2016-23198. Federal Acquisition Regulation; Unique Identification of Entities Receiving Federal Awards  

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    AGENCY:

    Department of Defense (DoD), General Services Administration (GSA), and National Aeronautics and Space Administration (NASA).

    ACTION:

    Final rule.

    SUMMARY:

    DoD, GSA, and NASA are issuing a final rule amending the Federal Acquisition Regulation (FAR) to redesignate the terminology for unique identification of entities receiving Federal awards. The change to the FAR removes the proprietary standard or number.

    DATES:

    Effective: October 31, 2016.

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    FOR FURTHER INFORMATION CONTACT:

    Ms. Zenaida Delgado, Procurement Analyst, at 202-969-7207 for clarification of content. For information pertaining to status or publication schedules, contact the Regulatory Secretariat Division at 202-501-4755. Please cite FAC 2005-91, FAR Case 2015-022.

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    SUPPLEMENTARY INFORMATION:

    I. Background

    DoD, GSA, and NASA published a proposed rule in the Federal Register at 80 FR 72035 on November 18, 2015, to redesignate the terminology for unique identification of entities receiving Federal awards. The change to the FAR eliminates references to the proprietary Data Universal Numbering System (DUNS®) number, and provides appropriate references to the Web site where information on the unique entity identifier used for Federal contractors will be located. This final rule also establishes definitions of “unique entity identifier”, and “electronic funds transfer (EFT) indicator”. Ten respondents submitted comments on the proposed rule.

    II. Discussion and Analysis

    The Civilian Agency Acquisition Council and the Defense Acquisition Regulations Council (the Councils) reviewed the comments in the development of the final rule. All ten respondents agreed with the rule. No changes were made to the rule as a result of those comments. A discussion of the comments is provided as follows:

    A. Analysis of Public Comments

    1. Alternatives to and Considerations for the Evaluation of a Nonproprietary Entity Identifier

    Comment: Six respondents provided an alternative to the current entity identifier (e.g., Legal Entity Identifier (LEI), Contractor and Government Entity (CAGE) code) and four respondents provided additional considerations for the evaluation of alternatives for the entity identifier.

    Response: The scope of this rule is limited to removing the proprietary standard or number. The Office of Management and Budget (OMB) and the Department of Treasury, in collaboration with the General Services Administration and the Award Committee for E-Government, are establishing a process for considering alternatives to existing entity identifiers, including soliciting information about viable options from and reaching out about nonproprietary alternatives to all sectors, including private companies, nonprofits, and Federal Government Start Printed Page 67737providers. The analysis of the alternatives for the entity identifier and the analysis of considerations for the evaluation of alternatives for the entity identifier are beyond the scope of the case. However, the FAR Council will share these recommendations with the agencies conducting the analysis and implementing the changes.

    2. Challenges to Statements Made in the Proposed Rule Federal Register Preamble

    Comment: One respondent believed that the statement that the “current requirement limits competition by using a proprietary number and organization to meet the identification need as well as the need for other business information associated with that number” incorrectly suggests that the business information is only accessible through usage of the DUNS number. This respondent also challenged the assertion that the Government is not currently in a position to move away from use of the DUNS number in the short term. This respondent recommended that Government agencies consider expanding their acquisitions of business information services through competitive procurements.

    Response: There is nothing in the FAR linking business information services to the use of the DUNS number. Agencies are free to procure business information services as deemed appropriate. Regarding the short term ability of the Government to move away from the use of the DUNS number, the Government is in the process of determining requirements. The unique entity identifier provides multiple pieces of business information and serves multiple functions. Analysis will be conducted to ensure the replacement satisfies the full range of information needed. The Government is establishing a process for considering alternatives to existing entity identifiers, including soliciting information about viable options from and reaching out about nonproprietary alternatives to all sectors, including private companies, nonprofits, and Federal government providers. The analysis of alternatives is anticipated to be completed in fiscal year 2017. The scope of this rule is limited to removing the proprietary standard or number hence removing the impediment in anticipation of the change. The Government is interested in reducing cost and that is the reason we are pursuing this case. Recommendations regarding business information services are beyond the scope of the case.

    B. Other Changes

    Conforming changes were made to the following forms: Standard Forms 294, 330, and 1447, and Optional Form 307. These form changes will be made to be “Previous Edition Usable” in order to avoid Government agencies and Federal contractors having to make unnecessary system changes to accommodate nonsubstantive changes to forms.

    III. Executive Orders 12866 and 13563

    Executive Orders (E.O.s) 12866 and 13563 direct agencies to assess all costs and benefits of available regulatory alternatives and, if regulation is necessary, to select regulatory approaches that maximize net benefits (including potential economic, environmental, public health and safety effects, distributive impacts, and equity). E.O. 13563 emphasizes the importance of quantifying both costs and benefits, of reducing costs, of harmonizing rules, and of promoting flexibility. This is not a significant regulatory action and, therefore, was not subject to review under Section 6(b) of E.O. 12866, Regulatory Planning and Review, dated September 30, 1993. This rule is not a major rule under 5 U.S.C. 804.

    IV. Regulatory Flexibility Act

    DoD, GSA, and NASA have prepared a Final Regulatory Flexibility Analysis (FRFA) consistent with the Regulatory Flexibility Act, 5 U.S.C. 601, et seq. The FRFA is summarized as follows:

    The rule removes a proprietary standard or number for the unique identification of entities receiving Federal awards. The current requirement limits competition by using a proprietary number and organization to meet the identification needs.

    Unique identification of such entities is critical to ensure Federal dollars are awarded to responsible parties, awardees are paid in a timely manner, and awards are appropriately recorded and reported. This is currently accomplished in the FAR by using the proprietary Data Universal Numbering System (DUNS®) number from Dun and Bradstreet. This rule eliminates references to the proprietary standard or number, and provides appropriate references to the Web site where information on the unique entity identifier used for Federal contractors will be designated. Although the Government does not intend to move away from use of the DUNS number in the short term, elimination of regulatory references to a proprietary entity identifier will provide opportunities for future competition that can reduce costs to taxpayers.

    No public comments were submitted in response to the initial regulatory flexibility analysis.

    The final rule is internal to the Government and does not directly impose any requirements on the vendor community. However, the rule may affect certain entities if those entities have arranged certain of their business systems to utilize, accept, or otherwise recognize the existing unique identifier (DUNS number) and should that unique identifier be changed at some point to another identifier. As of June 2015, there were 380,092 unique and active DUNS numbers designated in the System for Award Management and attributed to Government contracting.

    There is no change to recordkeeping as a result of this rule.

    There are no known significant alternative approaches to the rule that would meet the requirements.

    Interested parties may obtain a copy of the FRFA from the Regulatory Secretariat. The Regulatory Secretariat has submitted a copy of the FRFA to the Chief Counsel for Advocacy of the Small Business Administration.

    V. Paperwork Reduction Act

    The rule does not contain any information collection requirements that require the approval of the Office of Management and Budget under the Paperwork Reduction Act (44 U.S.C. chapter 35).

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    List of Subjects in 48 CFR Parts 2, 4, 9, 12, 19, 52, and 53

    • Government procurement
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    Dated: September 19, 2016.

    William F. Clark,

    Director, Office of Government-wide Acquisition Policy, Office of Acquisition Policy, Office of Government-wide Policy.

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    Therefore, DoD, GSA, and NASA amend 48 CFR parts 2, 4, 9, 12, 19, 52, and 53 as set forth below:

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    1. The authority citation for 48 CFR parts 2, 4, 9, 12, 19, 52, and 53 continues to read as follows:

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    Authority: 40 U.S.C. 121(c); 10 U.S.C. chapter 137; and 51 U.S.C. 20113.

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    PART 2—DEFINITIONS OF WORDS AND TERMS

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    2. Amend section 2.101, in paragraph (b)(2) by—

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    a. Removing the definitions “Data Universal Numbering System (DUNS) number” and “Data Universal Numbering System +4 (DUNS+4) number”;

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    b. Adding, in alphabetical order, the definition “Electronic Funds Transfer (EFT) indicator”;

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    c. Revising paragraph (1) of the definition “Registered in the System for Award Management (SAM) database”; and

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    d. Adding, in alphabetical order, the definition, “Unique entity identifier”.

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    The revisions and additions read as follows:

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    Definitions.
    * * * * *

    (b) * * *

    (2) * * *

    Electronic Funds Transfer (EFT) indicator means a four-character suffix to the unique entity identifier. The suffix is assigned at the discretion of the commercial, nonprofit, or Government entity to establish additional System for Award Management records for identifying alternative EFT accounts (see subpart 32.11) for the same entity.

    * * * * *

    Registered in the System for Award Management (SAM) database * * *

    (1) The Contractor has entered all mandatory information, including the unique entity identifier and the Electronic Funds Transfer indicator (if applicable), the Commercial and Government Entity (CAGE) code, as well as data required by the Federal Funding Accountability and Transparency Act of 2006 (see subpart 4.14), into the SAM database;

    * * * * *

    Unique entity identifier means a number or other identifier used to identify a specific commercial, nonprofit, or Government entity. See www.sam.gov for the designated entity for establishing unique entity identifiers.

    * * * * *
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    PART 4—ADMINISTRATIVE MATTERS

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    3. Amend section 4.601 by removing the definition “Generic DUNS number” and adding, in alphabetical order, the definition “Generic entity identifier” to read as follows:

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    Definitions.
    * * * * *

    Generic entity identifier means a number or other identifier assigned to a category of vendors and not specific to any individual or entity.

    * * * * *
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    4. Amend section 4.605 by revising paragraph (b), the heading of paragraph (c), and paragraphs (c)(1) and (2) introductory text; and removing from paragraph (c)(2)(i)(C) “DUNS number” and adding “unique entity identifier” in its place.

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    The revisions read as follows:

    Procedures.
    * * * * *

    (b) Unique entity identifier. The contracting officer shall identify and report a unique entity identifier for the successful offeror on a contract action. The unique entity identifier shall correspond to the successful offeror's name and address as stated in the offer and resultant contract, and as registered in the System for Award Management database in accordance with the provision at 52.204-7, System for Award Management. The contracting officer shall ask the offeror to provide its unique entity identifier by using either the provision at 52.204-6, Unique Entity Identifier, the provision at 52.204-7, System for Award Management, or the provision at 52.212-1, Instructions to Offerors—Commercial Items. (For a discussion of the Commercial and Government Entity (CAGE) Code, which is a different identifier, see subpart 4.18.)

    (c) Generic entity identifier. (1) The use of a generic entity identifier should be limited, and only used in the situations described in paragraph (c)(2) of this section. Use of a generic entity identifier does not supersede the requirements of provisions 52.204-6, Unique Entity Identifier or 52.204-7, System for Award Management (if present in the solicitation) for the contractor to have a unique entity identifier assigned.

    (2) Authorized generic entity identifiers, maintained by the Integrated Award Environment (IAE) program office (http://www.gsa.gov/​portal/​content/​105036), may be used to report contracts in lieu of the contractor's actual unique entity identifier only for—

    * * * * *
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    5. Amend section 4.607 by—

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    a. Removing from paragraph (b) “Data Universal Numbering System Number” and adding “Unique Entity Identifier” in its place; and

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    b. Revising paragraph (c) to read as follows.

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    Solicitation provisions and contract clause.
    * * * * *

    (c) Insert the clause at 52.204-12, Unique Entity Identifier Maintenance, in solicitations and resulting contracts that contain the provision at 52.204-6, Unique Entity Identifier.

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    6. Amend section 4.1103 by—

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    a. Removing from paragraph (a)(1) “must register;” and adding “shall register;” in its place;

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    b. Removing from the introductory text of paragraph (a)(2) “DUNS number or, if applicable, the DUNS+4 number,” and adding “unique entity identifier” in its place;

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    c. Adding to the end of paragraph (a)(2)(i) “or”; and

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    d. Revising paragraphs (a)(3) and (d) to read as follows:

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    Procedures.

    (a) * * *

    (3) Need not verify registration before placing an order or call if the contract or agreement includes the provision at 52.204-7, System for Award Management, or the clause at 52.212-4, Contract Terms and Conditions—Commercial Items, or a similar agency clause, except when use of the Governmentwide commercial purchase card is contemplated as a method of payment. (See 32.1108(b)(2)).

    * * * * *

    (d) The contracting officer shall, on contractual documents transmitted to the payment office, provide the unique entity identifier and, if applicable, the Electronic Funds Transfer indicator, in accordance with agency procedures.

    [Amended]
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    7. Amend section 4.1402 by removing from paragraph (b), last sentence, “DUNS number” and adding “entity identifier” in its place.

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    [Amended]
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    8. Amend section 4.1705 by removing from paragraphs (a) and (b) “DUNS number” and adding “entity identifier” in their places.

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    9. Amend section 4.1800 by revising paragraph (b) to read as follows.

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    Scope of subpart.
    * * * * *

    (b) For information on the unique entity identifier, which is a different identifier, see 4.605 and the provisions at 52.204-6, Unique Entity Identifier, and 52.204-7, System for Award Management.

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    10. Amend section 4.1802 by revising paragraph (a)(1) and removing from paragraph (b) “DUNS Number” and adding “unique entity identifier” in its place.

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    The revision reads as follows:

    Policy.

    (a) * * * (1) Offerors shall provide the contracting officer the CAGE code assigned to that offeror's location prior to the award of a contract action above the micro-purchase threshold, when there is a requirement to be registered in the System for Award Management (SAM) or a requirement to have a unique entity identifier in the solicitation.

    * * * * *
    [Amended]
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    11. Amend section 4.1804 by removing from paragraph (a)(1) “Data Universal Numbering System Number” and adding “Unique Entity Identifier” in its place.

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    PART 9—CONTRACTOR QUALIFICATIONS

    [Amended]
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    12. Amend section 9.404 by revising paragraph (b)(6) to read as follows:

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    System for Award Management Exclusions.
    * * * * *

    (b) * * *

    (6) Unique Entity Identifier;

    * * * * *
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    PART 12—ACQUISITION OF COMMERCIAL ITEMS

    [Amended]
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    13. Amend section 12.301 by removing from paragraphs (d)(1) and (2) “DUNS Number” and adding “unique entity identifier” in their places.

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    PART 19—SMALL BUSINESS PROGRAMS

    [Amended]
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    14. Amend section 19.704 by removing from paragraphs (a)(10)(v) and (vi) “DUNS number” and adding “unique entity identifier” in their places.

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    PART 52—SOLICITATION PROVISIONS AND CONTRACT CLAUSES

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    15. Revise section 52.204-6 to read as follows.

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    Unique Entity Identifier.

    As prescribed in 4.607(b), insert the following provision:

    Unique Entity Identifier (Oct 2016)

    (a) Definitions. As used in this provision—

    Electronic Funds Transfer (EFT) indicator means a four-character suffix to the unique entity identifier. The suffix is assigned at the discretion of the commercial, nonprofit, or Government entity to establish additional System for Award Management records for identifying alternative EFT accounts (see subpart 32.11) for the same entity.

    Unique entity identifier means a number or other identifier used to identify a specific commercial, nonprofit, or Government entity. See www.sam.gov for the designated entity for establishing unique entity identifiers.

    (b) The Offeror shall enter, in the block with its name and address on the cover page of its offer, the annotation “Unique Entity Identifier” followed by the unique entity identifier that identifies the Offeror's name and address exactly as stated in the offer. The Offeror also shall enter its EFT indicator, if applicable.

    (c) If the Offeror does not have a unique entity identifier, it should contact the entity designated at www.sam.gov for establishment of the unique entity identifier directly to obtain one. The Offeror should be prepared to provide the following information:

    (1) Company legal business name.

    (2) Tradestyle, doing business, or other name by which your entity is commonly recognized.

    (3) Company physical street address, city, state and Zip Code.

    (4) Company mailing address, city, state and Zip Code (if separate from physical).

    (5) Company telephone number.

    (6) Date the company was started.

    (7) Number of employees at your location.

    (8) Chief executive officer/key manager.

    (9) Line of business (industry).

    (10) Company headquarters name and address (reporting relationship within your entity).

    (End of provision)

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    16. Amend section 52.204-7 by—

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    a. Revising the provision heading and the date of the provision;

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    b. Amending paragraph (a) by—

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    1. Removing the definitions “Data Universal Numbering System (DUNS) number” and “Data Universal Numbering System +4 (DUNS+4) number”;

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    2. Adding, in alphabetical order, the definition “Electronic Funds Transfer (EFT) indicator”;

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    3. Revising paragraph (1) of the definition “Registered in the System for Award Management (SAM) database”; and

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    4. Adding, in alphabetical order, the definition “Unique entity identifier”;

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    c. Removing from paragraph (b)(1) “the offeror” and adding “the Offeror” in its place; and

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    d. Revising paragraphs (b)(2) and (c).

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    The revisions and additions read as follows:

    System for Award Management.
    * * * * *

    System for Award Management

    (a) Definitions. As used in this provision—

    * * * * *

    Electronic Funds Transfer (EFT) indicator means a four-character suffix to the unique entity identifier. The suffix is assigned at the discretion of the commercial, nonprofit, or Government entity to establish additional System for Award Management records for identifying alternative EFT accounts (see subpart 32.11) for the same entity.

    Registered in the System for Award Management (SAM) database means that—

    (1) The Offeror has entered all mandatory information, including the unique entity identifier and the EFT indicator, if applicable, the Commercial and Government Entity (CAGE) code, as well as data required by the Federal Funding Accountability and Transparency Act of 2006 (see subpart 4.14) into the SAM database;

    * * * * *

    Unique entity identifier means a number or other identifier used to identify a specific commercial, nonprofit, or Government entity. See www.sam.gov for the designated entity for establishing unique entity identifiers.

    (b) * * *

    (2) The Offeror shall enter, in the block with its name and address on the cover page of its offer, the annotation “Unique Entity Identifier” followed by the unique entity identifier that identifies the Offeror's name and address exactly as stated in the offer. The Offeror also shall enter its EFT indicator, if applicable. The unique entity identifier will be used by the Contracting Officer to verify that the Offeror is registered in the SAM database.

    (c) If the Offeror does not have a unique entity identifier, it should contact the entity designated at www.sam.gov for establishment of the unique entity identifier directly to obtain one. The Offeror should be prepared to provide the following information:

    (1) Company legal business name.

    (2) Tradestyle, doing business, or other name by which your entity is commonly recognized.

    (3) Company physical street address, city, state, and Zip Code.

    (4) Company mailing address, city, state and Zip Code (if separate from physical).

    (5) Company telephone number.

    (6) Date the company was started.

    (7) Number of employees at your location.

    (8) Chief executive officer/key manager.

    (9) Line of business (industry).

    (10) Company headquarters name and address (reporting relationship within your entity).

    * * * * *
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    17. Amend section 52.204-10 by—

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    a. Revising the date of the clause; and

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    b. Removing from paragraph (d)(2)(i) “identifier (DUNS Number)” and adding “entity identifier” in its place.

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    The revision reads as follows:

    Reporting Executive Compensation and First-Tier Subcontract Awards.
    * * * * *

    Reporting Executive Compensation and First-Tier Subcontract Awards (Oct 2016)

    * * * * *
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    18. Revise section 52.204-12 to read as follows:

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    Unique Entity Identifier Maintenance.

    As prescribed in 4.607(c), insert the following clause:

    Unique Entity Identifier Maintenance (Oct 2016)

    (a) Definition. Unique entity identifier, as used in this clause, means a number or other identifier used to identify a specific commercial, nonprofit, or Government entity. See www.sam.gov for the designated entity for establishing unique entity identifiers.

    (b) The Contractor shall ensure that the unique entity identifier is maintained with the entity designated at the System for Award Management (SAM) for establishment of the unique entity identifier throughout the life of the contract. The Contractor shall Start Printed Page 67740communicate any change to the unique entity identifier to the Contracting Officer within 30 days after the change, so an appropriate modification can be issued to update the data on the contract. A change in the unique entity identifier does not necessarily require a novation be accomplished.

    (End of clause)

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    19. Amend section 52.204-13 by—

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    a. Revising the date of the clause;

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    b. Amending paragraph (a) by—

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    1. Removing the definitions “Data Universal Numbering System (DUNS) number” and “Data Universal Numbering System +4 (DUNS+4) number”;

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    2. Adding, in alphabetical order, the definition “Electronic Funds Transfer (EFT) indicator”;

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    3. Revising paragraph (1) of the definition “Registered in the System for Award Management (SAM) database”; and

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    4. Adding, in alphabetical order, the definition “Unique entity identifier”; and

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    c. Revising paragraph (c)(3);

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    The revisions and additions read as follows:

    System for Award Management Maintenance.
    * * * * *

    System for Award Management Maintenance (Oct 2016)

    (a) Definitions. * * *

    Electronic Funds Transfer (EFT) indicator means a four-character suffix to the unique entity identifier. The suffix is assigned at the discretion of the commercial, nonprofit, or Government entity to establish additional System for Award Management (SAM) records for identifying alternative EFT accounts (see subpart 32.11) for the same entity.

    Registered in the System for Award Management (SAM) database means that—

    (1) The Contractor has entered all mandatory information, including the unique entity identifier and the EFT indicator (if applicable), the Commercial and Government Entity (CAGE) code, as well as data required by the Federal Funding Accountability and Transparency Act of 2006 (see subpart 4.14), into the SAM database;

    * * * * *

    Unique entity identifier means a number or other identifier used to identify a specific commercial, nonprofit, or Government entity. See www.sam.gov for the designated entity for establishing unique entity identifiers.

    * * * * *

    (c) * * *

    (3) The Contractor shall ensure that the unique entity identifier is maintained with the entity designated at www.sam.gov for establishment of the unique entity identifier throughout the life of the contract. The Contractor shall communicate any change to the unique entity identifier to the Contracting Officer within 30 days after the change, so an appropriate modification can be issued to update the data on the contract. A change in the unique entity identifier does not necessarily require a novation be accomplished.

    * * * * *
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    20. Amend section 52.204-14 by—

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    a. Revising the date of the clause; and

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    b. Removing from paragraph (f)(1)(i) “DUNS number” and adding “unique entity identifier” in its place.

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    The revision reads as follows:

    Service Contract Reporting Requirements.
    * * * * *

    Service Contract Reporting Requirements (Oct 2016)

    * * * * *
    Start Amendment Part

    21. Amend section 52.204-15 by—

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    a. Revising the date of the clause; and

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    b. Removing from paragraph (f)(1)(i) “DUNS number” and adding “unique entity identifier” in its place.

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    The revision reads as follows:

    Service Contract Reporting Requirements for Indefinite-Delivery Contracts.
    * * * * *

    Service Contract Reporting Requirements for Indefinite-Delivery Contracts (Oct 2016)

    * * * * *
    Start Amendment Part

    22. Amend section 52.212-1 by revising the date of the provision and paragraph (j) to read as follows:

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    Instructions to Offerors—Commercial Items.
    * * * * *

    Instructions to Offerors—Commercial Items (Oct 2016)

    * * * * *

    (j) Unique entity identifier. (Applies to all offers exceeding $3,500, and offers of $3,500 or less if the solicitation requires the Contractor to be registered in the System for Award Management (SAM) database.) The Offeror shall enter, in the block with its name and address on the cover page of its offer, the annotation “Unique Entity Identifier” followed by the unique entity identifier that identifies the Offeror's name and address. The Offeror also shall enter its Electronic Funds Transfer (EFT) indicator, if applicable. The EFT indicator is a four-character suffix to the unique entity identifier. The suffix is assigned at the discretion of the Offeror to establish additional SAM records for identifying alternative EFT accounts (see subpart 32.11) for the same entity. If the Offeror does not have a unique entity identifier, it should contact the entity designated at www.sam.gov for unique entity identifier establishment directly to obtain one. The Offeror should indicate that it is an offeror for a Government contract when contacting the entity designated at www.sam.gov for establishing the unique entity identifier.

    * * * * *
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    23. Amend section 52.212-3 by—

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    a. Revising the date of the provision; and

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    b. Removing from the introductory text of paragraph (p) “DUNS Number” and adding “unique entity identifier” in its place.

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    The revision reads as follows:

    Offeror Representations and Certifications—Commercial Items.
    * * * * *

    Offeror Representations and Certifications—Commercial Items (Oct 2016)

    * * * * *
    Start Amendment Part

    24. Amend section 52.212-5 by revising the date of the clause and paragraphs (b)(4), (b)(6), (b)(7), and (b)(17)(i) to read as follows:

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    Contract Terms and Conditions Required to Implement Statutes or Executive Orders—Commercial Items.
    * * * * *

    Contract Terms and Conditions Required To Implement Statutes or Executive Orders—Commercial Items (Oct 2016)

    * * * * *

    (b) * * *

    __ (4) 52.204-10, Reporting Executive Compensation and First-Tier Subcontract Awards (Oct 2016) (Pub. L. 109-282) (31 U.S.C. 6101 note).

    * * * * *

    __ (6) 52.204-14, Service Contract Reporting Requirements (Oct 2016) (Pub. L. 111-117, section 743 of Div. C).

    __ (7) 52.204-15, Service Contract Reporting Requirements for Indefinite-Delivery Contracts (Oct 2016) (Pub. L. 111-117, section 743 of Div. C).

    * * * * *

    __ (17)(i) 52.219-9, Small Business Subcontracting Plan (Oct 2016) (15 U.S.C. 637(d)(4)).

    * * * * *
    Start Amendment Part

    25. Amend section 52.213-4 by revising the date of the clause and paragraph (b)(1)(i) to read as follows:

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    Terms and Conditions—Simplified Acquisitions (Other Than Commercial Items).
    * * * * *

    Terms and Conditions—Simplified Acquisitions (Other Than Commercial Items) (Oct 2016)

    * * * * *

    (b) * * *

    (1) * * *

    (i) 52.204-10, Reporting Executive Compensation and First-Tier Subcontract Awards (Oct 2016) (Pub. L. 109-282) (31 Start Printed Page 67741U.S.C. 6101 note) (Applies to contracts valued at $30,000 or more).

    * * * * *
    Start Amendment Part

    26. Amend section 52.219-9 by—

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    a. Revising the section heading;

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    b. Revising the date of the clause;

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    c. Removing from paragraph (d)(10)(vi) “DUNS number,” and adding “unique entity identifier,” in its place.

    End Amendment Part

    The revisions read as follows:

    Small Business Subcontracting Plan.
    * * * * *

    Small Business Subcontracting Plan (Oct 2016)

    * * * * *
    Start Part

    PART 53—FORMS

    [Amended]
    End Part Start Amendment Part

    27. Amend section 53.214 by removing from paragraph (d) “SF 1447 (Rev. 2/2012)” and adding “SF 1447 (Rev. 8/2016)” in its place.

    End Amendment Part
    [Amended]
    Start Amendment Part

    28. Amend section 53.215-1 by removing from paragraph (e) “OF 307 (9/97)” and adding “OF 307 (Rev. 8/2016)” in its place.

    End Amendment Part
    [Amended]
    Start Amendment Part

    29. Amend section 53.219 by removing from the paragraph “(Rev. 10/2015)” and adding “(Rev. 8/2016)” in its place.

    End Amendment Part
    [Amended]
    Start Amendment Part

    30. Amend section 53.236-2 by removing from paragraph (b) “SF 330 (Rev. 3/2013)” and adding “SF 330 (Rev. 8/2016)” in its place.

    End Amendment Part Start Amendment Part

    31. Revise section 53.301-294 to read as follows:

    End Amendment Part
    Subcontracting Report for Individual Contracts.
    Start Printed Page 67742

    Start Printed Page 67743

    Start Printed Page 67744

    Start Printed Page 67745

    Start Amendment Part

    32. Revise section 53.301-330 to read as follows:

    End Amendment Part
    Architect-Engineer Qualifications.
    Start Printed Page 67746

    Start Printed Page 67747

    Start Printed Page 67748

    Start Printed Page 67749

    Start Printed Page 67750

    Start Printed Page 67751

    Start Printed Page 67752

    Start Printed Page 67753

    Start Printed Page 67754

    Start Printed Page 67755

    Start Printed Page 67756

    Start Printed Page 67757

    Start Printed Page 67758

    Start Printed Page 67759

    Start Amendment Part

    33. Revise section 53.301-1447 to read as follows:

    End Amendment Part
    Solicitation/Contract.
    Start Printed Page 67760

    Start Printed Page 67761

    Start Amendment Part

    34. Revise section 53.302-307 to read as follows:

    End Amendment Part
    Optional Form 307, Contract Award.
    Start Printed Page 67762

    Start Printed Page 67763 End Supplemental Information

    BILLING CODE 6820-EP-P

    [FR Doc. 2016-23198 Filed 9-29-16; 8:45 am]

    BILLING CODE 6820-EP-C

Document Information

Effective Date:
10/31/2016
Published:
09/30/2016
Department:
National Aeronautics and Space Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
2016-23198
Dates:
Effective: October 31, 2016.
Pages:
67736-67763 (28 pages)
Docket Numbers:
FAC 2005-91, FAR Case 2015-022, Item V, Docket No. 2015-0022, Sequence No. 1
RINs:
9000-AN00: Federal Acquisition Regulation (FAR); FAR Case 2015-022; Unique Identification of Entities Receiving Federal Awards
RIN Links:
https://www.federalregister.gov/regulations/9000-AN00/federal-acquisition-regulation-far-far-case-2015-022-unique-identification-of-entities-receiving-fed
Topics:
Government procurement
PDF File:
2016-23198.pdf
CFR: (33)
48 CFR 52.212—3
48 CFR 2.101
48 CFR 4.601
48 CFR 4.605
48 CFR 4.607
More ...