94-24354. Quality Standards and Certification Requirements for Mammography Facilities  

  • [Federal Register Volume 59, Number 189 (Friday, September 30, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-24354]
    
    
    [[Page Unknown]]
    
    [Federal Register: September 30, 1994]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    21 CFR Part 900
    
    [Docket No. 93N-0351]
    
     
    
    Quality Standards and Certification Requirements for Mammography 
    Facilities
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Interim rule; opportunity for public comment.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Food and Drug Administration (FDA) is issuing regulations 
    to implement the Mammography Quality Standards Act of 1992 (MQSA). The 
    MQSA requires the establishment of a Federal certification and 
    inspection program for mammography facilities; regulations and 
    standards for accrediting bodies for mammography facilities; and 
    standards for mammography equipment, personnel, and practices, 
    including quality assurance. This regulation, which amends two 
    previously published interim rules, modifies and adds to the 
    definitions previously set forth. In addition, the interim rule 
    provides a mechanism to request permission to meet alternative 
    requirements, other than those previously set forth, if the proposed 
    alternative requirement is at least as effective as the existing 
    quality standards in achieving quality mammography services for women.
    
    DATES: The interim regulation is effective October 1, 1994; written 
    comments by December 29, 1994. The Director of the Office of the 
    Federal Register approves this incorporation by reference in accordance 
    with 5 U.S.C. 552(a) and 1 CFR part 51 of a certain publication in 21 
    CFR 900.12(d)(1)(i), effective on September 30, 1994.
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFA-305), Food and Drug Administration, rm. 1-23, 12420 Parklawn Dr., 
    Rockville, MD 20857.
    
    FOR FURTHER INFORMATION CONTACT: Charles K. Showalter, Center for 
    Devices and Radiological Health (HFZ-240), Food and Drug 
    Administration, 5600 Fishers Lane, Rockville, MD 20857, 301-594-3332.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        The MQSA (Pub. L. 102-539) was enacted to establish minimum, 
    national quality standards for mammography. The MQSA requires that, to 
    provide mammography services legally after October 1, 1994, all 
    facilities, except facilities of the Department of Veterans Affairs, 
    must be both accredited by an approved accrediting body and certified 
    by the Secretary of Health and Human Services (HHS) (the Secretary). 
    The authority to approve accreditation bodies and to certify facilities 
    has been delegated by the Secretary to FDA.
        The MQSA was passed on October 27, 1992, in response to statistics 
    on the prevalence of breast cancer across the United States. Breast 
    cancer is now the most common cancer, and the second leading cause of 
    cancer deaths among women. According to the 1992 projections by the 
    American Cancer Society, there would be 180,000 new cases of breast 
    cancer among women in the United States in just that year. Of these new 
    cases, it was estimated that approximately 46,000 of these women would 
    die from the disease. The lifetime risk of developing breast cancer is 
    increasing. In 1992, breast cancer affected 1 in 8 women in their 
    lifetime as compared to 1 in 11 in 1980, 1 in 14 in 1960, and 1 in 20 
    in 1940.
        Early detection of breast cancer, typically involving physical 
    breast examination and mammography, is the best means of preventing 
    deaths that result from breast cancer detected at an advanced stage. 
    The value of undergoing mammography screening is that mammography can 
    detect cancers that are too small to be felt through physical 
    examination (palpation). Mammograms can detect breast cancer up to 2 
    years before a woman or her doctor can feel a lump. In addition, these 
    early stage cancers can be 90 to 100 percent curable (Ref. 1).
        However, according to the General Accounting Office (GAO), a 
    mammogram is one of the most difficult radiographic images to read. It 
    must have optimal clarity for the image to be interpreted correctly. If 
    the image quality is poor or the interpretation is faulty, the 
    interpreter may miss an incipient cancerous lesion. This could delay 
    treatment and result in an avoidable death or mastectomy. Further, it 
    is equally true that poor images or faulty interpretations can lead to 
    a false positive diagnosis, which produces needless patient anxiety, 
    costly additional testing, and painful biopsies when normal tissue is 
    misread as abnormal.
        The Senate Committee on Labor and Human Resources held hearings on 
    the breast cancer issue and found a wide range of problems with the 
    current mammography system: Poor quality equipment, the lack of quality 
    assurance procedures, poorly trained technologists and physicians, 
    false representation of accreditation by some mammography facilities, 
    and the lack of inspections or consistent governmental oversight. The 
    MQSA addresses these specific concerns by establishing national minimum 
    standards for all mammography facilities, except the Department of 
    Veterans Affairs, in the areas of radiation dose, equipment, personnel, 
    and practices, such as quality control and quality assurance. The MQSA 
    replaces a patchwork of Federal, State, and private standards and 
    guarantees sufficient oversight and enforcement to ensure that women 
    will receive high quality mammography services.
    
    II. Comments
    
        To date, FDA has received 97 comments on the 2 interim rules that 
    were published in the Federal Register of December 21, 1993 (58 FR 
    67558 and 58 FR 67565). These comments, which have been carefully 
    reviewed and summarized, are under consideration as the final 
    regulations are being developed. FDA will publish its response to the 
    various comments in the Federal Register when the final rules are 
    published.
    
    III. Effective Date
    
        The effective date of this regulation is October 1, 1994. Although 
    the effective date of a final regulation ordinarily may not be less 
    than 30 days after date of publication in the Federal Register, the 
    Administrative Procedures Act and FDA's regulations permit exceptions 
    to this timeframe when: (1) The regulation grants an exemption or 
    relieves a restriction; (2) the regulation interprets rules and policy 
    statements; or, (3) good cause exists and is published for the earlier 
    date. This interim rule satisfies any one or all of the exemption 
    criteria that permit an earlier effective date. (See 5 U.S.C. 553(d) 
    and 21 CFR 10.40(c)(4).)
        First, this interim rule exempts certain mammography devices and 
    procedures from quality standards established under the MQSA. Second, 
    the interim rule provides a means for proposing alternative standards 
    that may relieve restrictions for certain mammography facilities. 
    Third, the interim rule provides interpretive definitions and FDA 
    policy statements to clarify essential terms in rules previously issued 
    under the MQSA. Finally, failure to implement this interim rule by 
    October 1, 1994, could inadvertently render critical mammography 
    devices and procedures illegal that are not currently intended to be 
    covered under the MQSA. Therefore, the agency finds good cause for an 
    effective date fewer than 30 days after publication of this regulation. 
    Accordingly, for all these reasons, this interim rule is made effective 
    as of October 1, 1994.
    
    IV. Legislative Authority
    
        December 14, 1993, the President signed legislation (H. Rept. 2202) 
    granting interim rule authority to the Secretary for promulgation of 
    standards required by the MQSA. This authorization was provided in 
    recognition of the fact that the certification deadline of October 1, 
    1994, could not be met without streamlining the process for initial 
    promulgation of standards. Because of the perceived urgent public 
    health need for Federal standards for mammography, it was decided that 
    interim rule authority should be granted, rather than an extension of 
    the deadline to develop standards.
        Under the interim rule legislation, the Secretary is authorized to 
    issue temporary, interim regulations setting forth standards for 
    approving accrediting bodies and for quality standards for mammography, 
    under section 354(e) and 354(f) of the Public Health Service Act (the 
    PHS Act) (42 U.S.C. 263b(e) and 354(f)). Under the abbreviated process, 
    the Secretary is required to adopt existing standards to the maximum 
    extent feasible, such as those established by the Health Care Financing 
    Administration (HCFA), private voluntary accreditation bodies, e.g., 
    the American College of Radiology (ACR), and some States. Also, in 
    developing the interim regulations, the Secretary is not required to 
    consult with the National Mammography Quality Assurance Advisory 
    Committee (Advisory Committee). However, after the interim standards 
    are issued, Congress intended that the Secretary proceed with the more 
    extensive rulemaking procedures envisioned by the original enactment of 
    the MQSA, including the statutorily required consultation with the 
    Advisory Committee.
        FDA used this authority to issue interim requirements for 
    accrediting bodies, quality standards, and certification on December 
    21, 1993. Those interim standards have been used to approve 
    accreditation bodies and certify facilities before the October 1, 1994, 
    deadline. However, since the interim regulations were published on 
    December 1993, FDA's experience in applying those interim standards has 
    convinced the agency that certain amendments to those interim rules are 
    necessary in order to clarify the obligation that facilities have to 
    meet under MQSA by the October 1, 1994, deadline. The regulations 
    implemented by this interim rule add to and modify the interim rules 
    issued on December 21, 1993, and will remain in effect until final 
    regulations are proposed and promulgated in 1995.
    
    V. Provisions of the Rule
    
    A. Amended Definition
    
        FDA's experience in developing standards and planning for 
    implementation of the MQSA over the past year has made the agency aware 
    that certain changes to its previously published interim definitions 
    are necessary.
        Section 900.2 (21 CFR 900.2) of the December 21, 1993, interim rule 
    (58 FR 67558 at 67563) defines essential terms used throughout the 
    interim rules. These definitions are intended to inform mammography 
    facilities and consumers of the meaning of terminology used throughout 
    the MQSA regulations. This interim rule amends and modifies certain 
    terms defined in Sec. 900.2.
        In determining which facilities would be subject to the standards 
    under the MQSA, Congress defined the term ``facility'' to include a 
    hospital, outpatient department, clinic, radiology practice, or mobile 
    unit, an office of a physician, or other facility, as determined by the 
    Secretary, and, by delegation, FDA, that conducts breast cancer 
    screening or diagnosis through mammography activities. The term does 
    not include a facility of the Department of Veterans Affairs.
        Congress further defined mammography ``activities'' to include the 
    operation of equipment to produce a mammogram, the processing of film, 
    the initial interpretation of the mammogram, and the (maintenance of) 
    viewing conditions for that interpretation. However, Congress 
    recognized that a mammogram may be performed in a place that is 
    different from the facility that processes or interprets the x-ray 
    film. In such a case, the MQSA requires the facility performing the 
    mammogram to be responsible for meeting the MQSA quality standards.
        Under this interim rule, FDA is amending the definition of 
    ``facility'' under Sec. 900.2 to clarify that it is the facility 
    performing the mammogram that is responsible for obtaining 
    accreditation by an FDA-approved accrediting body and certification by 
    FDA to provide mammography services legally after October 1, 1994. The 
    facility performing the mammogram must substantiate that the additional 
    mammography activities of processing the x-ray film, interpreting the 
    image, and maintaining viewing conditions, wherever performed, meet all 
    quality standards required under the MQSA. Facilities that provide only 
    partial services (e.g., film processing companies or interpreting 
    radiologists) are not required at this time to apply for accreditation 
    or certification under MQSA, although these partial providers will have 
    to meet MQSA standards in order to be employed by any facility that 
    performs mammograms. In the future, FDA may require facilities that 
    perform any portion of the process required for a mammography 
    evaluation to be directly subject to the accreditation and 
    certification process.
        In addition, although the MQSA excludes facilities of the 
    Department of Veterans Affairs (VA) from the scope of the legislation, 
    VA is working to establish standards consistent with this legislation. 
    All other facilities that conduct the following screening or diagnostic 
    mammography activities are subject to the standards issued under the 
    MQSA.
    
    B. New Definitions
    
        This interim rule is adding the new terms ``screening mammography'' 
    and ``diagnostic mammography'' to Sec. 900.2 in order to clarify which 
    breast cancer screening or diagnostic mammography activities conducted 
    by a facility will render that facility subject to the provisions of 
    and regulations issued under the MQSA, and which activities are 
    excluded from regulation. Under the MQSA, Congress defined the term 
    ``mammography'' as radiography of the breast, but provided no statutory 
    definition for the terms ``screening mammography'' and ``diagnostic 
    mammography.'' This interim rule is adding the terms ``screening 
    mammography'' and ``diagnostic mammography'' to the definition portion 
    of the regulations in order to clarify the scope of the regulated 
    mammography activities. These definitions are based on definitions 
    developed by the Agency for Health Care Policy and Research (AHCPR) and 
    the ACR, and have been modified as necessary for purposes of MQSA 
    implementation.
        The term ``screening mammography'' is being defined as mammography 
    performed on an asymptomatic patient to detect the presence of breast 
    cancer at an early stage. In screening mammography, the patient 
    typically has not manifested any clinical signs, symptoms, or physical 
    findings of breast cancer. The screening mammogram is performed to 
    detect the presence of a breast abnormality in its incipient stage and 
    to serve as a baseline film to which future screening or diagnostic 
    mammograms may be compared.
        The term ``diagnostic mammography'' is being defined as mammography 
    performed on a patient with clinical signs, symptoms, or physical 
    findings suggestive of breast cancer; an abnormal or questionable 
    screening mammogram; a history of breast cancer with breast 
    conservation surgery regardless of absence of clinical breast signs, 
    symptoms, or physical findings; or, augmented breasts regardless of 
    absence of clinical breast signs, symptoms, or physical findings. 
    Diagnostic mammography is also called problem-solving mammography or 
    consultative mammography. A diagnostic mammogram is performed because 
    there is a reasonable articulable suspicion that an abnormality may 
    exist in the breast. The diagnostic mammogram may confirm or deny the 
    presence of an abnormality and, if confirmed, may assist in determining 
    the nature of the problem.
        FDA has further defined the terms screening and diagnostic 
    mammography to exclude breast imaging performed in a research setting 
    as part of a scientific study to evaluate experimental mammography 
    devices conducted in accordance with FDA's investigational device 
    exemption regulations in 21 CFR part 812. Science has not progressed to 
    the point where effective quality standards may be written for every 
    category of experimental mammography device. Therefore, at this time 
    these investigational devices for breast radiography will not be 
    subject to the quality standards issued under the MQSA. However, any 
    conventional mammography device used as part of the scientific study to 
    provide baseline data from which to evaluate the safety and efficacy of 
    the experimental device would be subject to MQSA quality standards.
        In addition, invasive interventions which employ breast radiography 
    devices to produce radiographic images of the breast in association 
    with localization or biopsy (e.g., stereotactic x-ray) procedures have 
    also been excluded from the definitions of screening and diagnostic 
    mammography activities.
        In the future, when the science has advanced to a point where 
    effective, national quality standards may be developed, FDA may 
    regulate facilities that employ these invasive interventions or 
    facilities that employ experimental devices for breast radiography to 
    ensure their compliance under the act.
    
    C. Alternative Standards
    
        FDA recognizes that there may be alternative standards to the 
    standards issued in Sec. 900.12 (21 CFR 900.12) of the Federal Register 
    of December 12, 1993 (58 FR 67565), that are at least as effective in 
    delivering high quality mammography services to women. In the interest 
    of improving the overall quality of mammography, FDA wants to provide 
    an avenue by which safe and effective alternative standards may be 
    implemented. Accordingly, the agency has created a mechanism for 
    qualified applicants to request permission to meet an alternative 
    standard rather than an existing quality standard. The request must be 
    supported by such evidence as required by the agency to render a 
    determination that the suggested alternative is at least as effective 
    as the agency mandated standard in helping to achieve high quality 
    mammography.
        If the agency determines that the proposed alternative is 
    acceptable, the agency will grant the request. The applicant will 
    receive written notice of the approval of the alternative standard, 
    including any limitations on use of the alternative, and the period of 
    time that the alternative may be employed. The decision will be placed 
    in the public docket file in the Dockets Management Branch (address 
    above), after deletion of any patient identifiers or confidential 
    commercial information, and may also be published in the form of a 
    notice in the Federal Register.
        Other entities that desire to use the alternative standard must 
    also submit an application and receive approval by the agency before 
    they may substitute the alternative for the agency mandated standard. 
    FDA anticipates that ``me-too'' entities filing an application in 
    accordance with the regulations typically would receive a prompt 
    response to the request. This process is necessary to ensure that those 
    other entities wishing to avail themselves of the alternative fully 
    understand and appreciate the alternative procedure and its 
    applicability so that the overall quality of mammography services is 
    maintained. However, if a manufacturer of mammography equipment applies 
    to the agency for approval of an alternative standard based on 
    particular characteristics of that manufacturers's equipment, FDA 
    approval of that alternative standard would apply to all facilities 
    using that manufacturer's equipment.
    
    VI. Quality Assurance Standards: Screen-Film
    
        FDA is amending the quality assurance (QA) standard for screen-film 
    systems. Section 900.12(d)(1)(i) (58 FR 67565 at 67572) requires the 
    screen-film QA program for a mammography facility to be substantially 
    the same as that described in the 1992 edition of ``Mammography Quality 
    Control: Radiologist's Manual, Radiologic Technologists Manual and 
    Medical Physicist's Manual.'' Recently, the 1994 edition of the manual 
    has been published. FDA has evaluated the revised QA screen-film 
    program in this latest edition and determined that either the 1992 
    version or the 1994 version of the program can serve as the basis for a 
    facility's screen-film QA program. FDA is amending Sec. 900.12(d)(1)(i) 
    to reflect this change.
    
    VII. Paperwork Reduction Act of 1980
    
        This interim rule contains information collections which are 
    subject to review by the Office of Management and Budget (OMB) under 
    the Paperwork Reduction Act of 1980 (44 U.S.C. Chapter 35). The title, 
    description, and respondent description of the information collection 
    are shown below with an estimate of the annual reporting and 
    recordkeeping burden. Included in the estimate is the time for 
    reviewing instructions, searching existing data sources, gathering and 
    maintaining the data needed, and completing and reviewing the 
    collection of information.
        Title: Quality Standards and Certification Requirements for 
    Mammography Facilities.
        Description: FDA is issuing an interim rule to implement the 
    certification and quality standards provisions of the MQSA. This 
    regulation, which amends two previously published interim rules, 
    modifies and adds to the definitions previously set forth. In addition, 
    the interim rule provides a mechanism to request permission to meet 
    alternative requirements, other than those previously set forth, if the 
    proposed alternative requirement is at least as effective as the 
    existing quality standards in achieving quality mammography services 
    for women.
        As required by section 3504(h) of the Paperwork Reduction Act of 
    1980, FDA is submitting a copy of this interim rule to OMB for its 
    review of these information collection requirements. Other 
    organizations and individuals desiring to submit comments regarding 
    this burden estimate or any aspects of these information collection 
    requirements, including suggestions for reducing the burden, should 
    direct them to FDA's Dockets Management Branch (address above) and to 
    the Office of Information and Regulatory Affairs, OMB, rm. 3208, New 
    Executive Office Bldg., Washington, D.C. 20503, Attention: Desk Officer 
    for FDA.
    
                                         Estimated Annual Burden for Reporting                                      
    ----------------------------------------------------------------------------------------------------------------
                                                                    No. of                                          
                  CFR section                      No. of       responses per   Total annual    Hours per     Total 
                                                respondents      respondent      responses      response     hours  
    ----------------------------------------------------------------------------------------------------------------
    21 CFR 900.11(b)(2), 21 CFR 900.18\1\...              25                1            25             2       50  
                                                                                                           ---------
        Total...............................  ...............  ...............  ............  ............      50  
    ----------------------------------------------------------------------------------------------------------------
    1FDA is unable to estimate the burden imposed by 21 CFR 900.18 at this time because there is insufficient       
      information to determine how many requests for approval of an alternative standard will be submitted. This    
      estimate will be provided when FDA has sufficient information on which to base an estimate.                   
    
    
                                       Estimated Annual Burden for Recordkeeping                                    
    ----------------------------------------------------------------------------------------------------------------
                                                                     No. of       Annual hours per    Total annual  
                           CFR section                           recordkeepers     recordkeeping      burden hours  
    ----------------------------------------------------------------------------------------------------------------
    21 CFR 900.11(c)(1).......................................             1,000                 1             1,000
    21 CFR 900.12(e)(1), 21 CFR 900.18\1\.....................            10,000                 1           10,000 
                                                                                 -----------------------------------
        Total Annual Burden...................................  ................  ................           11,050 
    ----------------------------------------------------------------------------------------------------------------
    1FDA is unable to estimate the burden imposed by 21 CFR 900.18 at this time because there is insufficient       
      information to determine how many requests for approval of an alternative standard will be submitted. This    
      estimate will be provided when FDA has sufficient information on which to base an estimate.                   
    
    VIII. Environmental Impact
    
        The agency has determined under 21 CFR 25.24(a)(8) that this action 
    is of a type that does not individually or cumulatively have a 
    significant effect on the human environment. Therefore, neither an 
    environmental assessment nor an environmental impact statement is 
    required.
    
    IX. Economic Impact
    
        FDA has examined the impacts of the interim rule under Executive 
    Order 12866 and the Regulatory Flexibility Act (Pub. L. 96-354). 
    Executive Order 12866 directs agencies to assess all costs and benefits 
    of available regulatory alternatives and, when regulation is necessary, 
    to select regulatory approaches that maximize net benefits (including 
    potential economic, environmental, public health and safety, and other 
    advantages; distributive impacts; and equity). The agency believes that 
    this interim rule is consistent with the regulatory philosophy and 
    principles identified in the Executive Order. In addition, the interim 
    rule is not a significant regulatory action as defined by the Executive 
    Order and so is not subject to review under the Executive Order.
        The Regulatory Flexibility Act requires agencies to analyze 
    regulatory options that would minimize any significant impact of a rule 
    on small entities. Because a request for an alternative requirement is 
    a voluntary action by the applicant and the amended definitions limit 
    the current applicability of these requirements, the agency certifies 
    that the interim rule will not have a significant economic impact on a 
    substantial number of small entities. Therefore, under the Regulatory 
    Flexibility Act, no further analysis is required.
    
    X. References
    
        The following reference has been placed on display in the Dockets 
    Management Branch (address above) and may be seen by interested persons 
    between 9 a.m. and 4 p.m., Monday through Friday.
    
    1. Report on the Mammography Quality Standards Act of 1992, U.S. 
    Senate, Report 102-448, October 1, 1992.
    
    XI. Request for Comments
    
        Interested persons may, on or before December 29, 1994, submit to 
    the Dockets Management Branch (address above) written comments 
    regarding this interim rule. Two copies of any comments are to be 
    submitted, except that individuals may submit one copy. Comments are to 
    be identified with the docket number found in brackets in the heading 
    of this document. Received comments may be seen in the office above 
    between 9 a.m. and 4 p.m., Monday through Friday. Although these 
    amendments to the interim regulations become effective October 1, 1994, 
    FDA will consider and evaluate all comments it receives as part of its 
    ongoing work on the final rules.
    
    List of Subjects in 21 CFR Part 900
    
        Electronic products, Incorporation by reference, Mammography, 
    Medical devices, Radiation protection, Reporting and recordkeeping 
    requirements, X-rays.
    
        Therefore, under the Federal Food, Drug, and Cosmetic Act and the 
    Public Health Service Act, and under authority delegated to the 
    Commissioner of Food and Drugs, 21 CFR part 900 is amended as follows:
    
    PART 900--MAMMOGRAPHY
    
        1. The authority citation for 21 CFR part 900 continues to read as 
    follows:
    
        Authority: Secs. 519, 537, and 704(e) of the Federal Food, Drug, 
    and Cosmetic Act (21 U.S.C. 360i, 360nn, and 374(e)); sec. 354 of 
    the Public Health Service Act (42 U.S.C. 263b).
    
        2. Section 900.2 is amended by revising paragraph (e) and by adding 
    new paragraphs (r) and (s) to read as follows:
    
    
    Sec. 900.2   Definitions.
    
    * * * * *
        (e) Facility means a hospital, outpatient department, clinic, 
    radiology practice, or mobile unit, office of a physician, or other 
    facility that conducts breast cancer screening mammography activities 
    or conducts diagnostic mammography activities, including the following: 
    The operation of equipment to produce a mammogram, processing of film, 
    initial interpretation of the mammogram, and maintaining viewing 
    conditions for that interpretation. This term does not include a 
    facility of the Department of Veterans Affairs.
    * * * * *
        (r) Diagnostic mammography means mammography performed on a patient 
    with: clinical signs, symptoms, physical findings suggestive of breast 
    cancer; an abnormal or questionable screening mammogram; a history of 
    breast cancer with breast conservation surgery regardless of absence of 
    clinical breast signs, symptoms, or physical findings; or, augmented 
    breasts regardless of absence of clinical breast signs, symptoms, or 
    physical findings. Diagnostic mammography is also called problem-
    solving mammography or consultative mammography. This definition 
    excludes mammography performed during invasive interventions for 
    localization or biopsy procedures. The definition further excludes 
    mammography performed as part of a scientific study to evaluate an 
    experimental mammography device conducted in accordance with FDA's 
    investigational device exemption regulations in part 812 of this 
    chapter.
        (s) Screening mammography means mammography performed on an 
    asymptomatic patient to detect the presence of breast cancer at an 
    early stage. This definition excludes mammography performed as part of 
    a scientific study to evaluate an experimental mammography device 
    conducted in accordance with FDA's investigational device exemption 
    regulations in part 812 of this chapter.
        3. Section 900.12(d)(1)(i) is revised to read as follows:
    
    
    Sec. 900.12   Quality standards.
    
    * * * * *
        (d) * * *
        (1) * * *
        (i) For film-screen systems, be substantially the same as that 
    described in the 1992 or 1994 edition of ``Mammography Quality Control: 
    Radiologist's Manual, Radiologic Technologist's Manual, and Medical 
    Physicist's Manual,'' prepared by the American College of Radiology, 
    Committee on Quality Assurance in Mammography, which is incorporated by 
    reference in accordance with 5 U.S.C. 552(a) and 1 CFR part 51. Copies 
    may be obtained from the American College of Radiology, Mammography 
    Accreditation Program, 1891 Preston White Dr., Reston, VA 22091-5431; 
    and may be inspected at the Center for Devices and Radiological Health, 
    Division of Mammography and Radiation Programs (HFZ-200), 5600 Fishers 
    Lane, Rockville, MD 20857; or may be examined at the Office of the 
    Federal Register, 800 North Capitol St. NW., suite 700, Washington, DC.
    * * * * *
        4. Section 900.18 is added to subpart B to read as follows:
    
    
    Sec. 900.18   Alternative requirements for MQSA quality standards.
    
        (a) Criteria for approval of alternative standards. Upon 
    application by a qualified party as defined under paragraph (b) of this 
    section, the Director, Division of Mammography Quality and Radiation 
    Programs (the Director), may approve an alternative to a quality 
    standard under Sec. 900.12, when the Director determines that:
        (1) The proposed alternative standard will be at least as effective 
    in assuring quality mammography as the standard it proposes to replace, 
    and
        (2) The proposed alternative:
        (i) Is too limited in its applicability to justify amending the 
    standard, or
        (ii) Offers an expected benefit to public health which is so great 
    that the time required for the processing of an amendment to the 
    standard would present an unjustifiable risk to public health, and
        (3) The granting of the alternative is in keeping with the purposes 
    of the Mammography Quality Standards Act of 1992.
        (b) Applicants for alternatives. (1) Mammography facilities and 
    accreditation bodies may apply for alternatives to the quality 
    standards of Sec. 900.12.
        (2) State governments that are not accrediting bodies may apply for 
    alternatives to the standards of Sec. 900.12(a).
        (3) Manufacturers and assemblers of equipment used for mammography 
    may apply for alternatives to the standards of Sec. 900.12 (b), (c), 
    and (d).
        (c) Application for approval of an alternative standard. An 
    application for approval of an alternative standard or for an amendment 
    or extension of the alternative standard shall be submitted in an 
    original and two copies to the Director, Division of Mammography 
    Quality and Radiation Programs, Center for Devices and Radiological 
    Health (HFZ-240), Food and Drug Administration, 5600 Fishers Lane, 
    Rockville, MD 20857. The application for approval of an alternative 
    standard shall include the following information:
        (1) Identification of the original standard for which the 
    alternative standard is being proposed and an explanation of why it is 
    believed necessary to propose the alternative;
        (2) A description of the manner in which the alternative is 
    proposed to deviate from the original standard;
        (3) A description, supported by data, of the advantages to be 
    derived from such deviation;
        (4) An explanation, supported by data, of how such a deviation 
    would assure equal or greater quality of production, processing, or 
    interpretation of mammograms than the original standard;
        (5) The suggested period of time that the proposed alternative 
    standard would be in effect; and
        (6) Such other information required by the Director to evaluate and 
    act on the application.
        (d) Ruling on applications. (1) The Director may approve or deny, 
    in whole or in part, a request for approval of an alternative standard 
    or any amendment or extension thereof, and shall inform the applicant 
    in writing of this action. The written notice will state the manner in 
    which the requested alternative standard differs from the agency 
    standard and a summary of the reasons for approval or denial of the 
    request. If the request is approved, the written notice will also 
    include the effective date and the termination date of the approval, a 
    summary of the limitations and conditions attached to the approval, and 
    any other information that may be relevant to the approved request. 
    Each approved alternative standard will be assigned an identifying 
    number.
        (2) Notice of an approved request for an alternative standard or 
    any amendment or extension thereof will be placed in the public docket 
    file in the office of the Dockets Management Branch and may also be in 
    the form of a notice published in the Federal Register. The notice will 
    state the name of the applicant, a description of the published agency 
    standard, and a description of the approved alternative standard, 
    including limitations and conditions attached to approval of the 
    alternative standard.
        (3) Summaries of approved alternative standards, including 
    information on their nature and number, will be provided to the 
    National Mammography Quality Assurance Advisory Committee.
        (4) All applications for approval of alternative standards and for 
    amendments and extensions thereof and all correspondence (including 
    written notices of approval) on these applications will be available 
    for public disclosure in the Dockets Management Branch, excluding 
    patient identifiers and confidential commercial information.
        (e) Amendment or extension of an alternative standard. An 
    application for amending or extending approval of an alternative 
    standard shall include the following information:
        (1) The approval number and the expiration date of the alternative 
    standard;
        (2) The amendment or extension requested and the basis for the 
    amendment or extension; and
        (3) An explanation, supported by data, of how such an amendment or 
    extension would assure equal or greater quality of production, 
    processing, or interpretation of mammograms than the original standard.
        (f) Applicability of the alternative standards. Any approval of an 
    alternative standard, amendment, or extension may be implemented only 
    by the entity to which it was granted and under the terms under which 
    it was granted, except that when an alternative standard is approved 
    for a manufacturer of equipment, any facility using that equipment will 
    also be covered by the alternative standard. Other entities interested 
    in similar or identical approvals must file their own application by 
    following the provisions of Sec. 900.18(c).
        (g) Withdrawal of approval of alternative standards. The Director 
    shall amend or withdraw approval of an alternative standard whenever 
    the Director determines that this action is necessary to protect the 
    public health or otherwise is justified by Sec. 900.12. Such action 
    will become effective on the date specified in the written notice of 
    the action sent to the applicant, except that it will become effective 
    immediately upon notification of the applicant when the Director 
    determines that such action is necessary to prevent an imminent health 
    hazard.
    
        Dated: September 26, 1994.
    William K. Hubbard,
    Interim Deputy Commissioner for Policy.
    [FR Doc. 94-24354 Filed 9-28-94; 12:40 pm]
    BILLING CODE 4160-01-P
    
    
    

Document Information

Effective Date:
10/1/1994
Published:
09/30/1994
Department:
Health and Human Services Department
Entry Type:
Uncategorized Document
Action:
Interim rule; opportunity for public comment.
Document Number:
94-24354
Dates:
The interim regulation is effective October 1, 1994; written comments by December 29, 1994. The Director of the Office of the Federal Register approves this incorporation by reference in accordance with 5 U.S.C. 552(a) and 1 CFR part 51 of a certain publication in 21 CFR 900.12(d)(1)(i), effective on September 30, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: September 30, 1994, Docket No. 93N-0351
CFR: (3)
21 CFR 900.2
21 CFR 900.12
21 CFR 900.18