95-472. Mediation Assistance in the Federal Sector  

  • [Federal Register Volume 60, Number 6 (Tuesday, January 10, 1995)]
    [Rules and Regulations]
    [Pages 2509-2512]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-472]
    
    
    
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    FEDERAL MEDIATION AND CONCILIATION SERVICE
    
    29 CFR Part 1425
    
    
    Mediation Assistance in the Federal Sector
    
    AGENCY: Federal Mediation and Conciliation Service.
    
    ACTION: Final rule.
    
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    SUMMARY: This final rule is published in order to renew Form F-53, 
    Notice to Federal Mediation and Conciliation Service.
        Pursuant to the Paperwork Reduction Act (44 U.S.C. Chapter 35), the 
    Federal Mediation and Conciliation Service submitted its final rule to 
    the Office of Management and Budget (OMB) on November 2, 1994 and 
    received its approval on November 23, 1994 for the use of F-53 through 
    November 30, 1997.
    
    EFFECTIVE DATE: February 9, 1995.
    
    FOR FURTHER INFORMATION CONTACT: Eileen Hoffman, (202) 653-5305.
    
    SUPPLEMENTARY INFORMATION: November 4, 1994, FMCS published a notice of 
    proposed rulemaking in the Federal Register (59 FR 55268). This notice 
    was published in order to extend FMCS Form F-53, which is used for 
    notification of contract expirations or reopener in the Federal 
    service, and to revise the text of 29 CFR 1425, which accompanies the 
    illustration of Form F-53 in the agency's regulations (29 CFR 1425.2).
        Form F-53 is made available to assist Federal agencies and labor 
    organizations to obtain FMCS services, as provided for in the Title 5 
    U.S.C. Section 7119(a). The revision of Form F-53 allows parties to 
    more clearly and accurately state the service requested and arranges 
    information in a manner which aids in entry of data into FMCS computer 
    records. The revised version of Form F-53 is shown below in this rule 
    for purposes of identification.
        A summary of information pertaining to Form F-53 is as follows:
        Form number: FMCS F-53, OMB 3076-0005.
        Frequency: On occasion.
        Respondent: Parties to a Federal Sector dispute or grievance.
        Obligation: Voluntary.
        Binder: Approximately 600 responses per year; approximately 100 
    reporting hours per year; approximately 15 minutes per response.
        Need and Use: The information is needed to advise FMCS of Federal 
    Sector disputes pursuant to 29 CFR Part 1425 paragraph 1425.3. It is 
    used in order to make assignments of cases to FMCS mediators.
        Comments: No comments were received on the proposed form as it is 
    no change from existing form.
    
    Executive Order 12291
    
        This rule is not a ``major rule'' under Executive Order 12291 
    because it is not likely to result in (1) an annual effect on the 
    economy of $100 million or more; (2) a major increase in costs or 
    prices for consumers, individual industries, Federal, State or local 
    government agencies, or geographic regions; or (3) a significant 
    decline in productivity, innovation, or the ability of United States-
    based enterprises to compete with foreign-based enterprises in domestic 
    or export markets. Accordingly, no regulatory impact analysis is 
    required.
    
    Paperwork Reduction Act Notice
    
        The collection of information in this rule was submitted to the 
    Office of Management and Budget under section 3504(h) of the Paperwork 
    Reduction Act [44 U.S.C. 3501 et seq.]. Comments regarding any aspect 
    of this information collection should be submitted to the Federal 
    Mediation and Conciliation Service, 2100 K Street, NW., Washington, DC 
    20427, Attention: Eileen B. Hoffman, and the Office of Management and 
    Budget, Attention: Desk Officer for FMCS, OMB room 3001, Washington, DC 
    20503.
    
    Regulatory Flexibility Act Certification
    
        The FMCS finds that this rule will have no significant economic 
    impact on a substantial number of small entities within the meaning of 
    section 3(a) of the Regulatory Flexibility Act, Pub. L. 96-354, 94 
    Stat. 1164 [5 U.S.C. 605(g)], and will so certify to the Chief Counsel 
    for Advocacy of the Small Business Administration. This conclusion has 
    been reached because the proposed rule does not, in itself, impose any 
    additional economic requirements upon small entities. Accordingly, no 
    regulatory flexibility analysis is required.
    
    List of Subjects in 29 CFR Part 1425
    
        Administrative practice and procedure, collective bargaining, 
    Labor- management relations.
    
        Dated: December 14, 1994.
    John Calhoun Wells,
    Director, FMCS.
    
        Accordingly, 29 CFR Part 1425 is amended as follows:
    
    PART 1425--MEDIATION ASSISTANCE IN THE FEDERAL SERVICE
    
        1. The authority citation for 29 CFR Part 1425 is revised to read 
    as follows:
    
        Authority: 5 U.S.C. 581(8), 7119, 7134.
    
        2. Section 1425.2 is revised to read as follows:
    
    
    Sec. 1425.2  Notice to the Service of agreement negotiations.
    
        (a) In order that the Service may provide assistance to the 
    parties, the party initiating negotiations shall file a notice with the 
    FMCS Notice Processing Unit, 2100 K Street, N.W., Washington, D.C. 
    20427, at least 30 days prior to the expiration or modification date of 
    an existing agreement, or 30 days prior to the reopener date of an 
    existing agreement. In the case of an initial agreement the notice 
    shall be filed within 30 days after commencing negotiations.
        (b) Parties engaging in mid-term or impact and/or implementation 
    bargaining are encouraged to send a notice to FMCS if assistance is 
    desired. Such notice may be sent by either party or may be submitted 
    jointly. In regard to such notices a brief listing should be general in 
    nature e.g., smoking policies, or Alternative Work Schedules (AWS).
        (c) Parties requesting grievance mediation must send a request 
    signed by both the union and the agency involved. Receipt of such 
    request does [[Page 2510]] not commit FMCS to provide its services. 
    FMCS has the discretion to determine whether or not to perform 
    grievance mediation, as such service may not be appropriate in all 
    cases.
        (d) The guidelines for FMCS grievance mediation are:
        (1) The parties shall submit a joint request, signed by both 
    parties requesting FMCS assistance. The parties agree that grievance 
    mediation is a supplement to, and not a substitute for, the steps of 
    the contractual grievance procedure.
        (2) The grievant is entitled to be present at the grievance 
    mediation conference.
        (3) Any times limits in the parties labor agreement must be waived 
    to permit the grievance to proceed to arbitration should mediation be 
    unsuccessful.
        (4) Proceedings before the mediator will be informal and rules of 
    evidence do not apply. No record, stenographic or tape recordings of 
    the meetings will be made. The mediators notes are confidential and 
    content shall not be revealed.
        (5) The mediator shall conduct the mediation conference utilizing 
    all of the customary techniques associated with mediation including the 
    use of separate caucuses.
        (6) The mediator had no authority to compel resolution of the 
    grievance.
        (7) In the event that no settlement is reached during the mediation 
    conference, the mediator may provide the parties either in separate or 
    joint session with an oral advisory opinion.
        (8) If either party does not accept an advisory opinion, the matter 
    may then proceed to arbitration in the manner form provided in their 
    collective bargaining agreement. Such arbitration hearings will be held 
    as if the grievance mediation effort had not taken place. Nothing said 
    or done by the parties or the mediator during the grievance mediation 
    session can be used during arbitration proceedings.
        (9) When the parties choose the FMCS grievance mediation procedure, 
    they have agreed to abide by these guidelines established by FMCS, and 
    it is understood that the parties and the grievant shall hold FMCS and 
    the mediator appointed by the Service to conduct the mediation 
    conference harmless of any claim of damages arising from the mediation 
    process.
    
                                                     BILLING CODE 6732-01-M
    [[Page 2511]]
    
    [GRAPHIC][TIFF OMITTED]TR10JA95.000
    
    
    
    BILLING CODE 6732-01-C
    [[Page 2512]]
    
    Instructions
    
        Complete this form, please follow these instructions.
        In item # 1. Check the block and give the date if this is for an 
    existing agreement or reopener. The FLRA Certification number should be 
    provided if available. If not known, please leave this item blank. 
    Absence of this number will not impede processing of the Form.
        In item #2. If other assistance in bargaining is requested please 
    specify: e.g.; impact and implementation bargaining (I&I) and/or mid-
    term bargaining and provide a brief listing of issues, e.g. Smoking, 
    Alternative Work Schedules (AWS), ground rules, office moves, or if 
    desired, add attached list. This is only if such issues are known at 
    time of filing.
        In item #3. Please specify the issues to be considered for 
    grievance mediation. Please refer to FMCS guidelines for processing 
    these requests. Please make certain that both parties sign this 
    request!
        In item #4. List the name of the agency, as follows: The 
    Department, and the subdivision or component. For example: U.S. Dept. 
    of Labor, BLS, or U.S. Dept. of Army, Aberdeen Proving Ground, or 
    Illinois National Guard, Springfield Chapter. If an independent agency 
    is involved, list the agency, e.g. Federal Deposit Insurance Corp. 
    (FDIC) and any subdivision or component, if appropriate.
        In item #5. List the name of the union and its subdivision or 
    component as follows: e.g. Federal Employees Union, Local 23 or 
    Government Workers Union, Western Joint Council.
        In item #6. Provide the area where the negotiation or mediation 
    will most likely take place, with zip code, e.g., Washington, D.C. 
    20427. The zip code is important because our cases are routed by 
    computer through zip code, and mediators are assigned on that basis.
        In item #7. Only the approximate number of employees in the 
    bargaining unit and establishment are requested. The establishment is 
    the entity referred to in item 4 as name of subdivision or component, 
    if any.
        In item #8. The filing need only be sent by one party unless it is 
    a request for grievance mediation. (See item 9.)
        In item #9. Please give the title of the official, phone number, 
    address, and zip code.
        In item #10. Both labor and management signatures are required for 
    grievance mediation requests.
    
    Notice
    
        Send original to F.M.C.S.
        Send one copy to opposite party.
        Retain one copy for party filing notice.
    
    [FR Doc. 95-472 Filed 1-9-95; 8:45 am]
    BILLING CODE 6732-01-M
    
    

Document Information

Effective Date:
2/9/1995
Published:
01/10/1995
Department:
Federal Mediation and Conciliation Service
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-472
Dates:
February 9, 1995.
Pages:
2509-2512 (4 pages)
PDF File:
95-472.pdf
CFR: (1)
29 CFR 1425.2