98-26204. Monitoring the Effectiveness of Maintenance at Nuclear Power Plants  

  • [Federal Register Volume 63, Number 189 (Wednesday, September 30, 1998)]
    [Proposed Rules]
    [Pages 52201-52206]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-26204]
    
    
    
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    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Part 50
    
    RIN 3150-AF95
    
    
    Monitoring the Effectiveness of Maintenance at Nuclear Power 
    Plants
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) is proposing to amend 
    its power reactor safety regulations to require that licensees assess 
    the cumulative effect of out-of-service equipment on the plant's 
    capability to perform safety functions before beginning any maintenance 
    activity on structures, systems, or components within the scope of the 
    maintenance rule. The amendments would also clarify that the proposed 
    rule applies under all conditions of operation including normal 
    shutdown, that the safety assessments include both the plant conditions 
    before and those expected during planned maintenance activities, and 
    that the safety assessments are to be used to ensure that the plant is 
    not placed in a condition of significant risk or a condition that would 
    degrade the performance of safety functions to an unacceptable level.
    
    DATES: Submit comments by December 14, 1998. Comments received after 
    this date will be considered if it is practical to do so, but the 
    Commission is able to ensure consideration only for comments received 
    on or before this date.
    
    ADDRESSES: Mail comments to: The Secretary of the Commission, U.S. 
    Nuclear Regulatory Commission, Washington, DC 20555-0001. Attention: 
    Rulemakings and Adjudications Staff.
        Deliver comments to: 11555 Rockville Pike, Rockville, Maryland, 
    between 7:30 a.m. and 4:15 p.m. on Federal workdays.
        You may also provide comments via the NRC's interactive rulemaking 
    web site through the NRC home page (http://www.nrc.gov). From the NRC 
    home page, select ``Rulemaking'' from the tool bar. The interactive 
    rulemaking website may then be accessed by selecting ``Rulemaking 
    Forum.'' This site possesses the ability of uploading comments as files 
    (any format) if your web browser supports that function. For 
    information about the interactive rulemaking site, contact Ms. Carol 
    Gallagher, 301-415-5905, e-mail [email protected]
        Certain documents related to this rulemaking, including comments 
    received, may be examined at the NRC Public Document Room, 2120 L 
    Street NW. (Lower Level), Washington, DC. These same documents also may 
    be viewed and downloaded electronically via the interactive rulemaking 
    website established by NRC for this rulemaking.
    
    FOR FURTHER INFORMATION CONTACT: Richard P. Correia, Office of Nuclear 
    Reactor Regulation, U.S. Nuclear Regulatory Commission, Washington, DC 
    20555, 301-415-1009, e-mail rpc@nrc.gov.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The NRC's Maintenance Team Inspections of all nuclear power plant 
    licensees in the late 1980s found the lack of consideration of plant 
    risk in prioritizing, planning, and scheduling maintenance activities 
    to be a common weakness. To address that weakness, paragraph (a)(3) of 
    10 CFR 50.65, the maintenance rule, currently includes the provision 
    that ``(I)n performing monitoring and preventive maintenance 
    activities, an assessment of the total plant equipment that is out of 
    service should be taken into account to determine the overall effect on 
    performance of safety functions.'' The maintenance rule was issued on 
    July 10, 1991.
        During plant visits in mid-1994, several NRC senior managers 
    expressed concerns that licensees were increasing both the amount and 
    frequency of maintenance performed during power operation without 
    adequately evaluating safety when planning and scheduling these 
    maintenance activities. The NRC Executive Director for Operations (EDO) 
    addressed these concerns regarding the safety implications with 
    performing maintenance while at power to the president of the Institute 
    of Nuclear Power Operations (INPO) in a letter dated October 6, 1994. 
    In this letter, the EDO noted that it appeared that some licensees were 
    either not following INPO guidelines for the conduct of maintenance and 
    management of outages or had adopted only portions of the guidance. The 
    EDO also recommended that INPO support NEI and appropriate utility 
    managers during meetings with NRC senior managers to discuss the 
    concerns they raised during the site visits.
        The growing amount of on-line maintenance (i.e., maintenance 
    performed during power operations) being performed by licensees and the 
    inadequate pre-maintenance safety evaluations have raised the 
    Commission's concern.
    
    Discussion
    
        The nuclear power industry has changed since the 1991 issuance of 
    the maintenance rule. Rate deregulation of the electric utility 
    industry will likely cause all nuclear power plants to seek ways to 
    operate more efficiently. One mechanism for increasing efficiency is 
    shortening refueling and maintenance outages. Licensees have come to 
    realize that performing more maintenance at power can lead to shorter 
    refueling outages and the reduction or elimination of mid-cycle 
    maintenance outages.
        Licensees have relied upon their individual plant technical 
    specifications to help assure safe operation of the plant when 
    equipment is out of service. However, the removal of multiple pieces of 
    equipment, especially safety-related equipment, from service can 
    undermine the fundamental premise of the technical specifications for a 
    plant, which is to provide adequate protection against random failures.
        During plant visits in mid-1994, several NRC senior managers had 
    concerns with the fact that licensees were increasing both the amount 
    and frequency of maintenance performed during power operations. Some 
    licensees were limiting the planned maintenance to a single train of a 
    system while others would allow multiple equipment in other systems 
    within a single train to be out of service as long as it did not 
    violate the plant's technical specifications. However, allowable outage 
    times specified in technical specifications are based upon a random 
    single failure in a system and a judgement of a reasonable time to 
    effect repairs before plant shutdown is required. Technical 
    specifications were not intended to address allowable outage times for 
    multiple equipment being out of service at the same time. Further, it 
    can not be implied that it is acceptable to voluntarily remove 
    equipment from service to perform on-line maintenance on the assumption 
    that such actions are bounded by a worst case single failure which is a 
    plant specific design requirement that is contained in a number of the 
    general design criteria (GDC) in 10 CFR 50, Appendix A. The NRC senior 
    managers also had concerns with the fact that on-shift personnel, 
    planning and scheduling personnel, and licensee management lacked an 
    understanding of the relative safety importance of safety systems or 
    combinations of equipment that would have risk significance if taken 
    out of service. It appeared that risk insights from plant specific 
    Individual Plant Examination (IPE)
    
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    results, whose purpose was to improve licensee understanding of the 
    plant's safety and to address potential vulnerabilities, were not fully 
    utilized in the plant's operational and maintenance decision process. 
    These concerns were addressed in a letter dated October 6, 1994, from 
    the Director of the Office of Nuclear Reactor Regulation to the 
    Executive Vice-President of the Nuclear Energy Institute. The growing 
    amount of maintenance performed during power operations and the 
    underutilization of risk insights in plant operations and maintenance 
    activities have raised the Commission's concern.
        In determining the need for the maintenance rule a decade ago, one 
    factor the Commission considered was its belief that there existed ``a 
    need to broaden its capability to take timely enforcement action where 
    maintenance activities fail to provide reasonable assurance that 
    safety-significant SSCs [structures, systems, and components] are 
    capable of performing their intended function.'' Now, the Commission 
    desires to act to help ensure that there is reasonable assurance such 
    that maintenance activities will not place a plant in (1) a 
    configuration that would degrade unacceptably a SSC's capability to 
    perform its intended safety functions or (2) a risk-significant 
    configuration, i.e., a configuration for which the incremental 
    contribution to the annual risk associated with accidents that result 
    in damage to the reactor fuel or the release of fission products to the 
    environment is not insignificant.
        The first 50 NRC maintenance rule baseline inspections (MRBIs) for 
    which inspection reports had been issued as of April 20, 1998, found 
    that all licensees had developed programs to implement the safety 
    assessment provision of paragraph (a)(3). However, at 5 sites, 
    instances were found in which the licensee did not assess the impact on 
    safety of total plant equipment out of service before it entered one or 
    more specific plant configurations for maintenance purposes. At 19 
    other sites, weaknesses--the term reserved for situations in which the 
    overall assessment of a licensee program has found the program, or 
    significant aspects of that program, to be particularly ineffective or 
    for individual findings that have either high safety significance or 
    programmatic implications--were found, among which were paragraph 
    (a)(3) safety assessment tools that did not include all high-safety-
    significant SSCs.
        Although the safety significance of the unassessed plant 
    configurations at the 5 sites was not quantitatively determined during 
    the inspection in all cases, it appears that some of the unassessed 
    configurations had resulted in plants that were in a state of 
    substantially greater risk than was realized by the licensees. Given 
    the concerns raised by NRC senior managers during site visits in 1994, 
    the increased amount of on-line maintenance, the number of missed 
    assessments and their apparent risk significance, in addition to the 
    weaknesses found with the paragraph (a)(3) safety assessment programs, 
    the Commission considers this to be a safety concern. The Commission, 
    therefore, believes it is necessary to explicitly require licensees to 
    perform safety assessments prior to removing equipment from service for 
    maintenance during all conditions of plant operations including normal 
    shutdown.
        With regard to the operating conditions under which the proposed 
    rule would apply, extensive interaction among the NRC, the industry, 
    and the public has taken place over the need for regulations governing 
    activities during shutdown conditions (i.e., shutdown as may be defined 
    in each plant's individual technical specifications, but generally 
    considered as a time when all control rods are inserted and the average 
    reactor coolant temperature is below 200 deg.F). The question of 
    whether 10 CFR 50.65 applies during shutdown conditions became an 
    issue. The Commission desires to clarify that the rule does apply 
    during shutdown conditions.
        Regarding which activities would be preceded by a safety 
    assessment, the Commission has recognized that, although definitions 
    regarding maintenance activities are fairly consistent from 
    organization to organization, there is some variation in the definition 
    of corrective maintenance. For example, some definitions bring a time 
    dependency while some others consider the urgency of the repair. To 
    eliminate inconsistency, and to cause more prudent use of the safety 
    assessments, the Commission desires the regulation to cover all planned 
    maintenance activities, rather than only the recommended monitoring and 
    preventive maintenance in the current rule. Each planned non-emergency 
    maintenance activity would now include a safety assessment prior to its 
    being authorized to begin. In fact, many licensees have followed the 
    guidance contained in Regulatory Guide 1.160 and NUMARC 93-01 and have 
    already voluntarily included all planned maintenance activities in the 
    scope of their safety assessment programs.
        With regard to the safety assessments themselves, licensee 
    implementation has been inconsistent. The Commission desires to specify 
    that an appropriate safety assessment would include a review the 
    current condition of the plant and the plant condition expected during 
    the planned maintenance activity. Assessing the current plant 
    configuration as well as expected changes to plant configuration that 
    will result from the proposed maintenance activities, as would be 
    called for under paragraph (a)(4) of the proposed rule, is intended to 
    ensure that the plant is not placed in risk-significant configurations, 
    i.e., a configuration for which the incremental contribution to the 
    annual risk is not insignificant, or a configuration that would degrade 
    safety functions to an unacceptable level. These assessments do not 
    necessarily require that a quantitative assessment of probabilistic 
    risk be performed. The licensee would have the flexibility to perform a 
    probabilistic and/or deterministic assessment, as appropriate. The 
    level of sophistication with which such assessments are performed is 
    expected to vary, based on the circumstances involved. It should be 
    understood, however, that the contribution to risk of a specific plant 
    configuration depends on both the degree of degradation of the safety 
    functions and the duration for which the plant is in that 
    configuration. Further, assessing the degree of safety function 
    degradation requires that there be an understanding of the impact of 
    removal of the equipment on the capability of the plant to prevent or 
    mitigate accidents and transients. The assessments may range from 
    deterministic judgements to the use of an on-line, living probabilistic 
    risk assessment (PRA).
        Additional guidance will be developed and promulgated in Regulatory 
    Guide 1.160, Revision 3 (proposed), to assist licensees in implementing 
    this provision of the proposed rule. The guidance will contain 
    information regarding risk-significant configurations and unacceptable 
    levels of safety function degradation.
    
    Proposed Rule
    
        This proposed rule would make five changes to 10 CFR 50.65:
        1. Add an introductory paragraph to 10 CFR 50.65 clarifying that 
    the proposed rule applies under all conditions of operation, including 
    normal shutdown.
        Prior to paragraph (a)(1), add the following wording: ``The 
    requirements of this section are applicable during all
    
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    conditions of plant operation, including normal shutdown operations.'' 
    The intent of this paragraph is to ensure that safety assessments are 
    performed before maintenance activities when the plants are shut down 
    as well as when the plants are at power. The shutdown condition may be 
    defined in a plant's technical specifications, but the intent of this 
    paragraph is that shutdown is generally considered as a time when all 
    control rods are inserted and the average reactor coolant temperature 
    is below 200 deg. F.
        2. Delete the last sentence of paragraph (a)(3) and create a new 
    paragraph, (a)(4), that requires the performance of safety assessments.
        The proposed rule would remove the last sentence of paragraph 
    (a)(3) and would add a new paragraph, (a)(4), as follows in its 
    entirety: ``Before performing maintenance activities on structures, 
    systems, or components within the scope of this section (including, but 
    not limited to, surveillance testing, post-maintenance testing, 
    corrective maintenance, performance/condition monitoring, and 
    preventive maintenance), an assessment of the current plant 
    configuration as well as expected changes to plant configuration that 
    will result from the proposed maintenance activities shall be conducted 
    to determine the overall effect on performance of safety functions. The 
    results of this assessment shall be used to ensure that the plant is 
    not placed in risk-significant configurations or configurations that 
    would degrade the performance of safety functions to an unacceptable 
    level.'' Deleting the current last sentence in paragraph (a)(3) will 
    remove the recommendation for performing safety assessments from the 
    paragraph that contains the periodic, programmatic, long-term review 
    considerations of the rule. Creating a new paragraph, (a)(4), 
    specifically for the safety assessment requirements would cause the 
    assessment concept to stand as a separate entity within the maintenance 
    rule.
        3. Define in paragraph (a)(4) the scope of the requirement for 
    performing those assessments to be all conditions of operation 
    including normal shutdown.
        The proposed rule would add the following in paragraph (a)(4) to 
    define the scope of pre-maintenance safety assessments: ``Before 
    performing maintenance activities on structures, systems, or components 
    within the scope of this section (including, but not limited to, 
    surveillance testing, post-maintenance testing, corrective maintenance, 
    performance/condition monitoring, and preventive maintenance), an 
    assessment * * * shall be conducted * * * .'' The NRC's intent is that 
    licensees perform safety assessments before all planned maintenance 
    activities that require removing from service equipment that is within 
    the scope of the maintenance rule, as defined in 10 CFR 50.65(b) and 
    (a)(1). The safety assessments required in this paragraph need not be 
    sophisticated probabilistic risk assessment analyses in all cases. 
    Licensees would have the flexibility to use probabilistic and/or 
    deterministic methods, as appropriate, when performing the safety 
    assessments required by paragraph (a)(4).
        4. Specify in paragraph (a)(4) that the safety assessments are to 
    examine the extant plant condition and the condition expected during 
    the planned maintenance activity.
        The proposed rule would include the following wording in paragraph 
    (a)(4): ``* * * an assessment of the current plant configuration as 
    well as expected changes to the plant configuration that will result 
    from the proposed maintenance activities * * * .'' The NRC's intent is 
    that a reasonable safety assessment be performed. The assessment may 
    range from simple and straightforward to complex. However, 
    notwithstanding the degree of sophistication required for the 
    assessment, the NRC intends that the assessment will examine the plant 
    condition existing prior to the commencement of the maintenance 
    activity and examine the changes expected by the proposed maintenance 
    activity.
        5. Specify in paragraph (a)(4) that the objective of performing the 
    safety assessments is to ensure that the plant is not placed in risk-
    significant configurations or configurations that would degrade the 
    performance of safety functions to an unacceptable level.
        The proposed rule would add in paragraph (a)(4) the wording to 
    specify the NRC's expectations regarding the use of each safety 
    assessment, as follows: ``The results of this assessment shall be used 
    to ensure that the plant is not placed in risk-significant 
    configurations or configurations that would degrade the performance of 
    safety functions to an unacceptable level.'' The NRC's intent is to 
    require that each licensee perform a safety assessment before 
    undertaking each planned maintenance activity and be aware of the risk 
    issues associated with that maintenance activity. The guidance to be 
    developed for licensees and promulgated in Regulatory Guide 1.160, 
    Revision 3 (proposed), is expected to assist the industry in 
    implementing this provision of the proposed rule, providing guidance 
    regarding risk-significant configurations and unacceptable levels of 
    safety function degradation.
        The Commission requests public comment on these proposed rule 
    provisions. The Commission also requests public comment on the 
    explanatory language in item 3 pertaining to licensee flexibility to 
    use probabilistic and/or deterministic methods to perform the safety 
    assessments. Specifically, should there be further clarification of 
    this point in the final rule?
    
    Finding of No Significant Environmental Impact: Environmental 
    Assessment
    
        The Commission has determined under the National Environmental 
    Policy Act of 1969, as amended, and the Commission's regulations in 
    Subpart A of 10 CFR Part 51 that this rule, if adopted, would not be a 
    major Federal action significantly affecting the quality of the human 
    environment and, therefore, an environmental impact statement is not 
    required. The draft environmental assessment that forms the basis for 
    this determination reads as follows.
    
    Identification of the Proposed Action
    
        The Commission is proposing to amend its regulations to require 
    commercial nuclear power plant licensees to perform assessments of the 
    plant's status before performing maintenance activities on structures, 
    systems, and components (SSCs) within the scope of 10 CFR 50.65, the 
    maintenance rule. The rule would be modified by adding an introductory 
    sentence to clarify that the proposed rule would apply under all 
    conditions of operation, including normal shutdown; deleting the last 
    sentence of paragraph (a)(3); and creating a new paragraph, (a)(4). The 
    new paragraph (a)(4) would change ``should'' to ``shall'' regarding the 
    performance of safety assessments; define the scope of the requirement 
    for performing those assessments to include all planned maintenance 
    activities; specify that the safety assessments are to examine the 
    extant plant condition and the condition expected during the 
    maintenance activity; and specify that the safety assessments are to be 
    used to ensure that, by the conduct of maintenance, the plant is not 
    placed in risk-significant conditions or safety system performance is 
    not degraded to an unacceptable level.
    
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    The Need for the Proposed Action
    
        Paragraph (a)(3) of the maintenance rule, in part, currently 
    recommends that, ``(I)n performing monitoring and preventive 
    maintenance activities, an assessment of the total plant equipment that 
    is out of service should be taken into account to determine the overall 
    effect on performance of safety functions.'' The Commission believes 
    the performance of this type of assessment is prudent. The maintenance 
    rule baseline inspections, being performed at each commercial nuclear 
    power plant site, have found that all inspected licensees have 
    implemented programs to perform the assessments, but about half of the 
    sites inspected had programs with discernable weaknesses in this area, 
    including instances in which, in accordance with the licensee's own 
    programs, safety assessments should have been made but were not. 
    Because of the hortatory nature of the safety assessment provision in 
    Sec. 50.65(a)(3), the Commission cannot ensure that licensees perform 
    the assessments. Moreover, licensees are free to remove the performance 
    of the assessments from their programs as they so desire. This proposed 
    change to the Commission's regulations will permit the Commission to 
    ensure that licensees perform the assessments, as appropriate.
        The other changes are clarifications regarding applicability of the 
    rule. During preliminary discussions prior to potential development of 
    a rule on shutdown plant operations, a major question arose regarding 
    whether 10 CFR 50.65 requirements apply during the time a plant is shut 
    down. The Commission concluded that inclusion of a statement to the 
    affirmative would eliminate the doubt.
        Removing the provision regarding safety assessments from paragraph 
    (a)(3) and creating for it a new, separate paragraph, (a)(4), would 
    disassociate that new requirement from the more time-dependent 
    requirement for evaluating of the program and the program's 
    effectiveness at maintaining an appropriate balance between reliability 
    and availability for each SSC. In the new paragraph, the requirement 
    for safety assessment performance is stipulated to ensure licensees 
    will perform those assessments. Because there were questions regarding 
    when the assessments were to be performed, what plant conditions are to 
    be evaluated and how they were to be used, the proposed new paragraph 
    (a)(4) describes that the assessments are to be performed before all 
    planned maintenance activities, are to examine pre-maintenance plant 
    conditions and expected changes due to the proposed maintenance 
    activity, and are to be used to ensure that the plant is not placed in 
    risk-significant configurations or configurations that would degrade 
    the performance of safety functions to an unacceptable level.
    
    Environmental Impacts of the Proposed Action
    
        The proposed rule would require that commercial nuclear power plant 
    licensees perform certain assessments of plant equipment status prior 
    to performing all planned maintenance activities. The purpose of the 
    proposed rule is to increase the effectiveness of the maintenance rule 
    by requiring licensees to perform an assessment of plant conditions 
    prior to planned maintenance and changes expected to result from the 
    planned maintenance activity, to ensure that licensees understand the 
    assessments are to be performed when the plant is shut down as well as 
    at power, and to improve licensees' understanding of what conditions to 
    assess and to what use to put the completed assessment. Accordingly, 
    implementation of this proposed rule would not have any significant 
    adverse impact on the quality of the human environment. The Commission 
    believes that proper implementation of the proposed rule will reduce 
    the likelihood of an accidental release of radioactive material caused 
    by imprudently prioritized, planned, or scheduled maintenance.
        The determination of this environmental assessment is that there 
    will be no significant offsite impact to the public from this action. 
    The NRC has also committed to complying with Executive Order (EO) 
    12898, ``Federal Actions to Address Environmental Justice in Minority 
    Populations and Low-Income Populations,'' dated February 11, 1994, in 
    all its actions. The NRC has determined that there are no 
    disproportionate, high, or adverse impacts on minority or low-income 
    populations. In the letter and spirit of EO 12898, the NRC is 
    requesting public comment on any environmental justice considerations 
    or questions that the public thinks may be related to this proposed 
    rule but somehow were not addressed. Comments on any aspect of the 
    Environmental Assessment, including environmental justice, may be 
    submitted to the NRC as indicated under the ADDRESSES heading.
    
    States Consulted and Sources Used
    
        The NRC has sent a copy of this proposed rule to every State 
    Liaison Officer and requested his or her comments on the Environmental 
    Assessment.
    
    Paperwork Reduction Act Statement
    
        This proposed rule does not contain a new or an amended information 
    collection requirement subject to the requirements of the Paperwork 
    Reduction Act of 1995 (44 U.S.C. 3501 et seq.). Existing requirements 
    were approved by the Office of Management and Budget, approval number 
    3150-0011.
    
    Public Protection Notification
    
        If an information collection requirement does not display a 
    currently valid OMB control number, the NRC may not conduct or sponsor, 
    and a person is not required to respond to, the information collection.
    
    Regulatory Analysis
    
        The Commission has prepared a draft regulatory analysis on this 
    proposed regulation. The analysis examined the costs and benefits of 
    the alternatives considered by the Commission for revising 10 CFR 
    50.65, the maintenance rule. Those alternatives were to (1) make no 
    change to the rule, (2) require the safety assessments currently 
    recommended in paragraph (a)(3) of the rule, and (3) make comprehensive 
    revisions to paragraph (a)(3) of the rule. The analysis selected 
    Alternative 2 as the preferred course of action. Details of the 
    alternative selection are contained in the draft analysis, which is 
    available for inspection in the NRC Public Document Room, 2120 L Street 
    NW (Lower Level), Washington, D.C. Single copies of the analysis may be 
    obtained from Richard P. Correia, Office of Nuclear Reactor Regulation, 
    U.S. Nuclear Regulatory Commission, Washington, DC 20555, 301-415-1009, 
    e-mail rpc@nrc.gov.
        The Commission requests public comments on the draft regulatory 
    analysis. Comments on the draft analysis may be submitted to the NRC as 
    indicated under the ADDRESSES heading.
    
    Regulatory Flexibility Certification
    
        In accordance with the Regulatory Flexibility Act of 1980 (5 U.S.C. 
    605(b)), the Commission certifies that this proposed rule will not, if 
    adopted, have a significant economic impact on a substantial number of 
    small entities. This proposed rule affects only the operation of 
    nuclear power plants. The companies that own these plants do not fall 
    within the scope of the definition of small entities set forth in the 
    Regulatory Flexibility Act or the size standards adopted by the NRC (10 
    CFR 2.810).
    
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    Backfit Analysis
    
        As required by 10 CFR 50.109, the Commission has completed a 
    backfit analysis for this proposed rule. The Commission has determined, 
    on the basis of this analysis, that backfitting to comply with the 
    requirements of this proposed rule provides a substantial increase in 
    protection to the public health and safety or the common defense and 
    security at a cost that is justified by the increased protection.
        When the maintenance rule was first promulgated in 1991, the NRC 
    staff did not foresee the significant changes licensees would be making 
    in maintenance practices. To enhance operational efficiency brought 
    about by the rate deregulation of the electric utility industry, 
    licensees are shortening their refueling outages by performing more 
    maintenance while the plant is at power. At-power maintenance practices 
    have evolved to the point that not only are major systems and 
    components taken off line, but also multiple systems and components are 
    taken off line simultaneously. Taking systems and components off line 
    for maintenance could result in an increased likelihood of an accident 
    or transient, compared to risk that occurs from expected random 
    equipment failures.
        The objective of this proposed rule is to make mandatory that 
    licensees assess the cumulative impact of out-of-service equipment on 
    the capability of the plant to perform safety functions and that 
    licensees consider the results of the assessment before undertaking 
    maintenance activities at operating nuclear power plants in order to 
    ensure that the plants are not placed in risk-significant 
    configurations or configurations that would degrade the performance of 
    safety functions to an unacceptable level. Thus, the proposed rule 
    would state that licensees must perform safety assessments before 
    removing SSCs from service for planned maintenance.
        In addition, this proposed rule would (1) add an introductory 
    sentence to 10 CFR 50.65 clarifying that the rule applies under all 
    conditions of operation, including normal shutdown; (2) delete the last 
    sentence of paragraph (a)(3) of the rule and create a new paragraph, 
    (a)(4), that requires the performance of safety assessments; (3) 
    specify that the scope of the requirement for performing those 
    assessments covers all planned maintenance activities; (4) specify that 
    the safety assessments are to examine the extant plant condition and 
    the condition expected during the maintenance activity; and (5) specify 
    that the results of the safety assessments are to be used to help the 
    licensee ensure that the plant is not placed in risk-significant 
    configurations or configurations that would degrade safety functions to 
    an unacceptable level.
        The pre-maintenance assessments, along with the clarifications 
    regarding their scope and their use, which the Commission proposes to 
    require are intended to cause licensees to manage this risk and ensure 
    their plants are not placed in risk-significant conditions or 
    conditions in which the performance of safety functions is not degraded 
    to unacceptable levels.
        The details of this backfit analysis have been incorporated in the 
    regulatory analysis.
        For the reasons elaborated in the regulatory analysis, which also 
    contains cost information, the Commission concludes that the proposed 
    modification to the maintenance rule will result in a level of safety 
    beyond that currently provided by the Commission's regulations, a 
    substantial increase in the overall protection of public health and 
    safety, and that the net costs of the rule are justified in view of 
    this increased level of safety.
    
    List of Subjects in 10 CFR Part 50
    
        Antitrust, Classified information, Criminal penalties, Fire 
    protection, Intergovernmental relations, Nuclear power plant and 
    reactors, Radiation protection, Reactor siting criteria, Reporting and 
    recordkeeping requirements.
    
        For the reasons set out in the preamble and under the authority of 
    the Atomic Energy Act of 1954, as amended; the Energy Reorganization 
    Act of 1974, as amended; and 5 U.S.C. 553, the NRC is proposing to 
    adopt the following amendments to 10 CFR Part 50:
    
    PART 50--DOMESTIC LICENSING OF PRODUCTION AND UTILIZATION 
    FACILITIES
    
        1. The authority citation for part 50 continues to read as follows:
    
        Authority: Secs. 102, 103, 104, 105, 161, 182, 183, 186, 189, 68 
    Stat. 936, 937, 938, 948, 953, 954, 955, 956, as amended, sec. 234, 
    83 Stat. 444, as amended (42 U.S.C. 2132, 2133, 2134, 2135, 2201, 
    2232, 2233, 2236, 2239, 2282); secs. 201, as amended, 202, 206, 88 
    Stat. 1242, as amended, 1244, 1246, (42 U.S.C. 5841, 5842, 5846).
        Section 50.7 also issued under Pub. L. 95-601, sec. 10, 92 Stat. 
    2951 (42 U.S.C. 5851). Section 50.10 also issued under secs. 101, 
    185, 68 Stat. 936, 955, as amended (42 U.S.C. 2131, 2235); sec. 102, 
    Pub. L. 91-190, 83 Stat. 853 (42 U.S.C. 4332). Sections 50.13, 
    50.54(dd), and 50.103 also issued under sec. 108, 68 Stat. 939, as 
    amended (42 U.S.C. 2138). Sections 50.23, 50.35, 50.55, and 50.56 
    also issued under sec. 185, 68 Stat. 955 (42 U.S.C. 2235). Sections 
    50.33a, 50.55a, and Appendix Q also issued under sec. 102, Pub. L. 
    91-190, 83 Stat. 853 (42 U.S.C. 4332). Sections 50.34 and 50.54 also 
    issued under sec. 204, 88 Stat. 1245 (42 U.S.C. 5844). Sections 
    50.58, 50.91, and 50.92 also issued under Pub. L. 97-415, 96 Stat. 
    2073 (42 U.S.C. 2239). Section 50.78 also issued under sec. 122, 68 
    Stat. 939 (42 U.S.C. 2152). Sections 50.80-50.81 also issued under 
    sec. 184, 68 Stat. 954, as amended (42 U.S.C. 2234). Appendix F also 
    issued under sec. 187, 66 Stat. 955 (42 U.S.C. 2237).
    
        2. In Sec. 50.65, an introductory paragraph is added, paragraph 
    (a)(3) is revised, and a new paragraph (a)(4) is added, to read as 
    follows:
    
    
    Sec. 50.65  Requirements for monitoring the effectiveness of 
    maintenance at nuclear power plants.
    
        The requirements of this section are applicable during all 
    conditions of plant operation, including normal shutdown operations.
        (a) * * *
        (3) Performance and condition monitoring activities and associated 
    goals and preventive maintenance activities shall be evaluated at least 
    every refueling cycle provided the interval between evaluations does 
    not exceed 24 months. The evaluations shall be conducted taking into 
    account, where practical, industry-wide operating experience. 
    Adjustments shall be made where necessary to ensure that the objective 
    of preventing failures of structures, systems, and components through 
    maintenance is appropriately balanced against the objective of 
    minimizing unavailability of structures, systems, and components due to 
    monitoring or preventive maintenance.
        (4) Before performing maintenance activities on structures, 
    systems, or components within the scope of this section (including, but 
    not limited to, surveillance testing, post-maintenance testing, 
    corrective maintenance, performance/condition monitoring, and 
    preventive maintenance), an assessment of the current plant 
    configuration as well as expected changes to plant configuration that 
    will result from the proposed maintenance activities shall be conducted 
    to determine the overall effect on performance of safety functions. The 
    results of this assessment shall be used to ensure that the plant is 
    not placed in risk-significant configurations or configurations that 
    would degrade the performance of safety functions to an unacceptable 
    level.
    * * * * *
        Dated at Rockville, Maryland, this 24th day of September, 1998.
    
    
    [[Page 52206]]
    
    
        For the Nuclear Regulatory Commission.
    John C. Hoyle,
    Secretary of the Commission.
    [FR Doc. 98-26204 Filed 9-29-98; 8:45 am]
    BILLING CODE 7590-01-P
    
    
    

Document Information

Published:
09/30/1998
Department:
Nuclear Regulatory Commission
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
98-26204
Dates:
Submit comments by December 14, 1998. Comments received after this date will be considered if it is practical to do so, but the Commission is able to ensure consideration only for comments received on or before this date.
Pages:
52201-52206 (6 pages)
RINs:
3150-AF95: Requirements for Monitoring the Effectiveness of Maintenance at Nuclear Power Plants
RIN Links:
https://www.federalregister.gov/regulations/3150-AF95/requirements-for-monitoring-the-effectiveness-of-maintenance-at-nuclear-power-plants
PDF File:
98-26204.pdf
CFR: (2)
10 CFR 184
10 CFR 50.65