that brings architectural coatings from a location 
    outside the United States into the United States for sale or 
    distribution within the United States.
        Architectural coating manufacturer or manufacturer means a company, 
    group, or individual that produces, packages, or repackages 
    architectural coatings for sale or distribution in the United States. A 
    company, group, or individual that repackages architectural coatings as 
    part of a community-based paint exchange, and does not produce, 
    package, or repackage any other architectural coatings for sale or 
    distribution in the United States, is excluded from this definition.
        Below-ground wood preservative means a coating that is formulated 
    and recommended to protect below-ground wood from decay or insect 
    attack and that is registered with the EPA under the Federal 
    Insecticide, Fungicide, and Rodenticide Act (7 U.S.C. 136, et seq.).
        Bituminous coating and mastic means a coating or mastic formulated 
    and recommended for roofing, pavement sealing, or waterproofing that 
    incorporates bitumens. Bitumens are black or brown materials including, 
    but not limited to, asphalt, tar, pitch, and asphaltite that are 
    soluble in carbon disulfide, consist mainly of hydrocarbons, and are 
    obtained from natural deposits of asphalt or as residues from the 
    distillation of crude petroleum or coal.
        Bond breaker means a coating formulated and recommended for 
    application between layers of concrete to prevent a freshly poured top 
    layer of concrete from bonding to the layer over which it is poured.
        Chalkboard resurfacer means a coating formulated and recommended 
    for application to chalkboards to restore a suitable surface for 
    writing with chalk.
        Clear coating means a coating that produces a dry film that allows 
    light to pass through, so that the substrate may be distinctly seen.
        Clear and semitransparent wood preservative means a coating that is 
    formulated and recommended to protect exposed wood from decay or insect 
    attack, registered with the EPA under the Federal Insecticide, 
    Fungicide, and Rodenticide Act (7 U.S.C. 136, et seq.), that may change 
    the color of the substrate but does not conceal the substrate.
        Coating means a protective, decorative, or functional film applied 
    to a surface. Such materials include, but are not limited to, paints, 
    topcoats, varnishes, sealers, stains, washcoats, basecoats, enamels, 
    and temporary protective coatings.
        Coating product means all coatings produced by one manufacturer or 
    imported by one importer that have the same formulation and are defined 
    within the same architectural coating category listed in Table 1 of 
    this subpart.
        Colorant means a concentrated pigment dispersion of water, solvent, 
    and/or binder that is added to an architectural coating in a paint 
    store or on-site to produce the desired color.
        Community-based paint exchange means a program in which members of 
    the general public may drop off and pick up usable post-consumer 
    architectural coatings in order to reduce household hazardous waste.
        Concrete curing compound means a coating formulated and recommended 
    for application to freshly placed concrete to retard the evaporation of 
    water.
        Concrete protective coating means a high build coating formulated 
    and recommended for application in a single coat over concrete, 
    plaster, or other cementitious surfaces. These coatings are formulated 
    to be primerless, one-coat systems that can be applied over form oils 
    and/or uncured concrete. These coatings prevent spalling of concrete in 
    freezing temperatures by providing long-term protection from water and 
    chloride ion intrusion.
        Container means the individual receptacle that holds the coating 
    for storage and distribution.
        Dry fog coating means a coating formulated and recommended only for 
    spray application such that overspray droplets dry before subsequent 
    contact with incidental surfaces in the vicinity of the surface coating 
    activity.
        Exempt compounds means specific organic compounds that are not 
    considered volatile organic compounds due to negligible photochemical 
    reactivity. The exempt compounds are specified in Sec. 51.100(s) of 
    this chapter.
        Exterior coating means an architectural coating formulated and 
    recommended for use in conditions exposed to the weather.
        Extreme high durability coating means an air dry fluoropolymer-
    based coating that is formulated and recommended for the protection of 
    architectural subsections and that meets the weathering requirements of 
    American Architectural Manufacturer's Association specification 605.2 
    Section 7.9.
        Fire-retardant/resistive coating means a clear or opaque coating 
    formulated and recommended to retard ignition and flame spread, or to 
    delay melting or structural weakening due to high heat that has been 
    fire tested and rated by a certified laboratory for use in bringing 
    buildings and construction materials into compliance with Federal, 
    State, and local building code requirements.
        Flat coating means a coating that is not defined under any other 
    definition in this section and that registers gloss less than 15 on an 
    85-degree meter or less than 5 on a 60-degree meter according to 
    American Society for Testing and Materials Method D523, Standard Test 
    Method for Specular Gloss.
        Floor coating means a coating that is formulated and recommended 
    for application to flooring including, but not limited to, decks, 
    porches, and steps and that has a high degree of abrasion resistance.
        Flow coating means a coating that is used by electric power 
    companies or their subcontractors to maintain the protective coating 
    systems present on utility transformer units.
        Form release compound means a coating formulated and recommended 
    for application to a concrete form to prevent the freshly placed 
    concrete from bonding to the form. The form may consist of wood, metal, 
    or some material other than concrete.
        Graphic arts coating or sign paint means a coating formulated and 
    recommended for hand-application either on site or in shop by artists 
    using brush or roller techniques to indoor or outdoor signs (excluding 
    structural components) and murals including lettering enamels, poster 
    colors, copy blockers, and bulletin enamels.
        Heat reactive coating means a high performance phenolic-based 
    coating requiring a minimum temperature of 191  deg.C (375  deg.F) to 
    204  deg.C (400  deg.F) to obtain complete polymerization or cure. 
    These coatings are formulated and recommended for commercial and 
    industrial use to protect substrates from degradation and maintain 
    product purity in which one or more of the following extreme conditions 
    exist:
        (1) Continuous or repeated immersion exposure to 90 to 98 percent 
    sulfuric acid or oleum;
        (2) Continuous or repeated immersion exposure to strong organic 
    solvents;
    
    [[Page 46413]]
    
        (3) Continuous or repeated immersion exposure to petroleum 
    processing at high temperatures and pressures; and
        (4) Continuous or repeated immersion exposure to food or 
    pharmaceutical products which may or may not require high temperature 
    sterilization.
        High temperature coating means a high performance coating 
    formulated and recommended for application to substrates exposed 
    continuously or intermittently to temperatures above 260  deg.C (500 
    deg.F).
        Impacted immersion coating means a high performance maintenance 
    coating formulated and recommended for application to steel structures 
    subject to immersion in turbulent, debris-laden water. These coatings 
    are specifically resistant to high-energy impact damage caused by 
    floating ice or debris.
        Importer (See the definition for architectural coating importer.)
        Industrial maintenance coatings mean high performance architectural 
    coatings including primers, sealers, undercoaters, and intermediate and 
    topcoats formulated for substrates in industrial, commercial, or 
    institutional situations that are exposed to one or more of the 
    following extreme environmental conditions:
        (1) Immersion in water, wastewater, or chemical solutions (aqueous 
    and nonaqueous solutions), or chronic exposure of interior surfaces to 
    moisture condensation;
        (2) Acute or chronic exposure to corrosive, caustic, or acidic 
    agents, or to chemicals, chemical fumes, or chemical mixtures or 
    solutions;
        (3) Repeated exposure to temperatures above 120  deg.C (250 
    deg.F);
        (4) Repeated (frequent) heavy abrasion, including mechanical wear 
    and repeated (frequent) scrubbing with industrial solvents, cleansers, 
    or scouring agents; or
        (5) Exterior exposure of metal structures and structural 
    components.
        Interior clear wood sealer means a low viscosity coating formulated 
    and recommended for sealing and preparing porous wood by penetrating 
    the wood and creating a uniform smooth substrate for a finish coat of 
    paint or varnish.
        Interior coating means an architectural coating formulated and 
    recommended for use in conditions not exposed to natural weathering.
        Label means any written, printed, or graphic matter affixed to, 
    applied to, attached to, blown into, formed, molded into, embossed on, 
    or appearing upon any architectural coating container for purposes of 
    branding, identifying, or giving information with respect to the 
    product, use of the product, or contents of the container.
        Lacquer means a clear or pigmented wood finish including clear 
    lacquer sanding sealers formulated with cellulosic or synthetic resins 
    to dry by evaporation without chemical reaction and to provide a solid, 
    protective film.
        Low solids stain means a stain containing one pound or less of 
    solids per gallon (0.12 kilograms per liter) of coating material and 
    for which at least half of the volatile component is water.
        Low solids wood preservative means a wood preservative containing 
    one pound or less of solids per gallon (0.12 kilograms per liter) of 
    coating material and for which at least half of the volatile component 
    is water.
        Manufacturer (See the definition for architectural coating 
    manufacturer.)
        Magnesite cement coating means a coating formulated and recommended 
    for application to magnesite cement decking to protect the magnesite 
    cement substrate from erosion by water.
        Mastic texture coating means a coating formulated and recommended 
    to cover holes and minor cracks and to conceal surface irregularities, 
    and is applied in a single coat of at least 10 mils (0.010 inches; dry 
    film thickness).
        Metallic pigmented coating means a nonbituminous coating containing 
    at least 0.4 pounds of metallic pigment per gallon (0.048 kilograms per 
    liter) of coating including, but not limited to, zinc pigment.
        Multi-colored coating means a coating that is packaged in a single 
    container and exhibits more than one color when applied.
        Nonferrous ornamental metal lacquers and surface protectant means a 
    clear coating formulated and recommended for application to ornamental 
    architectural metal substrates (bronze, stainless steel, copper, brass, 
    and anodized aluminum) to prevent oxidation, corrosion, and surface 
    degradation.
        Nonflat coating means a coating that is not defined under any other 
    definition in this section and that registers a gloss of 15 or greater 
    on an 85-degree meter or five or greater on a 60-degree meter according 
    to American Society for Testing and Materials Method D523, Standard 
    Test Method for Specular Gloss.
        Nuclear coating means any protective coating used to seal porous 
    surfaces such as steel (or concrete) that otherwise would be subject to 
    intrusion by radioactive materials. These coatings must be resistant to 
    long-term (service life) cumulative radiation exposure (American 
    Society for Testing and Materials Method D4082), relatively easy to 
    decontaminate (American Society for Testing and Materials Method 
    D4256), and resistant to various chemicals to which the coatings are 
    likely to be exposed (American Society for Testing and Materials Method 
    D3912). General protective requirements are outlined by the Department 
    of Energy (formerly U.S. Atomic Energy Commission Regulatory Guide 
    1.54).
        Opaque coating means a coating producing a dry film that does not 
    allow light to pass through, so that the substrate is concealed from 
    view.
        Opaque stain means a coating labeled as a stain and formulated and 
    recommended to hide the surface but not conceal its texture.
        Opaque wood preservative means a coating formulated and recommended 
    to protect wood from decay or insect attack that is not classified as a 
    clear, semitransparent, or below-ground wood preservative and that is 
    registered with the EPA under the Federal Insecticide, Fungicide, and 
    Rodenticide Act (7 U.S.C. 136 et seq.).
        Pigmented means containing finely ground insoluble powder dispersed 
    to give a characteristic color.
        Post-consumer coating means an architectural coating that has 
    previously been purchased or distributed but not applied, and reenters 
    the marketplace to be purchased by or distributed to a consumer. Post-
    consumer coatings include, but are not limited to, coatings collected 
    during community-based household hazardous waste collection programs 
    for repackaging or blending with virgin coating materials.
        Pretreatment wash primer means a primer that contains a minimum of 
    0.5 percent acid, by weight, that is applied directly to bare metal 
    surfaces in thin films to provide corrosion resistance and to promote 
    adhesion of subsequent topcoats.
        Primer means a coating formulated and recommended for application 
    to substrates to provide a firm bond between the substrate and 
    subsequent coats.
        Quick-dry enamel means a nonflat coating that has the following 
    characteristics:
        (1) Is capable of being applied directly from the container under 
    normal conditions with ambient temperatures between 16 and 27  deg.C 
    (60 and 80  deg.F);
        (2) When tested in accordance with American Society for Testing 
    Materials Method D1640, Standard Test Methods for Drying, Curing, or 
    Film Formation of Organic Coatings at Room Temperature, sets to touch 
    in two hours or less, is tack free in four hours or less, and dries 
    hard in eight hours or less by the mechanical test method; and
        (3) Has a dried film gloss of 70 or above on a 60 degree meter.
    
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        Quick-dry primer, sealer, and undercoater means a primer, sealer, 
    or undercoater that is dry to the touch in one-half hour and can be 
    recoated in two hours when tested in accordance with American Society 
    for Testing and Materials Method D1640, Standard Test Methods for 
    Drying, Curing, or Film Formation of Organic Coatings at Room 
    Temperature.
        Recycled coating means an architectural coating that contains some 
    portion of post-consumer coating. Recycled architectural coatings 
    include, but are not limited to, post-consumer coatings that have been 
    repackaged or blended with virgin coating materials.
        Repackaging means to transfer an architectural coating from one 
    container to another container for sale or distribution in the final 
    container.
        Repair and maintenance thermoplastic coating means an industrial 
    maintenance coating that has vinyl or chlorinated rubber as a primary 
    resin and is recommended solely for the repair of existing vinyl or 
    chlorinated rubber coatings without the full removal of the existing 
    coating system.
        Roof coating means a nonbituminous coating or a nonthermoplastic 
    rubber coating formulated and recommended for application to exterior 
    roofs for the primary purpose of preventing penetration of the 
    substrate by water or reflecting heat and reflecting ultraviolet 
    radiation.
        Rust preventive coating means a coating formulated and recommended 
    for use in preventing the corrosion of ferrous metal surfaces in 
    residential situations.
        Sales means the introduction of a coating product into U.S. 
    commerce.
        Sanding sealer means a clear wood coating formulated and 
    recommended for application to bare wood to seal the wood and to 
    provide a coat that can be sanded to create a smooth surface. A sanding 
    sealer that also meets the definition of a lacquer sanding sealer shall 
    not be considered in this category, but shall be considered to be in 
    the lacquer category.
        Sealer means a coating formulated and recommended for application 
    to substrates for one or more of the following purposes: to prevent 
    subsequent coatings from being absorbed by the substrate; to prevent 
    harm to subsequent coatings by materials in the substrate; to block 
    stains, odors, or efflorescence; to seal fire, smoke, or water damage; 
    or to condition chalky surfaces.
        Semitransparent stain means a coating formulated and recommended 
    for application to substrates to impart a desired color without 
    completely concealing the surface or its natural texture or grain 
    pattern.
        Shellac means a clear or pigmented coating formulated with natural 
    resins soluble in alcohol (including, but not limited to, the resinous 
    secretions of the lac beetle, Laciffer lacca). Shellacs dry by 
    evaporation without chemical reaction and provide a quick-drying, solid 
    protective film that may be used for blocking stains.
        Swimming pool coating means a coating formulated and recommended to 
    coat the interior of swimming pools and to resist swimming pool 
    chemicals.
        Thermoplastic rubber coating and mastic means a coating or mastic 
    formulated and recommended for application to roofing or other 
    structural surfaces and that incorporates no less than 40 percent by 
    weight of thermoplastic rubbers in the total resin solids and may also 
    contain other ingredients including, but not limited to, fillers, 
    pigments, and modifying resins.
        Tint Base means a coating to which colorant is added to produce a 
    desired color.
        Traffic marking coating means a coating formulated and recommended 
    for marking and striping streets, highways, and other traffic surfaces 
    including, but not limited to, curbs, berms, driveways, parking lots, 
    and airport runways.
        Undercoater means a coating formulated and recommended to provide a 
    smooth surface for subsequent coats.
        Varnish means a clear or semi-transparent coating (excluding 
    lacquers and shellacs) formulated to provide a durable, solid, 
    protective film. Varnishes may contain small amounts of pigment to 
    color a surface, or to control the final sheen or gloss of the finish.
        Volatile organic compound or VOC means any organic compound that 
    participates in atmospheric photochemical reactions, that is, any 
    organic compound other than those which the Administrator designates as 
    having negligible photochemical reactivity. For a list of compounds 
    that the Administrator has designated as having negligible 
    photochemical reactivity, also referred to as exempt compounds, refer 
    to 40 CFR 51.100.
        VOC content. (1) VOC content means the amount of VOC, in grams, in 
    one liter of coating thinned to the manufacturer's maximum 
    recommendation excluding the volume of any water, exempt compounds, or 
    colorant added to tint bases. Grams of VOC per liter of material means 
    the weight of VOC per volume of material and is calculated by using 
    equation 1 unless the coating meets the definition of a ``low solids'' 
    stain or wood preservative, in which case, Equation 2 is used.
    [GRAPHIC] [TIFF OMITTED] TP03SE96.000
    
    where:
    
    VOC = grams of VOC per liter of coating
    Ws = weight of volatiles, in grams
    Ww = weight of water, in grams
    Wec = weight of exempt compounds, in grams
    Vm = volume of coating, in liters
    Vw = volume of water, in liters
    Vec = volume of exempt compounds, in liters
    
        (2) Equation 2 may be used to calculate the VOC content of the 
    coating for low solids stains and wood preservatives:
    [GRAPHIC] [TIFF OMITTED] TP03SE96.001
    
    where:
    
    VOCls = the VOC content of a low solids coating in grams of VOC 
    per liter of coating
    Ws = weight of volatiles, in grams
    Ww = weight of water, in grams
    Wec = weight of exempt compounds, in grams
    Vm = volume of coating, in liters
        Waterproofing (treatment) sealer means a coating that is applied to 
    porous substrates for the primary purpose of preventing the penetration 
    of water.
    
    
    Sec. 59.402  Standards.
    
        (a) Effective April 1, 1997 and thereafter, manufacturers and 
    importers of architectural coatings subject to this subpart shall limit 
    the VOC content of each architectural coating manufactured or imported 
    to the VOC levels in Table 1, except as provided in Sec. 59.407.
    
    [[Page 46415]]
    
    
    
    Table 1.--Architectural Coating Volatile Organic Compound Content Levels
       [Unless otherwise specified, units are in grams of VOC per liter of  
     coating thinned to the manufacturer's maximum recommendation excluding 
      the volume of any water, exempt compounds, or colorant added to tint  
                                     bases]                                 
    ------------------------------------------------------------------------
                                                                   Effective
                           Coating category                         April 1,
                                                                      1997  
    ------------------------------------------------------------------------
    Antenna coatings.............................................        530
    Anti-fouling coatings........................................        400
    Anti-graffiti coatings.......................................        600
    Bituminous coatings and mastics..............................        500
    Bond breakers................................................        600
    Chalkboard resurfacers.......................................        450
    Concrete curing compounds....................................        350
    Concrete protective coatings.................................        400
    Dry fog coatings.............................................        400
    Extreme high durability coatings.............................        800
    Fire-retardant/resistive coatings:                                      
        Clear....................................................        850
        Opaque...................................................        450
    Flat coatings:                                                          
        Exterior.................................................        250
        Interior.................................................        250
    Floor coatings...............................................        400
    Flow coatings................................................        650
    Form release compounds.......................................        450
    Graphic arts coatings (sign paints)..........................        500
    Heat reactive coatings.......................................        420
    High temperature coatings....................................        650
    Impacted immersion coatings..................................        780
    Industrial maintenance coatings..............................        450
    Lacquers (including lacquer sanding sealers).................        680
    Magnesite cement coatings....................................        600
    Mastic texture coatings......................................        300
    Metallic pigmented coatings..................................        500
    Multi-colored coatings.......................................        580
    Nonferrous ornamental metal lacquers and surface protectants.        870
    Nonflat coatings:                                                       
        Exterior.................................................        380
        Interior.................................................        380
    Nuclear coatings.............................................        420
    Pretreatment wash primers....................................        780
    Primers and undercoaters.....................................        350
    Quick-dry coatings:                                                     
        Enamels..................................................        450
        Primers, sealers, and undercoaters.......................        450
    Repair and maintenance thermoplastic coatings................        650
    Roof coatings................................................        250
    Rust preventative coatings...................................        400
    Sanding sealers (other than lacquer sanding sealers).........        550
    Sealers (including interior clear wood sealers)..............        400
    Shellacs:                                                               
        Clear....................................................        650
        Opaque...................................................        550
    Stains:                                                                 
        Clear and semitransparent................................        550
        Opaque...................................................        350
        Low solids...............................................      a 120
    Swimming pool coatings.......................................        600
    Thermoplastic rubber coatings and mastics....................        550
    Traffic marking coatings.....................................        150
    Varnishes....................................................        450
    Waterproofing sealers and treatments:                                   
        Clear....................................................        600
        Opaque...................................................        400
    Wood preservatives:                                                     
        Below ground wood preservatives..........................        550
        Clear and semitransparent................................        550
        Opaque...................................................        350
        Low solids...............................................      a 120
    ------------------------------------------------------------------------
    a Units are grams of VOC per liter of coating, including water and      
      exempt compounds, thinned to the maximum thinning recommended by the  
      manufacturer.                                                         
    
    
    [[Page 46416]]
    
    
        (b) If anywhere on the container of any architectural coating, or 
    any label or sticker affixed to the container, or in any sales, 
    advertising, or technical literature supplied by a manufacturer or 
    importer or anyone acting on their behalf, any representation is made 
    that the coating may be suitable for use in more than one of the 
    coating categories listed in Table 1, then the most restrictive VOC 
    level shall apply. This requirement does not apply to the 
    representation of the following coatings in paragraphs (b)(1) through 
    (b)(7).
        (1) High temperature coatings that may also be suitable for use as 
    metallic pigmented coatings shall only be subject to the VOC level in 
    Table 1 for high temperature coatings.
        (2) Lacquer sanding sealers that may also be suitable for use as 
    sanding sealers in conjunction with clear lacquer topcoats shall only 
    be subject to the VOC level in Table 1 for lacquer sanding sealers.
        (3) Metallic pigmented coatings that may also be suitable for use 
    as roof coatings, industrial maintenance coatings, or primers shall 
    only be subject to the VOC level in Table 1 for metallic pigmented 
    coatings.
        (4) Shellacs that may also be suitable for use as primers, sealers, 
    or undercoaters shall only be subject to the VOC level in Table 1 for 
    shellacs.
        (5) Fire-retardant/resistive coatings that may be suitable for use 
    as any other architectural coating shall only be subject to the VOC 
    level in Table 1 for fire-retardant/resistive coatings.
        (6) Pretreatment wash primers that may be suitable for use as 
    primers shall only be subject to the VOC level in Table 1 for 
    pretreatment wash primers.
        (7) Industrial maintenance coatings that may also be suitable for 
    use as primers shall only be subject to the VOC level in Table 1 for 
    industrial maintenance coatings.
        (c) For the purpose of determining compliance with the standards of 
    this subpart, the VOC content shall be determined using the procedure 
    in Sec. 59.404. With the exception of low solids stains and low solids 
    wood preservatives, the VOC content shall be determined in grams of VOC 
    per liter of coating thinned to the manufacturer's maximum 
    recommendation excluding the volume of any water, exempt compounds, or 
    colorant added to tint bases. For low solids stains and low solids wood 
    preservatives, the VOC content shall be determined in units of grams of 
    VOC per liter of coating thinned to the manufacturer's maximum 
    recommendation including the volume of any water and exempt compounds.
        (d) For the purpose of determining compliance with the requirements 
    of this subpart, manufacturers or importers of recycled architectural 
    coatings may calculate an adjusted VOC content to account for the post-
    consumer coating content. The adjusted VOC content shall be determined 
    using Equation 3.
    [GRAPHIC] [TIFF OMITTED] TP03SE96.002
    
    Where:
    
    Adjusted VOC = The VOC content assigned to the recycled coating for 
    purposes of complying with provisions of this section (grams VOC per 
    liter of coating thinned to the manufacturer's maximum recommendation 
    excluding the volume of any water, exempt compounds, or colorant added 
    to tint bases.)
    Actual VOC = The VOC content of the coating product as determined using 
    the procedure in Sec. 59.404.
    Percent Post-consumer Coating = The volume percent of the coating 
    product that is post-consumer architectural coating as determined in 
    paragraph (e) of this section.
    
        (e) Manufacturers or importers of recycled architectural coatings 
    calculating an adjusted VOC as described in Sec. 59.402(d) of this 
    section shall determine the post-consumer architectural coating content 
    of each recycled coating using Equation 4.
    [GRAPHIC] [TIFF OMITTED] TP03SE96.003
    
    Where:
    
    Percent Post-consumer = The volume percent of a recycled coating that 
    is post-consumer coating materials.
    Volume of Post-consumer Coating = The volume of post-consumer coating 
    materials per gallon used in the production of a recycled coating.
    Volume of Virgin Materials = The volume of virgin coating materials per 
    gallon used in the production of a recycled coating.
    
    
    Sec. 59.403  Container labeling requirements.
    
        (a) Manufacturers and importers subject to the provisions of this 
    subpart shall include the information listed in paragraphs (a)(1) 
    through (a)(3) of this section on the label or lid of all architectural 
    coatings subject to this subpart that are manufactured or imported on 
    or after April 1, 1997.
        (1) The date of manufacture of the contents or a code indicating 
    the date of manufacture.
        (2) A statement of the manufacturer's recommendation regarding 
    thinning of the coating. This requirement does not apply to the 
    thinning of architectural coatings with water. If thinning of the 
    coating prior to use is not necessary, the recommendation shall specify 
    that the coating is to be applied without thinning.
        (3) The maximum VOC content of the coating in the container, 
    including any recommended thinning. With the exception of low solids 
    stains and low solids wood preservatives, this VOC content shall be 
    displayed in units of grams of VOC per liter of coating thinned to the 
    manufacturer's maximum recommendation excluding the volume of any 
    water, exempt compounds, or colorant added to tint bases. For low 
    solids stains and low solids wood preservatives, the VOC content shall 
    be displayed in units of grams of VOC per liter of coating thinned to 
    the manufacturer's maximum recommendation including the volume of any 
    water and exempt compounds.
        (b) Manufacturers and importers of industrial maintenance coatings 
    manufactured or imported on or after April 1, 1997 that are subject to 
    the provisions of this subpart shall display on the label or lid of the 
    container the phrase ``NOT INTENDED FOR RESIDENTIAL USE.''
    
    [[Page 46417]]
    
        (c) Manufacturers or importers of recycled coatings complying with 
    the requirements of Sec. 59.402(d) shall indicate the post-consumer 
    coating content by including the following statement on the container 
    label or lid: ``CONTAINS NOT LESS THAN X PERCENT BY VOLUME POST-
    CONSUMER COATING,'' where ``X'' is replaced by the percent, by volume, 
    of post-consumer architectural coating.
    
    
    Sec. 59.404  Test methods.
    
        (a) Except as provided in paragraph (b) of this section, the EPA's 
    Reference Method 24 of Appendix A of Part 60 of this chapter shall be 
    used to determine compliance with the VOC levels in Table 1 of 
    Sec. 59.402. Analysis of waterborne coating VOC content determined by 
    Reference Method 24 shall be adjusted as described in Section 4.4 of 
    Reference Method 24.
        (b) The Administrator may approve, on a case-by-case basis, 
    alternative methods of determining the VOC content of coatings if they 
    are demonstrated to the Administrator's satisfaction to provide results 
    equivalent to or more accurate than those obtained using Reference 
    Method 24.
    
    
    Sec. 59.405  Recordkeeping requirements.
    
        (a) Each manufacturer or importer complying with the recycled 
    coating provisions in Sec. 59.402(d) shall maintain records in written 
    or electronic form of the information specified in paragraphs (a)(1) 
    through (a)(6) of this section for a period of three years.
        (1) The minimum percent post-consumer coating content for each 
    recycled coating.
        (2) Calculations of the adjusted VOC as determined using Equation 3 
    in Sec. 59.402(d) for each recycled coating.
        (3) The volume of coating received for recycling.
        (4) The volume of coating received that was unusable.
        (5) The volume of virgin materials.
        (6) The volume of the final recycled coating manufactured or 
    imported.
    
    
    Sec. 59.406  Reporting requirements.
    
        (a) All reports in this section shall be submitted to the 
    appropriate address as listed in Sec. 60.4 of subpart A of this 
    chapter.
        (b) Each manufacturer and importer of coatings subject to the 
    provisions of this subpart shall submit an initial report no later than 
    April 1, 1997 or within 180 days after the date of the first 
    architectural coating manufactured or imported. The initial report 
    shall include the information in paragraphs (b)(1) and (b)(2) of this 
    section.
        (1) The name and mailing address of the manufacturer or importer.
        (2) A list of the categories from Table 1 in Sec. 59.402 in which 
    coating products are manufactured or imported.
        (c) Manufacturers or importers of recycled architectural coatings 
    shall report to the Administrator the information in paragraphs (c)(1) 
    through (c)(5) of this section for each coating product for which the 
    adjusted VOC content, as determined in Sec. 59.402(d) is to be used to 
    demonstrate compliance. This report shall be submitted by February 1 of 
    the calendar year following the year in which the coating(s) is (are) 
    introduced into commerce.
        (1) The volume of coating received for recycling.
        (2) The volume of coating received that was unusable.
        (3) The volume of virgin materials used.
        (4) The minimum post-consumer content of the coatings manufactured 
    or imported.
        (5) The volume of the final recycled coating manufactured or 
    imported.
        (d) In cases where codes are used to represent the date of 
    manufacture, as provided in Sec. 59.403(a)(1), the manufacturer or 
    importer shall submit an explanation of each date code to the 
    Administrator by April 1, 1997 or within 30 days after becoming subject 
    to the requirements of this subpart. This report may be included with 
    the initial compliance report. An explanation of any new date codes 
    shall be filed with the Administrator no later than 30 days after the 
    new data code is first introduced into commerce.
    
    
    Sec. 59.407  Variances.
    
        (a) Any manufacturer or importer of architectural coatings subject 
    to the provisions of this subpart that cannot comply with the 
    requirements of this subpart because of extraordinary circumstances 
    beyond reasonable control may apply in writing to the Administrator for 
    a variance. The variance application shall include the information 
    specified in paragraphs (a)(1) through (a)(3).
        (1) The specific grounds upon which the variance is sought.
        (2) The proposed date(s) by which compliance with the provisions of 
    this subpart will be achieved.
        (3) A compliance report reasonably detailing the method(s) by which 
    compliance will be achieved.
        (b) Upon receipt of a variance application containing the 
    information required in paragraph (a) of this section, the 
    Administrator will hold a public hearing to determine whether, under 
    what conditions, and to what extent, a variance from the requirements 
    in this subpart is necessary and will be permitted. A hearing will be 
    initiated no later than 75 days after receipt of a variance 
    application. Notice of the time and place of the hearing will be sent 
    to the applicant by certified mail not less than 30 days prior to the 
    hearing. Notice of the hearing will also be published in the Federal 
    Register and sent to every person who requests such notice, not less 
    than 30 days prior to the hearing. At least 30 days prior to the 
    hearing, the variance application will be made available to the public 
    for inspection. Information submitted to the Administrator by a 
    variance applicant may be claimed as confidential. The Administrator 
    may consider such confidential information in reaching a decision on a 
    variance application. Interested members of the public will be allowed 
    a reasonable opportunity to testify at the hearing and their testimony 
    will be considered.
        (c) The Administrator may grant a variance if the criteria 
    specified in paragraphs (c)(1) through (c)(3) are met.
        (1) If there are reasons beyond the reasonable control of the 
    applicant that complying with the provisions of this subpart would 
    result in economic hardship,
        (2) The public interest in mitigating the extraordinary hardship to 
    the applicant by issuing the variance outweighs the public interest in 
    avoiding any increased emissions or air contaminants that would result 
    from issuing the variance, and
        (3) The compliance report proposed by the applicant can reasonably 
    be implemented and will achieve compliance as expeditiously as 
    possible.
        (d) Any variance order will specify a final compliance date by 
    which the requirements of this subpart will be achieved. Any variance 
    order will contain a condition that specifies increments of progress 
    necessary to assure timely compliance.
        (e) A variance shall cease to be effective upon failure of the 
    party to whom the variance was granted to comply with any term or 
    condition of the variance.
        (f) Upon the application of any party, the Administrator may 
    review, and for good cause, modify, or revoke a variance from 
    requirements of this subpart after holding a public hearing in 
    accordance with the provisions of paragraph (b) of this section.
    
    [FR Doc. 96-22266 Filed 8-30-96; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Published:
09/03/1996
Department:
Environmental Protection Agency
Entry Type:
Proposed Rule
Action:
Proposed rule; extension of public comment period.
Document Number:
96-22266
Dates:
Written comments must be submitted by September 30, 1996.
Pages:
46410-46417 (8 pages)
Docket Numbers:
AD-FRL-5604-1
PDF File:
96-22266.pdf
CFR: (8)
40 CFR 59.400
40 CFR 59.401
40 CFR 59.402
40 CFR 59.403
40 CFR 59.404
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