2010-27857. Notice of Intention To Cancel Registrations of Certain Transfer Agents  

  • Start Preamble October 29, 2010.

    Notice is hereby given that the Securities and Exchange Commission (“Commission”) intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (“Act”),[1] cancelling the registrations of the transfer agents whose names appear in the attached Appendix.

    Start Further Info

    FOR FURTHER INFORMATION CONTACT:

    Jerry W. Carpenter, Assistant Director, or David Karasik, Special Counsel, at (202) 551-5710, U.S. Securities and Exchange Commission, Division of Trading and Markets, Room 7321 SP1, 100 F Street, NE., Washington, DC 20549-7010 or by e-mail at tradingandmarkets@sec.gov with the phrase “Notice of Intention To Cancel Transfer Agent Registration” in the subject line.

    Background

    Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration.

    Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after December 15, 2010, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.

    The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission in writing or by e-mail prior to December 15, 2010. Written notifications may be mailed to Office of Clearance and Settlement, Division of Trading and Markets, U.S. Securities and Exchange Commission, Room 7321 SP1, 100 F Street NE., Washington, DC 20459-7010. E-mail notifications may be sent to tradingandmarkets@sec.gov with the phrase “Notice of Intention To Cancel Transfer Agent Registration” in the subject line.

    Start Signature

    For the Commission by the Division of Trading and Markets, pursuant to delegated authority.[2]

    Florence E. Harmon,

    Deputy Secretary.

    End Signature

    Appendix

    Transfer agentFile No.
    Advest Transfer Services, Inc8405855
    AGN Associates & Stock Transfer Services, LLC8406255
    Amazon Natural Treasures.com, Inc8405839
    Beverly National Corporation8505474
    Capital Fund Services, Inc8405909
    Capital Fund Services, Inc8405683
    Century Realty Trust Co8400082
    CNB Bancorp, Inc8505383
    Compushare Transfer Corporation8406194
    Endless Investments, LLC8406178
    Electrochemical Industries Frutarom Inc8400814
    First Choice National Stock Transfer Agency Inc8406154
    Fortune Fund Administration, Inc8405672
    Francine Goodman (dba Maximvs Transfer Services)8405926
    GTI Corporate Transfer Agents LLC8406151
    Guarantee Services Corp8406145
    Hola Corp8406047
    Howard Johnson & Company8405555
    InCap Fund Administration, Inc8406124
    Incorp Stock Transfer Inc8406042
    International Acquisitions & Holdings, Inc8406164
    Kingsdale Shareholder Services Inc8406188
    Lapeer County Bank & Trust Co8505250
    Legends Financial Holding, Inc8505534
    Liberty Transfer Company8405474
    Manchester Benefits Group, Ltd8405891
    Manchester Exchange Trust Limited8405810
    McGladrey & Pullen, LLP8405806
    Mercantile Bancorp, Inc8406226
    Nicholas Vito Pelletiere Security West Stock Transfer8406090
    NuWave eSolutions Private Limited8406170
    Start Printed Page 68013
    Pacific Stock Transfers Inc8406088
    Public Stock Transfer Company dba/Public Ease8405866
    Royalty Stock Transfer8406189
    Select American Transfer Co8406152
    Select Fidelity Transfer Services Ltd8406139
    Syntel, Inc8406142
    Technology Funding Capital Corporation8405738
    The Commercial Bank8405867
    The Northern Savings & Loan Company8405867
    The Nyhart Company, Inc8405722
    Trustmark Stock & Transfer Inc8406073
    UAC Inc8400293
    Wall Street Stock Transfer Corp8406246
    Wulf International, Ltd8406180
    End Further Info End Preamble

    Footnotes

    [FR Doc. 2010-27857 Filed 11-3-10; 8:45 am]

    BILLING CODE 8011-01-P

Document Information

Comments Received:
0 Comments
Published:
11/04/2010
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
2010-27857
Pages:
68012-68013 (2 pages)
Docket Numbers:
Release No. 34-63211
EOCitation:
of 2010-10-29
PDF File:
2010-27857.pdf