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Home » 2011 Issues » 76 FR (06/07/2011) » 2011-13976. Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

  2011-13976. Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping  

  • Start Preamble

    AGENCY:

    Commodity Futures Trading Commission; Securities and Exchange Commission.

    ACTION:

    Joint proposed rules; proposed interpretations; correction.

    SUMMARY:

    The Commodity Futures Trading Commission and the Securities and Exchange Commission published a document in the Federal Register of May 23, 2011 that referenced an incorrect RIN and an incorrect cite in an authority citation. This correction is being published to correct both the RIN and the authority citation.

    Start Further Info

    FOR FURTHER INFORMATION CONTACT:

    CFTC: Julian E. Hammar, Assistant General Counsel, at 202-418-5118, jhammar@cftc.gov, Mark Fajfar, Assistant General Counsel, at 202-418- 6636, mfajfar@cftc.gov, or David E. Aron, Counsel, at 202-418-6621, daron@cftc.gov, Office of General Counsel, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581; SEC: Matthew A. Daigler, Senior Special Counsel, at 202-551-5578, Cristie L. March, Attorney-Adviser, at 202-551-5574, or Leah M. Drennan, Attorney-Adviser, at 202-551-5507, Division of Trading and Markets, or Michael J. Reedich, Special Counsel, or Tamara Brightwell, Senior Special Counsel to the Director, at 202-551- 3500, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.

    Correction

    In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on page 29818, in the 10th line of the first column, the Security and Exchange Commission's RIN is corrected to read as noted above.

    In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on page 29888, the authority citation in the second column reads as follows:

    Start Authority

    Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 7, 7a, 7b, 8, 9, 10, 12, 12a, 12c, 13a, 13a-1, 16, 16a, 21, 23, and 24.

    End Authority Start Signature

    Commodity Futures Trading Commission.

    David A. Stawick,

    Secretary. Securities and Exchange Commission.

    Dated: June 1, 2011.

    Elizabeth M. Murphy,

    Secretary.

    End Signature End Further Info End Preamble

    [FR Doc. 2011-13976 Filed 6-6-11; 8:45 am]

    BILLING CODE 6351-01-P; 8011-01-P

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Document Information

Comments Received:
0 Comments
Published:
06/07/2011
Department:
Securities and Exchange Commission
Entry Type:
Proposed Rule
Action:
Joint proposed rules; proposed interpretations; correction.
Document Number:
2011-13976
Pages:
32880-32880 (1 pages)
Docket Numbers:
Release No. 33-9204A, 34-64372A, File No. S7-16-11
RINs:
3038-AD46: Product Definitions Relating to Swaps and Security Based Swaps , 3235-AK65: Definitions Contained in Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act
RIN Links:
https://www.federalregister.gov/regulations/3038-AD46/product-definitions-relating-to-swaps-and-security-based-swaps-, https://www.federalregister.gov/regulations/3235-AK65/definitions-contained-in-title-vii-of-the-dodd-frank-wall-street-reform-and-consumer-protection-act
PDF File:
2011-13976.pdf
CFR: (2)
17 CFR 1
17 CFR 240