Multiple documents found for the citation 71-fr-16849.
- Securities and Exchange Commission
-
E6-4821. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member ...
- Published Date: 4/4/2006 Pages: 16847-16849 (3 pages)
-
E6-4822. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Expand the Scope of NASD Rule 2440 and Interpretive Material 2440 Relating to Fair Prices and Commissions To Apply ...
- Published Date: 4/4/2006 Pages: 16849-16850 (2 pages)
-
E6-4821. Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proposed Amendments to NASD Rule 1013 To Adopt a Standardized New Member ...