2011-25189. Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on ...  

  • Start Preamble September 26, 2011.

    On August 19, 2011, the Municipal Securities Rulemaking Board (the “MSRB”) filed with the Securities and Exchange Commission (the “Commission”) a proposed rule change pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 [1] and Rule 19b-4 thereunder,[2] consisting of (i) proposed MSRB Rule G-42 (on political Start Printed Page 60955contributions and prohibitions on municipal advisory activities); (ii) proposed amendments that would make conforming changes to MSRB Rules G-8 (on books and records), G-9 (on preservation of records), and G-37 (on political contributions and prohibitions on municipal securities business); (iii) proposed Form G-37/G-42 and Form G-37x/G-42x; and (iv) a proposed restatement of a Rule G-37 interpretive notice issued by the MSRB in 1997. Notice of the proposed rule change was published in the Federal Register on September 9, 2011.[3] The Commission received no comments on the proposed rule change. On September 9, 2011, the MSRB withdrew the proposed rule change (SR-MSRB-2011-12).[4]

    Start Signature

    For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.[5]

    Elizabeth M. Murphy,

    Secretary.

    End Signature End Preamble

    Footnotes

    3.  See Securities Exchange Act Release No. 65255 (September 2, 2011), 76 FR 55976.

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    4.  See MSRB Notice 2011-51 (September 12, 2011).

    Back to Citation

    [FR Doc. 2011-25189 Filed 9-29-11; 8:45 am]

    BILLING CODE 8011-01-P

Document Information

Comments Received:
0 Comments
Published:
09/30/2011
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
2011-25189
Pages:
60954-60955 (2 pages)
Docket Numbers:
Release No. 34-65395, File No. SR-MSRB-2011-12
EOCitation:
of 2011-09-26
PDF File:
2011-25189.pdf